13F HOLDINGS REPORT

WEALTH EFFECTS LLC

Quarter ended Q1 2023 · Filed February 2, 2023 · Accession 0001907254-23-000001

Total Value

$173.7M

Positions

191

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (191)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	AVADEL PHARMACEUTICALS PLC	05337M104	2,514,905	$18.0M	10.28%
2	APPLE INC	AAPL	95,703	$12.4M	7.10%
3	ARROWHEAD PHARMACEUTICALS IN	ARWR	155,620	$6.3M	3.60%
4	MICROSOFT CORP	MSFT	21,156	$5.1M	2.90%
5	AMAZON COM INC	AMZN	58,095	$4.9M	2.79%
6	VANGUARD INDEX FDS	922908769	25,507	$4.9M	2.78%
7	JPMORGAN CHASE & CO	VYLD	31,909	$4.3M	2.44%
8	NVIDIA CORPORATION	NVDA	25,367	$3.7M	2.12%
9	FIRST TR EXCHANGE-TRADED FD	33739Q200	75,896	$3.6M	2.05%
10	ALPHABET INC	GOOG	33,760	$3.0M	1.70%
11	PFIZER INC	PFE	53,893	$2.8M	1.58%
12	CHEVRON CORP NEW	CVX	13,889	$2.5M	1.42%
13	ABBVIE INC	ABBV	14,509	$2.3M	1.34%
14	THE TRADE DESK INC	88339J105	49,335	$2.2M	1.26%
15	BLACKSTONE INC	BX	29,493	$2.2M	1.25%
16	BEYOND AIR INC	XAIR	325,950	$2.1M	1.21%
17	ISHARES TR	464287200	5,186	$2.0M	1.14%
18	JOHNSON & JOHNSON	JNJ	10,600	$1.9M	1.07%
19	MERCK & CO INC	MRK	16,329	$1.8M	1.03%
20	UNITEDHEALTH GROUP INC	UNH	3,283	$1.7M	0.99%
21	ISHARES TR	464287150	19,924	$1.7M	0.96%
22	3-D SYS CORP DEL	88554D205	225,275	$1.7M	0.95%
23	CVS HEALTH CORP	CVS	17,507	$1.6M	0.93%
24	GLOBAL X FDS	37954Y483	95,377	$1.5M	0.87%
25	GENERAL MLS INC	370334104	18,033	$1.5M	0.86%
26	PROCTER AND GAMBLE CO	742718109	9,952	$1.5M	0.86%
27	UNITED RENTALS INC	URI	4,195	$1.5M	0.85%
28	ISHARES TR	464287507	6,140	$1.5M	0.85%
29	FIRST TR EXCHANGE-TRADED FD	33738R506	33,794	$1.5M	0.85%
30	BERKSHIRE HATHAWAY INC DEL	BRK-A	4,712	$1.5M	0.83%
31	BOEING CO	BA-PA	7,575	$1.4M	0.82%
32	EXXON MOBIL CORP	XOM	12,742	$1.4M	0.80%
33	INTERNATIONAL BUSINESS MACHS	INTR	9,701	$1.4M	0.78%
34	AMERICAN TOWER CORP NEW	03027X100	5,415	$1.1M	0.65%
35	VANGUARD INDEX FDS	922908736	5,205	$1.1M	0.63%
36	BANK AMERICA CORP	060505104	31,891	$1.1M	0.60%
37	VERIZON COMMUNICATIONS INC	VZ	26,546	$1.0M	0.60%
38	DEVON ENERGY CORP NEW	25179M103	16,885	$1.0M	0.59%
39	J P MORGAN EXCHANGE TRADED F	46641Q332	18,812	$1.0M	0.59%
40	ORGANON & CO	OGN	35,423	$989,352	0.56%
41	VANGUARD INDEX FDS	922908363	2,798	$983,081	0.56%
42	EAGLE MATLS INC	26969P108	7,326	$973,254	0.56%
43	BRISTOL-MYERS SQUIBB CO	CELG-RI	13,326	$958,781	0.55%
44	PAGERDUTY INC	PD	35,040	$930,662	0.53%
45	VANGUARD SCOTTSDALE FDS	92206C409	12,280	$923,339	0.53%
