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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

XML Financial, LLC

Quarter ended Q4 2023 · Filed November 6, 2023 · Accession 0001725547-23-001739

Total Value
$834.4M
Positions
316
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (316)

#IssuerTicker / CUSIPSharesValue% of Filing
1SCHWAB STRATEGIC TR808524300387,355$28.2M3.38%
2APPLE INCAAPL152,243$26.1M3.12%
3MICROSOFT CORPMSFT74,353$23.5M2.81%
4SCHWAB STRATEGIC TR808524409357,365$23.0M2.76%
5ISHARES TR46434V621411,740$20.4M2.44%
6ISHARES TR464287499279,861$19.4M2.32%
7ISHARES TR46428762279,111$18.6M2.23%
8VANGUARD BD INDEX FDS921937835209,114$14.6M1.75%
9VANGUARD WORLD FDS92204A70233,802$14.0M1.68%
10ISHARES TR46428761451,162$13.6M1.63%
11BERKSHIRE HATHAWAY INC DELBRK-A36,936$12.9M1.55%
12PIMCO CORPORATE & INCOME OPPPTY962,185$12.6M1.51%
13SPDR SER TR78464A359178,063$12.1M1.45%
14ISHARES TR464287804119,082$11.2M1.35%
15JOHNSON & JOHNSONJNJ71,835$11.2M1.34%
16QUALCOMM INCQCOM100,463$11.2M1.34%
17CISCO SYS INCCSCO199,882$10.7M1.29%
18ISHARES TR46428759864,325$9.8M1.17%
19UNILEVER PLCUNLYF192,644$9.5M1.14%
20ISHARES TR46428720021,770$9.3M1.12%
21INVESCO EXCH TRADED FD TR IIIVZ234,944$9.2M1.10%
22GOLDMAN SACHS ETF TRNVGLF104,234$8.8M1.05%
23ISHARES TR46428747383,944$8.8M1.05%
24JPMORGAN CHASE & COVYLD60,223$8.7M1.05%
25BANK AMERICA CORP060505104316,297$8.7M1.04%
26PROSPECT CAP CORPPSEC-PA1,384,395$8.4M1.00%
27CVS HEALTH CORPCVS109,506$7.6M0.92%
28SCHWAB STRATEGIC TR808524797107,786$7.6M0.91%
29MERCK & CO INCMRK72,525$7.5M0.89%
30ISHARES TR46428778898,852$7.4M0.89%
31UNITED PARCEL SERVICE INCUPS46,801$7.3M0.87%
32CHEVRON CORP NEWCVX42,838$7.2M0.87%
33VANGUARD MUN BD FDS922907746147,997$7.1M0.85%
34PIMCO ETF TR72201R866140,516$7.0M0.84%
35GLADSTONE COMMERCIAL CORPGOODO565,638$6.9M0.82%
36VERIZON COMMUNICATIONS INCVZ208,421$6.8M0.81%
37AMGEN INCAMGN24,953$6.7M0.80%
38FIRST TR EXCHNG TRADED FD VI33740F888278,998$6.7M0.80%
39INNOVATOR ETFS TRINHD271,346$6.6M0.80%
40ISHARES TR46428765537,366$6.6M0.79%
41PFIZER INCPFE187,469$6.2M0.75%
42BRISTOL-MYERS SQUIBB COCELG-RI102,410$5.9M0.71%
43DOW INCDOW114,743$5.9M0.71%
44KINDER MORGAN INC DELEP-PC355,109$5.9M0.71%
45INTERNATIONAL BUSINESS MACHSINTR41,930$5.9M0.71%
46ISHARES TR46428748163,993$5.8M0.70%
47AMAZON COM INCAMZN45,391$5.8M0.69%
48SPDR GOLD TRGLD32,384$5.6M0.67%
