13F HOLDINGS REPORT
PenderFund Capital Management Ltd.
Quarter ended Q3 2023 · Filed August 11, 2023 · Accession 0001706164-23-000003
Total Value
$321,680
Positions
114
Other Managers
0
Confidential Omitted
No
Holdings (114)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | ESPERION THERAPEUTICS INC NE | ESPR | 31,354,000 | $20,870 | 6.49% |
| 2 | OPKO HEALTH INC | OPK | 14,000,000 | $19,427 | 6.04% |
| 3 | FIRST MAJESTIC SILVER CORP | AG | 20,000,000 | $19,224 | 5.98% |
| 4 | PARATEK PHARMACEUTICALS INC | 699374AB0 | 13,010,000 | $17,187 | 5.34% |
| 5 | BANDWIDTH INC | BAND | 19,500,000 | $16,797 | 5.22% |
| 6 | SANGOMA TECHNOLOGIES CORP | SANG | 3,097,833 | $15,427 | 4.80% |
| 7 | BURFORD CAP LTD | BUR | 855,565 | $13,805 | 4.29% |
| 8 | PAR TECHNOLOGY CORP | PAR | 304,679 | $13,291 | 4.13% |
| 9 | INTERCEPT PHARMACEUTICALS IN | INTR | 11,795,000 | $12,609 | 3.92% |
| 10 | NUVEEN MUNICIPAL CREDIT INC | NU | 650,000 | $10,040 | 3.12% |
| 11 | SSR MINING IN | SSRGF | 6,800,000 | $9,732 | 3.03% |
| 12 | FORUM ENERGY TECHNOLOGIES IN | FET | 250,757 | $8,501 | 2.64% |
| 13 | ABRDN ASIA PACIFIC INCOME FU | ABAKF | 2,060,755 | $7,371 | 2.29% |
| 14 | WESTERN ASSET EMERGING MKTS | 95766A101 | 570,109 | $6,510 | 2.02% |
| 15 | DOCEBO INC | DCBO | 117,820 | $6,178 | 1.92% |
| 16 | MORGAN STANLEY EMERGING MKTS | MS-PQ | 974,818 | $6,057 | 1.88% |
| 17 | AVIAT NETWORKS INC | AVNW | 129,524 | $5,726 | 1.78% |
| 18 | KKR & CO INC | KKRT | 76,020 | $5,640 | 1.75% |
| 19 | ZILLOW GROUP INC | Z | 80,447 | $5,357 | 1.67% |
| 20 | ANTERIX INC | ATEX | 126,500 | $5,311 | 1.65% |
| 21 | BAIDU INC | BAIDF | 26,395 | $4,787 | 1.49% |
| 22 | INTERACTIVE BROKERS GROUP IN | 45841N107 | 42,718 | $4,701 | 1.46% |
| 23 | BANDWIDTH INC | BAND | 4,000,000 | $4,198 | 1.31% |
| 24 | SS&C TECHNOLOGIES HLDGS INC | SSNC | 43,810 | $3,517 | 1.09% |
| 25 | WESTERN AST INFL LKD OPP & I | 95766R104 | 298,811 | $3,507 | 1.09% |
| 26 | PELOTON INTERACTIVE INC | PTON | 337,090 | $3,434 | 1.07% |
| 27 | EGAIN CORP | EGAN | 338,902 | $3,363 | 1.05% |
| 28 | TEXAS PACIFIC LAND CORPORATI | TPL | 1,907 | $3,326 | 1.03% |
| 29 | BEYOND MEAT INC | BYND | 8,000,000 | $2,914 | 0.91% |
| 30 | SNAP INC | SNAP | 3,000,000 | $2,837 | 0.88% |
| 31 | JD.COM INC | JDCMF | 56,665 | $2,562 | 0.80% |
| 32 | MAGNITE INC | MGNI | 2,000,000 | $2,257 | 0.70% |
| 33 | IAC INC | IAC | 26,100 | $2,171 | 0.67% |
| 34 | SNAP INC | SNAP | 2,000,000 | $1,974 | 0.61% |
| 35 | BLACK KNIGHT INC | 09215C105 | 24,660 | $1,951 | 0.61% |
| 36 | BROOKFIELD CORP | 11271J107 | 40,690 | $1,815 | 0.56% |
