13F HOLDINGS REPORT

Triumph Capital Management

Quarter ended Q1 2024 · Filed April 25, 2024 · Accession 0001730765-24-000002

Total Value

$245.3M

Positions

225

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (225)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	FIRST TRUST ENHANCED SHORT MATURITY ETF	33739Q408	265,678	$15.8M	6.46%
2	JPMORGAN ULTRA-SHORT INCOME ETF ULTRA SHORT INCOME FUND	46641Q837	197,271	$10.0M	4.06%
3	FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF	33740F805	205,117	$8.9M	3.62%
4	FIRST TRUST PREFERRED SECURITIES & INCOME ETF	33739E108	490,004	$8.5M	3.48%
5	FIRST TRUST LARGE CAP CORE ALPHADEX FUND	33734K109	78,940	$7.8M	3.18%
6	SPDR S&P 500 ETF TRUST	SPY	13,722	$7.2M	2.92%
7	VANGUARD TOTAL BOND MARKET ETF	921937835	92,514	$6.7M	2.72%
8	ISHARES RUSSELL 2000 ETF	464287655	26,736	$5.6M	2.27%
9	FIRST TRUST RISING DIVIDEND ACHIEVERS ETF	33738R506	96,409	$5.4M	2.19%
10	ISHARES RUSSELL MIDCAP ETF	464287499	57,279	$4.8M	1.95%
11	VANGUARD TOTAL INTERNATIONAL BOND ETF	92203J407	94,719	$4.6M	1.89%
12	FIRST TRUST CAPITAL STRENGTH ETF	33733E104	48,776	$4.1M	1.69%
13	ISHARES MSCI USA QUALITY FACTOR ETF	46432F339	21,383	$3.5M	1.43%
14	ISHARES CORE S&P 500 ETF	464287200	6,577	$3.5M	1.41%
15	INVESCO SENIOR LOAN ETF	IVZ	162,436	$3.4M	1.40%
16	SPDR BLOOMBERG 1-3 MONTH T-BILL ETF	78468R663	32,947	$3.0M	1.23%
17	GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF	NVGLF	28,492	$2.9M	1.16%
18	JPMORGAN EQUITY PREMIUM INCOME FUND JPMORGAN EQUITY PREMIUM INCOME FUND	46641Q332	48,896	$2.8M	1.15%
19	MICROSOFT CORP COM	MSFT	6,488	$2.8M	1.12%
20	SOFI TECHNOLOGIES INC COM	SOFI	362,385	$2.6M	1.07%
21	BERKSHIRE HATHAWAY INC DEL CL B	BRK-A	6,129	$2.6M	1.05%
22	INVESCO QQQ TRUST SERIES I	IVZ	5,702	$2.5M	1.03%
23	FT VEST S&P 500 DIVIDEND ARISTOCRATS TARGET INCOME ETF	33739Q705	45,304	$2.4M	0.99%
24	APPLE INC COM	AAPL	13,750	$2.3M	0.95%
25	FIRST TRUST UTILITIES ALPHADEX FUND	33734X184	72,153	$2.3M	0.95%
26	UTILITIES SELECT SECTOR SPDR FUND	81369Y886	33,739	$2.2M	0.90%
27	AON PLC SHS CL A	AON	6,450	$2.1M	0.87%
28	GLOBAL X NASDAQ 100 COVERED CALL ETF	37954Y483	117,034	$2.1M	0.86%
29	PACER US CASH COWS 100 ETF	69374H881	34,883	$2.0M	0.83%
30	INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - AUGUST	INHD	60,907	$2.0M	0.81%
31	VANECK MORNINGSTAR WIDE MOAT ETF	92189F643	21,941	$2.0M	0.80%
32	SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST	78467X109	4,897	$1.9M	0.79%
