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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

XML Financial, LLC

Quarter ended Q1 2023 · Filed February 10, 2023 · Accession 0001725547-23-000049

Total Value
$796.1M
Positions
330
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (330)

#IssuerTicker / CUSIPSharesValue% of Filing
1APPLE INCAAPL156,036$20.3M2.55%
2ISHARES TR46434V621400,356$20.0M2.51%
3ISHARES TR464287499294,585$19.9M2.50%
4MICROSOFT CORPMSFT76,830$18.4M2.31%
5SCHWAB STRATEGIC TR808524409262,751$17.3M2.18%
6ISHARES TR46428762279,125$16.7M2.09%
7SCHWAB STRATEGIC TR808524300281,271$15.6M1.96%
8ISHARES TR464287226158,476$15.4M1.93%
9ISHARES TR464287804121,691$11.5M1.45%
10LEGG MASON ETF INVT52468L406293,715$11.2M1.40%
11SPDR SER TR78464A359173,242$11.1M1.40%
12BERKSHIRE HATHAWAY INC DELBRK-A35,521$11.0M1.38%
13QUALCOMM INCQCOM97,694$10.7M1.35%
14BANK AMERICA CORP060505104322,777$10.7M1.34%
15ISHARES TR46428761446,831$10.0M1.26%
16GLADSTONE COMMERCIAL CORPGOODO535,719$9.9M1.24%
17UNILEVER PLCUNLYF193,856$9.8M1.23%
18CISCO SYS INCCSCO201,456$9.6M1.21%
19CVS HEALTH CORPCVS102,876$9.6M1.20%
20ISHARES TR46428759861,977$9.4M1.18%
21PFIZER INCPFE179,497$9.2M1.16%
22ISHARES TR46428747383,808$8.8M1.11%
23ISHARES TR46428765547,173$8.2M1.03%
24ABBVIE INCABBV50,645$8.2M1.03%
25VANGUARD WHITEHALL FDS92194640675,291$8.1M1.02%
26MERCK & CO INCMRK73,385$8.1M1.02%
27JPMORGAN CHASE & COVYLD60,211$8.1M1.01%
28GOLDMAN SACHS ETF TRNVGLF105,921$8.1M1.01%
29VERIZON COMMUNICATIONS INCVZ204,641$8.1M1.01%
30UNITED PARCEL SERVICE INCUPS46,150$8.0M1.01%
31JOHNSON & JOHNSONJNJ43,831$7.7M0.97%
32ISHARES TR46428720019,861$7.6M0.96%
33VANGUARD WORLD FDS92204A70223,126$7.4M0.93%
34RAYTHEON TECHNOLOGIES CORPRTX71,597$7.2M0.91%
35BRISTOL-MYERS SQUIBB COCELG-RI98,744$7.1M0.89%
36VANGUARD MUN BD FDS922907746143,379$7.1M0.89%
37ISHARES TR46428778892,210$7.0M0.87%
38CHEVRON CORP NEWCVX38,755$7.0M0.87%
39PIMCO CORPORATE & INCOME OPPPTY552,245$6.6M0.83%
40PROSPECT CAP CORPPSEC-PA933,994$6.5M0.82%
41ISHARES TR46428841461,825$6.5M0.82%
42ISHARES TR46429B66361,522$6.4M0.81%
43AMGEN INCAMGN23,746$6.2M0.78%
44INNOVATOR ETFS TRINHD201,169$6.1M0.76%
45INTERNATIONAL BUSINESS MACHSINTR41,915$5.9M0.74%
46DOW INCDOW109,392$5.5M0.69%
47TRUIST FINL CORP89832Q109127,455$5.5M0.69%
48KINDER MORGAN INC DELEP-PC296,357$5.4M0.67%
49ISHARES TR46428748163,437$5.3M0.67%
50LISTED FD TR53656F623166,239$5.2M0.66%
51ISHARES TR46428717645,482$4.8M0.61%
52INVESCO EXCH TRADED FD TR IIIVZ75,630$4.8M0.61%
