13F HOLDINGS REPORT

Empirical Asset Management, LLC

Quarter ended Q1 2023 · Filed January 31, 2023 · Accession 0001951757-23-000088

Total Value

$95.0M

Positions

161

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (161)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	ABRDN GOLD ETF TRUST	00326A104	228,797	$4.0M	4.21%
2	ISHARES TR	464287457	43,782	$3.6M	3.74%
3	WISDOMTREE TR	WT	114,273	$2.4M	2.49%
4	SPDR S&P 500 ETF TR	SPY	5,497	$2.1M	2.20%
5	TEXAS PACIFIC LAND CORPORATI	TPL	816	$1.9M	2.01%
6	WISDOMTREE TR	WT	57,141	$1.8M	1.90%
7	SCHWAB STRATEGIC TR	808524854	34,370	$1.7M	1.78%
8	DBX ETF TR	233051101	73,055	$1.6M	1.65%
9	CISCO SYS INC	CSCO	32,737	$1.4M	1.51%
10	FLEXSHARES TR	FLEX	58,860	$1.4M	1.46%
11	PIMCO ETF TR	72201R403	24,672	$1.3M	1.40%
12	INVESCO EXCHANGE TRADED FD T	IVZ	14,856	$1.3M	1.39%
13	APPLE INC	AAPL	79,720	$1.2M	1.29%
14	INDEXIQ ETF TR	45409B107	42,361	$1.2M	1.27%
15	MICROSOFT CORP	MSFT	10,301	$1.2M	1.23%
16	GILEAD SCIENCES INC	GILD	13,595	$1.2M	1.23%
17	QUEST DIAGNOSTICS INC	DGX	7,011	$1.1M	1.15%
18	AGF INVTS TR	00110G408	50,432	$1.1M	1.13%
19	LATTICE STRATEGIES TR	518416102	41,695	$1.0M	1.09%
20	SPDR SER TR	78468R804	7,612	$1.0M	1.09%
21	FIDELITY COVINGTON TRUST	316092824	21,681	$1.0M	1.05%
22	ALPS ETF TR	00162Q395	29,141	$978,270	1.03%
23	AUTOMATIC DATA PROCESSING IN	ADP	4,338	$972,971	1.02%
24	HOME DEPOT INC	HD	14,085	$953,266	1.00%
25	GOLDMAN SACHS ETF TR	NVGLF	12,104	$921,478	0.97%
26	SPDR GOLD TR	GLD	5,413	$910,469	0.96%
27	STARBOARD INVT TR	STHO	43,839	$898,410	0.95%
28	SPDR INDEX SHS FDS	78463X434	13,962	$894,975	0.94%
29	EXXON MOBIL CORP	XOM	21,814	$891,252	0.94%
30	SPDR SER TR	78464A516	39,338	$882,345	0.93%
31	ISHARES SILVER TR	SLV	39,651	$873,115	0.92%
32	SELECT SECTOR SPDR TR	81369Y860	24,524	$821,780	0.87%
33	WALMART INC	WMT	9,460	$820,920	0.86%
34	JOHN HANCOCK EXCHANGE TRADED	47804J206	16,879	$785,546	0.83%
35	BIOGEN INC	BIIB	2,851	$776,748	0.82%
36	PROSHARES TR	74348A541	13,229	$772,526	0.81%
37	INDEXIQ ETF TR	45409B883	22,515	$768,650	0.81%
38	ISHARES TR	464288208	13,095	$768,262	0.81%
39	PIMCO EQUITY SER	72202L371	29,709	$761,741	0.80%
40	ABBOTT LABS	ABLZF	7,460	$749,145	0.79%
41	DBX ETF TR	233051200	21,976	$708,293	0.75%
42	INTERNATIONAL PAPER CO	460146103	20,615	$706,096	0.74%
43	EMERSON ELEC CO	EMR	6,920	$655,349	0.69%
44	ISHARES TR	46435G433	18,890	$653,609	0.69%
45	SPDR SER TR	78464A490	15,849	$652,989	0.69%
46	PEPSICO INC	PEP	4,032	$647,769	0.68%
47	LOWES COS INC	548661107	3,238	$645,176	0.68%
48	TRAVELERS COMPANIES INC	TRV	3,567	$638,483	0.67%
49	JOHN HANCOCK EXCHANGE TRADED	47804J842	20,406	$624,227	0.66%
50	PROSHARES TR	74347B607	8,593	$611,033	0.64%
51	ISHARES TR	46429B267	26,255	$596,522	0.63%
52	WISDOMTREE TR	WT	16,563	$590,134	0.62%
