13F HOLDINGS REPORT

Round Rock Advisors, LLC

Quarter ended Q1 2023 · Filed January 19, 2023 · Accession 0001951757-23-000015

Total Value

$244.2M

Positions

153

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (153)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	VANGUARD WHITEHALL FDS	921946406	255,014	$27.6M	11.30%
2	INVESCO QQQ TR	IVZ	68,867	$18.3M	7.51%
3	VANGUARD INDEX FDS	922908629	87,167	$17.8M	7.27%
4	ISHARES TR	464287804	183,715	$17.4M	7.12%
5	ISHARES TR	464287168	80,698	$9.7M	3.98%
6	SELECT SECTOR SPDR TR	81369Y704	92,292	$9.1M	3.71%
7	VANECK ETF TRUST	92189F676	42,420	$8.6M	3.52%
8	SELECT SECTOR SPDR TR	81369Y209	58,949	$8.0M	3.28%
9	INVESCO EXCHANGE TRADED FD T	IVZ	56,590	$8.0M	3.27%
10	APPLE INC	AAPL	55,534	$7.2M	2.95%
11	J P MORGAN EXCHANGE TRADED F	46641Q837	121,553	$6.1M	2.49%
12	SELECT SECTOR SPDR TR	81369Y803	37,946	$4.7M	1.93%
13	ISHARES TR	46429B697	59,146	$4.3M	1.75%
14	SPDR S&P 500 ETF TR	SPY	10,039	$3.8M	1.57%
15	VANGUARD SCOTTSDALE FDS	92206C409	49,432	$3.7M	1.52%
16	VANGUARD MALVERN FDS	922020805	60,679	$2.8M	1.16%
17	PFIZER INC	PFE	39,502	$2.0M	0.83%
18	ISHARES TR	46429B689	31,726	$2.0M	0.83%
19	VANGUARD SPECIALIZED FUNDS	921908844	12,769	$1.9M	0.79%
20	EXXON MOBIL CORP	XOM	17,313	$1.9M	0.78%
21	ISHARES TR	464287309	31,910	$1.9M	0.76%
22	INTERNATIONAL BUSINESS MACHS	INTR	12,896	$1.8M	0.74%
23	PEPSICO INC	PEP	9,645	$1.7M	0.71%
24	HOME DEPOT INC	HD	5,425	$1.7M	0.70%
25	ITT INC	ITT	20,730	$1.7M	0.69%
26	ISHARES TR	464287507	6,132	$1.5M	0.61%
27	VANGUARD INDEX FDS	922908637	8,455	$1.5M	0.60%
28	VANGUARD INDEX FDS	922908744	10,249	$1.4M	0.59%
29	INVESCO EXCH TRADED FD TR II	IVZ	21,823	$1.4M	0.57%
30	MERCK & CO INC	MRK	12,542	$1.4M	0.57%
31	VANGUARD WORLD FDS	92204A702	4,323	$1.4M	0.57%
32	ISHARES TR	464287200	3,560	$1.4M	0.56%
33	PIMCO ETF TR	72201R833	13,384	$1.3M	0.54%
34	INVESCO EXCH TRADED FD TR II	IVZ	11,888	$1.3M	0.53%
35	JOHNSON & JOHNSON	JNJ	6,989	$1.2M	0.51%
36	JPMORGAN CHASE & CO	VYLD	8,929	$1.2M	0.49%
37	ISHARES TR	464287614	5,496	$1.2M	0.48%
38	ENTERPRISE PRODS PARTNERS L	293792107	46,500	$1.1M	0.46%
39	VANGUARD WHITEHALL FDS	921946810	15,427	$1.1M	0.44%
40	J P MORGAN EXCHANGE TRADED F	46641Q332	19,487	$1.1M	0.43%
41	VANGUARD INDEX FDS	922908751	5,737	$1.1M	0.43%
42	TESLA INC	TSLA	8,146	$1.0M	0.41%
43	WISDOMTREE TR	WT	34,138	$970,885	0.40%
44	VOYA GLBL ADV & PREM OPP FD	92912R104	111,584	$970,781	0.40%
45	RAYTHEON TECHNOLOGIES CORP	RTX	9,526	$961,364	0.39%
46	VANGUARD INDEX FDS	922908611	5,873	$932,694	0.38%
47	GOLDMAN SACHS ETF TR	NVGLF	31,734	$913,317	0.37%
48	VANGUARD INDEX FDS	922908595	4,447	$891,795	0.37%
49	SPDR SER TR	78464A862	5,303	$886,821	0.36%
