13F HOLDINGS REPORT
Quadrant Private Wealth Management, LLC
Quarter ended Q1 2023 · Filed February 14, 2023 · Accession 0001725547-23-000073
Total Value
$298.2M
Positions
244
Other Managers
0
Confidential Omitted
No
Holdings (244)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 148,978 | $19.4M | 6.49% |
| 2 | READY CAPITAL CORP | RC-PE | 1,280,634 | $14.8M | 4.96% |
| 3 | BLACKSTONE SECD LENDING FD | BX | 497,187 | $11.4M | 3.83% |
| 4 | PNC FINL SVCS GROUP INC | 693475105 | 42,680 | $6.7M | 2.26% |
| 5 | ORACLE CORP | ORCL-PD | 80,841 | $6.6M | 2.22% |
| 6 | SPDR S&P 500 ETF TR | SPY | 14,733 | $5.7M | 1.90% |
| 7 | MICROSOFT CORP | MSFT | 22,485 | $5.4M | 1.81% |
| 8 | ABBVIE INC | ABBV | 31,801 | $5.1M | 1.72% |
| 9 | JOHNSON & JOHNSON | JNJ | 27,134 | $4.8M | 1.61% |
| 10 | AMAZON COM INC | AMZN | 57,030 | $4.8M | 1.61% |
| 11 | EXXON MOBIL CORP | XOM | 43,176 | $4.8M | 1.60% |
| 12 | FIRST SOLAR INC | FSLR | 28,238 | $4.2M | 1.42% |
| 13 | AIR PRODS & CHEMS INC | AIIR | 13,611 | $4.2M | 1.41% |
| 14 | ISHARES TR | 464287200 | 10,245 | $3.9M | 1.32% |
| 15 | ISHARES TR | 464287150 | 46,086 | $3.9M | 1.31% |
| 16 | SPDR SER TR | 78464A854 | 80,717 | $3.6M | 1.22% |
| 17 | FOCUS FINL PARTNERS INC | 34417P100 | 96,718 | $3.6M | 1.21% |
| 18 | NVIDIA CORPORATION | NVDA | 24,073 | $3.5M | 1.18% |
| 19 | ALPHABET INC | GOOG | 38,988 | $3.5M | 1.16% |
| 20 | ISHARES TR | 464287408 | 22,575 | $3.3M | 1.10% |
| 21 | GOLDMAN SACHS BDC INC | GSBD | 231,030 | $3.3M | 1.10% |
| 22 | ABBOTT LABS | ABLZF | 29,274 | $3.2M | 1.08% |
| 23 | DISNEY WALT CO | 254687106 | 36,696 | $3.2M | 1.07% |
| 24 | JPMORGAN CHASE & CO | VYLD | 23,404 | $3.1M | 1.05% |
| 25 | CROSSAMERICA PARTNERS LP | CAPL | 155,688 | $3.1M | 1.04% |
| 26 | BOEING CO | BA-PA | 15,663 | $3.0M | 1.00% |
| 27 | CME GROUP INC | CME | 17,009 | $2.9M | 0.98% |
| 28 | CHEVRON CORP NEW | CVX | 16,242 | $2.9M | 0.98% |
| 29 | PFIZER INC | PFE | 54,520 | $2.8M | 0.94% |
| 30 | PPL CORP | PPLC | 89,774 | $2.6M | 0.89% |
| 31 | NETFLIX INC | NFLX | 8,745 | $2.6M | 0.86% |
| 32 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 7,865 | $2.4M | 0.81% |
| 33 | STARBUCKS CORP | SBUX | 24,089 | $2.4M | 0.80% |
| 34 | AT&T INC | T-PC | 128,106 | $2.4M | 0.79% |
| 35 | META PLATFORMS INC | META | 19,480 | $2.3M | 0.79% |
| 36 | ISHARES TR | 46435G425 | 26,833 | $2.3M | 0.76% |
| 37 | ISHARES TR | 464287705 | 22,290 | $2.2M | 0.75% |
| 38 | INVESCO QQQ TR | IVZ | 8,362 | $2.2M | 0.75% |
| 39 | QUALCOMM INC | QCOM | 19,994 | $2.2M | 0.74% |
| 40 | VERIZON COMMUNICATIONS INC | VZ | 55,770 | $2.2M | 0.74% |
