13F HOLDINGS REPORT
Sargent Investment Group, LLC
Quarter ended Q1 2023 · Filed January 31, 2023 · Accession 0001951757-23-000087
Total Value
$322.0M
Positions
193
Other Managers
0
Confidential Omitted
No
Holdings (193)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 188,481 | $24.5M | 7.61% |
| 2 | FIRST TR EXCHANGE-TRADED FD | 33733E104 | 155,638 | $11.7M | 3.62% |
| 3 | AVID BIOSERVICES INC | 05368M106 | 765,096 | $10.5M | 3.27% |
| 4 | FIRST TR EXCHANGE TRADED FD | 33734X846 | 267,498 | $10.4M | 3.22% |
| 5 | CARLYLE GROUP INC | CGABL | 328,675 | $9.8M | 3.05% |
| 6 | IRON MTN INC DEL | 46284V101 | 190,003 | $9.5M | 2.94% |
| 7 | MICROSOFT CORP | MSFT | 38,334 | $9.2M | 2.85% |
| 8 | BLACKSTONE INC | BX | 121,792 | $9.0M | 2.81% |
| 9 | INTERNATIONAL BUSINESS MACHS | INTR | 63,852 | $9.0M | 2.79% |
| 10 | SPDR SER TR | 78464A409 | 164,524 | $8.3M | 2.59% |
| 11 | UNIVERSAL DISPLAY CORP | OLED | 76,078 | $8.2M | 2.55% |
| 12 | CANTALOUPE INC | CTLPP | 1,742,569 | $7.6M | 2.35% |
| 13 | SPDR SER TR | 78464A508 | 169,646 | $6.6M | 2.05% |
| 14 | ARES CAPITAL CORP | ARCC | 278,417 | $5.1M | 1.60% |
| 15 | J P MORGAN EXCHANGE TRADED F | 46641Q837 | 101,340 | $5.1M | 1.58% |
| 16 | EXELIXIS INC | EXEL | 290,460 | $4.7M | 1.45% |
| 17 | JOHNSON & JOHNSON | JNJ | 25,694 | $4.5M | 1.41% |
| 18 | FIRST TR EXCHANGE TRAD FD VI | 33739H101 | 182,845 | $4.5M | 1.39% |
| 19 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 14,140 | $4.4M | 1.36% |
| 20 | FORD MTR CO DEL | 345370860 | 338,047 | $3.9M | 1.22% |
| 21 | VANGUARD INDEX FDS | 922908512 | 28,347 | $3.8M | 1.19% |
| 22 | PALANTIR TECHNOLOGIES INC | PLTR | 588,205 | $3.8M | 1.17% |
| 23 | JANUS DETROIT STR TR | 47103U845 | 74,481 | $3.7M | 1.14% |
| 24 | ALPHABET INC | GOOG | 41,250 | $3.7M | 1.14% |
| 25 | MITEK SYS INC | MITK | 344,185 | $3.3M | 1.04% |
| 26 | ENERGY RECOVERY INC | ERII | 157,405 | $3.2M | 1.00% |
| 27 | XEROX HOLDINGS CORP | XRXDW | 220,902 | $3.2M | 1.00% |
| 28 | JPMORGAN CHASE & CO | VYLD | 23,360 | $3.1M | 0.97% |
| 29 | AMAZON COM INC | AMZN | 36,480 | $3.1M | 0.95% |
| 30 | TEVA PHARMACEUTICAL INDS LTD | 881624209 | 308,675 | $2.8M | 0.87% |
| 31 | BLOCK INC | BSQKZ | 43,662 | $2.7M | 0.85% |
| 32 | MATTEL INC | MAT | 151,453 | $2.7M | 0.84% |
| 33 | STARWOOD PPTY TR INC | STHO | 141,473 | $2.6M | 0.81% |
| 34 | HOME DEPOT INC | HD | 8,070 | $2.5M | 0.79% |
| 35 | FIRST TR EXCHANGE-TRADED FD | 33738R720 | 70,232 | $2.5M | 0.78% |
| 36 | COHEN & STEERS QUALITY INCOM | 19247L106 | 206,105 | $2.4M | 0.74% |