49MAINSTAY MACKAY DEFINEDTERMMMD346,933$5.5M0.66%
50OMEGA HEALTHCARE INVS INC681936100164,830$5.5M0.66%
51GLOBAL X FDS37960A859245,454$5.2M0.63%
52RTX CORPORATIONRTX72,711$5.2M0.63%
53VANGUARD INDEX FDS92290862925,099$5.2M0.63%
54GLOBAL X FDS37954Y475130,218$5.1M0.61%
55EXXON MOBIL CORPXOM42,118$5.0M0.59%
56WISDOMTREE TRWT182,365$4.9M0.58%
57SPDR SER TR78464A80591,203$4.8M0.57%
58SPDR INDEX SHS FDS78463X889144,352$4.5M0.54%
59FEDEX CORPFDX16,444$4.4M0.52%
60INVESCO EXCH TRADED FD TR IIIVZ73,771$4.3M0.52%
61INTEL CORPINTC120,649$4.3M0.51%
62SPDR INDEX SHS FDS78463X749110,068$4.2M0.50%
63BROOKFIELD RENEWABLE CORPBEPC174,524$4.2M0.50%
64ISHARES TR46428763029,653$4.0M0.48%
65LOCKHEED MARTIN CORPLMT9,752$4.0M0.48%
66ISHARES TR46428764817,259$3.9M0.46%
67ISHARES TR46428730954,092$3.7M0.44%
68CUMMINS INCCMI16,112$3.7M0.44%
69EMERSON ELEC COEMR37,644$3.6M0.44%
70WISDOMTREE TRWT88,167$3.6M0.44%
71TRUIST FINL CORP89832Q109126,047$3.6M0.43%
72FIRST TR EXCHANGE-TRADED FD33733E856194,432$3.5M0.42%
73DOMINION ENERGY INCD77,764$3.5M0.42%
74ABBOTT LABSABLZF32,616$3.2M0.38%
75PRUDENTIAL FINL INCPUKPF33,237$3.2M0.38%
76INTERNATIONAL PAPER CO46014610387,859$3.1M0.37%
77ISHARES TR46428722632,973$3.1M0.37%
78ENTERPRISE PRODS PARTNERS L293792107111,939$3.1M0.37%
79ISHARES TR46428746541,655$2.9M0.34%
80COSTCO WHSL CORP NEW22160K1055,016$2.8M0.34%
81MANAGED PORTFOLIO SERIES56167N720108,929$2.7M0.32%
82AT&T INCT-PC176,192$2.6M0.32%
83NEWMONT CORPNEMCL70,393$2.6M0.31%
84HOME DEPOT INCHD8,539$2.6M0.31%
85ALPHABET INCGOOG19,560$2.6M0.31%
86SPDR SER TR78468R72158,541$2.6M0.31%
87WP CAREY INC92936U10947,202$2.6M0.31%
88ADVANCED MICRO DEVICES INCAMD24,597$2.5M0.30%
89PHILLIPS 66PSX20,965$2.5M0.30%
90ABBVIE INCABBV16,683$2.5M0.30%
91NATIONAL STORAGE AFFILIATESNSA-PB78,175$2.5M0.30%
92US BANCORP DELUSB-PS74,770$2.5M0.30%
93GENERAL DYNAMICS CORPGD10,647$2.4M0.28%
94PEPSICO INCPEP13,714$2.3M0.28%
95NVIDIA CORPORATIONNVDA5,237$2.3M0.27%
96UNION PAC CORPUNP11,112$2.3M0.27%
97FIRST TR EXCH TRADED FD III33739N10846,137$2.3M0.27%
98INVESCO QQQ TRIVZ5,997$2.1M0.26%
99VANGUARD WHITEHALL FDS92194640620,522$2.1M0.25%
100GENERAL MLS INC37033410432,105$2.1M0.25%
101BLACKSTONE INCBX18,844$2.0M0.24%
102PROCTER AND GAMBLE CO74271810913,253$1.9M0.23%
103ORACLE CORPORCL-PD18,120$1.9M0.23%
104MCDONALDS CORPMCD7,087$1.9M0.22%
105CATERPILLAR INCCAT6,805$1.9M0.22%
106VANGUARD INDEX FDS92290874413,424$1.9M0.22%
