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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

Legend Financial Advisors, Inc.

Quarter ended Q3 2023 · Filed August 9, 2023 · Accession 0001781948-23-000003

Total Value
$119.8M
Positions
238
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (238)

#IssuerTicker / CUSIPSharesValue% of Filing
1iShares Gold TrustIAU273,024$9.9M8.29%
2Invesco QQQ Trust Series 1IVZ25,849$9.5M7.97%
3Vanguard Mid-Cap92290862942,899$9.4M7.88%
4iShares PHLX SOX Semiconductor46428752317,133$8.7M7.25%
5Leuthold Fds Inc Core527289789232,915$7.2M6.03%
6Global X Copper Miners37954Y830183,246$6.9M5.76%
7Schwab Fundamental US Large Company Index ETF808524771117,649$6.8M5.65%
8Vanguard S&P Small-Cap 600 Value92193277875,383$6.2M5.17%
9Invesco S&P 500 Equal Weight Consumer DiscretionaryIVZ42,710$5.9M4.92%
10SPDR Ser TR S&P Metals & Mining ETF78464A755104,041$5.3M4.41%
11iShares Dow Jones US Insurance Sector Index46428878651,497$4.5M3.78%
12iPath DJ-UBS CommodityVXZ142,159$4.3M3.63%
13AltShares Merger Arbitrage ETF02210T108132,187$3.4M2.81%
14SPDR Portfolio SmallCap78468R85372,041$2.8M2.34%
15Apple IncAAPL9,044$1.8M1.46%
16Veritiv Corp9234541028,214$1.0M0.86%
17Fiserv IncFISV8,036$1.0M0.85%
18Vanguard Mid-Cap9229086294,468$983,6980.82%
19Berkshire Hathaway Inc Class BBRK-A2,770$944,5700.79%
20iShares Gold TrustIAU23,949$871,4970.73%
21Schwab Fundamental US Large Company Index ETF80852477114,800$852,0360.71%
22Invesco QQQ Trust Series 1IVZ2,205$814,6160.68%
23iShares PHLX SOX Semiconductor4642875231,597$810,1750.68%
24Amazoncom IncAMZN5,721$745,7900.62%
25Modine Manufacturing Co60782810022,550$744,6010.62%
26Invesco S&P 500 Equal Weight Consumer DiscretionaryIVZ5,218$719,6260.60%
27Vanguard S&P Small-Cap 600 Value9219327788,506$698,3980.58%
28Schwab US Large Cap Growth8085243009,062$679,1970.57%
29Copa Holdings SACPA6,102$674,7590.56%
30NMI Hldgs IncNMIH25,366$654,9500.55%
31Global X Copper Miners37954Y83016,847$634,2950.53%
32Championx Corp15872M10420,147$625,3630.52%
33Halliburton CoHAL18,866$622,3890.52%
34Leuthold Fds Inc Core52728978919,785$613,2680.51%
35The Bancorp IncTBBK18,213$594,6540.50%
36Sanmina CorporationSANM9,360$564,1270.47%
37Tapestry IncTPR13,151$562,8630.47%
38Albemarle CorpALB-PA2,355$525,3770.44%
39Autoliv IncALV6,141$522,2310.44%
40Chico's FAS Inc16861510297,551$521,8980.44%
41Schlumberger NVSLB10,553$518,3630.43%
42iShares Dow Jones US Insurance Sector Index4642887865,753$505,6070.42%
43iPath DJ-UBS CommodityVXZ16,479$503,7550.42%
44Aberdeen Physical Palladium Shs ETFPALL4,193$477,0800.40%
45SPDR Ser TR S&P Metals & Mining ETF78464A7559,261$470,6250.39%
46AltShares Merger Arbitrage ETF02210T10815,189$386,8650.32%
47SPDR Portfolio SmallCap78468R8538,623$334,9100.28%
48Global X Lithium ETF37954Y8554,346$282,5550.24%
49NextEra Energy IncNEE-PW3,772$279,8820.23%