| 41 | VANGUARD INDEX FDS | 922908736 | 10,302 | $2.2M | 0.74% |
| 42 | ISHARES TR | 464287614 | 10,177 | $2.2M | 0.73% |
| 43 | MERCK & CO INC | MRK | 18,967 | $2.1M | 0.71% |
| 44 | SALESFORCE INC | CRM | 14,743 | $2.0M | 0.66% |
| 45 | JD.COM INC | JDCMF | 33,405 | $1.9M | 0.63% |
| 46 | VANECK ETF TRUST | 92189F106 | 63,151 | $1.8M | 0.61% |
| 47 | ISHARES TR | 464288877 | 39,036 | $1.8M | 0.60% |
| 48 | SOUTHERN COPPER CORP | SCCO | 29,410 | $1.8M | 0.60% |
| 49 | HOME DEPOT INC | HD | 5,257 | $1.7M | 0.56% |
| 50 | WALMART INC | WMT | 11,648 | $1.7M | 0.56% |
| 51 | LOCKHEED MARTIN CORP | LMT | 3,308 | $1.6M | 0.54% |
| 52 | COSTCO WHSL CORP NEW | 22160K105 | 3,518 | $1.6M | 0.54% |
| 53 | BRISTOL-MYERS SQUIBB CO | CELG-RI | 21,568 | $1.6M | 0.52% |
| 54 | BROADCOM INC | AVGO | 2,769 | $1.5M | 0.52% |
| 55 | ALPHABET INC | GOOG | 17,495 | $1.5M | 0.52% |
| 56 | WYNN RESORTS LTD | WYNN | 17,272 | $1.4M | 0.48% |
| 57 | SPROTT PHYSICAL GOLD TR | SII | 99,947 | $1.4M | 0.47% |
| 58 | ENTERPRISE PRODS PARTNERS L | 293792107 | 58,021 | $1.4M | 0.47% |
| 59 | DELTA AIR LINES INC DEL | DAL | 41,813 | $1.4M | 0.46% |
| 60 | ALIBABA GROUP HLDG LTD | BBAAY | 15,415 | $1.4M | 0.46% |
| 61 | ISHARES TR | 464287804 | 14,244 | $1.3M | 0.45% |
| 62 | ISHARES TR | 464287242 | 12,699 | $1.3M | 0.45% |
| 63 | TEXAS CAP BANCSHARES INC | 88224Q107 | 21,905 | $1.3M | 0.44% |
| 64 | VISA INC | V | 6,296 | $1.3M | 0.44% |
| 65 | BANK AMERICA CORP | 060505104 | 39,354 | $1.3M | 0.44% |
| 66 | OCCIDENTAL PETE CORP | 674599105 | 20,625 | $1.3M | 0.44% |
| 67 | GOLDMAN SACHS MLP ENERGY REN | NVGLF | 101,785 | $1.3M | 0.44% |
| 68 | PROSHARES TR | 74347X823 | 21,164 | $1.2M | 0.40% |
| 69 | GENERAL ELECTRIC CO | 369604301 | 14,054 | $1.2M | 0.39% |
| 70 | ISHARES INC | 464286533 | 21,546 | $1.1M | 0.38% |
| 71 | ISHARES TR | 46436E718 | 11,359 | $1.1M | 0.38% |
| 72 | ANTERO RESOURCES CORP | AR | 36,412 | $1.1M | 0.38% |
| 73 | VANGUARD INDEX FDS | 922908538 | 6,231 | $1.1M | 0.38% |
| 74 | ISHARES TR | 46434V878 | 21,759 | $1.1M | 0.37% |
| 75 | AMGEN INC | AMGN | 4,047 | $1.1M | 0.36% |
| 76 | BLACKROCK INC | BLK | 1,475 | $1.0M | 0.35% |
| 77 | ISHARES TR | 464288885 | 11,758 | $984,830 | 0.33% |
| 78 | ISHARES TR | 46432F842 | 15,589 | $960,897 | 0.32% |
| 79 | ROYAL CARIBBEAN GROUP | V7780T103 | 19,412 | $959,520 | 0.32% |
| 80 | PROCTER AND GAMBLE CO | 742718109 | 6,264 | $949,312 | 0.32% |
| 81 | THERMO FISHER SCIENTIFIC INC | TMO | 1,700 | $936,683 | 0.31% |
| 82 | ISHARES TR | 464287432 | 9,333 | $929,193 | 0.31% |