107ISHARES TR46428868759,286$1.8M0.21%
108VISA INCV7,722$1.8M0.21%
109INVESCO EXCHANGE TRADED FD TIVZ57,997$1.7M0.21%
110SPDR S&P 500 ETF TRSPY4,090$1.7M0.21%
111ISHARES TR46432F83428,825$1.7M0.21%
112BCE INCBCPPF44,967$1.7M0.21%
113NUVEEN QUALITY MUNCP INCOMENU168,137$1.7M0.20%
114L3HARRIS TECHNOLOGIES INCLHX9,564$1.7M0.20%
115UNITEDHEALTH GROUP INCUNH3,297$1.7M0.20%
116ALPS ETF TR00162Q67674,971$1.7M0.20%
117GOLDMAN SACHS GROUP INCGSCE4,977$1.6M0.19%
118MARRIOTT INTL INC NEW5719032028,130$1.6M0.19%
119VANGUARD INDEX FDS9229087697,511$1.6M0.19%
120ALPHABET INCGOOG12,097$1.6M0.19%
121TESLA INCTSLA6,304$1.6M0.19%
122BOEING COBA-PA8,220$1.6M0.19%
123APPLIED MATLS INC03822210511,117$1.5M0.18%
124LEGG MASON ETF INVT52468L40642,383$1.4M0.17%
125VANGUARD INDEX FDS9229087517,375$1.4M0.17%
126ISHARES TR4642875075,525$1.4M0.17%
127SELECT SECTOR SPDR TR81369Y8038,376$1.4M0.16%
128WALGREENS BOOTS ALLIANCE INC93142710861,308$1.4M0.16%
129SPDR S&P MIDCAP 400 ETF TRMDY2,959$1.4M0.16%
130MEDTRONIC PLCMDT16,740$1.3M0.16%
131PHILIP MORRIS INTL INC71817210914,149$1.3M0.16%
132DANAHER CORPORATION2358511025,196$1.3M0.15%
133COMCAST CORP NEWCCZ28,044$1.2M0.15%
134NOVARTIS AGNVSEF12,131$1.2M0.15%
135CRACKER BARREL OLD CTRY STOR22410J10618,383$1.2M0.15%
136COCA COLA COKO21,514$1.2M0.14%
137SUNOCO LP/SUNOCO FIN CORPSUN24,450$1.2M0.14%
138GSK PLCGLAXF32,553$1.2M0.14%
139WALMART INCWMT7,309$1.2M0.14%
140ISHARES TR46428723429,783$1.1M0.14%
141MGM RESORTS INTERNATIONALMGM30,671$1.1M0.14%
142ISHARES TR46428716810,358$1.1M0.13%
143ISHARES TR46428711918,612$1.1M0.13%
144SAUL CTRS INC80439510131,439$1.1M0.13%
145PUBLIC STORAGEPSA-PS4,156$1.1M0.13%
146ALTRIA GROUP INCMO25,643$1.1M0.13%
147BERKSHIRE HATHAWAY INC DELBRK-A2$1.1M0.13%
148AGCO CORPAGCO8,912$1.1M0.13%
149GENERAL MTRS CO37045V10030,883$1.0M0.12%
150ACCENTURE PLC IRELANDACN3,308$1.0M0.12%
151BROADCOM INCAVGO1,214$1.0M0.12%
152REGENERON PHARMACEUTICALSREGN1,209$994,9590.12%
153REGIONS FINANCIAL CORP NEWRF-PF57,650$991,5800.12%
154HONEYWELL INTL INC4385161065,350$988,3270.12%
155MONDELEZ INTL INC60920710514,105$978,9060.12%
156B. RILEY FINANCIAL INC05580M10823,857$977,8850.12%
157UNUM GROUPUNMA19,690$968,5510.12%
158VANGUARD SPECIALIZED FUNDS9219088446,175$959,5300.11%
159OCCIDENTAL PETE CORP67459910514,751$957,0460.11%
160STRYKER CORPORATIONSYK3,474$949,4640.11%
161ISHARES TR4642871014,546$912,0370.11%