33	NVIDIA CORPORATION COM	NVDA	1,943	$1.8M	0.72%
34	ENERGY SELECT SECTOR SPDR FUND	81369Y506	18,048	$1.7M	0.70%
35	INNOVATOR EQUITY MANAGED FLOOR ETF	INHD	57,326	$1.7M	0.70%
36	TESLA INC COM	TSLA	9,739	$1.7M	0.70%
37	FINANCIAL SELECT SECTOR SPDR FUND	81369Y605	38,286	$1.6M	0.65%
38	FIRST TRUST VALUE LINE DIVIDEND INDEX FUND	33734H106	37,695	$1.6M	0.64%
39	HELLO GROUP INC ADS	MOMO	235,254	$1.5M	0.60%
40	SPDR S&P MIDCAP 400 ETF TRUST	MDY	2,357	$1.3M	0.53%
41	FIRST TRUST DOW JONES GLOBAL SELECT DIVIDEND INDEX FUND	33734X200	57,254	$1.3M	0.53%
42	KENVUE INC COM	KVUE	60,366	$1.3M	0.52%
43	SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF	78464A805	19,382	$1.2M	0.51%
44	NEOS S&P 500 HIGH INCOME ETF	78433H303	24,444	$1.2M	0.50%
45	SPDR PORTFOLIO S&P 600 SMALL CAP ETF	78468R853	28,730	$1.2M	0.50%
46	FT VEST U.S. EQUITY ENHANCE & MODERATE BUFFER ETF - MARCH	33740F474	36,000	$1.2M	0.49%
47	PALO ALTO NETWORKS INC COM	PANW	4,314	$1.2M	0.49%
48	CROWDSTRIKE HLDGS INC CL A	CRWD	3,488	$1.1M	0.45%
49	GLOBAL X SUPERDIVIDEND US ETF	37950E291	63,023	$1.1M	0.45%
50	FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF	33741X102	31,299	$1.1M	0.44%
51	FIRST TRUST LOW DURATION OPPORTUNITIES ETF	33739Q200	21,851	$1.1M	0.43%
52	FIRST TRUST INDXX AEROSPACE & DEFENSE ETF	33733E831	38,345	$1.0M	0.42%
53	FIDELITY MSCI CONSUMER DISCRETIONARY INDEX ETF	316092204	12,088	$990,007	0.40%
54	ISHARES JPX-NIKKEI 400 ETF	464287382	13,241	$979,168	0.40%
55	PALANTIR TECHNOLOGIES INC CL A	PLTR	41,413	$946,706	0.39%
56	DOUBLELINE INCOME SOLUTIONS FD COM	DSL	71,256	$914,213	0.37%
57	APPLIED MATLS INC COM	038222105	4,354	$908,698	0.37%
58	ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF	464287515	10,670	$907,163	0.37%
59	SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF	78463X889	25,407	$906,632	0.37%
60	SAMSARA INC COM CL A	IOT	25,000	$900,000	0.37%
61	FT VEST US EQUITY MODERATE BUFFER ETF FEBRUARY	33740U737	26,081	$895,882	0.37%
62	ISHARES SHORT TREASURY BOND ETF	464288679	8,083	$893,551	0.36%
63	3M CO COM	MMM	9,423	$885,954	0.36%
64	REAL ESTATE SELECT SECTOR SPDR FUND	81369Y860	22,671	$880,542	0.36%
65	LAM RESEARCH CORP COM	LRCX	894	$879,529	0.36%
66	GLOBAL X U.S. PREFERRED ETF	37954Y657	43,492	$878,541	0.36%
67	ISHARES RUSSELL 2000 GROWTH ETF	464287648	3,212	$863,064	0.35%
68	BLACKSTONE SECD LENDING FD COMMON STOCK	BX	27,970	$861,196	0.35%
69	PAYPAL HLDGS INC COM	PYPL	12,897	$838,724	0.34%