53	STARBOARD INVT TR	STHO	44,671	$572,017	0.60%
54	WISDOMTREE TR	WT	18,517	$566,797	0.60%
55	ISHARES TR	464287465	8,584	$563,426	0.59%
56	EOG RES INC	EOG	4,304	$557,512	0.59%
57	WISDOMTREE TR	WT	30,518	$556,040	0.59%
58	VICTORY PORTFOLIOS II	92647N543	13,854	$552,621	0.58%
59	MARATHON PETE CORP	MARA	4,737	$551,299	0.58%
60	FIRST TR EXCH TRD ALPHDX FD	33737J182	26,095	$548,787	0.58%
61	FIDELITY COVINGTON TRUST	316092378	22,835	$545,069	0.57%
62	CITIGROUP INC	C-PR	11,993	$540,511	0.57%
63	VANGUARD SCOTTSDALE FDS	92206C847	8,741	$538,629	0.57%
64	MOODYS CORP	MCO	1,925	$536,296	0.56%
65	PAYCHEX INC	PAYX	6,559	$532,830	0.56%
66	FIRST TR EXCH TRD ALPHDX FD	33737J307	13,683	$532,813	0.56%
67	CRESTWOOD EQUITY PARTNERS LP	226344208	20,119	$526,913	0.55%
68	CONAGRA BRANDS INC	CAG	13,605	$526,505	0.55%
69	INCYTE CORP	INCY	6,519	$523,606	0.55%
70	COLUMBIA ETF TR I	19761L706	23,044	$523,606	0.55%
71	VICTORY PORTFOLIOS II	92647N865	8,791	$517,690	0.55%
72	DEERE & CO	DE	1,206	$517,196	0.54%
73	PROCTER AND GAMBLE CO	742718109	17,170	$512,947	0.54%
74	MCDONALDS CORP	MCD	6,626	$504,978	0.53%
75	EVERSOURCE ENERGY	ES	6,506	$503,547	0.53%
76	REGENERON PHARMACEUTICALS	REGN	693	$499,993	0.53%
77	JOHNSON & JOHNSON	JNJ	3,793	$499,776	0.53%
78	MEDTRONIC PLC	MDT	6,349	$493,420	0.52%
79	NEW JERSEY RES CORP	NJR	9,861	$489,310	0.52%
80	S&P GLOBAL INC	SPGI	1,508	$486,237	0.51%
81	ISHARES S&P GSCI COMMODITY-	ISMCF	22,717	$482,282	0.51%
82	ISHARES TR	464287671	5,814	$473,938	0.50%
83	BERKSHIRE HATHAWAY INC DEL	BRK-A	1	$468,711	0.49%
84	TEXAS INSTRS INC	882508104	3,302	$463,024	0.49%
85	J P MORGAN EXCHANGE TRADED F	46641Q886	5,454	$459,059	0.48%
86	ISHARES INC	46434G103	9,756	$455,589	0.48%
87	GRANITESHARES ETF TR	38747R108	20,242	$455,243	0.48%
88	MCCORMICK & CO INC	MKC-V	5,335	$442,201	0.47%
89	ISHARES TR	46432F842	7,173	$442,126	0.47%
90	ORGANON & CO	OGN	15,670	$437,183	0.46%
91	GOLDMAN SACHS ETF TR	NVGLF	15,319	$433,683	0.46%
92	KEYSIGHT TECHNOLOGIES INC	KEYS	2,592	$429,742	0.45%
93	SCHWAB STRATEGIC TR	808524839	9,158	$418,055	0.44%
94	SYSCO CORP	SYY	6,032	$415,334	0.44%
95	PACKAGING CORP AMER	695156109	3,214	$411,103	0.43%
96	DISNEY WALT CO	254687106	7,052	$409,055	0.43%
97	CVS HEALTH CORP	CVS	11,043	$386,748	0.41%
98	ABBVIE INC	ABBV	2,695	$381,201	0.40%
99	SSGA ACTIVE TR	78470P507	14,714	$376,733	0.40%
100	ENTERPRISE PRODS PARTNERS L	293792107	16,756	$366,891	0.39%
101	LYONDELLBASELL INDUSTRIES N	LYB	4,475	$360,900	0.38%
102	ISHARES TR	46434V803	13,240	$357,482	0.38%
103	TYSON FOODS INC	TSN	5,683	$353,794	0.37%
104	WEYERHAEUSER CO MTN BE	WY	12,046	$344,857	0.36%
105	QUALCOMM INC	QCOM	8,197	$342,908	0.36%
106	HASBRO INC	HAS	5,549	$338,559	0.36%
107	CATERPILLAR INC	CAT	1,648	$336,883	0.35%