162PACER FDS TR69374H30314,812$910,0570.11%
163CENCORA INCCOR5,048$908,4580.11%
164WESCO INTL INC95082P1056,285$903,9090.11%
165ISHARES TR4642876719,516$902,3700.11%
166MEDICAL PPTYS TRUST INC58463J304162,315$884,6160.11%
167DISNEY WALT CO25468710610,530$853,4330.10%
168KKR REAL ESTATE FIN TR INCKKRT70,865$841,1680.10%
169ELI LILLY & COLLY1,566$841,1290.10%
170BHP GROUP LTDBHPLF14,700$836,1120.10%
171ISHARES TR4642876893,308$810,6850.10%
172SPDR SER TR78464A29224,142$783,6560.09%
173WELLS FARGO CO NEW94974610119,078$779,5250.09%
174CSX CORPCSX24,897$765,5740.09%
1753M COMMM7,900$739,6260.09%
176NEXTERA ENERGY INCNEE-PW12,486$715,3270.09%
177WYNN RESORTS LTDWYNN7,550$697,7260.08%
178WASTE MGMT INC DEL94106L1094,544$692,7590.08%
179ILLINOIS TOOL WKS INC4523081092,998$690,4400.08%
180EATON VANCE MUN INCOME 2028ETN39,923$677,0940.08%
181SALESFORCE INCCRM3,307$670,5930.08%
182STARBUCKS CORPSBUX7,313$667,4500.08%
183BARRICK GOLD CORP06790110844,708$650,5070.08%
184GLOBAL X FDS37954Y48338,320$642,6260.08%
185INNOVATOR ETFS TRINHD18,643$628,2690.08%
186ISHARES TR4642884146,076$622,9900.07%
187SOUTHERN COSOMN9,469$612,8260.07%
188INVESCO EXCHANGE TRADED FD TIVZ4,315$611,4130.07%
189NORFOLK SOUTHN CORP6558441083,060$602,5690.07%
190GENERAL ELECTRIC CO3696043015,431$600,3940.07%
191ENERGY TRANSFER L PET-PI41,083$576,3900.07%
192LOWES COS INC5486611072,772$576,2300.07%
193INNOVATOR ETFS TRINHD16,382$572,8770.07%
194ISHARES TR46428737413,637$567,1560.07%
195VANGUARD INDEX FDS9229087362,082$567,0110.07%
196DUKE ENERGY CORP NEWDUKB6,336$559,2100.07%
197ENBRIDGE INCENNPF16,574$550,0970.07%
198VANGUARD INDEX FDS9229085537,243$548,0410.07%
199SANOFISNYNF9,941$533,2350.06%
200CONOCOPHILLIPSCOP4,441$532,0760.06%
201LPL FINL HLDGS INC50212V1002,211$525,5190.06%
202META PLATFORMS INCMETA1,734$520,5640.06%
203VANGUARD INDEX FDS9229083631,316$516,7730.06%
204NEW YORK CMNTY BANCORP INC64944510344,551$505,2030.06%
205VANGUARD INDEX FDS9229085382,576$501,7250.06%
206FIRST TR EXCHANGE-TRADED FD33738R50610,525$483,6240.06%
207REPUBLIC SVCS INC7607591003,330$474,5580.06%
208CELANESE CORP DELCE3,710$465,6790.06%
209ISHARES TR4642871504,875$459,1760.06%
210ISHARES TR4642877214,336$454,9020.05%
211UNITED AIRLS HLDGS INCUNTCW10,726$453,7310.05%
212ROPER TECHNOLOGIES INCROP926$448,5720.05%
213NORWEGIAN CRUISE LINE HLDG LNCLH27,189$448,0750.05%
214ISHARES TR46435G4254,748$445,8860.05%
