13F HOLDINGS REPORT
B. Riley Asset Management, LLC
Quarter ended Q4 2023 · Filed November 14, 2023 · Accession 0001841077-23-000010
Total Value
$251.5M
Positions
70
Other Managers
0
Confidential Omitted
No
Holdings (70)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SEQUANS COMMUNICATIONS S A | SQNS | 11,253,441 | $31.8M | 12.66% |
| 2 | VISHAY PRECISION GROUP INC | VPG | 485,278 | $16.3M | 6.48% |
| 3 | HARVARD BIOSCIENCE INC | HBIO | 3,262,995 | $14.0M | 5.58% |
| 4 | CADIZ INC | CDZIP | 4,227,142 | $14.0M | 5.56% |
| 5 | APPLIED DIGITAL CORP | APLD | 2,035,686 | $12.7M | 5.05% |
| 6 | WALKME LTD | M97628107 | 1,318,554 | $12.5M | 4.97% |
| 7 | LIVEVOX HOLDINGS INC | 53838L100 | 3,726,276 | $12.4M | 4.95% |
| 8 | THE ARENA GROUP HOLDINGS INC | 040044109 | 2,149,641 | $9.2M | 3.66% |
| 9 | RISKIFIED LTD | RSKD | 1,983,907 | $8.9M | 3.53% |
| 10 | MITEK SYSTEMS INC | MITK | 718,981 | $7.7M | 3.06% |
| 11 | UPLAND SOFTWARE INC | UPLD | 1,567,243 | $7.2M | 2.88% |
| 12 | XPERI INC | XPER | 722,287 | $7.1M | 2.83% |
| 13 | MAGNACHIP SEMICONDUCTOR CORP | MX | 816,094 | $6.8M | 2.70% |
| 14 | EVERBRIDGE INC | EVEX-WT | 246,763 | $5.5M | 2.20% |
| 15 | ALTERYX INC | 02156B103 | 144,698 | $5.5M | 2.17% |
| 16 | AVIAT NETWORKS INC | AVNW | 156,278 | $4.9M | 1.94% |
| 17 | GRID DYNAMICS HOLDINGS INC | GDYN | 380,463 | $4.6M | 1.84% |
| 18 | GREEN PLAINS INC | GPRE | 153,034 | $4.6M | 1.83% |
| 19 | 8X8 INC | 282914100 | 1,566,158 | $3.9M | 1.57% |
| 20 | PHREESIA INC | PHR | 173,579 | $3.2M | 1.29% |
| 21 | PLANET FITNESS INC | PLNT | 63,700 | $3.1M | 1.25% |
| 22 | ADTRAN HOLDINGS INC | ADTN | 360,555 | $3.0M | 1.18% |
| 23 | BABCOCK & WILCOX ENTERPRISES INC | BW-PA | 704,721 | $3.0M | 1.18% |
| 24 | BIGCOMMERCE HOLDINGS INC | CMRC | 286,962 | $2.8M | 1.13% |
| 25 | CRITEO S A | CRTO | 94,063 | $2.7M | 1.09% |
| 26 | ECOVYST INC | ECVT | 263,379 | $2.6M | 1.03% |
| 27 | SILICON MOTION TECHNOLOGY CO | SIMO | 49,295 | $2.5M | 1.00% |
| 28 | DOMO INC | DOMO | 256,528 | $2.5M | 1.00% |
| 29 | INDIE SEMICONDUCTOR INC | INDI | 399,142 | $2.5M | 1.00% |
| 30 | I3 VERTICALS INC | IIIV | 117,892 | $2.5M | 0.99% |
| 31 | TELEPHONE & DATA SYSTEMS INC | TDS-PV | 134,193 | $2.5M | 0.98% |
| 32 | THOUGHTWORKS HOLDING INC | 88546E105 | 561,885 | $2.3M | 0.91% |
| 33 | KORU MEDICAL SYSTEMS INC | KRMD | 833,663 | $2.3M | 0.89% |