| 83 | HONEYWELL INTL INC | 438516106 | 4,272 | $915,504 | 0.31% |
| 84 | CITIGROUP INC | C-PR | 20,230 | $915,004 | 0.31% |
| 85 | LILLY ELI & CO | LLY | 2,441 | $893,119 | 0.30% |
| 86 | COCA COLA CO | KO | 13,964 | $888,278 | 0.30% |
| 87 | GOLDMAN SACHS GROUP INC | GSCE | 2,510 | $861,926 | 0.29% |
| 88 | GILEAD SCIENCES INC | GILD | 10,037 | $861,676 | 0.29% |
| 89 | SPLUNK INC | 848637104 | 9,475 | $815,703 | 0.27% |
| 90 | COMCAST CORP NEW | CCZ | 23,102 | $807,878 | 0.27% |
| 91 | SELECT SECTOR SPDR TR | 81369Y209 | 5,774 | $784,383 | 0.26% |
| 92 | SELECT SECTOR SPDR TR | 81369Y506 | 8,899 | $778,396 | 0.26% |
| 93 | INTEL CORP | INTC | 29,213 | $772,097 | 0.26% |
| 94 | VALERO ENERGY CORP | VLO | 6,047 | $767,122 | 0.26% |
| 95 | MARSH & MCLENNAN COS INC | 571748102 | 4,458 | $737,710 | 0.25% |
| 96 | J P MORGAN EXCHANGE TRADED F | 46641Q837 | 14,640 | $735,985 | 0.25% |
| 97 | TORTOISE ENERGY INFRA CORP | TYG | 22,917 | $728,073 | 0.24% |
| 98 | BRP GROUP INC | 05589G102 | 28,100 | $706,434 | 0.24% |
| 99 | CBOE GLOBAL MKTS INC | 12503M108 | 5,513 | $691,716 | 0.23% |
| 100 | PAYPAL HLDGS INC | PYPL | 9,666 | $688,413 | 0.23% |
| 101 | ISHARES TR | 464287770 | 4,361 | $686,945 | 0.23% |
| 102 | ISHARES TR | 46434V407 | 16,379 | $669,737 | 0.22% |
| 103 | FORD MTR CO DEL | 345370860 | 57,420 | $667,794 | 0.22% |
| 104 | TESLA INC | TSLA | 5,404 | $665,665 | 0.22% |
| 105 | CISCO SYS INC | CSCO | 13,924 | $663,335 | 0.22% |
| 106 | ZOETIS INC | ZTS | 4,450 | $652,189 | 0.22% |
| 107 | DEERE & CO | DE | 1,497 | $643,524 | 0.22% |
| 108 | RAYTHEON TECHNOLOGIES CORP | RTX | 6,097 | $615,285 | 0.21% |
| 109 | ISHARES TR | 46429B697 | 8,475 | $611,079 | 0.20% |
| 110 | REGIONS FINANCIAL CORP NEW | RF-PF | 27,794 | $605,137 | 0.20% |
| 111 | CROWN CASTLE INC | CCI | 4,458 | $604,683 | 0.20% |
| 112 | AUTOMATIC DATA PROCESSING IN | ADP | 2,507 | $601,956 | 0.20% |
| 113 | SPDR S&P MIDCAP 400 ETF TR | MDY | 1,345 | $597,807 | 0.20% |
| 114 | WELLS FARGO CO NEW | 949746101 | 14,003 | $578,184 | 0.19% |
| 115 | LAS VEGAS SANDS CORP | LVS | 11,959 | $574,869 | 0.19% |
| 116 | CVS HEALTH CORP | CVS | 6,163 | $574,316 | 0.19% |
| 117 | SELECT SECTOR SPDR TR | 81369Y803 | 4,607 | $573,330 | 0.19% |
| 118 | CATERPILLAR INC | CAT | 2,384 | $571,227 | 0.19% |
| 119 | DIMENSIONAL ETF TRUST | 25434V880 | 26,378 | $569,765 | 0.19% |
| 120 | UNITEDHEALTH GROUP INC | UNH | 1,061 | $562,521 | 0.19% |
| 121 | AMERICAN EXPRESS CO | AXP | 3,763 | $555,964 | 0.19% |
| 122 | DIMENSIONAL ETF TRUST | 25434V708 | 22,372 | $543,192 | 0.18% |
