13F HOLDINGS REPORT
Capricorn Fund Managers Ltd
Quarter ended Q4 2023 · Filed October 11, 2023 · Accession 0001901361-23-000005
Total Value
$288.2M
Positions
82
Other Managers
0
Confidential Omitted
No
Holdings (82)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | ResMed INC | RSMDF | 230,947 | $34.2M | 11.85% |
| 2 | iShares 0-3 Month Treasury | 46436E718 | 289,089 | $29.1M | 10.10% |
| 3 | Mitsubishi UFJ Financial Group | 606822104 | 2,346,931 | $19.9M | 6.91% |
| 4 | Xpeng INC | XPNGF | 727,489 | $13.4M | 4.63% |
| 5 | Toyota Motor Corp | TOYOF | 51,086 | $9.2M | 3.19% |
| 6 | Sumitomo Mitsui Financial Group | 86562M209 | 920,334 | $9.1M | 3.15% |
| 7 | Baidu INC | BAIDF | 54,786 | $7.4M | 2.55% |
| 8 | NVIDIA Corp | NVDA | 16,900 | $7.4M | 2.55% |
| 9 | Bilibili INC | BLBLF | 486,522 | $6.7M | 2.32% |
| 10 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 18,515 | $6.5M | 2.25% |
| 11 | Honda Motor Ltd | HNDAF | 188,970 | $6.4M | 2.21% |
| 12 | New Oriental Education and Technology Group | 647581206 | 90,476 | $5.3M | 1.84% |
| 13 | PAYPAL HLDGS INC | PYPL | 82,717 | $4.8M | 1.68% |
| 14 | BHP Group LTD | BHPLF | 76,643 | $4.4M | 1.51% |
| 15 | Uber Technologies INC | UBER | 92,244 | $4.2M | 1.47% |
| 16 | Meta Platforms | META | 13,980 | $4.2M | 1.46% |
| 17 | YUM CHINA HLDGS INC | YUMC | 73,507 | $4.1M | 1.42% |
| 18 | Amcor plc | AMCCF | 420,555 | $3.9M | 1.34% |
| 19 | Bank of America Corp | 060505104 | 140,193 | $3.8M | 1.33% |
| 20 | Alphabet Inc | GOOG | 27,225 | $3.6M | 1.25% |
| 21 | CHEVRON CORP NEW | CVX | 20,172 | $3.4M | 1.18% |
| 22 | Unitedhealth Group INC | UNH | 6,484 | $3.3M | 1.13% |
| 23 | NetEase INC | NETTF | 32,200 | $3.2M | 1.12% |
| 24 | Takeda Pharmaceutical CO LTD | TKPHF | 204,892 | $3.2M | 1.10% |
| 25 | Sea LTD | SE | 69,900 | $3.1M | 1.07% |
| 26 | Amazon COM INC | AMZN | 24,079 | $3.1M | 1.06% |
| 27 | EAST WEST BANCORP INC | EWBC | 57,096 | $3.0M | 1.04% |
| 28 | Broadcom INC | AVGO | 3,600 | $3.0M | 1.04% |
| 29 | SAP SE | SAPGF | 21,998 | $2.8M | 0.99% |
| 30 | Block INC | BSQKZ | 61,736 | $2.7M | 0.95% |
| 31 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 5 | $2.7M | 0.92% |
| 32 | LAUDER ESTEE COS INC | 518439104 | 18,282 | $2.6M | 0.92% |
| 33 | Woodside Energy Group LTD | WOPEF | 110,810 | $2.6M | 0.90% |
| 34 | SIGMA LITHIUM ORD | SGML | 79,500 | $2.6M | 0.89% |
| 35 | Alphabet Inc | GOOG | 19,376 | $2.5M | 0.88% |
| 36 | CNH Industrial NV | N20944109 | 205,466 | $2.5M | 0.86% |
| 37 | BeiGene Ltd | BEIGF | 13,735 | $2.5M | 0.86% |
| 38 | Zai Lab Limited | ZLAB | 100,967 | $2.5M | 0.85% |
| 39 | PAGAYA TECH CL A ORD | PGYWW | 1,542,000 | $2.4M | 0.85% |