| 34 | ONESPAN INC | OSPN | 178,218 | $1.9M | 0.76% |
| 35 | CONDUENT INC | CNDT | 477,859 | $1.7M | 0.66% |
| 36 | COMPOSECURE INC | 20459V105 | 248,927 | $1.6M | 0.64% |
| 37 | HEALTHSTREAM INC | HSTM | 67,135 | $1.4M | 0.58% |
| 38 | LANDSEA HOMES CORP | 51509P103 | 159,110 | $1.4M | 0.57% |
| 39 | HARMONIC INC | HLIT | 144,983 | $1.4M | 0.56% |
| 40 | CALAMP CORP | 128126109 | 3,424,259 | $1.4M | 0.55% |
| 41 | DIGITALBRIDGE GROUP INC | DBRG-PJ | 73,551 | $1.3M | 0.51% |
| 42 | APPLIED OPTOELECTRONICS INC | AAOI | 99,300 | $1.1M | 0.43% |
| 43 | CELESTICA INC | CLS | 43,292 | $1.1M | 0.42% |
| 44 | AVID BIOSERVICES INC | 05368M106 | 110,702 | $1.0M | 0.42% |
| 45 | TTM TECHNOLOGIES INC | TTMI | 78,400 | $1.0M | 0.40% |
| 46 | FARO TECHNOLOGIES INC | 311642102 | 65,400 | $996,042 | 0.40% |
| 47 | FORRESTER RESEARCH INC | 346563109 | 28,016 | $809,662 | 0.32% |
| 48 | BRIGHTCOVE INC | 10921T101 | 229,851 | $756,210 | 0.30% |
| 49 | VIAVI SOLUTIONS INC | VIAV | 80,400 | $734,856 | 0.29% |
| 50 | EVERQUOTE INC | EVER | 99,939 | $722,559 | 0.29% |
| 51 | GARRETT MOTION INC | GTX | 89,790 | $707,545 | 0.28% |
| 52 | BANDWIDTH INC | BAND | 60,505 | $681,891 | 0.27% |
| 53 | GENASYS INC | GNSS | 324,093 | $651,427 | 0.26% |
| 54 | 1STDIBS.COM INC | DIBS | 123,379 | $449,100 | 0.18% |
| 55 | LILIUM NV | LILMF | 683,686 | $348,680 | 0.14% |
| 56 | QUINSTREET INC | QNST | 32,406 | $290,682 | 0.12% |
| 57 | IDENTIV INC | INVE | 30,315 | $255,859 | 0.10% |
| 58 | ANGIODYNAMICS INC | ANGO | 28,078 | $205,250 | 0.08% |
| 59 | DOCGO INC | DCGO | 18,542 | $98,829 | 0.04% |
| 60 | C3 AI INC | AI | 1,000 | $25,520 | 0.01% |
| 61 | RESERVOIR MEDIA INC | RSVRW | 15,000 | $21,150 | 0.01% |
| 62 | THE BEAUTY HEALTH COMPANY | 88331L108 | 3,400 | $20,468 | 0.01% |
| 63 | BANKFINANCIAL CORP | 06643P104 | 1,618 | $13,947 | 0.01% |
| 64 | QUANTUMSCAPE CORP | QS | 2,000 | $13,380 | 0.01% |
| 65 | SILICON LABORATORIES INC | SLAB | 100 | $11,589 | 0.00% |
| 66 | NEXTNAV EQUITY WARRANT EXP 28TH OCT 2026 | NXNVW | 7,100 | $8,875 | 0.00% |
| 67 | PROSOMNUS INC | 50535E116 | 63,750 | $4,463 | 0.00% |
| 68 | TARGET HOSPITALITY CORP | TH | 242 | $3,843 | 0.00% |
| 69 | SPORTSMAP TECH A | 84921J116 | 112,500 | $3,206 | 0.00% |
| 70 | MARTI TECHNOLOGIES INC WTS | MRT | 87,000 | $1,575 | 0.00% |