50PNC Financial Service Corp6934751051,420$178,8490.15%
51Eli Lilly and CompanyLLY369$173,0540.14%
52JP Morgan Chase & CoVYLD1,186$172,4920.14%
53Huntington Ingalls Industries Inc446413106729$165,9200.14%
54Invesco S&P 500 Equal WeightIVZ1,012$151,3650.13%
55iShares Russell 1000 Growth ETF464287614545$149,9730.13%
56Microsoft CorpMSFT426$145,0700.12%
57American Water Works Company Inc0304201031,000$142,7500.12%
58S&T Bancorp Inc 0F Indiana PennSTBA5,194$141,2250.12%
59iShares Dow Jones US Regional Banks4642887783,790$128,2920.11%
60SPDR Consumer Discretionary Select Sector ETF81369Y407716$121,5840.10%
61Intel CorpINTC3,470$116,0280.10%
62Vanguard Growth ETF922908736403$114,0330.10%
63Amgen IncAMGN505$112,1200.09%
64Schwab US Large Cap ETF8085242011,900$99,5060.08%
65Comcast Corp ACCZ2,245$93,2800.08%
66ConocoPhillipsCOP858$88,8970.07%
67UDR, IncUDR2,000$85,9200.07%
68iShares Core S&P 500464287200185$82,4560.07%
69Invesco S&P 500 Equal Weight Consumer StaplesIVZ435$72,8280.06%
70Expeditors International of Wash302130109600$72,6780.06%
71Invesco BulletShares 2023 Corporate BondIVZ3,254$68,8870.06%
72UnitedHealth Group IncUNH135$64,8860.05%
73Phillips 66PSX601$57,3230.05%
74Home Depot IncHD184$57,1580.05%
75Rockwell Automation IncROK172$56,6650.05%
76Raytheon Technologies CorpRTX562$55,0540.05%
77Alphabet Inc Class AGOOG440$52,6680.04%
78Vanguard Intermediate Term Bond ETF921937819673$50,6300.04%
79SPDR S&P 500 TrustSPY114$50,5680.04%
80Johnson & JohnsonJNJ299$49,4900.04%
81Bank of New York Mellon Corp0640581001,036$46,1230.04%
82McDonald's CorporationMCD143$42,7290.04%
83iShares Russell 2000 ETF464287655222$41,5740.03%
84Mastercard IncMA100$39,3300.03%
85Restaurant Brands International Inc76131D103500$38,7600.03%
86Merck & Co IncMRK328$37,8920.03%
87AT&T IncT-PC2,307$36,7890.03%
88Chubb LimitedCB189$36,3940.03%
89SPDR Technology Select Sector81369Y803206$35,8150.03%
90Goldman Sachs Activebeta US LC ETFNVGLF403$35,1820.03%
91Alphabet Inc Class CGOOG280$33,8720.03%
92iShares US Medical Devices ETF464288810592$33,4240.03%
93Invesco Solar ETFIVZ441$31,4960.03%
94Lowe's Companies Inc548661107139$31,3720.03%
95iShares Core S&P Mid-Cap ETF464287507118$30,8550.03%
96General Dynamics CorporationGD140$30,1210.03%
97NextEra Energy IncNEE-PW394$29,2350.02%
98MetLife IncMET-PF500$28,2650.02%
99Accenture PLCACN91$28,0810.02%
100Aberdeen Physical Palladium Shs ETFPALL233$26,5110.02%
101Procter & Gamble Co742718109172$26,0400.02%
102Paychex IncPAYX230$25,7300.02%
103Pepsico IncorporatedPEP136$25,1900.02%
104Vanguard Value ETF922908744175$24,8680.02%
105Carrier Global CorpCARR500$24,8550.02%
106Lockheed Martin CorpLMT53$24,4000.02%
107Becton, Dickinson and CompanyBDX92$24,2890.02%
108Duke Energy CorpDUKB266$23,8710.02%
109Visa IncV100$23,7480.02%
110Valero Energy CorpVLO200$23,4600.02%
111Oracle CorporationORCL-PD186$22,1510.02%