53EXXON MOBIL CORPXOM43,087$4.8M0.60%
54SPDR GOLD TRGLD27,676$4.7M0.59%
55MAINSTAY MACKAY DEFINEDTERMMMD290,258$4.7M0.59%
56VANGUARD INDEX FDS92290853825,539$4.6M0.58%
57SPDR SER TR78464A80595,712$4.5M0.57%
58OMEGA HEALTHCARE INVS INC681936100160,367$4.5M0.56%
59LOCKHEED MARTIN CORPLMT9,113$4.4M0.56%
60SPDR INDEX SHS FDS78463X749106,137$4.3M0.55%
61INTEL CORPINTC158,630$4.2M0.53%
62ISHARES TR46428763030,144$4.2M0.53%
63ABBOTT LABSABLZF37,613$4.1M0.52%
64CUMMINS INCCMI16,362$4.0M0.50%
65BLACKROCK MUN TARGET TERM TRBLK185,861$4.0M0.50%
66ISHARES TR46428764817,051$3.7M0.46%
67MARATHON PETE CORPMARA31,300$3.6M0.46%
68WP CAREY INC92936U10946,197$3.6M0.45%
69BROOKFIELD RENEWABLE CORPBEPC129,240$3.6M0.45%
70SPDR SER TR78468R78889,884$3.6M0.45%
71AT&T INCT-PC191,556$3.5M0.44%
72AMAZON COM INCAMZN41,769$3.5M0.44%
73ISHARES TR46428730959,157$3.5M0.43%
74SCHWAB STRATEGIC TR80852479745,305$3.4M0.43%
75NEWMONT CORPNEMCL71,875$3.4M0.43%
76PRUDENTIAL FINL INCPUKPF32,912$3.3M0.41%
77DOMINION ENERGY INCD50,998$3.1M0.39%
78ISHARES TR46428746545,750$3.0M0.38%
79MANAGED PORTFOLIO SERIES56167N720121,150$3.0M0.38%
80NUVEEN QUALITY MUNCP INCOMENU253,136$3.0M0.38%
81INTERNATIONAL PAPER CO46014610385,628$3.0M0.37%
82EMERSON ELEC COEMR30,033$2.9M0.36%
83ORACLE CORPORCL-PD35,191$2.9M0.36%
84ISHARES TR46432F83449,218$2.8M0.36%
85US BANCORP DELUSB-PS65,199$2.8M0.36%
86EATON VANCE MUN INCOME 2028ETN155,851$2.8M0.35%
87SPDR SER TR78468R77029,149$2.7M0.34%
88FEDEX CORPFDX15,738$2.7M0.34%
89GENERAL DYNAMICS CORPGD10,892$2.7M0.34%
90VANGUARD INDEX FDS92290874419,165$2.7M0.34%
91GENERAL MLS INC37033410431,375$2.6M0.33%
92ISHARES TR46434V80392,792$2.5M0.31%
93ENTERPRISE PRODS PARTNERS L293792107101,852$2.5M0.31%
94WISDOMTREE TRWT59,972$2.4M0.30%
95GLOBAL X FDS37954Y47560,362$2.4M0.30%
96HOME DEPOT INCHD7,438$2.3M0.30%
97INVESCO EXCHANGE TRADED FD TIVZ15,447$2.3M0.29%
98ISHARES TR46428745728,226$2.3M0.29%
99PHILLIPS 66PSX21,329$2.2M0.28%
100COSTCO WHSL CORP NEW22160K1054,734$2.2M0.27%
101FIRST TR EXCHANGE-TRADED FD33733E856109,844$2.1M0.26%
102WALGREENS BOOTS ALLIANCE INC93142710855,692$2.1M0.26%
103FIDELITY COVINGTON TRUST31609238666,846$2.1M0.26%
104VANGUARD INDEX FDS92290855324,428$2.0M0.25%
105PEPSICO INCPEP11,092$2.0M0.25%
106INNOVATOR ETFS TRINHD60,181$1.9M0.24%
107MCDONALDS CORPMCD6,964$1.8M0.23%
108SELECT SECTOR SPDR TR81369Y80314,689$1.8M0.23%
109BCE INCBCPPF39,767$1.7M0.22%
110UNION PAC CORPUNP8,374$1.7M0.22%
111CRACKER BARREL OLD CTRY STOR22410J10618,177$1.7M0.22%