| 37 | IVERIC BIO INC | 46583P102 | 29,450 | $1,535 | 0.48% |
| 38 | RADIUS GLOBAL INFRASTRCTRE I | 750481103 | 77,580 | $1,531 | 0.48% |
| 39 | DIVERSEY HLDGS LTD | G28923103 | 137,750 | $1,531 | 0.48% |
| 40 | BERKSHIRE GREY INC | 084656107 | 819,020 | $1,530 | 0.48% |
| 41 | FOCUS FINL PARTNERS INC | 34417P100 | 20,890 | $1,453 | 0.45% |
| 42 | TESSCO TECHNOLOGIES INC | 872386107 | 117,740 | $1,396 | 0.43% |
| 43 | HOME PT CAPITAL INCORPORATED | 43734L106 | 435,533 | $1,339 | 0.42% |
| 44 | QUOTIENT TECHNOLOGY INC | 749119103 | 251,840 | $1,281 | 0.40% |
| 45 | GREENHILL & CO INC | 395259104 | 65,380 | $1,269 | 0.39% |
| 46 | ARGO GROUP INTL HLDGS LTD | G0464B107 | 32,140 | $1,261 | 0.39% |
| 47 | UNIVAR SOLUTIONS INC | 91336L107 | 25,660 | $1,218 | 0.38% |
| 48 | U S XPRESS ENTERPRISES INC | 90338N202 | 141,005 | $1,147 | 0.36% |
| 49 | GASLOG PARTNERS LP | GLOP-PA | 97,640 | $1,115 | 0.35% |
| 50 | MICROCHIP TECHNOLOGY INC. | MCHPP | 9,060 | $1,075 | 0.33% |
| 51 | NEOGAMES S A | L6673X107 | 30,110 | $1,042 | 0.32% |
| 52 | ARCONIC CORPORATION | 03966V107 | 26,320 | $1,031 | 0.32% |
| 53 | EMAGIN CORP | 29076N206 | 390,320 | $1,024 | 0.32% |
| 54 | CIRCOR INTL INC | 17273K109 | 12,500 | $935 | 0.29% |
| 55 | SYNEOS HEALTH INC | 87166B102 | 16,680 | $931 | 0.29% |
| 56 | FIRST LT ACQUISITION GROUP I | CLDWW | 66,323 | $922 | 0.29% |
| 57 | EMBARK TECHNOLOGY INC | 29079J202 | 239,113 | $906 | 0.28% |
| 58 | ABSOLUTE SOFTWARE CORP | 00386B109 | 59,268 | $900 | 0.28% |
| 59 | FRANCHISE GROUP INC | 35180X105 | 23,550 | $894 | 0.28% |
| 60 | KENNEDY-WILSON HOLDINGS INC | KW | 41,150 | $890 | 0.28% |
| 61 | MIDWEST HLDG INC | 59833J206 | 24,558 | $871 | 0.27% |
| 62 | CHINOOK THERAPEUTICS INC | 16961L106 | 16,480 | $839 | 0.26% |
| 63 | SOUTHPORT ACQUISITION CORP | 84465L105 | 59,330 | $827 | 0.26% |
| 64 | STARWOOD PPTY TR INC | STHO | 31,400 | $807 | 0.25% |
| 65 | TRITON INTL LTD | G9078F107 | 7,220 | $796 | 0.25% |
| 66 | NATIONAL INSTRS CORP | 636518102 | 10,410 | $792 | 0.25% |
| 67 | AEROJET ROCKETDYNE HLDGS INC | 007800105 | 10,780 | $784 | 0.24% |
| 68 | SPIRIT AIRLS INC | 848577102 | 33,930 | $771 | 0.24% |
| 69 | NUVASIVE INC | NU | 12,770 | $704 | 0.22% |
| 70 | STARBUCKS CORP | SBUX | 5,230 | $686 | 0.21% |
| 71 | PARATEK PHARMACEUTICALS INC | 699374302 | 233,590 | $684 | 0.21% |
| 72 | SEAGEN INC | SE | 2,630 | $671 | 0.21% |
| 73 | LIBERTY BROADBAND CORP | LBRDP | 6,250 | $663 | 0.21% |
| 74 | WIRELESS TELECOM GROUP INC | 976524108 | 233,972 | $651 | 0.20% |
| 75 | DICE THERAPEUTICS INC | 23345J104 | 10,467 | $644 | 0.20% |