| 123 | SCHWAB CHARLES CORP | SCHW-PJ | 6,347 | $528,489 | 0.18% |
| 124 | METTLER TOLEDO INTERNATIONAL | MTD | 360 | $520,362 | 0.17% |
| 125 | FREEPORT-MCMORAN INC | FCX | 13,589 | $516,396 | 0.17% |
| 126 | ISHARES TR | 464287598 | 3,355 | $508,737 | 0.17% |
| 127 | METLIFE INC | MET-PF | 6,841 | $495,083 | 0.17% |
| 128 | GENERAL MLS INC | 370334104 | 5,807 | $486,917 | 0.16% |
| 129 | PEPSICO INC | PEP | 2,667 | $484,887 | 0.16% |
| 130 | ACTIVISION BLIZZARD INC | 00507V109 | 6,035 | $461,942 | 0.15% |
| 131 | ISHARES TR | 464288588 | 4,966 | $460,597 | 0.15% |
| 132 | NEXTERA ENERGY INC | NEE-PW | 5,325 | $445,170 | 0.15% |
| 133 | SPDR SER TR | 78464A508 | 11,272 | $438,352 | 0.15% |
| 134 | 3M CO | MMM | 3,508 | $420,679 | 0.14% |
| 135 | MCDONALDS CORP | MCD | 1,573 | $414,659 | 0.14% |
| 136 | CLEARBRIDGE ENERGY MIDSTRM O | 18469P209 | 14,495 | $414,560 | 0.14% |
| 137 | SANDY SPRING BANCORP INC | 800363103 | 11,479 | $404,405 | 0.14% |
| 138 | VANGUARD INDEX FDS | 922908769 | 2,090 | $399,587 | 0.13% |
| 139 | MARRIOTT INTL INC NEW | 571903202 | 2,661 | $396,136 | 0.13% |
| 140 | BLACKSTONE INC | BX | 5,337 | $395,919 | 0.13% |
| 141 | GSK PLC | GLAXF | 10,894 | $386,450 | 0.13% |
| 142 | LOWES COS INC | 548661107 | 1,935 | $385,529 | 0.13% |
| 143 | ISHARES TR | 46429B663 | 3,683 | $383,888 | 0.13% |
| 144 | INTERNATIONAL GAME TECHNOLOG | INTR | 16,825 | $381,591 | 0.13% |
| 145 | INVESCO EXCH TRADED FD TR II | IVZ | 9,150 | $380,091 | 0.13% |
| 146 | CHIPOTLE MEXICAN GRILL INC | CMG | 270 | $374,622 | 0.13% |
| 147 | PROVIDENT FINL SVCS INC | 74386T105 | 17,489 | $373,565 | 0.13% |
| 148 | JUNIPER NETWORKS INC | 48203R104 | 11,666 | $372,845 | 0.13% |
| 149 | ISHARES TR | 464287689 | 1,633 | $360,436 | 0.12% |
| 150 | PROSHARES TR | 74347R107 | 8,000 | $355,600 | 0.12% |
| 151 | ISHARES TR | 464287721 | 4,734 | $352,636 | 0.12% |
| 152 | SELECT SECTOR SPDR TR | 81369Y308 | 4,727 | $352,403 | 0.12% |
| 153 | GENERAL DYNAMICS CORP | GD | 1,413 | $350,579 | 0.12% |
| 154 | ISHARES U S ETF TR | 46431W853 | 12,317 | $347,214 | 0.12% |
| 155 | ISHARES TR | 464287655 | 1,968 | $343,140 | 0.12% |
| 156 | ORASURE TECHNOLOGIES INC | OSUR | 71,122 | $342,808 | 0.11% |
| 157 | ISHARES TR | 464288414 | 3,229 | $340,724 | 0.11% |
| 158 | ISHARES TR | 46432F388 | 3,734 | $340,324 | 0.11% |
| 159 | VANGUARD INDEX FDS | 922908363 | 959 | $336,935 | 0.11% |
| 160 | SYNCHRONY FINANCIAL | SYF-PB | 10,135 | $333,036 | 0.11% |
| 161 | TRANSDIGM GROUP INC | TDG | 527 | $331,826 | 0.11% |
| 162 | ISHARES GOLD TR | IAU | 9,522 | $329,366 | 0.11% |