112MEDICAL PPTYS TRUST INC58463J304154,487$1.7M0.22%
113SPDR S&P MIDCAP 400 ETF TRMDY3,818$1.7M0.21%
114GOLDMAN SACHS GROUP INCGSCE4,844$1.7M0.21%
115PROCTER AND GAMBLE CO74271810910,961$1.7M0.21%
116ALPHABET INCGOOG18,435$1.6M0.20%
117GENERAL MTRS CO37045V10047,925$1.6M0.20%
118VISA INCV7,630$1.6M0.20%
119CATERPILLAR INCCAT6,126$1.5M0.18%
120ISHARES TR46428868747,909$1.5M0.18%
121PHILIP MORRIS INTL INC71817210914,446$1.5M0.18%
122INVESCO QQQ TRIVZ5,478$1.5M0.18%
123ADVANCED MICRO DEVICES INCAMD22,153$1.4M0.18%
124UNITEDHEALTH GROUP INCUNH2,667$1.4M0.18%
125SPDR S&P 500 ETF TRSPY3,634$1.4M0.17%
126ISHARES TR4642875075,704$1.4M0.17%
127ISHARES TR46428716811,378$1.4M0.17%
128DANAHER CORPORATION2358511025,151$1.4M0.17%
129REGIONS FINANCIAL CORP NEWRF-PF61,900$1.3M0.17%
130COCA COLA COKO20,547$1.3M0.16%
131VANGUARD INDEX FDS9229087696,709$1.3M0.16%
132MARRIOTT INTL INC NEW5719032028,610$1.3M0.16%
133BOEING COBA-PA6,725$1.3M0.16%
134ISHARES TR46428723433,156$1.3M0.16%
135KKR REAL ESTATE FIN TR INCKKRT87,215$1.2M0.15%
136NOVARTIS AGNVSEF12,989$1.2M0.15%
137GSK PLCGLAXF32,714$1.1M0.14%
138GLOBAL PMTS INC37940X10211,440$1.1M0.14%
139BLACKSTONE INCBX15,067$1.1M0.14%
140WISDOMTREE TRWT41,714$1.1M0.14%
141SUNOCO LP/SUNOCO FIN CORPSUN25,453$1.1M0.14%
142ALPS ETF TR00162Q67651,116$1.1M0.14%
143MEDTRONIC PLCMDT13,732$1.1M0.13%
144ALTRIA GROUP INCMO22,784$1.0M0.13%
145MGM RESORTS INTERNATIONALMGM30,744$1.0M0.13%
146APPLIED MATLS INC03822210510,189$992,1760.12%
147ALPHABET INCGOOG11,014$977,2720.12%
148WALMART INCWMT6,800$964,1050.12%
149COMCAST CORP NEWCCZ27,326$955,5750.12%
150NEXTERA ENERGY INCNEE-PW11,412$954,0240.12%
151HONEYWELL INTL INC4385161064,388$940,2730.12%
152BERKSHIRE HATHAWAY INC DELBRK-A2$937,4220.12%
153SPDR SER TR78464A29228,403$932,1890.12%
154CSX CORPCSX29,270$906,7830.11%
155REGENERON PHARMACEUTICALSREGN1,254$904,7480.11%
156DISNEY WALT CO25468710610,392$902,8600.11%
157ISHARES TR46428711918,537$902,3810.11%
158EAGLE BANCORP INC MDEGBN19,966$879,9160.11%
1593M COMMM7,274$872,2600.11%
160AGCO CORPAGCO6,275$870,2520.11%
161AMERISOURCEBERGEN CORPCOR5,122$848,8430.11%
162FEDERATED HERMES PREM MUNI IFHI80,604$846,3370.11%
163VANGUARD INDEX FDS9229087514,586$841,7140.11%
164B. RILEY FINANCIAL INC05580M10824,599$841,2750.11%
165ISHARES TR4642881587,924$826,2670.10%
166UNUM GROUPUNMA20,100$824,7030.10%
167MONDELEZ INTL INC60920710512,288$819,0070.10%
168WESCO INTL INC95082P1056,435$805,6620.10%
169ISHARES TR4642876893,607$796,0080.10%
170INVESCO EXCHANGE TRADED FD TIVZ5,630$795,2170.10%