70	INVESCO S&P 500 EQUAL WEIGHT ETF	IVZ	4,966	$836,125	0.34%
71	ICAHN ENTERPRISES LP DEPOSITARY UNIT	IEP	48,952	$830,715	0.34%
72	PACER US SMALL CAP CASH COWS 100 ETF	69374H857	16,887	$824,592	0.34%
73	FIRST TRUST CORE INVESTMENT GRADE ETF	33738D788	38,964	$808,507	0.33%
74	CONFLUENT INC CLASS A COM	20717M103	27,000	$805,680	0.33%
75	SNOWFLAKE INC CL A	SNOW	4,930	$791,364	0.32%
76	ISHARES MSCI INTL QUALITY FACTOR ETF	46434V456	19,990	$791,204	0.32%
77	AMPLIFY HIGH INCOME ETF	032108847	65,769	$789,228	0.32%
78	PROCTER AND GAMBLE CO COM	742718109	4,864	$781,063	0.32%
79	PFIZER INC COM	PFE	27,807	$770,806	0.31%
80	NOV INC COM	NOV	39,061	$769,502	0.31%
81	SPDR PORTFOLIO EMERGING MARKETS ETF	78463X509	21,168	$768,372	0.31%
82	PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF	74348A467	7,592	$764,363	0.31%
83	TYSON FOODS INC CL A	TSN	13,106	$758,201	0.31%
84	BRISTOL-MYERS SQUIBB CO COM	CELG-RI	14,161	$750,418	0.31%
85	FIRST TRUST HEALTH CARE ALPHADEX FUND	33734X143	6,839	$743,536	0.30%
86	ISHARES U.S. AEROSPACE & DEFENSE ETF	464288760	5,679	$743,313	0.30%
87	INNOVATOR DEFINED WEALTH SHIELD ETF	INHD	24,894	$728,150	0.30%
88	ISHARES FLOATING RATE BOND ETF	46429B655	14,175	$724,011	0.30%
89	INLAND REAL ESTATE INCOME TR I COM	INRE	36,117	$692,363	0.28%
90	ALTRIA GROUP INC COM	MO	15,696	$678,400	0.28%
91	META PLATFORMS INC CL A	META	1,369	$672,504	0.27%
92	ISHARES U.S. ENERGY ETF	464287796	13,523	$672,228	0.27%
93	ADVANCED MICRO DEVICES INC COM	AMD	3,648	$668,787	0.27%
94	BOEING CO COM	BA-PA	3,367	$638,046	0.26%
95	HALLIBURTON CO COM	HAL	15,833	$632,216	0.26%
96	QUALCOMM INC COM	QCOM	3,620	$621,589	0.25%
97	ALPS/SMITH CORE PLUS BOND ETF	00162Q346	23,652	$604,309	0.25%
98	COMMUNICATION SERVICES SELECT SECTOR SPDR FUND	81369Y852	7,299	$600,635	0.24%
99	ISHARES U.S. ETF TRUST ISHARES GSCI COMMODITY DYNAMIC ROLL STRATEGY ETF	46431W853	21,679	$588,798	0.24%
100	BCE INC COM NEW	BCPPF	17,392	$587,850	0.24%
101	DISNEY WALT CO COM	254687106	4,808	$584,268	0.24%
102	ELI LILLY & CO COM	LLY	766	$582,393	0.24%
103	TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS	874039100	4,095	$579,402	0.24%
104	GILEAD SCIENCES INC COM	GILD	7,928	$577,828	0.24%
105	ALBEMARLE CORP COM	ALB-PA	4,455	$575,528	0.23%
106	KINDER MORGAN INC DEL COM	EP-PC	30,138	$554,834	0.23%
107	GLOBAL X ALTERNATIVE INCOME ETF	37954Y806	47,864	$551,875	0.23%
108	ISHARES CYBERSECURITY & TECH ETF	46435U135	11,699	$545,641	0.22%