215EAGLE BANCORP INC MDEGBN20,671$443,3860.05%
216CARMAX INCKMX6,263$442,9820.05%
217ROCKWELL AUTOMATION INCROK1,549$442,8130.05%
218MONOLITHIC PWR SYS INC609839105958$442,5960.05%
219ISHARES TR4642885135,954$438,9410.05%
220M & T BK CORP55261F1043,221$407,2620.05%
221UNIVERSAL DISPLAY CORPOLED2,587$406,1330.05%
222ASTRAZENECA PLCAZN5,948$402,7990.05%
223GREYSTONE HOUSING IMPACT INVGHI25,527$394,3920.05%
224ARES CAPITAL CORPARCC20,042$390,2270.05%
225CONSTELLATION BRANDS INCSTZ1,549$389,3100.05%
226NUVEEN MUN CR OPPORTUNITIESNU39,750$385,1780.05%
227ISHARES TR4642882814,657$384,3220.05%
228BOOKING HOLDINGS INCBKNG124$382,4100.05%
229ARK ETF TR00214Q1049,560$379,2360.05%
230PIONEER NAT RES CO7237871071,634$375,0840.04%
231INNOVATOR ETFS TRINHD10,503$372,8460.04%
232OMNICOM GROUP INCOMC4,977$370,7140.04%
233ROYAL CARIBBEAN GROUPV7780T1033,992$367,8230.04%
234CALAMOS STRATEGIC TOTAL RETUCSQ26,128$367,6210.04%
235SPDR SER TR78464A8621,853$363,1140.04%
236CINCINNATI FINL CORP1720621013,521$360,1140.04%
237ARISTA NETWORKS INCANET1,911$351,4900.04%
238CATALYST PHARMACEUTICALS INCCPRX30,000$350,7000.04%
239RIVERNORTH OPPORTUNISTIC MUNRMI24,300$348,9480.04%
240TOWNEBANK PORTSMOUTH VA89214P10915,055$345,2110.04%
241CANADIAN PACIFIC KANSAS CITYCP4,584$341,1230.04%
242INNOVATOR ETFS TRINHD10,458$340,6010.04%
243WISDOMTREE TRWT9,038$339,5030.04%
244ISHARES TR4642875562,761$337,5950.04%
245BP PLCBPPFF8,682$336,1690.04%
246PROSHARES TR74348A4673,793$335,8980.04%
247CARLISLE COS INC1423391001,290$334,4450.04%
248FORD MTR CO DEL34537086026,614$330,5480.04%
249PRINCIPAL EXCHANGE TRADED FD74255Y88819,396$327,0130.04%
250EATON VANCE MUNI INCOME TRUSETN36,500$325,2150.04%
251FIRST TR EXCHANGE TRADED FD33734X8467,127$323,7610.04%
252DBX ETF TR2330514329,541$323,4350.04%
253LYONDELLBASELL INDUSTRIES NLYB3,373$319,4150.04%
254LMP CAP & INCOME FD INC50208A10225,468$318,3500.04%
255FEDERATED HERMES PREM MUNI IFHI33,220$318,2480.04%
256ECOLAB INCECL1,835$310,9260.04%
257CAPITAL ONE FINL CORP14040H1053,199$310,4370.04%
258DEERE & CODE821$309,8080.04%
259DELTA AIR LINES INC DELDAL8,335$308,3950.04%
260INNOVATOR ETFS TRINHD9,309$301,2390.04%
261ZOETIS INCZTS1,726$300,2420.04%
262TEXAS INSTRS INC8825081041,878$298,6920.04%
263PIONEER MUNICIPAL HIGH INCOM72376310841,102$297,1670.04%
264WILLIAMS COS INC9694571008,798$296,3880.04%
265CUBESMARTCUBE7,591$289,4520.03%