| 76 | BLUESCAPE OPPORTUNITIES ACQU | G1195N105 | 46,852 | $621 | 0.19% |
| 77 | FIRSTSERVICE CORP NEW | FSV | 2,720 | $555 | 0.17% |
| 78 | COLOMBIER ACQUISITION CORP | CLBR-WT | 40,760 | $555 | 0.17% |
| 79 | HORIZON THERAPEUTICS PUB L | G46188101 | 3,790 | $516 | 0.16% |
| 80 | KENSINGTON CAPITAL ACQUISITI | G5251K103 | 36,400 | $509 | 0.16% |
| 81 | NORTH AMERN CONSTR GROUP LTD | 656811106 | 19,900 | $504 | 0.16% |
| 82 | ALTC ACQUISITION CORP | OKLO | 34,776 | $481 | 0.15% |
| 83 | NORTHROP GRUMMAN CORP | NOC | 750 | $453 | 0.14% |
| 84 | SPECTRUM PHARMACEUTICALS INC | 84763A108 | 333,220 | $424 | 0.13% |
| 85 | KALEYRA INC | 483379202 | 45,570 | $407 | 0.13% |
| 86 | FORGEROCK INC | 34631B101 | 14,690 | $400 | 0.12% |
| 87 | MOBIV ACQUISITION CORP | 60742N106 | 27,670 | $387 | 0.12% |
| 88 | INFLECTION PT ACQUISITN CRP | G4790U128 | 25,000 | $335 | 0.10% |
| 89 | ALTIMAR ACQUISITION CORP III | G0370U108 | 19,294 | $262 | 0.08% |
| 90 | TAIWAN SEMICONDUCTOR MFG LTD | 874039100 | 1,680 | $225 | 0.07% |
| 91 | THUNDER BRDG CAP PRTNRS IV I | 88605L107 | 13,452 | $180 | 0.06% |
| 92 | SOCIAL CAP SUVRETTA HLDS CRP | G8253U103 | 11,440 | $157 | 0.05% |
| 93 | ELLIOTT OPPORTUNITY II CORP | G30092103 | 11,399 | $156 | 0.05% |
| 94 | SOCIAL CAP SUVRETTA HLDS CP | G8253Y105 | 9,910 | $136 | 0.04% |
| 95 | FTAC EMERALD ACQUISITION COR | FLDDW | 9,935 | $136 | 0.04% |
| 96 | GREENLIGHT BIOSCIENCS HLDS P | 39536G105 | 331,110 | $131 | 0.04% |
| 97 | MOUNTAIN CREST ACQSITN CORP | 62404B107 | 6,777 | $93 | 0.03% |
| 98 | NEXGEN ENERGY LTD | NXE | 11,300 | $71 | 0.02% |
| 99 | CORSAIR PARTNERING CORP | G2540H108 | 5,149 | $71 | 0.02% |
| 100 | EDIFY ACQUISITION CORP | 28059Q103 | 5,013 | $70 | 0.02% |
| 101 | RMG ACQUISITION CORP III | G76088106 | 4,059 | $61 | 0.02% |
| 102 | MEDTECH ACQUISITION CORP | TLSIW | 1,768 | $25 | 0.01% |
| 103 | CANO HEALTH INC | 13781Y111 | 53,598 | $15 | 0.00% |
| 104 | SILVERBOX CORP III | 82836N206 | 1,000 | $13 | 0.00% |
| 105 | ALSET CAPITAL ACQUISITION CO | 02115M109 | 182 | $3 | 0.00% |
| 106 | BLUERIVER ACQUISITION CORP | G1261Q107 | 204 | $3 | 0.00% |
| 107 | VELO3D INC | VLDXW | 5,000 | $2 | 0.00% |
| 108 | OXBRIDGE ACQUISITION CORP | G6855L109 | 45 | $1 | 0.00% |
| 109 | LANVIN GROUP HOLDINGS LIMITE | LANV-WT | 2,500 | $1 | 0.00% |
| 110 | WESTERN ASST INFLTN LKD INM | 95766Q106 | 130 | $1 | 0.00% |
| 111 | WILLIAMS ROWLAND ACQUISITION | 96951B102 | 1 | $0 | 0.00% |
| 112 | TRITIUM DCFC LIMITED | Q9225T116 | 333 | $0 | 0.00% |
| 113 | ALLEGO N V | N0796A118 | 250 | $0 | 0.00% |
| 114 | JAWS MUSTANG ACQUISITION COR | JWSWF | 250 | $0 | 0.00% |