| 37 | CARRIER GLOBAL CORPORATION | CARR | 56,664 | $2.3M | 0.73% |
| 38 | FIRST TR MORNINGSTAR DIVID L | 336917109 | 61,282 | $2.2M | 0.70% |
| 39 | MATINAS BIOPHARMA HLDGS INC | MTNB | 4,385,037 | $2.2M | 0.68% |
| 40 | COSTCO WHSL CORP NEW | 22160K105 | 4,267 | $1.9M | 0.60% |
| 41 | PGIM ETF TR | 69344A107 | 39,115 | $1.9M | 0.60% |
| 42 | NORTHROP GRUMMAN CORP | NOC | 3,500 | $1.9M | 0.59% |
| 43 | QUALCOMM INC | QCOM | 17,270 | $1.9M | 0.59% |
| 44 | PROCTER AND GAMBLE CO | 742718109 | 12,209 | $1.9M | 0.57% |
| 45 | WALMART INC | WMT | 12,882 | $1.8M | 0.57% |
| 46 | ASPEN AEROGELS INC | ASPN | 148,460 | $1.8M | 0.54% |
| 47 | ALPHABET INC | GOOG | 19,145 | $1.7M | 0.52% |
| 48 | EXXON MOBIL CORP | XOM | 14,991 | $1.7M | 0.51% |
| 49 | GENERAL ELECTRIC CO | 369604301 | 19,263 | $1.6M | 0.50% |
| 50 | COHEN & STEERS INFRASTRUCTUR | 19248A109 | 67,040 | $1.6M | 0.50% |
| 51 | EASTERLY GOVT PPTYS INC | 27616P103 | 110,300 | $1.6M | 0.49% |
| 52 | CYTOSORBENTS CORP | CTSO | 984,133 | $1.5M | 0.47% |
| 53 | CATERPILLAR INC | CAT | 6,358 | $1.5M | 0.47% |
| 54 | AKOUSTIS TECHNOLOGIES INC | 00973N102 | 531,575 | $1.5M | 0.47% |
| 55 | BROADSTONE NET LEASE INC | BNL | 92,359 | $1.5M | 0.46% |
| 56 | PEPSICO INC | PEP | 8,266 | $1.5M | 0.46% |
| 57 | VANGUARD MUN BD FDS | 922907746 | 30,150 | $1.5M | 0.46% |
| 58 | CHEVRON CORP NEW | CVX | 8,068 | $1.4M | 0.45% |
| 59 | ABBVIE INC | ABBV | 8,423 | $1.4M | 0.42% |
| 60 | FIRSTSERVICE CORP NEW | FSV | 11,043 | $1.4M | 0.42% |
| 61 | DANAHER CORPORATION | 235851102 | 5,076 | $1.3M | 0.42% |
| 62 | SIXTH STREET SPECIALTY LENDI | TSLX | 75,400 | $1.3M | 0.42% |
| 63 | FIRST TR EXCHANGE-TRADED FD | 33739Q200 | 28,125 | $1.3M | 0.41% |
| 64 | APA CORPORATION | APA | 28,000 | $1.3M | 0.41% |
| 65 | FIRST TR EXCHANGE-TRADED FD | 33733E302 | 10,250 | $1.3M | 0.39% |
| 66 | MERCK & CO INC | MRK | 11,244 | $1.2M | 0.39% |
| 67 | MEDIWOUND LTD | MDWD | 90,326 | $1.2M | 0.38% |
| 68 | UNITEDHEALTH GROUP INC | UNH | 2,243 | $1.2M | 0.37% |
| 69 | DIGITALBRIDGE GROUP INC | DBRG-PJ | 107,937 | $1.2M | 0.37% |
| 70 | EMERSON ELEC CO | EMR | 12,209 | $1.2M | 0.36% |
| 71 | GABELLI DIVID & INCOME TR | 36242H104 | 56,750 | $1.2M | 0.36% |
| 72 | ORACLE CORP | ORCL-PD | 14,280 | $1.2M | 0.36% |
| 73 | KINDER MORGAN INC DEL | EP-PC | 62,066 | $1.1M | 0.35% |
| 74 | BANK AMERICA CORP | 060505104 | 32,936 | $1.1M | 0.34% |
| 75 | ABBOTT LABS | ABLZF | 9,562 | $1.0M | 0.33% |
| 76 | BOEING CO | BA-PA | 5,469 | $1.0M | 0.32% |