| 163 | INTERNATIONAL BUSINESS MACHS | INTR | 2,333 | $328,696 | 0.11% |
| 164 | ISHARES INC | 46434G863 | 10,800 | $324,745 | 0.11% |
| 165 | ISHARES TR | 464287796 | 6,978 | $324,403 | 0.11% |
| 166 | VANGUARD INDEX FDS | 922908553 | 3,902 | $321,804 | 0.11% |
| 167 | VANGUARD INDEX FDS | 922908751 | 1,752 | $321,562 | 0.11% |
| 168 | VERISIGN INC | VRSN | 1,541 | $316,583 | 0.11% |
| 169 | ROYAL BK CDA SUSTAINABL | 780087102 | 3,300 | $310,266 | 0.10% |
| 170 | GODADDY INC | GDDY | 4,142 | $309,904 | 0.10% |
| 171 | TARGA RES CORP | TRGP | 4,196 | $308,406 | 0.10% |
| 172 | DICKS SPORTING GOODS INC | 253393102 | 2,518 | $302,898 | 0.10% |
| 173 | SPDR GOLD TR | GLD | 1,770 | $300,263 | 0.10% |
| 174 | ISHARES TR | 464288679 | 2,725 | $299,532 | 0.10% |
| 175 | TRUIST FINL CORP | 89832Q109 | 6,949 | $299,015 | 0.10% |
| 176 | ISHARES TR | 46435U713 | 8,188 | $296,900 | 0.10% |
| 177 | ISHARES TR | 46432F396 | 2,029 | $296,115 | 0.10% |
| 178 | NBT BANCORP INC | NBTB | 6,800 | $295,256 | 0.10% |
| 179 | SEA LTD | SE | 5,607 | $291,732 | 0.10% |
| 180 | SPDR SER TR | 78468R853 | 7,880 | $291,324 | 0.10% |
| 181 | VANGUARD INDEX FDS | 922908744 | 2,059 | $289,022 | 0.10% |
| 182 | INTUITIVE SURGICAL INC | ISRG | 1,081 | $286,843 | 0.10% |
| 183 | VERTEX INC | VERX | 19,719 | $286,123 | 0.10% |
| 184 | GENERAL MTRS CO | 37045V100 | 8,495 | $285,772 | 0.10% |
| 185 | ADOBE SYSTEMS INCORPORATED | ADBE | 836 | $281,339 | 0.09% |
| 186 | AUTODESK INC | ADSK | 1,505 | $281,239 | 0.09% |
| 187 | CONOCOPHILLIPS | COP | 2,362 | $280,329 | 0.09% |
| 188 | FERRARI N V | RACE | 1,308 | $280,200 | 0.09% |
| 189 | UNITED PARCEL SERVICE INC | UPS | 1,605 | $279,013 | 0.09% |
| 190 | CSX CORP | CSX | 8,870 | $274,793 | 0.09% |
| 191 | MEDTRONIC PLC | MDT | 3,487 | $273,227 | 0.09% |
| 192 | MORGAN STANLEY | MS-PQ | 3,211 | $272,974 | 0.09% |
| 193 | TEXAS INSTRS INC | 882508104 | 1,610 | $266,004 | 0.09% |
| 194 | DANAHER CORPORATION | 235851102 | 993 | $263,810 | 0.09% |
| 195 | ISHARES TR | 464287879 | 2,867 | $261,743 | 0.09% |
| 196 | FIRST TR EXCHANGE TRADED FD | 33734X176 | 2,787 | $255,150 | 0.09% |
| 197 | LUMEN TECHNOLOGIES INC | LUMN | 48,594 | $253,661 | 0.09% |
| 198 | HESS CORP | HESM | 1,781 | $252,581 | 0.08% |
| 199 | ESSA BANCORP INC | 29667D104 | 12,095 | $252,413 | 0.08% |
| 200 | DIAGEO PLC | DGEAF | 1,414 | $251,961 | 0.08% |
| 201 | HERSHEY CO | HSY | 1,081 | $250,407 | 0.08% |
| 202 | AUTONATION INC | AN | 2,316 | $248,507 | 0.08% |
| 203 | SPDR SER TR | 78464A367 | 10,758 | $241,517 | 0.08% |