| 40 | Chewy INC | CHWY | 131,136 | $2.4M | 0.83% |
| 41 | Nextera Energy Inc | NEE-PW | 41,654 | $2.4M | 0.83% |
| 42 | American Tower Corp | 03027X100 | 14,032 | $2.3M | 0.80% |
| 43 | VISA INC | V | 9,354 | $2.2M | 0.75% |
| 44 | THE RealReal INC | 88339P101 | 1,000,000 | $2.1M | 0.73% |
| 45 | Farfetch LTD | 30744W107 | 935,776 | $2.0M | 0.68% |
| 46 | ProPetro Holding Corp | PUMP | 166,348 | $1.8M | 0.61% |
| 47 | Enterprise Products Partners LP | 293792107 | 60,904 | $1.7M | 0.58% |
| 48 | Johnson & Johnson | JNJ | 10,461 | $1.6M | 0.57% |
| 49 | Peabody Energy Corp | BTU | 61,000 | $1.6M | 0.55% |
| 50 | Corteva INC | CTVA | 29,800 | $1.5M | 0.53% |
| 51 | CVS HEALTH Corp | CVS | 21,640 | $1.5M | 0.52% |
| 52 | Linde plc | LIN | 3,949 | $1.5M | 0.51% |
| 53 | KE Holdings | BEKE | 93,575 | $1.5M | 0.50% |
| 54 | Ramaco Resources INC | METCZ | 130,095 | $1.4M | 0.50% |
| 55 | TRIP COM GROUP LTD | TRPCF | 40,781 | $1.4M | 0.49% |
| 56 | Genmab A/S | GNMSF | 37,007 | $1.3M | 0.45% |
| 57 | Kosmos Energy Ltd | KOS | 157,000 | $1.3M | 0.45% |
| 58 | TIDEWATER INC NEW | TDGMW | 17,000 | $1.2M | 0.42% |
| 59 | Novo-Nordisk A/S | NONOF | 12,646 | $1.2M | 0.40% |
| 60 | IRSA Inversiones y Representaciones SA | 450047303 | 187,653 | $1.1M | 0.38% |
| 61 | MINISO GROUP HLDG LTD | MSOGF | 41,414 | $1.1M | 0.37% |
| 62 | Equinor ASA | STOHF | 31,800 | $1.0M | 0.36% |
| 63 | International Business Machines Corp | INTR | 7,204 | $1.0M | 0.35% |
| 64 | NIO | NIOIF | 105,508 | $953,792 | 0.33% |
| 65 | Golden Ocean Group LTD | NVGLF | 108,567 | $855,508 | 0.30% |
| 66 | Noble Corp PLC | NE-WT | 16,000 | $810,400 | 0.28% |
| 67 | Alcon | ALC | 9,736 | $750,256 | 0.26% |
| 68 | Koninklijke Philips N V | RYLPF | 33,403 | $666,056 | 0.23% |
| 69 | Teck Resources Limited | TCKRF | 15,000 | $646,350 | 0.22% |
| 70 | CANADIAN PACIFIC KANSAS CITY | CP | 7,562 | $562,688 | 0.20% |
| 71 | News Corp NEW | NWSLL | 25,712 | $536,609 | 0.19% |
| 72 | CANADIAN NATL RY CO | 136375102 | 4,762 | $515,867 | 0.18% |
| 73 | Microsoft Corp | MSFT | 1,582 | $499,517 | 0.17% |
| 74 | ING GROEP N.V. | INGVF | 35,000 | $461,300 | 0.16% |
| 75 | RAMACO RES INC | METCZ | 36,019 | $429,707 | 0.15% |
| 76 | TALOS ENERGY INC | TALO | 20,000 | $328,800 | 0.11% |
| 77 | MASTERCARD INCORPORATED | MA | 773 | $306,038 | 0.11% |
| 78 | Nokia Corp | NOKBF | 76,464 | $285,975 | 0.10% |
| 79 | UBS Group AG | UBS | 11,338 | $279,482 | 0.10% |
| 80 | GDS HLDGS LTD | GDHLF | 24,704 | $270,509 | 0.09% |
| 81 | Aegon NV | AEFC | 14,600 | $70,080 | 0.02% |
| 82 | Medicinova INC | MNOV | 30,459 | $63,659 | 0.02% |