| 77 | MARRIOTT INTL INC NEW | 571903202 | 6,783 | $1.0M | 0.31% |
| 78 | THE ALGER ETF TRUST | 015564107 | 86,792 | $1.0M | 0.31% |
| 79 | CVS HEALTH CORP | CVS | 10,532 | $981,477 | 0.30% |
| 80 | ATOMERA INC | ATOM | 138,035 | $858,578 | 0.27% |
| 81 | ATLANTICA SUSTAINABLE INFR P | ALDA | 31,730 | $821,807 | 0.26% |
| 82 | FIRST TR VALUE LINE DIVID IN | 33734H106 | 20,154 | $804,346 | 0.25% |
| 83 | AMERICAN EXPRESS CO | AXP | 5,438 | $803,465 | 0.25% |
| 84 | WASHINGTON TR BANCORP INC | 940610108 | 16,932 | $798,852 | 0.25% |
| 85 | STARBUCKS CORP | SBUX | 7,975 | $791,120 | 0.25% |
| 86 | LILLY ELI & CO | LLY | 2,129 | $778,873 | 0.24% |
| 87 | PFIZER INC | PFE | 15,056 | $771,469 | 0.24% |
| 88 | FEDEX CORP | FDX | 4,383 | $759,136 | 0.24% |
| 89 | INTUIT | INTU | 1,880 | $731,734 | 0.23% |
| 90 | UNION PAC CORP | UNP | 3,432 | $710,664 | 0.22% |
| 91 | TJX COS INC NEW | 872540109 | 8,575 | $682,570 | 0.21% |
| 92 | BRISTOL-MYERS SQUIBB CO | CELG-RI | 9,327 | $671,078 | 0.21% |
| 93 | ZOETIS INC | ZTS | 4,523 | $662,846 | 0.21% |
| 94 | NIKE INC | NKE | 5,652 | $661,341 | 0.21% |
| 95 | LINDE PLC | LIN | 2,000 | $652,360 | 0.20% |
| 96 | ISHARES TR | 464287523 | 1,850 | $643,763 | 0.20% |
| 97 | VISA INC | V | 3,031 | $629,721 | 0.20% |
| 98 | CISCO SYS INC | CSCO | 12,622 | $601,312 | 0.19% |
| 99 | SALESFORCE INC | CRM | 4,515 | $598,644 | 0.19% |
| 100 | ENTERPRISE PRODS PARTNERS L | 293792107 | 24,726 | $596,385 | 0.19% |
| 101 | ADOBE SYSTEMS INCORPORATED | ADBE | 1,750 | $588,928 | 0.18% |
| 102 | J P MORGAN EXCHANGE TRADED F | 46641Q274 | 12,875 | $588,388 | 0.18% |
| 103 | WORLD GOLD TR | GLD | 15,960 | $577,592 | 0.18% |
| 104 | VERIZON COMMUNICATIONS INC | VZ | 14,620 | $576,028 | 0.18% |
| 105 | LOCKHEED MARTIN CORP | LMT | 1,178 | $573,085 | 0.18% |
| 106 | COCA COLA CO | KO | 8,617 | $548,127 | 0.17% |
| 107 | FIRST TR EXCHANGE-TRADED FD | 33738R605 | 11,503 | $535,465 | 0.17% |
| 108 | UNITED PARCEL SERVICE INC | UPS | 3,049 | $530,038 | 0.16% |
| 109 | PIONEER NAT RES CO | 723787107 | 2,278 | $520,272 | 0.16% |
| 110 | PHILIP MORRIS INTL INC | 718172109 | 4,936 | $499,573 | 0.16% |
| 111 | DOW INC | DOW | 9,861 | $496,896 | 0.15% |
| 112 | ISHARES TR | 464287721 | 6,400 | $476,736 | 0.15% |
| 113 | CEDAR FAIR L P | 150185106 | 11,370 | $470,036 | 0.15% |
| 114 | CONOCOPHILLIPS | COP | 3,945 | $465,464 | 0.14% |
| 115 | UNITED BANKSHARES INC WEST V | UNTCW | 11,295 | $457,335 | 0.14% |
| 116 | FREEPORT-MCMORAN INC | FCX | 12,000 | $456,000 | 0.14% |