112Global X Fintech37954Y8141,000$22,0700.02%
113Bank of America Corp060505104756$21,6980.02%
114Broadcom IncAVGO25$21,6860.02%
115Analog Devices IncADI110$21,4290.02%
116Nike Inc Class BNKE191$21,0810.02%
117Boeing CoBA-PA96$20,2710.02%
118Artisan Partners Asset Management04316A108500$19,6550.02%
119SPDR S&P Regional Banking78464A698470$19,2040.02%
120Corteva IncCTVA333$19,0810.02%
121Linde PLCLIN50$19,0540.02%
122Illinois Tool Works Inc45230810975$18,7620.02%
123Colgate-Palmolive CoCL241$18,5670.02%
124Texas Instruments Inc88250810497$17,4620.01%
125Abbott LaboratoriesABLZF157$17,1160.01%
126iShares S&P Small-Cap 600 Value464287879180$17,1160.01%
127iShares Core MSCI EAFE ETF46432F842251$16,9430.01%
128Automatic Data Processing IncADP74$16,2640.01%
129AFLAC IncAFL227$15,8450.01%
130iShares Russell 1000 Value ETF464287598100$15,7830.01%
131iShares Russell Mid-Cap ETF464287499216$15,7740.01%
132Invesco S&P 500 High BetaIVZ204$15,5840.01%
133CVS Health CorpCVS225$15,5540.01%
134SPDR Portfolio Short Term Corp Bd ETF78464A474525$15,4560.01%
135Vanguard Short-Term Bond Index ETF921937827204$15,4160.01%
136iShares Core MSCI Emerging Markets ETF46434G103312$15,3780.01%
137First Trust Technology Alphadex33734X176133$15,3000.01%
138iShares Russell 2000 Growth ETF46428764863$15,2880.01%
139Eastman Chemical CoEMN180$15,0700.01%
140Sprott Physical Gold & Silver Tr UnitSII820$14,7760.01%
141BlackRock IncBLK21$14,5140.01%
142Rockwell Automation IncROK43$14,1660.01%
143First Trust Nasdaq 100 Technology Index33734510294$13,8330.01%
144Vanguard Mid-Cap Growth ETF92290853866$13,5810.01%
145Walmart IncWMT86$13,5170.01%
146First Tr Enhanced Short Maturity33739Q408227$13,4860.01%
147Dow IncDOW250$13,3150.01%
148Veritiv Corp923454102104$13,0630.01%
149iShares Core S&P Small-Cap ETF464287804130$12,9550.01%
150SPDR Communications Select Sector81369Y852197$12,8210.01%
151Airbnb IncABNB100$12,8160.01%
152Dolby Lab Inc Cl ADLB150$12,5930.01%
153Air Products & Chemicals IncAIIR42$12,5800.01%
154Invesco S&P 500 Equal Weight TechnologyIVZ42$12,3520.01%
155iShares S&P Small-Cap 600 Growth ETF464287887106$12,1830.01%
156Vanguard FTSE Emerging Markets922042858295$12,0010.01%
157Cisco Systems IncCSCO225$11,6420.01%
158Goldman Sachs Group IncGSCE36$11,6110.01%
159iShares Edge MSCI Min Vol USA ETF46429B697156$11,5950.01%
160Cummins IncCMI47$11,5230.01%
161Marathon Petroleum CorpMARA98$11,4270.01%
162First Trust Dow Jones Internet Index33733E30265$10,5940.01%
163Constellation Brands IncSTZ43$10,5840.01%
164Target CorporationTGT79$10,4200.01%
165NXP Semiconductors NVNXPI50$10,2340.01%
166Union Pacific CorpUNP50$10,2310.01%
167SPDR S&P Biotech78464A870122$10,1500.01%
168FMC CorpFMC96$10,0170.01%
169Cognizant Technology Solutions CorpCTSH150$9,7920.01%
170Emerson Electric CoEMR108$9,7620.01%
171Lam Research CorpLRCX15$9,6430.01%
172Vanguard Mega Cap Growth92191081640$9,4130.01%