46	VISA INC	V	4,390	$912,090	0.52%
47	HOME DEPOT INC	HD	2,867	$905,719	0.52%
48	ISHARES TR	464287408	6,000	$870,420	0.50%
49	TESLA INC	TSLA	6,893	$849,080	0.48%
50	ISHARES TR	46432F834	14,530	$841,006	0.48%
51	INDIE SEMICONDUCTOR INC	INDI	144,001	$839,525	0.48%
52	CATERPILLAR INC	CAT	3,316	$794,470	0.45%
53	ABBOTT LABS	ABLZF	7,223	$793,038	0.45%
54	INVESCO QQQ TR	IVZ	2,907	$774,135	0.44%
55	WALMART INC	WMT	5,252	$744,700	0.43%
56	ALPHABET INC	GOOG	8,387	$744,179	0.42%
57	AMGEN INC	AMGN	2,779	$729,827	0.42%
58	ISHARES TR	464287804	7,556	$715,100	0.41%
59	EATON VANCE TAX-MANAGED DIVE	ETN	65,520	$711,547	0.41%
60	PEPSICO INC	PEP	3,877	$700,444	0.40%
61	COMCAST CORP NEW	CCZ	20,015	$699,933	0.40%
62	VANGUARD INDEX FDS	922908553	8,213	$677,408	0.39%
63	DIGITALOCEAN HLDGS INC	DOCN	26,005	$662,347	0.38%
64	RAYTHEON TECHNOLOGIES CORP	RTX	6,538	$659,829	0.38%
65	BLACKROCK SCIENCE & TECHNOLO	BLK	23,237	$659,224	0.38%
66	IRIDIUM COMMUNICATIONS INC	IRDM	12,800	$657,920	0.38%
67	GENERAC HLDGS INC	GNRC	6,445	$648,754	0.37%
68	INTEL CORP	INTC	24,060	$635,904	0.36%
69	TEKLA WORLD HEALTHCARE FD	THW	42,050	$616,033	0.35%
70	FIRST TR EXCHANGE-TRADED FD	33733E203	3,872	$596,791	0.34%
71	SUNOPTA INC	STKL	70,590	$595,780	0.34%
72	ENOVIX CORPORATION	ENVX	45,501	$566,038	0.32%
73	KINDER MORGAN INC DEL	EP-PC	31,124	$562,725	0.32%
74	EATON VANCE TAX-MANAGED BUY-	ETN	45,314	$556,450	0.32%
75	ESSENTIAL UTILS INC	29670G102	11,382	$543,273	0.31%
76	ORACLE CORP	ORCL-PD	6,590	$538,667	0.31%
77	DLH HLDGS CORP	DLHC	44,368	$526,432	0.30%
78	SPDR SER TR	78464A888	8,609	$519,276	0.30%
79	PITNEY BOWES INC	PBI-PB	135,912	$516,466	0.29%
80	FIRST TR EXCHANGE-TRADED FD	33738D101	18,779	$501,223	0.29%
81	NEXTERA ENERGY INC	NEE-PW	5,991	$500,868	0.29%
82	PURE CYCLE CORP	PCYO	47,600	$498,848	0.28%
83	MORGAN STANLEY	MS-PQ	5,804	$493,414	0.28%
84	ISHARES TR	464287689	2,205	$486,599	0.28%
85	COSTCO WHSL CORP NEW	22160K105	1,043	$476,309	0.27%
86	FS KKR CAP CORP	FSK	27,025	$472,938	0.27%
87	LIPOCINE INC NEW	LPCN	1,178,834	$468,940	0.27%
88	SELECT SECTOR SPDR TR	81369Y506	5,328	$466,024	0.27%
89	CHENIERE ENERGY INC	LNG	3,086	$462,783	0.26%
90	REGIONS FINANCIAL CORP NEW	RF-PF	21,179	$456,610	0.26%
91	FIRST TR EXCHANGE TRADED FD	33733B100	5,734	$455,032	0.26%
92	ALPS ETF TR	00162Q452	11,925	$453,985	0.26%
93	EATON VANCE TAX-MANAGED GLOB	ETN	59,143	$446,533	0.25%
94	DOLBY LABORATORIES INC	DLB	6,300	$444,402	0.25%
95	VANGUARD WORLD FDS	92204A876	2,876	$441,116	0.25%