109	PHILIP MORRIS INTL INC COM	718172109	5,926	$541,871	0.22%
110	ISHARES CORE U.S. AGGREGATE BOND ETF	464287226	5,426	$527,579	0.22%
111	ISHARES 0-3 MONTH TREASURY BOND ETF	46436E718	5,219	$525,762	0.21%
112	WELLS FARGO CO NEW COM	949746101	8,988	$517,824	0.21%
113	ISHARES BIOTECHNOLOGY ETF	464287556	3,779	$517,059	0.21%
114	BLUE OWL CAPITAL CORPORATION COM	OWL	32,675	$499,273	0.20%
115	FEDEX CORP COM	FDX	1,705	$477,622	0.19%
116	BLACK STONE MINERALS L P COM UNIT	BSMLP	29,636	$476,843	0.19%
117	TRINITY CAP INC COM	TRINZ	32,789	$475,113	0.19%
118	THERMO FISHER SCIENTIFIC INC COM	TMO	823	$475,038	0.19%
119	AGF U.S. MARKET NEUTRAL ANTI-BETA FUND	00110G408	26,029	$473,988	0.19%
120	EATON VANCE TAX MANAGED BUY W COM	ETN	36,292	$468,530	0.19%
121	ISHARES MSCI TURKEY ETF	464286715	12,813	$467,803	0.19%
122	ALPHABET INC CAP STK CL A	GOOG	2,971	$461,803	0.19%
123	JOHNSON & JOHNSON COM	JNJ	2,909	$459,020	0.19%
124	ISHARES PREFERRED & INCOME SECURITIES ETF	464288687	14,178	$457,813	0.19%
125	ISHARES U.S. TREASURY BOND ETF	46429B267	19,737	$445,430	0.18%
126	VANGUARD HIGH DIVIDEND YIELD INDEX ETF	921946406	3,656	$440,658	0.18%
127	PROGYNY INC COM	PGNY	12,051	$439,982	0.18%
128	COMCAST CORP NEW CL A	CCZ	10,179	$430,404	0.18%
129	SPDR SSGA U.S. SECTOR ROTATION ETF	78470P408	8,563	$425,838	0.17%
130	SPDR S&P METALS & MINING ETF	78464A755	6,885	$418,788	0.17%
131	HERSHEY CO COM	HSY	2,112	$418,647	0.17%
132	JPMORGAN CHASE & CO COM	VYLD	2,067	$411,138	0.17%
133	EDISON INTL COM	281020107	5,815	$409,588	0.17%
134	OCCIDENTAL PETE CORP COM	674599105	6,141	$407,606	0.17%
135	AMAZON COM INC COM	AMZN	2,234	$404,356	0.16%
136	FT VEST RISING DIVIDEND ACHIEVERS TARGET INCOME ETF	33738D879	16,368	$398,233	0.16%
137	EXXON MOBIL CORP COM	XOM	3,357	$392,774	0.16%
138	PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND	72201R817	4,084	$389,899	0.16%
139	AT&T INC COM	T-PC	22,231	$389,038	0.16%
140	LHA RISK-MANAGED INCOME ETF	26922B543	15,244	$383,222	0.16%
141	VANECK EGYPT INDEX ETF	92189F775	17,792	$380,927	0.16%
142	CROWN HLDGS INC COM	CCK	4,751	$376,802	0.15%
143	SPDR BLOOMBERG INVESTMENT GRADE FLOATING RATE ETF	78468R200	12,182	$375,861	0.15%
144	ANNALY CAPITAL MANAGEMENT INC COM	NLY-PJ	19,193	$373,119	0.15%
145	JACKSON FINANCIAL INC COM CL A	JXN-PA	5,623	$371,931	0.15%
146	GLOBAL X U.S. INFRASTRUCTURE DEVELOPMENT ETF	37954Y673	9,374	$370,367	0.15%
147	DOW INC COM	DOW	6,304	$367,245	0.15%