| 117 | ULTA BEAUTY INC | ULTA | 950 | $445,617 | 0.14% |
| 118 | J P MORGAN EXCHANGE TRADED F | 46641Q159 | 9,815 | $442,853 | 0.14% |
| 119 | CAPSTONE GREEN ENERGY CORP | CGEH | 297,890 | $431,941 | 0.13% |
| 120 | FIRST TR EXCHANGE TRADED FD | 33734X176 | 4,630 | $423,877 | 0.13% |
| 121 | GOLDMAN SACHS GROUP INC | GSCE | 1,229 | $422,014 | 0.13% |
| 122 | HENRY SCHEIN INC | HSIC | 5,185 | $414,126 | 0.13% |
| 123 | FIRST TR LRGE CP CORE ALPHA | 33734K109 | 5,165 | $413,562 | 0.13% |
| 124 | 3M CO | MMM | 3,365 | $403,531 | 0.13% |
| 125 | BAXTER INTL INC | 071813109 | 7,830 | $399,095 | 0.12% |
| 126 | SPDR SER TR | 78464A870 | 4,800 | $398,400 | 0.12% |
| 127 | PROSPERITY BANCSHARES INC | PB | 5,425 | $394,289 | 0.12% |
| 128 | ISHARES TR | 464287788 | 5,130 | $387,161 | 0.12% |
| 129 | AUTOMATIC DATA PROCESSING IN | ADP | 1,600 | $382,176 | 0.12% |
| 130 | BROADCOM INC | AVGO | 653 | $365,112 | 0.11% |
| 131 | ILLINOIS TOOL WKS INC | 452308109 | 1,635 | $360,191 | 0.11% |
| 132 | HONEYWELL INTL INC | 438516106 | 1,665 | $356,810 | 0.11% |
| 133 | CORNING INC | GLW | 10,425 | $332,975 | 0.10% |
| 134 | AMGEN INC | AMGN | 1,265 | $332,240 | 0.10% |
| 135 | MASTERCARD INCORPORATED | MA | 946 | $328,953 | 0.10% |
| 136 | ARCHER AVIATION INC | ACHR-WT | 174,000 | $325,380 | 0.10% |
| 137 | WISDOMTREE TR | WT | 6,475 | $314,815 | 0.10% |
| 138 | SCHLUMBERGER LTD | SLB | 5,717 | $305,631 | 0.09% |
| 139 | TAIWAN SEMICONDUCTOR MFG LTD | 874039100 | 4,000 | $297,960 | 0.09% |
| 140 | ISHARES TR | 464287168 | 2,465 | $297,279 | 0.09% |
| 141 | TEKLA WORLD HEALTHCARE FD | THW | 20,000 | $293,000 | 0.09% |
| 142 | PAYCHEX INC | PAYX | 2,475 | $286,011 | 0.09% |
| 143 | CAPITAL ONE FINL CORP | 14040H105 | 3,071 | $285,480 | 0.09% |
| 144 | TESLA INC | TSLA | 2,300 | $283,314 | 0.09% |
| 145 | ISHARES TR | 464287556 | 2,157 | $283,193 | 0.09% |
| 146 | DEERE & CO | DE | 650 | $278,694 | 0.09% |
| 147 | CITIGROUP INC | C-PR | 6,094 | $275,645 | 0.09% |
| 148 | CREATIVE REALITIES INC | CREX | 475,000 | $275,500 | 0.09% |
| 149 | MCDONALDS CORP | MCD | 1,039 | $273,808 | 0.09% |
| 150 | BLACKROCK INC | BLK | 382 | $270,697 | 0.08% |
| 151 | DUPONT DE NEMOURS INC | DD | 3,915 | $268,686 | 0.08% |
| 152 | COMCAST CORP NEW | CCZ | 7,657 | $267,765 | 0.08% |
| 153 | MONDELEZ INTL INC | 609207105 | 4,002 | $266,733 | 0.08% |
| 154 | VANGUARD WORLD FDS | 92204A504 | 1,065 | $264,173 | 0.08% |
| 155 | FIRST TR EXCHANGE TRADED FD | 33734X135 | 6,410 | $262,554 | 0.08% |