50	VANGUARD SCOTTSDALE FDS	92206C870	10,831	$839,519	0.34%
51	MICROSOFT CORP	MSFT	3,463	$830,594	0.34%
52	VANGUARD INDEX FDS	922908769	4,126	$788,937	0.32%
53	LOCKHEED MARTIN CORP	LMT	1,618	$787,141	0.32%
54	ISHARES TR	464287663	10,965	$774,475	0.32%
55	ISHARES TR	46434V407	18,678	$763,726	0.31%
56	BERKSHIRE HATHAWAY INC DEL	BRK-A	2,457	$758,967	0.31%
57	AMPHENOL CORP NEW	032095101	9,911	$754,624	0.31%
58	ISHARES TR	464288802	9,005	$741,303	0.30%
59	3M CO	MMM	5,888	$706,089	0.29%
60	ISHARES TR	464287655	3,998	$697,091	0.29%
61	VANGUARD ADMIRAL FDS INC	921932869	4,057	$686,928	0.28%
62	CHEVRON CORP NEW	CVX	3,785	$679,370	0.28%
63	AMAZON COM INC	AMZN	7,993	$671,412	0.27%
64	VANGUARD INDEX FDS	922908736	3,099	$660,428	0.27%
65	SPDR SER TR	78464A763	5,246	$656,327	0.27%
66	VANGUARD TAX-MANAGED FDS	921943858	15,605	$654,961	0.27%
67	VERIZON COMMUNICATIONS INC	VZ	16,509	$650,455	0.27%
68	MICRON TECHNOLOGY INC	MU	12,978	$648,640	0.27%
69	ISHARES TR	464287481	7,699	$643,678	0.26%
70	NEWMONT CORP	NEMCL	13,326	$628,987	0.26%
71	FIDELITY MERRIMACK STR TR	316188309	13,592	$611,925	0.25%
72	MORGAN STANLEY EMKT DBT FD I	MS-PQ	93,470	$611,291	0.25%
73	SCHWAB STRATEGIC TR	808524797	8,058	$608,716	0.25%
74	SPDR S&P MIDCAP 400 ETF TR	MDY	1,354	$599,538	0.25%
75	ISHARES TR	46432F842	9,524	$587,059	0.24%
76	SPDR SER TR	78464A870	7,025	$583,075	0.24%
77	ISHARES TR	464287762	1,994	$565,823	0.23%
78	ALPHABET INC	GOOG	6,260	$552,320	0.23%
79	RH	RH	2,058	$549,877	0.23%
80	ALPHABET INC	GOOG	6,160	$546,577	0.22%
81	PROCTER AND GAMBLE CO	742718109	3,592	$544,404	0.22%
82	COCA COLA CO	KO	8,491	$540,113	0.22%
83	ISHARES TR	46435U663	16,339	$537,215	0.22%
84	WP CAREY INC	92936U109	6,379	$498,519	0.20%
85	ISHARES TR	464289438	4,116	$496,101	0.20%
86	XYLEM INC	XYL	4,459	$493,032	0.20%
87	LENNAR CORP	LEN-B	5,400	$488,700	0.20%
88	DOW INC	DOW	9,158	$461,472	0.19%
89	NEUBERGER BERMAN MUN FD INC	64124P101	43,731	$455,677	0.19%
90	BLACKSTONE INC	BX	6,097	$452,365	0.19%
91	PROSHARES TR	74347B698	7,100	$435,711	0.18%
92	COHEN & STEERS REIT & PFD &	19247X100	21,177	$431,587	0.18%
93	BANCROFT FD LTD	059695106	25,405	$416,134	0.17%
94	BRISTOL-MYERS SQUIBB CO	CELG-RI	5,713	$411,050	0.17%
95	THERMO FISHER SCIENTIFIC INC	TMO	742	$408,612	0.17%
96	VOYA GLBL EQTY DIV & PREM OP	92912T100	70,634	$382,130	0.16%
97	PIMCO ETF TR	72201R643	3,912	$379,072	0.16%
98	YUM BRANDS INC	YUM	2,942	$376,811	0.15%
99	ISHARES TR	46434V878	7,375	$369,045	0.15%
100	BLACKROCK DEBT STRATEGIES FD	BLK	39,561	$363,959	0.15%
101	NETFLIX INC	NFLX	1,232	$363,292	0.15%
102	TEMPLETON EMERGING MKTS FD	880191101	31,597	$360,838	0.15%