96	SEACOAST BKG CORP FLA	SE	13,900	$433,541	0.25%
97	STATE STR CORP	STT-PG	5,554	$430,824	0.25%
98	MODERNA INC	MRNA	2,371	$425,879	0.24%
99	DISNEY WALT CO	254687106	4,872	$423,236	0.24%
100	EATON VANCE ENHANCED EQUITY	ETN	25,556	$422,947	0.24%
101	ELASTIC N V	ESTC	8,095	$416,893	0.24%
102	ALTRIA GROUP INC	MO	8,900	$406,819	0.23%
103	HONEYWELL INTL INC	438516106	1,896	$406,304	0.23%
104	COHEN & STEERS REIT & PFD &	19247X100	19,801	$403,537	0.23%
105	SELECT SECTOR SPDR TR	81369Y308	5,378	$400,930	0.23%
106	DANAHER CORPORATION	235851102	1,496	$397,164	0.23%
107	APPLIED MATLS INC	038222105	4,020	$391,468	0.22%
108	VANGUARD STAR FDS	921909768	7,305	$377,815	0.22%
109	LILLY ELI & CO	LLY	1,030	$376,783	0.22%
110	SPDR S&P 500 ETF TR	SPY	980	$374,737	0.21%
111	HOLOGIC INC	HOLX	5,000	$374,050	0.21%
112	ARK ETF TR	00214Q104	11,858	$370,447	0.21%
113	PEABODY ENERGY CORP	BTU	13,800	$364,596	0.21%
114	GLOBAL PARTNERS LP	GLP-PB	10,300	$358,131	0.20%
115	PIONEER NAT RES CO	723787107	1,562	$356,745	0.20%
116	AMERICAN INTL GROUP INC	026874784	5,625	$355,743	0.20%
117	AT&T INC	T-PC	19,120	$352,002	0.20%
118	MCDONALDS CORP	MCD	1,333	$351,285	0.20%
119	SHOPIFY INC	SHOP	9,890	$343,282	0.20%
120	TWILIO INC	TWLO	6,985	$341,986	0.20%
121	BROADCOM INC	AVGO	604	$337,950	0.19%
122	BLACKROCK ENERGY & RES TR	BLK	26,901	$337,067	0.19%
123	ZOETIS INC	ZTS	2,267	$332,287	0.19%
124	THERMO FISHER SCIENTIFIC INC	TMO	600	$330,579	0.19%
125	PURECYCLE TECHNOLOGIES INC	PCTTW	48,042	$324,764	0.19%
126	VANGUARD WORLD FDS	92204A702	1,009	$322,334	0.18%
127	TJX COS INC NEW	872540109	4,044	$321,873	0.18%
128	CHUBB LIMITED	CB	1,428	$315,027	0.18%
129	CSX CORP	CSX	9,846	$305,029	0.17%
130	DELTA AIR LINES INC DEL	DAL	9,275	$304,777	0.17%
131	ADVANCED MICRO DEVICES INC	AMD	4,573	$296,193	0.17%
132	WELLS FARGO CO NEW	949746101	7,173	$296,165	0.17%
133	DYNAVAX TECHNOLOGIES CORP	268158201	27,750	$295,260	0.17%
134	LOCKHEED MARTIN CORP	LMT	605	$294,326	0.17%
135	IMPINJ INC	PI	2,650	$289,327	0.17%
136	TRACTOR SUPPLY CO	TSCO	1,280	$287,962	0.16%
137	VANGUARD SPECIALIZED FUNDS	921908844	1,885	$286,237	0.16%
138	CALAMOS CONV OPPORTUNITIES &	128117108	27,184	$285,700	0.16%
139	CHURCH & DWIGHT CO INC	CHD	3,518	$283,574	0.16%
140	ENTERPRISE PRODS PARTNERS L	293792107	11,733	$283,004	0.16%
141	TRAVELERS COMPANIES INC	TRV	1,498	$280,886	0.16%
142	FIRST TR EXCHANGE TRADED FD	33733A201	9,426	$271,763	0.16%
143	DUKE ENERGY CORP NEW	DUKB	2,638	$271,724	0.16%