| 204 | ACCENTURE PLC IRELAND | ACN | 897 | $239,355 | 0.08% |
| 205 | BLACKROCK MUNICIPAL INCOME | BLK | 20,911 | $236,922 | 0.08% |
| 206 | MCKESSON CORP | MCK | 628 | $235,917 | 0.08% |
| 207 | INGERSOLL RAND INC | IR | 4,446 | $232,304 | 0.08% |
| 208 | ISHARES TR | 46429B655 | 4,597 | $231,367 | 0.08% |
| 209 | SCHLUMBERGER LTD | SLB | 4,285 | $229,917 | 0.08% |
| 210 | NIKE INC | NKE | 1,963 | $229,691 | 0.08% |
| 211 | HALEON PLC | HLNCF | 28,600 | $228,800 | 0.08% |
| 212 | NORTHROP GRUMMAN CORP | NOC | 419 | $228,611 | 0.08% |
| 213 | GARTNER INC | IT | 668 | $224,542 | 0.08% |
| 214 | UBER TECHNOLOGIES INC | UBER | 9,062 | $224,103 | 0.08% |
| 215 | ISHARES SILVER TR | SLV | 10,090 | $222,182 | 0.07% |
| 216 | TARGET CORP | TGT | 1,476 | $219,983 | 0.07% |
| 217 | SVB FINANCIAL GROUP | 78486Q101 | 944 | $217,252 | 0.07% |
| 218 | EDISON INTL | 281020107 | 3,358 | $216,113 | 0.07% |
| 219 | ISHARES TR | 464288687 | 6,993 | $213,496 | 0.07% |
| 220 | PRUDENTIAL FINL INC | PUKPF | 2,131 | $211,943 | 0.07% |
| 221 | ISHARES TR | 464287291 | 4,666 | $209,171 | 0.07% |
| 222 | ROCKWELL AUTOMATION INC | ROK | 807 | $207,859 | 0.07% |
| 223 | VANECK ETF TRUST | 92189F791 | 5,831 | $207,858 | 0.07% |
| 224 | ISHARES TR | 46434V613 | 4,598 | $206,588 | 0.07% |
| 225 | AES CORP | AES | 7,100 | $204,196 | 0.07% |
| 226 | SHELL PLC | RYDAF | 3,553 | $202,343 | 0.07% |
| 227 | FIRST REP BK SAN FRANCISCO C | 33616C100 | 1,660 | $202,337 | 0.07% |
| 228 | ISHARES TR | 46435G102 | 2,882 | $200,213 | 0.07% |
| 229 | PLUG POWER INC | PLUG | 15,225 | $188,333 | 0.06% |
| 230 | UNDER ARMOUR INC | UA | 20,202 | $180,202 | 0.06% |
| 231 | EMBRAER S.A. | EMBJ | 16,350 | $178,706 | 0.06% |
| 232 | FULTON FINL CORP PA | 360271100 | 10,463 | $177,662 | 0.06% |
| 233 | WARNER BROS DISCOVERY INC | WBD | 18,402 | $174,451 | 0.06% |
| 234 | CHIMERA INVT CORP | 16934Q208 | 30,300 | $172,860 | 0.06% |
| 235 | ISOPLEXIS CORP | 465005106 | 84,353 | $130,747 | 0.04% |
| 236 | SIRIUS XM HOLDINGS INC | SIRI | 21,079 | $123,100 | 0.04% |
| 237 | TEVA PHARMACEUTICAL INDS LTD | 881624209 | 12,056 | $109,951 | 0.04% |
| 238 | KANDI TECHNOLOGIES GROUP INC | KNDI | 44,580 | $102,534 | 0.03% |
| 239 | STEELCASE INC | 858155203 | 10,975 | $78,691 | 0.03% |
| 240 | MFS INTER INCOME TR | 55273C107 | 10,000 | $27,600 | 0.01% |
| 241 | RETRACTABLE TECHNOLOGIES INC | RVP | 13,500 | $22,141 | 0.01% |
| 242 | LINEAGE CELL THERAPEUTICS IN | 53566P109 | 10,000 | $11,700 | 0.00% |
| 243 | HYPERFINE INC | HYPR | 11,670 | $9,803 | 0.00% |
| 244 | VIVEVE MED INC | 92852W501 | 10,000 | $4,250 | 0.00% |