171WELLS FARGO CO NEW94974610119,089$788,2020.10%
172ISHARES TR4642871014,581$781,3340.10%
173NORFOLK SOUTHN CORP6558441083,145$774,9500.10%
174BHP GROUP LTDBHPLF12,479$774,3220.10%
175SAUL CTRS INC80439510118,687$760,1680.10%
176FIRST TR MORNINGSTAR DIVID L33691710920,688$756,3530.10%
177DBX ETF TR23305143221,987$741,1920.09%
178ISHARES TR4642876719,032$736,2560.09%
179PACER FDS TR69374H30314,103$694,2870.09%
180ISHARES TR4642885139,331$687,0190.09%
181BROADCOM INCAVGO1,192$666,4770.08%
182INNOVATOR ETFS TRINHD21,441$665,2910.08%
183ILLINOIS TOOL WKS INC4523081093,012$663,6410.08%
184L3HARRIS TECHNOLOGIES INCLHX3,185$663,0940.08%
185WYNN RESORTS LTDWYNN8,012$660,7100.08%
186VANGUARD SPECIALIZED FUNDS9219088444,322$656,3170.08%
187STARBUCKS CORPSBUX6,567$651,4640.08%
188BARRICK GOLD CORP06790110837,702$647,7220.08%
189NVIDIA CORPORATIONNVDA4,424$646,5680.08%
190ACCENTURE PLC IRELANDACN2,399$640,1080.08%
191WASTE MGMT INC DEL94106L1093,999$627,3400.08%
192DUKE ENERGY CORP NEWDUKB5,942$611,9610.08%
193FIRST TR EXCHANGE-TRADED FD33738R50613,313$584,7070.07%
194ENBRIDGE INCENNPF14,949$584,4980.07%
195ISHARES TR46428737414,293$581,1580.07%
196TESLA INCTSLA4,708$579,9310.07%
197LILLY ELI & COLLY1,583$578,9850.07%
198SOUTHWEST AIRLS CO84474110816,728$563,2420.07%
199CATALYST PHARMACEUTICALS INCCPRX30,000$558,0000.07%
200CONOCOPHILLIPSCOP4,704$555,0860.07%
201SANOFISNYNF10,635$515,0530.06%
202ISHARES TR4642888856,135$513,8850.06%
203NUVEEN PENNSYLVANIA QLT MUNNU44,930$500,0750.06%
204ISHARES TR4642882815,839$493,9060.06%
205VANGUARD INDEX FDS9229087362,298$489,6320.06%
206SOUTHERN COSOMN6,724$480,1750.06%
207GLOBAL X FDS37954Y48330,124$479,2750.06%
208PIONEER MUNICIPAL HIGH INCOM72376210056,950$461,2950.06%
209GENERAL ELECTRIC CO3696043015,395$452,0100.06%
210ENERGY TRANSFER L PET-PI38,017$451,2650.06%
211CAPITAL ONE FINL CORP14040H1054,790$445,3100.06%
212REPUBLIC SVCS INC7607591003,430$442,4360.06%
213WILLIAMS COS INC96945710013,288$437,1820.05%
214GREYSTONE HOUSING IMPACT INVGHI24,734$430,3720.05%
215WISDOMTREE TRWT11,886$429,3160.05%
216NUVEEN MUN CR OPPORTUNITIESNU38,750$425,8630.05%
217ISHARES TR46436E53614,859$418,0880.05%
218UNITED AIRLS HLDGS INCUNTCW11,087$417,9800.05%
219SALESFORCE INCCRM3,131$415,1390.05%
220ISHARES TR4642871504,875$413,4000.05%
221INVESCO ACTIVELY MANAGED ETFIVZ8,271$409,0950.05%
222SYSCO CORPSYY5,297$404,9610.05%
223ASTRAZENECA PLCAZN5,948$403,2740.05%
224ROPER TECHNOLOGIES INCROP932$402,7910.05%
225SPDR SER TR78468R7218,805$401,6840.05%