266RPM INTL INC7496851033,000$284,4300.03%
267TARGET CORPTGT2,494$275,7960.03%
268FIRST TR EXCHNG TRADED FD VI33740F87014,989$274,8980.03%
269INNOVATOR ETFS TRINHD7,989$271,3090.03%
270FIRST TR MORNINGSTAR DIVID L3369171098,069$269,8270.03%
271SPDR SER TR78468R7702,946$269,3090.03%
272EATON CORP PLCETN1,259$268,4880.03%
273ISHARES TR46432F8424,147$266,8600.03%
274INTUITINTU520$265,6890.03%
275GATES INDL CORP PLCG3910810822,750$264,1280.03%
276MASTERCARD INCORPORATEDMA663$262,4270.03%
277SPDR DOW JONES INDL AVERAGE78467X109782$261,7970.03%
278SPDR SER TR78468R7887,418$260,1330.03%
279ISHARES TR4642888775,316$260,1250.03%
280VALERO ENERGY CORPVLO1,760$249,4100.03%
281HUMANA INCHUM500$243,2600.03%
282THERMO FISHER SCIENTIFIC INCTMO477$241,2470.03%
283BNY MELLON STRATEGIC MUNS IN05588W10844,000$234,5200.03%
284GLOBAL PMTS INC37940X1022,000$230,7800.03%
285BLACKROCK INCBLK356$230,2520.03%
286ISHARES TR4642882083,828$228,6460.03%
287PIONEER MUNICIPAL HIGH INCOM72376210033,700$226,8010.03%
288SPDR SER TR78464A6985,376$224,5470.03%
289ISHARES TR4642876632,941$219,4940.03%
290INVESCO EXCH TRADED FD TR IIIVZ3,093$216,8090.03%
291MOTOROLA SOLUTIONS INCMSI790$215,1470.03%
292INVESCO EXCHANGE TRADED FD TIVZ5,847$213,5870.03%
293CLOROX CO DELCLX1,626$213,0580.03%
294RIVERNORTH MANAGED DUR MUN I76882H10515,500$212,6600.03%
295AMERICAN ELEC PWR CO INC0255371012,791$209,9620.03%
296ISHARES TR46435G5163,013$208,2540.02%
297METLIFE INCMET-PF3,300$207,6110.02%
298MICROCHIP TECHNOLOGY INC.MCHPP2,645$206,4280.02%
299CLEAN HARBORS INCCLH1,230$205,8530.02%
300EXCHANGE LISTED FDS TR30151E80611,746$205,7880.02%
301ISHARES TR4642874081,303$200,4000.02%
302GLADSTONE CAPITAL CORPGLAD17,249$166,2780.02%
303NUVEEN MUNICIPAL CREDIT INCNU14,600$152,2780.02%
304DNP SELECT INCOME FD INC23325P10415,098$143,7290.02%
305RIVERNORTH FLEXIBLE MUNI INC76883Y10711,500$141,6800.02%
306BLACKROCK ENHANCED EQUITY DIBLK16,115$122,6370.01%
307VOYA ASIA PAC HIGH DIV EQT I92912J10219,968$115,6150.01%
308CALAMOS GBL DYN INCOME FUND12811L10717,200$95,2880.01%
309FUNKO INCFNKO12,000$91,8000.01%
310MACROGENICS INCMGNX14,600$68,0350.01%
311SIRIUS XM HOLDINGS INCSIRI14,306$64,6630.01%
312MFS MULTIMARKET INCOME TRMMT14,120$60,1510.01%
313PAVMED INCPAVM154,991$45,6600.01%
314ATAI LIFE SCIENCES NVN0731H10327,457$35,4190.00%
315LUMEN TECHNOLOGIES INCLUMN10,315$14,6470.00%
316ENGLOBAL CORP29330610630,122$10,2020.00%