13F HOLDINGS REPORT
PenderFund Capital Management Ltd.
Quarter ended Q2 2023 · Filed May 15, 2023 · Accession 0001706164-23-000002
Total Value
$318,441
Positions
130
Other Managers
0
Confidential Omitted
No
Holdings (130)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | FIRST MAJESTIC SILVER CORP | AG | 17,500,000 | $18,245 | 5.73% |
| 2 | OPKO HEALTH INC | OPK | 14,000,000 | $17,548 | 5.51% |
| 3 | PARATEK PHARMACEUTICALS INC | 699374AB0 | 15,510,000 | $15,930 | 5.00% |
| 4 | INTERCEPT PHARMACEUTICALS IN | INTR | 11,795,000 | $13,303 | 4.18% |
| 5 | PAR TECHNOLOGY CORP | PAR | 277,761 | $12,748 | 4.00% |
| 6 | SANGOMA TECHNOLOGIES CORP | SANG | 2,398,707 | $12,185 | 3.83% |
| 7 | BURFORD CAP LTD | BUR | 718,082 | $10,734 | 3.37% |
| 8 | BANDWIDTH INC | BAND | 12,000,000 | $10,542 | 3.31% |
| 9 | NUVEEN MUNICIPAL CREDIT INC | NU | 650,000 | $10,498 | 3.30% |
| 10 | FORUM ENERGY TECHNOLOGIES IN | FET | 7,377,675 | $9,838 | 3.09% |
| 11 | ESPERION THERAPEUTICS INC NE | ESPR | 17,454,000 | $9,826 | 3.09% |
| 12 | FORUM ENERGY TECHNOLOGIES IN | FET | 250,757 | $8,618 | 2.71% |
| 13 | ABRDN ASIA PACIFIC INCOME FU | ABAKF | 2,160,000 | $7,765 | 2.44% |
| 14 | SSR MINING IN | SSRGF | 5,000,000 | $7,435 | 2.33% |
| 15 | KKR & CO INC | KKRT | 98,620 | $7,000 | 2.20% |
| 16 | ZILLOW GROUP INC | Z | 111,077 | $6,676 | 2.10% |
| 17 | DOCEBO INC | DCBO | 117,820 | $6,482 | 2.04% |
| 18 | WESTERN ASSET EMERGING MKTS | 95766A101 | 556,522 | $6,461 | 2.03% |
| 19 | AVIAT NETWORKS INC | AVNW | 129,524 | $6,032 | 1.89% |
| 20 | ANTERIX INC | ATEX | 126,500 | $5,654 | 1.78% |
| 21 | INTERACTIVE BROKERS GROUP IN | 45841N107 | 49,178 | $5,487 | 1.72% |
| 22 | BAIDU INC | BAIDF | 26,790 | $5,464 | 1.72% |
| 23 | SS&C TECHNOLOGIES HLDGS INC | SSNC | 69,570 | $5,310 | 1.67% |
| 24 | PELOTON INTERACTIVE INC | PTON | 337,090 | $5,167 | 1.62% |
| 25 | MORGAN STANLEY EMERGING MKTS | MS-PQ | 761,935 | $4,654 | 1.46% |
| 26 | BANDWIDTH INC | BAND | 4,000,000 | $4,222 | 1.33% |
| 27 | EGAIN CORP | EGAN | 364,623 | $3,740 | 1.17% |
| 28 | WESTERN AST INFL LKD OPP & I | 95766R104 | 287,378 | $3,554 | 1.12% |
| 29 | HOWARD HUGHES CORP | HHH | 32,834 | $3,550 | 1.11% |
| 30 | JD.COM INC | JDCMF | 56,665 | $3,360 | 1.06% |
| 31 | TEXAS PACIFIC LAND CORPORATI | TPL | 1,427 | $3,281 | 1.03% |
| 32 | SNAP INC | SNAP | 3,000,000 | $2,865 | 0.90% |
| 33 | BEYOND MEAT INC | BYND | 8,000,000 | $2,595 | 0.81% |
| 34 | BLOCK INC | BSQKZ | 27,130 | $2,517 | 0.79% |