226OMNICOM GROUP INCOMC4,911$400,6300.05%
227ISHARES TR46435G4254,722$400,1900.05%
228TOWNEBANK PORTSMOUTH VA89214P10912,964$399,8100.05%
229PIONEER MUNICIPAL HIGH INCOM72376310846,552$399,4160.05%
230LOWES COS INC5486611071,950$388,5950.05%
231VANGUARD INDEX FDS9229083631,094$384,4100.05%
232SELECT SECTOR SPDR TR81369Y3085,153$384,1540.05%
233NUVEEN INTER DURATION MUN TENU29,086$381,6100.05%
234RIVERNORTH MANAGED DUR MUN I76882H10526,500$381,6000.05%
235NEW YORK CMNTY BANCORP INC64944510343,628$375,2010.05%
236CONSTELLATION BRANDS INCSTZ1,569$363,6160.05%
237ISHARES TR4642875562,759$362,2530.05%
238CALAMOS STRATEGIC TOTAL RETUCSQ26,428$354,6640.04%
239CINCINNATI FINL CORP1720621013,449$353,1900.04%
240CANADIAN PAC RY LTD13645T1004,583$341,8820.04%
241PROSHARES TR74348A4673,738$336,3780.04%
242GATES INDL CORP PLCG3910810829,192$333,0810.04%
243BP PLCBPPFF9,468$330,7060.04%
244LMP CAP & INCOME FD INC50208A10227,378$329,6310.04%
245VIRTUS EQUITY & CONV INCM FD92841M10117,744$323,4730.04%
246ARES CAPITAL CORPARCC17,513$323,4640.04%
247FORD MTR CO DEL34537086027,795$323,2570.04%
248ISHARES TR4642877214,334$322,8420.04%
249PRINCIPAL EXCHANGE TRADED FD74255Y88818,719$320,2830.04%
250OCCIDENTAL PETE CORP6745991055,068$319,2150.04%
251CITIGROUP INCC-PR6,992$316,2370.04%
252SPDR SER TR78468R7396,699$314,7190.04%
253ISHARES TR46428822415,848$314,5730.04%
254M & T BK CORP55261F1042,167$314,3090.04%
255SPDR SER TR78464A8621,848$309,0890.04%
256TARGET CORPTGT2,070$308,5060.04%
257SELECT SECTOR SPDR TR81369Y5063,519$307,8420.04%
258FIRST TR EXCHANGE TRADED FD33734X8467,899$305,7810.04%
259MONOLITHIC PWR SYS INC609839105863$305,1650.04%
260XCEL ENERGY INCXELLL4,329$303,5060.04%
261ZOETIS INCZTS2,060$301,8560.04%
262SCHWAB STRATEGIC TR8085248396,592$300,9250.04%
263INNOVATOR ETFS TRINHD10,073$299,2690.04%
264CUBESMARTCUBE7,369$296,6150.04%
265CARMAX INCKMX4,808$292,7590.04%
266RPM INTL INC7496851033,000$292,3500.04%
267ARK ETF TR00214Q1049,307$290,7540.04%
268DELTA AIR LINES INC DELDAL8,823$289,9240.04%
269FIRST TR EXCH TRADED FD III33739N1085,719$286,5790.04%
270PIMCO ETF TR72201R8665,524$283,8020.04%
271TEXAS INSTRS INC8825081041,711$282,6200.04%
272UNIVERSAL DISPLAY CORPOLED2,587$279,4990.04%
273ROCKWELL AUTOMATION INCROK1,074$276,6300.03%
274FIRST TR EXCHNG TRADED FD VI33740F87014,989$276,3970.03%
275BOOKING HOLDINGS INCBKNG137$275,0860.03%
276BNY MELLON STRATEGIC MUNS IN05588W10844,650$272,8120.03%
277THERMO FISHER SCIENTIFIC INCTMO486$267,9100.03%