148	ISHARES 0-5 YEAR TIPS BOND ETF	46429B747	3,678	$364,973	0.15%
149	COSTCO WHSL CORP NEW COM	22160K105	501	$361,598	0.15%
150	VERIZON COMMUNICATIONS INC COM	VZ	8,543	$361,204	0.15%
151	BLACKSTONE INC COM	BX	2,715	$355,746	0.15%
152	GLOBAL X SUPERDIVIDEND ETF	37960A669	16,161	$348,591	0.14%
153	NU HLDGS LTD ORD SHS CL A	NU	28,789	$340,290	0.14%
154	EOG RES INC COM	EOG	2,619	$339,803	0.14%
155	CONAGRA BRANDS INC COM	CAG	11,253	$333,991	0.14%
156	DAY HAGAN/NED DAVIS RESEARCH SMART SECTOR ETF	STRD	8,708	$333,642	0.14%
157	AIR TRANSPORT SERVICES GRP INC COM	AIIR	24,800	$330,336	0.13%
158	OKTA INC CL A	OKTA	3,175	$328,543	0.13%
159	GLOBAL X ROBOTICS & ARTIFICIAL INTELLIGENCE ETF	37954Y715	10,295	$325,631	0.13%
160	APOLLO COML REAL EST FIN INC COM	03762U105	29,438	$322,052	0.13%
161	FT VEST U.S. EQUITY MODERATE BUFFER ETF - JAN	33740F516	8,909	$319,299	0.13%
162	ISHARES MSCI BRAZIL ETF	464286400	10,024	$319,064	0.13%
163	ISHARES S&P 500 VALUE ETF	464287408	1,714	$318,238	0.13%
164	TWO HBRS INVT CORP COM	90187B804	23,491	$310,310	0.13%
165	SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF	78467V848	7,801	$310,226	0.13%
166	GLOBAL X RUSSELL 2000 COVERED CALL ETF	37954Y459	18,301	$309,104	0.13%
167	ABRDN ASIA PACIFIC INCOME FUND COM	ABAKF	106,203	$295,244	0.12%
168	ISHARES INVESTMENT GRADE CORPORATE BOND BUYWRITE STRATEGY ETF	46436E288	9,826	$286,133	0.12%
169	CONSUMER STAPLES SELECT SECTOR SPDR FUND	81369Y308	3,769	$285,502	0.12%
170	MERCADOLIBRE INC COM	MELI	180	$274,745	0.11%
171	CANADIAN IMPERIAL BK COMM TORO COM	CNDIF	5,403	$272,203	0.11%
172	VANGUARD S&P 500 ETF	922908363	564	$270,611	0.11%
173	ISHARES MSCI MEXICO ETF	464286822	3,909	$269,408	0.11%
174	BAKER HUGHES COMPANY CL A	BKR	7,936	$265,384	0.11%
175	INTEL CORP COM	INTC	5,958	$265,243	0.11%
176	ISHARES 20 PLUS YEAR TREASURY BOND BUYWRITE STRATEGY ETF	46436E338	10,055	$264,397	0.11%
177	DEVON ENERGY CORP NEW COM	25179M103	5,172	$263,521	0.11%
178	ALPS O'SHARES GLOBAL INTERNET GIANTS ETF	00162Q361	6,782	$260,836	0.11%
179	ISHARES MORTGAGE REAL ESTATE ETF	46435G342	11,290	$258,654	0.11%
180	COINBASE GLOBAL INC COM CL A	COIN	1,022	$257,656	0.11%
181	FRANKLIN BSP RLTY TR INC COMMON STOCK	35243J101	19,468	$255,420	0.10%
182	SWEETGREEN INC COM CL A	SG	9,940	$252,078	0.10%
183	VEEVA SYS INC CL A COM	VEEV	1,078	$248,258	0.10%
184	TOAST INC CL A	TOST	10,165	$247,314	0.10%
185	XCEL ENERGY INC COM	XELLL	4,636	$247,005	0.10%