| 35 | IAC INC | IAC | 28,700 | $2,001 | 0.63% |
| 36 | SNAP INC | SNAP | 2,000,000 | $1,983 | 0.62% |
| 37 | AMRYT PHARMA PLC | 03217L106 | 95,370 | $1,879 | 0.59% |
| 38 | MAXAR TECHNOLOGIES INC | 57778K105 | 23,130 | $1,594 | 0.50% |
| 39 | MAXEON SOLAR TECHNOLOGIES LT | MAXN | 740,000 | $1,586 | 0.50% |
| 40 | BLACK KNIGHT INC | 09215C105 | 20,170 | $1,569 | 0.49% |
| 41 | MONEYGRAM INTL INC | 60935Y208 | 109,700 | $1,543 | 0.48% |
| 42 | BROOKFIELD CORP | 11271J107 | 33,090 | $1,457 | 0.46% |
| 43 | CHURCHILL CAPITAL CORP | 17144M102 | 104,766 | $1,436 | 0.45% |
| 44 | CHURCHILL CAPITAL CORP VI | 17143W101 | 104,780 | $1,432 | 0.45% |
| 45 | RADIUS GLOBAL INFRASTRCTRE I | 750481103 | 70,810 | $1,404 | 0.44% |
| 46 | CVENT HOLDING CORP | 126677103 | 123,110 | $1,390 | 0.44% |
| 47 | SISECAM RESOURCES LP | 172464109 | 35,942 | $1,220 | 0.38% |
| 48 | INDUS REALTY TRUST INC | 45580R103 | 13,230 | $1,185 | 0.37% |
| 49 | AGROFRESH SOLUTIONS INC | 00856G109 | 270,846 | $1,098 | 0.34% |
| 50 | TRAVELCENTERS OF AMERICA INC | 89421B109 | 9,150 | $1,070 | 0.34% |
| 51 | FORGEROCK INC | 34631B101 | 37,430 | $1,042 | 0.33% |
| 52 | MOMENTIVE GLOBAL INC | 60878Y108 | 81,680 | $1,029 | 0.32% |
| 53 | MICROCHIP TECHNOLOGY INC. | MCHPP | 9,060 | $1,026 | 0.32% |
| 54 | NORTH AMERN CONSTR GROUP LTD | 656811106 | 44,910 | $1,012 | 0.32% |
| 55 | SHAW COMMUNICATIONS INC | 82028K200 | 24,030 | $972 | 0.31% |
| 56 | ATLAS TECHNICAL CONSULTANTS | 049430101 | 59,050 | $972 | 0.31% |
| 57 | KENNEDY-WILSON HOLDINGS INC | KW | 41,150 | $923 | 0.29% |
| 58 | FIRST LT ACQUISITION GROUP I | CLDWW | 66,323 | $921 | 0.29% |
| 59 | PROVENTION BIO INC | 74374N102 | 28,250 | $920 | 0.29% |
| 60 | FIRST HORIZON CORPORATION | FHN-PH | 34,810 | $836 | 0.26% |
| 61 | UNIVAR SOLUTIONS INC | 91336L107 | 17,290 | $819 | 0.26% |
| 62 | DIVERSEY HLDGS LTD | G28923103 | 74,410 | $814 | 0.26% |
| 63 | CARDIOVASCULAR SYS INC DEL | 141619106 | 30,330 | $814 | 0.26% |
| 64 | TREAN INS GROUP INC | 89457R101 | 96,580 | $799 | 0.25% |
| 65 | ARGO GROUP INTL HLDGS LTD | G0464B107 | 20,170 | $798 | 0.25% |
| 66 | SUMO LOGIC INC | 86646P103 | 49,050 | $794 | 0.25% |
| 67 | SPIRIT AIRLS INC | 848577102 | 33,930 | $787 | 0.25% |
| 68 | KIMBALL INTL INC | 494274103 | 46,810 | $784 | 0.25% |
| 69 | U S XPRESS ENTERPRISES INC | 90338N202 | 97,489 | $783 | 0.25% |
| 70 | BLUE SAFARI GRP ACQUISITN CO | G1195R106 | 52,830 | $775 | 0.24% |