108	ROBERT HALF INTL INC	RHI	4,599	$328,508	0.35%
109	AMPHENOL CORP NEW	032095101	4,247	$323,367	0.34%
110	STATE STR CORP	STT-PG	4,210	$321,647	0.34%
111	STRYKER CORPORATION	SYK	1,315	$321,393	0.34%
112	PUBLIC STORAGE	PSA-PS	1,125	$315,091	0.33%
113	SCHWAB STRATEGIC TR	808524706	13,069	$309,350	0.33%
114	FIRST TR EXCHANGE TRADED FD	33734X168	5,081	$307,858	0.32%
115	VICTORY PORTFOLIOS II	92647N832	5,270	$305,677	0.32%
116	AUTOZONE INC	AZO	123	$303,340	0.32%
117	PRINCIPAL EXCHANGE TRADED FD	74255Y607	7,753	$303,094	0.32%
118	ISHARES TR	464287432	3,000	$298,688	0.31%
119	STEEL DYNAMICS INC	STLD	2,916	$284,854	0.30%
120	FIRST TR LRG CP VL ALPHADEX	33735J101	4,289	$282,275	0.30%
121	SPDR SER TR	78464A672	9,879	$278,983	0.29%
122	SCHWAB STRATEGIC TR	808524862	5,718	$275,853	0.29%
123	JUNIPER NETWORKS INC	48203R104	8,395	$268,289	0.28%
124	BERKSHIRE HATHAWAY INC DEL	BRK-A	1,254	$263,925	0.28%
125	PFIZER INC	PFE	6,950	$258,728	0.27%
126	ISHARES TR	464287242	2,877	$257,768	0.27%
127	CF INDS HLDGS INC	125269100	3,025	$257,747	0.27%
128	AMAZON COM INC	AMZN	9,599	$256,247	0.27%
129	GENERAL DYNAMICS CORP	GD	1,202	$252,298	0.27%
130	PIMCO ETF TR	72201R833	2,553	$251,855	0.27%
131	VANGUARD INDEX FDS	922908363	779	$250,920	0.26%
132	ISHARES TR	464287200	651	$250,177	0.26%
133	DANAHER CORPORATION	235851102	942	$249,943	0.26%
134	CECO ENVIRONMENTAL CORP	CECO	21,346	$249,321	0.26%
135	ALPHABET INC	GOOG	5,875	$241,586	0.25%
136	TORONTO DOMINION BK ONT	TORO	3,708	$240,109	0.25%
137	CHEVRON CORP NEW	CVX	9,788	$238,157	0.25%
138	BANK AMERICA CORP	060505104	8,352	$222,348	0.23%
139	INVESCO EXCH TRADED FD TR II	IVZ	5,213	$216,530	0.23%
140	SPDR SER TR	78464A854	4,808	$216,264	0.23%
141	ACCENTURE PLC IRELAND	ACN	823	$208,834	0.22%
142	FIRST TRUST LRGCP GWT ALPHAD	33735K108	2,275	$207,989	0.22%
143	SCHWAB STRATEGIC TR	808524201	4,556	$205,694	0.22%
144	FRANCO NEV CORP	FNV	1,500	$204,720	0.22%
145	ISHARES TR	464287804	2,212	$200,658	0.21%
146	BARINGS BDC INC	BBDC	29,662	$146,925	0.15%
147	JPMORGAN CHASE & CO	VYLD	10,735	$130,106	0.14%
148	AT&T INC	T-PC	20,427	$109,257	0.12%
149	VERIZON COMMUNICATIONS INC	VZ	15,486	$93,853	0.10%
150	STARBOARD INVT TR	STHO	10,182	$77,947	0.08%
151	MERSANA THERAPEUTICS INC	59045L106	10,000	$58,600	0.06%
152	HARVARD BIOSCIENCE INC	HBIO	20,000	$55,400	0.06%
153	CANDEL THERAPEUTICS INC	CADL	12,000	$21,480	0.02%
154	MARKFORGED HOLDING CORPORATI	57064N102	10,500	$12,180	0.01%
155	ISHARES TR	464287721	36,100	$2,689	0.00%
156	ISHARES TR	464287556	15,629	$2,052	0.00%
157	SUNOCO LP/SUNOCO FIN CORP	SUN	38,980	$1,680	0.00%
158	INVESCO EXCH TRADED FD TR II	IVZ	13,940	$1,031	0.00%
159	SPDR SER TR	78464A870	10,883	$903	0.00%
160	STMICROELECTRONICS N V	STMEF	18,370	$653	0.00%
161	ISHARES TR	464287796	10,236	$476	0.00%