103	ARISTA NETWORKS INC	ANET	2,859	$346,940	0.14%
104	TEMPLETON EMERGING MKTS INCO	880192109	62,011	$340,439	0.14%
105	UNION PAC CORP	UNP	1,595	$330,277	0.14%
106	ISHARES TR	46429B663	3,159	$329,294	0.13%
107	AT&T INC	T-PC	17,593	$323,887	0.13%
108	VANGUARD INDEX FDS	922908512	2,380	$321,866	0.13%
109	NOVARTIS AG	NVSEF	3,500	$317,520	0.13%
110	SOUTHERN CO	SOMN	4,446	$317,471	0.13%
111	BP PLC	BPPFF	8,950	$312,624	0.13%
112	VANGUARD WORLD FDS	92204A504	1,259	$312,295	0.13%
113	BLACKSTONE STRATEGIC CREDIT	BX	29,498	$312,089	0.13%
114	ORACLE CORP	ORCL-PD	3,748	$306,362	0.13%
115	FIDELITY COMWLTH TR	315912808	7,395	$302,973	0.12%
116	BANK NEW YORK MELLON CORP	064058100	6,645	$302,480	0.12%
117	ASSURED GUARANTY LTD	AGO	5,400	$299,808	0.12%
118	CROWN CASTLE INC	CCI	2,169	$294,203	0.12%
119	VANGUARD WORLD FD	921910725	5,850	$287,762	0.12%
120	VANGUARD STAR FDS	921909768	5,470	$282,908	0.12%
121	BLACKROCK MUNIHOLDINGS FD IN	BLK	23,093	$280,349	0.11%
122	SPDR DOW JONES INDL AVERAGE	78467X109	830	$275,004	0.11%
123	PATTERSON-UTI ENERGY INC	PTEN	20,000	$271,400	0.11%
124	ISHARES TR	464288182	4,187	$271,276	0.11%
125	MATTHEWS ASIA FDS	577125818	10,051	$265,765	0.11%
126	MBIA INC	MBI	20,000	$265,000	0.11%
127	ISHARES TR	464288414	2,474	$261,088	0.11%
128	REGENERON PHARMACEUTICALS	REGN	360	$259,736	0.11%
129	VANECK ETF TRUST	92189F106	8,745	$250,632	0.10%
130	ISHARES TR	46434V621	5,005	$250,264	0.10%
131	PIMCO DYNAMIC INCOME OPRNTS	69355M107	18,945	$241,928	0.10%
132	SELECT SECTOR SPDR TR	81369Y605	6,846	$234,133	0.10%
133	CITIGROUP INC	C-PR	5,115	$231,351	0.09%
134	NIKE INC	NKE	1,963	$229,691	0.09%
135	GOLDMAN SACHS ETF TR	NVGLF	2,963	$225,573	0.09%
136	PARAMOUNT GLOBAL	92556H206	13,333	$225,061	0.09%
137	NEW YORK CMNTY BANCORP INC	649445103	20,550	$220,730	0.09%
138	WALMART INC	WMT	1,553	$220,200	0.09%
139	PIMCO ETF TR	72201R775	2,409	$217,999	0.09%
140	NVIDIA CORPORATION	NVDA	1,485	$217,021	0.09%
141	STARBUCKS CORP	SBUX	2,078	$206,147	0.08%
142	EATON VANCE ENHANCED EQUITY	ETN	10,805	$178,823	0.07%
143	BLACKROCK CORPOR HI YLD FD I	BLK	18,882	$165,029	0.07%
144	VOXX INTL CORP	91829F104	15,000	$147,450	0.06%
145	BLACKROCK INVT QUALITY MUN T	BLK	11,600	$135,256	0.06%
146	EATON VANCE SR FLTNG RTE TR	ETN	12,000	$131,280	0.05%
147	PALANTIR TECHNOLOGIES INC	PLTR	12,412	$79,687	0.03%
148	VOYA EMERGING MKTS HIGH DIVI	92912P108	13,645	$70,408	0.03%
149	GAMCO GLOBAL GOLD NAT RES &	36465A109	15,000	$54,450	0.02%
150	QUANTUM SI INC	QSIAW	24,885	$45,540	0.02%
151	PUTNAM PREMIER INCOME TR	PPT	12,000	$43,560	0.02%
152	EMX RTY CORP	26873J107	10,000	$18,900	0.01%
153	PRESIDIO PPTY TR INC	74102L113	13,110	$721	0.00%