278INNOVATOR ETFS TRINHD8,907$266,2300.03%
279LYONDELLBASELL INDUSTRIES NLYB3,184$264,3830.03%
280CELANESE CORP DELCE2,560$261,7340.03%
281VANGUARD MALVERN FDS9220208055,564$259,8930.03%
282HUMANA INCHUM500$256,0950.03%
283LPL FINL HLDGS INC50212V1001,179$254,8300.03%
284CARLISLE COS INC1423391001,080$254,5020.03%
285RIVERNORTH FLEXIBLE MUNI INC76883Y10718,000$243,5400.03%
286ECOLAB INCECL1,667$242,7130.03%
287SPDR DOW JONES INDL AVERAGE78467X109729$241,6940.03%
288NUVEEN MUNICIPAL CREDIT INCNU20,000$241,6000.03%
289INNOVATOR ETFS TRINHD7,989$240,2320.03%
290COHEN & STEERS REIT & PFD &19247X10011,671$237,8550.03%
291DTE ENERGY CODTK2,004$235,5300.03%
292EATON VANCE MUNI INCOME TRUSETN23,000$227,0100.03%
293RIVERNORTH FLEXIBLE MUN INCO76883H10414,430$226,2620.03%
294METLIFE INCMET-PF3,124$226,0890.03%
295BLACKROCK MUNICIPAL INCOMEBLK19,907$225,5460.03%
296BLACKROCK INCBLK318$225,5170.03%
297CHOICE HOTELS INTL INC1699051062,000$225,2800.03%
298ISHARES TR4642876633,184$224,9010.03%
299ISHARES TR4642882083,828$224,5890.03%
300VALERO ENERGY CORPVLO1,760$223,2740.03%
301IRON MTN INC DEL46284V1014,384$218,5450.03%
302NIKE INCNKE1,860$217,6670.03%
303KIMBERLY-CLARK CORPKMB1,580$214,4670.03%
304MASTERCARD INCORPORATEDMA614$213,4060.03%
305INVESCO EXCHANGE TRADED FD TIVZ5,804$211,9730.03%
306CHUBB LIMITEDCB960$211,7820.03%
307LAS VEGAS SANDS CORPLVS4,376$210,3540.03%
308INTUITINTU520$202,3940.03%
309VANGUARD TAX-MANAGED FDS9219438584,800$201,4520.03%
310ROYAL CARIBBEAN GROUPV7780T1034,053$200,3400.03%
311CONSOLIDATED EDISON INCED2,100$200,1510.03%
312BLACKROCK ENHANCED EQUITY DIBLK17,361$156,4220.02%
313DNP SELECT INCOME FD INC23325P10413,491$151,7760.02%
314BLACKROCK MUN INCOME QUALITYBLK11,738$133,2250.02%
315NUVEEN VIRGINIA QLTY MUNCPLNU11,812$131,8220.02%
316NEUBERGER BERMAN MUN FD INC64124P10112,250$127,6450.02%
317VOYA ASIA PAC HIGH DIV EQT I92912J10219,968$122,4040.02%
318GLADSTONE CAPITAL CORPGLAD12,304$118,3660.01%
319INVESCO MUNICIPAL TRUSTVKQ11,880$117,6140.01%
320EATON VANCE RISK-MANAGED DIVETN15,578$116,8350.01%
321FUNKO INCFNKO10,000$109,1000.01%
322NUVEEN MASSACHUSETS QLT MUNNU10,000$105,7000.01%
323SIRIUS XM HOLDINGS INCSIRI17,141$100,1030.01%
324MACROGENICS INCMGNX14,700$98,6400.01%
325CALAMOS GBL DYN INCOME FUND12811L10717,200$95,9760.01%
326WESTERN ASSET MUN HIGH INCOM95766N10314,799$94,4180.01%
327PAVMED INCPAVM150,991$72,4760.01%
328MFS MULTIMARKET INCOME TRMMT15,030$67,7850.01%
329ENGLOBAL CORP29330610630,122$23,3900.00%
330BERKSHIRE GREY INC08465611520,000$1,2000.00%