| 156 | XPO INC | XPO | 7,818 | $260,261 | 0.08% |
| 157 | ENVIVA INC | 29415B103 | 4,867 | $257,805 | 0.08% |
| 158 | INTERCONTINENTAL EXCHANGE IN | 45866F104 | 2,392 | $245,395 | 0.08% |
| 159 | SAUL CTRS INC | 804395101 | 6,025 | $245,097 | 0.08% |
| 160 | RAYTHEON TECHNOLOGIES CORP | RTX | 2,405 | $242,713 | 0.08% |
| 161 | VANGUARD INDEX FDS | 922908553 | 2,931 | $241,749 | 0.08% |
| 162 | THE TRADE DESK INC | 88339J105 | 5,225 | $234,237 | 0.07% |
| 163 | INTEL CORP | INTC | 8,720 | $230,470 | 0.07% |
| 164 | AMERICAN TOWER CORP NEW | 03027X100 | 1,080 | $228,809 | 0.07% |
| 165 | VANGUARD INDEX FDS | 922908751 | 1,225 | $224,837 | 0.07% |
| 166 | STORE CAP CORP | 862121100 | 7,000 | $224,420 | 0.07% |
| 167 | WILLIAMS COS INC | 969457100 | 6,615 | $217,634 | 0.07% |
| 168 | SELECT SECTOR SPDR TR | 81369Y803 | 1,730 | $215,281 | 0.07% |
| 169 | SELECT SECTOR SPDR TR | 81369Y886 | 3,050 | $215,025 | 0.07% |
| 170 | DUKE ENERGY CORP NEW | DUKB | 2,069 | $213,086 | 0.07% |
| 171 | TOOTSIE ROLL INDS INC | 890516107 | 5,000 | $212,850 | 0.07% |
| 172 | TARGET CORP | TGT | 1,415 | $210,892 | 0.07% |
| 173 | TRANSOCEAN LTD | RIG | 46,100 | $210,216 | 0.07% |
| 174 | HUNTINGTON INGALLS INDS INC | 446413106 | 910 | $209,919 | 0.07% |
| 175 | ISHARES TR | 464287465 | 3,170 | $208,079 | 0.06% |
| 176 | NOVO-NORDISK A S | NONOF | 1,500 | $203,010 | 0.06% |
| 177 | SPDR S&P 500 ETF TR | SPY | 527 | $201,541 | 0.06% |
| 178 | COHEN & STEERS CLOSED-END OP | 19248P106 | 19,085 | $199,438 | 0.06% |
| 179 | SPECTRUM PHARMACEUTICALS INC | 84763A108 | 464,600 | $171,205 | 0.05% |
| 180 | UNITED STATES ANTIMONY CORP | UAMY | 320,000 | $155,808 | 0.05% |
| 181 | TARSUS PHARMACEUTICALS INC | TARS | 10,358 | $151,848 | 0.05% |
| 182 | NOVAVAX INC | NVAX | 14,205 | $146,027 | 0.05% |
| 183 | SIRIUS XM HOLDINGS INC | SIRI | 19,100 | $111,544 | 0.03% |
| 184 | TAYSHA GENE THERAPIES INC | TSHA | 42,987 | $97,151 | 0.03% |
| 185 | INTRUSION INC | INTZ | 30,055 | $94,974 | 0.03% |
| 186 | COHERUS BIOSCIENCES INC | CHRS | 11,200 | $88,704 | 0.03% |
| 187 | TELLURIAN INC NEW | 87968A104 | 50,000 | $84,000 | 0.03% |
| 188 | ARDELYX INC | ARDX | 22,483 | $64,077 | 0.02% |
| 189 | ATHIRA PHARMA INC | 04746L104 | 15,122 | $47,937 | 0.01% |
| 190 | GENIUS BRANDS INTL INC | 37229T301 | 15,000 | $6,975 | 0.00% |
| 191 | BITNILE HOLDINGS INC | 09175M101 | 30,000 | $3,675 | 0.00% |
| 192 | NEXTPLAY TECHNOLOGIES INC | 65344G102 | 30,000 | $3,435 | 0.00% |
| 193 | TELLURIAN INC NEW | 87968A104 | 100,000 | $10 | 0.00% |