173Vanguard Health Care92204A50438$9,3030.01%
174Modine Manufacturing Co607828100279$9,2130.01%
175FedEx CorpFDX37$9,1720.01%
176Berkshire Hathaway Inc Class BBRK-A26$8,8660.01%
177Innovator S&P 500 Power Buffer ETF - AprilINHD283$8,7450.01%
178Innovator S&P 500 Ultra Buffer ETF - AprilINHD334$8,7060.01%
179The Travelers Companies IncTRV50$8,6830.01%
180Brunswick CorpBC-PC100$8,6640.01%
181Chevron CorpCVX53$8,3400.01%
182Invesco MSCI Sustainable Future ETFIVZ166$8,1360.01%
183Newmont CorporationNEMCL189$8,0630.01%
184WisdomTree LargeCap DividendWT124$7,8860.01%
185Morgan StanleyMS-PQ87$7,4300.01%
186Pfizer IncPFE199$7,2940.01%
187DTE Energy CompanyDTK65$7,1510.01%
188Sanmina CorporationSANM115$6,9310.01%
189United Parcel Service IncUPS38$6,8120.01%
190Championx Corp15872M104217$6,7360.01%
191The Cigna Group12552310024$6,7340.01%
192Verizon CommunicationsVZ180$6,6940.01%
193PayPal Holdings IncPYPL100$6,6730.01%
194Advisorshares Trust Pure US Cannabis ETF00768Y4531,199$6,6420.01%
195Halliburton CoHAL197$6,4990.01%
196The Bancorp IncTBBK193$6,3010.01%
197Schlumberger NVSLB128$6,2870.01%
198Albemarle CorpALB-PA0$6,2470.01%
199Novartis AG Spons ADRNVSEF61$6,1560.01%
200Chico's FAS Inc1686151021,130$6,0460.01%
201iShares iBoxx Investment Grade Corporate Bond ETF46428724255$5,9480.00%
202Dominion Energy IncD111$5,7490.00%
203Qualcomm IncorporatedQCOM48$5,7140.00%
204Tapestry IncTPR133$5,6920.00%
205ServiceNow IncNOW10$5,6200.00%
206Autoliv IncALV65$5,5280.00%
207Pembina Pipeline CorpPPLOF150$4,7160.00%
208Gen Digital IncGENVR250$4,6380.00%
209United Airlines Holdings IncUNTCW83$4,5540.00%
210Vanguard Developed Markets Index Fund ETF92194385896$4,4330.00%
211Atmos Energy CorpATO38$4,4210.00%
212Prudential Financial IncPUKPF50$4,4110.00%
213Diamedica Therapeutics IncDMAC1,000$4,3200.00%
214Bunge LtdBG45$4,2460.00%
215Liberty Global PLC CLBTYK236$4,1940.00%
216Tyson Foods IncTSN82$4,1850.00%
217SPDR Health Care Select Sector81369Y20930$3,9820.00%
218Tesla IncTSLA15$3,9270.00%
219Manulife Financial Corp56501R106200$3,7820.00%
220General Motors Co37045V10096$3,7020.00%
221Apple IncAAPL18$3,4910.00%
222WisdomTree Floating Rate Treasury FundWT59$2,9690.00%
223Suncor Energy IncSU100$2,9320.00%
224Citigroup IncC-PR61$2,8080.00%
225Aberdeen Std Silver ETF Tr Physical SilvrSIVR128$2,7970.00%
226SanofiSNYNF45$2,4260.00%
227American Tower Corp03027X10012$2,3270.00%
228Warner Bros Discovery Inc Series AWBD159$1,9940.00%
229FS KKR Capital CorpFSK97$1,8600.00%
230iShares MSCI Global Gold Miners46434G85576$1,7710.00%
231Crown Castle IncCCI14$1,5950.00%
232DT Midstream IncDTM32$1,5860.00%
233US Steel CorpUNTCW52$1,3050.00%
234iM DBi Managed Futures Strategy ETF53700T82747$1,2990.00%
235International Game TechnologyINTR27$8610.00%
236Schwab US Large Cap ETF8085242014$2090.00%
237Organon & CoOGN10$2080.00%
238Embecta CorpEMBC9$1940.00%