186	VANGUARD DIVIDEND APPRECIATION ETF	921908844	1,352	$245,429	0.10%
187	FIRST TRUST NASDAQ CYBERSECURITY ETF	33734X846	4,370	$245,310	0.10%
188	ALPHABET INC CAP STK CL C	GOOG	1,567	$245,216	0.10%
189	DOCUSIGN INC COM	DOCU	4,203	$244,721	0.10%
190	AMCOR PLC ORD	AMCCF	25,657	$242,456	0.10%
191	GLOBAL X NASDAQ 100 RISK MANAGED INCOME ETF	37960A503	13,818	$240,853	0.10%
192	GENERAL MLS INC COM	370334104	3,434	$240,826	0.10%
193	SUPER MICRO COMPUTER INC COM	SMCI	232	$240,818	0.10%
194	PACER SWAN SOS FUND OF FUNDS ETF	69374H568	8,881	$239,876	0.10%
195	TWILIO INC CL A	TWLO	3,766	$235,216	0.10%
196	FLEXSHARES HIGH YIELD VALUE-SCORED BOND INDEX FUND HIGH YIELD VALUE SCORED	FLEX	5,660	$231,663	0.09%
197	NUVEEN S&P 500 BUY-WRITE INCOM COM	NU	17,032	$225,504	0.09%
198	BARINGS BDC INC COM	BBDC	24,431	$225,498	0.09%
199	UNITY SOFTWARE INC COM	U	8,465	$225,248	0.09%
200	FIRST TRUST CLOUD COMPUTING ETF	33734X192	2,353	$224,900	0.09%
201	VANGUARD HEALTH CARE ETF	92204A504	831	$222,858	0.09%
202	AIRBNB INC COM CL A	ABNB	1,364	$222,837	0.09%
203	SCHWAB CHARLES CORP COM	SCHW-PJ	3,048	$220,585	0.09%
204	GOLDMAN SACHS GROUP INC COM	GSCE	520	$215,070	0.09%
205	PEAKSTONE REALTY TRUST COMMON SHARES	PKST	13,973	$214,765	0.09%
206	FIRST TRUST DOW JONES INTERNET INDEX FUND	33733E302	1,041	$214,113	0.09%
207	INDEPENDENCE RLTY TR INC COM	45378A106	13,574	$212,433	0.09%
208	PACER GLOBAL CASH COWS DIVIDEND ETF	69374H709	6,108	$211,795	0.09%
209	SHOPIFY INC CL A	SHOP	2,705	$211,516	0.09%
210	ORACLE CORP COM	ORCL-PD	1,677	$210,451	0.09%
211	F5 INC COM	FFIV	1,097	$208,236	0.08%
212	KKR REAL ESTATE FIN TR INC COM	KKRT	20,075	$197,937	0.08%
213	MEDICAL PPTYS TRUST INC COM	58463J304	42,991	$193,889	0.08%
214	CION INVT CORP COM	17259U204	17,386	$192,811	0.08%
215	BLACKROCK TCP CAPITAL CORP COM	TCPC	15,867	$161,526	0.07%
216	MARINE PRODS CORP COM	568427108	13,794	$160,424	0.07%
217	ARES COML REAL ESTATE CORP COM	04013V108	20,178	$146,292	0.06%
218	PROSPECT CAP CORP COM	PSEC-PA	26,472	$145,331	0.06%
219	ALGONQUIN PWR UTILS CORP COM	015857105	12,021	$74,648	0.03%
220	CIA ENERGETICA DE MINAS GERAIS SP ADR N-V PFD	204409601	16,522	$40,973	0.02%
221	LUMEN TECHNOLOGIES INC COM	LUMN	14,137	$20,640	0.01%
222	DOWLAIS GROUP PLC SHS	DOW	21,336	$19,714	0.01%
223	SEAFARER EXPL CORP COM	811733104	17,371	$323	0.00%
224	KOIOS BEVERAGE CORP COM	500271200	11,000	$39	0.00%
225	HUMANIGEN INC COM	444863203	17,000	$3	0.00%