144	DEERE & CO	DE	630	$270,119	0.15%
145	YETI HLDGS INC	YETI	6,370	$263,145	0.15%
146	ISHARES TR	46434V621	5,150	$257,500	0.15%
147	LISTED FD TR	53656F417	2,035	$244,892	0.14%
148	CUMMINS INC	CMI	1,010	$244,763	0.14%
149	FIRST TR EXCHANGE TRADED FD	33734X184	7,298	$242,367	0.14%
150	PAYPAL HLDGS INC	PYPL	3,393	$241,649	0.14%
151	BLACKROCK MUNIHLDGS NJ QLTY	BLK	21,594	$239,046	0.14%
152	FIRST TR EXCHANGE TRADED FD	33734X143	2,189	$238,033	0.14%
153	CIGNA CORP NEW	125523100	717	$237,571	0.14%
154	ISHARES TR	464287168	1,955	$235,773	0.13%
155	ANNALY CAPITAL MANAGEMENT IN	NLY-PJ	11,130	$234,615	0.13%
156	FIRST TR SML CP CORE ALPHA F	33734Y109	2,955	$231,837	0.13%
157	ISHARES TR	464287242	2,145	$226,147	0.13%
158	UNITED PARCEL SERVICE INC	UPS	1,298	$225,644	0.13%
159	ROKU INC	ROKU	5,514	$224,420	0.13%
160	ISHARES TR	46434VBD1	9,187	$223,428	0.13%
161	EXCHANGE TRADED CONCEPTS TR	301505707	4,729	$219,114	0.13%
162	PSYCHEMEDICS CORP	PMDI	44,501	$218,263	0.12%
163	3M CO	MMM	1,804	$216,390	0.12%
164	TORONTO DOMINION BK ONT	TORO	3,258	$210,988	0.12%
165	SELECT SECTOR SPDR TR	81369Y605	6,067	$207,491	0.12%
166	COCA COLA CO	KO	3,250	$206,733	0.12%
167	ISHARES TR	464288778	4,224	$201,214	0.11%
168	BP PLC	BPPFF	5,728	$200,079	0.11%
169	FASTLY INC	FSLY	23,746	$194,483	0.11%
170	BLACKROCK MUNICIPAL INCOME	BLK	16,724	$189,483	0.11%
171	FIRST TR EXCHANGE TRADED FD	33734X127	10,500	$179,445	0.10%
172	KYNDRYL HLDGS INC	KD	15,738	$175,002	0.10%
173	NUVEEN NEW JERSEY QULT MUN F	NU	15,106	$170,698	0.10%
174	VIATRIS INC	VTRS	15,132	$168,419	0.10%
175	EATON VANCE RISK-MANAGED DIV	ETN	19,394	$145,453	0.08%
176	IMMUNITYBIO INC	IBRX	28,500	$144,495	0.08%
177	ENERGY TRANSFER L P	ET-PI	10,000	$118,700	0.07%
178	FIRST TR SR FLTG RATE INCOME	33733U108	10,723	$102,190	0.06%
179	JUMIA TECHNOLOGIES AG	JMIA	31,375	$100,715	0.06%
180	STEREOTAXIS INC	STXS	48,260	$99,898	0.06%
181	SCYNEXIS INC	SCYX	61,550	$96,018	0.05%
182	IMMUCELL CORP	ICCC	15,650	$95,465	0.05%
183	NAUTILUS INC	NAUT	59,008	$90,282	0.05%
184	AUTOLUS THERAPEUTICS PLC	AUTL	42,250	$80,275	0.05%
185	BARCLAYS PLC	BCLYF	10,000	$78,000	0.04%
186	ONDAS HLDGS INC	ONDS	47,000	$74,730	0.04%
187	ISORAY INC	CATX	110,000	$27,181	0.02%
188	HYDROFARM HLDGS GROUP INC	44888K209	17,025	$26,389	0.02%
189	PIERIS PHARMACEUTICALS INC	720795103	21,700	$22,568	0.01%
190	ONCOCYTE CORP	68235C107	40,500	$12,996	0.01%
191	AKEBIA THERAPEUTICS INC	AKBA	18,316	$10,568	0.01%