| 71 | HAWKS ACQUISITION CORP | 42032P108 | 56,230 | $773 | 0.24% |
| 72 | COLLIERS INTL GROUP INC | 194693107 | 5,380 | $767 | 0.24% |
| 73 | TAIWAN SEMICONDUCTOR MFG LTD | 874039100 | 6,000 | $754 | 0.24% |
| 74 | STARWOOD PPTY TR INC | STHO | 31,400 | $751 | 0.24% |
| 75 | BERKSHIRE GREY INC | 084656107 | 401,610 | $746 | 0.23% |
| 76 | FOCUS FINL PARTNERS INC | 34417P100 | 10,550 | $739 | 0.23% |
| 77 | STARBUCKS CORP | SBUX | 5,230 | $736 | 0.23% |
| 78 | WELSBACH TECH METALS ACQU CO | 950415109 | 51,231 | $719 | 0.23% |
| 79 | LIBERTY BROADBAND CORP | LBRDP | 6,250 | $690 | 0.22% |
| 80 | AEROJET ROCKETDYNE HLDGS INC | 007800105 | 8,760 | $665 | 0.21% |
| 81 | ALTITUDE ACQUISITION CORP | 02156Y103 | 48,368 | $665 | 0.21% |
| 82 | JOUNCE THERAPEUTICS INC | 481116101 | 246,310 | $616 | 0.19% |
| 83 | REDWOODS ACQUISITION CORP | RWTQ | 41,558 | $580 | 0.18% |
| 84 | WARNER BROS DISCOVERY INC | WBD | 27,000 | $551 | 0.17% |
| 85 | TEGNA INC | 87901J105 | 23,280 | $532 | 0.17% |
| 86 | DUET ACQUISITION CORP | 26431Q106 | 37,860 | $530 | 0.17% |
| 87 | FIRSTSERVICE CORP NEW | FSV | 2,720 | $518 | 0.16% |
| 88 | KENSINGTON CAPITAL ACQUISITI | G5251K103 | 36,400 | $513 | 0.16% |
| 89 | ALTC ACQUISITION CORP | OKLO | 34,776 | $477 | 0.15% |
| 90 | NORTHROP GRUMMAN CORP | NOC | 750 | $468 | 0.15% |
| 91 | NUVASIVE INC | NU | 7,500 | $419 | 0.13% |
| 92 | HORIZON THERAPEUTICS PUB L | G46188101 | 2,700 | $398 | 0.12% |
| 93 | SEAGEN INC | SE | 1,450 | $397 | 0.12% |
| 94 | QUALTRICS INTL INC | 747601201 | 14,000 | $337 | 0.11% |
| 95 | STITCH FIX INC | SFIX | 41,580 | $287 | 0.09% |
| 96 | ARISZ ACQUISITION CORP | 040450108 | 20,390 | $284 | 0.09% |
| 97 | COINBASE GLOBAL INC | COIN | 2,900 | $265 | 0.08% |
| 98 | ALTIMAR ACQUISITION CORP III | G0370U108 | 19,294 | $263 | 0.08% |
| 99 | BLUESCAPE OPPORTUNITIES ACQU | G1195N105 | 16,257 | $219 | 0.07% |
| 100 | APOLLO STRATEGIC GRWT CPTL I | G0412A102 | 15,272 | $212 | 0.07% |
| 101 | BANNER ACQUISITION CORP | BANR | 13,102 | $181 | 0.06% |
| 102 | ELLIOTT OPPORTUNITY II CORP | G30092103 | 11,399 | $158 | 0.05% |
| 103 | B RILEY PRIN 250 MERGER CORP | 05602L104 | 11,490 | $158 | 0.05% |
| 104 | SOCIAL CAP SUVRETTA HLDS CRP | G8253U103 | 11,440 | $158 | 0.05% |
| 105 | SEMLER SCIENTIFIC INC | 81684M104 | 4,200 | $153 | 0.05% |
| 106 | FTAC EMERALD ACQUISITION COR | FLDDW | 9,935 | $137 | 0.04% |
| 107 | SOCIAL CAP SUVRETTA HLDS CP | G8253Y105 | 9,910 | $137 | 0.04% |
| 108 | BLACK MOUNTAIN ACQ CORP | 09216A108 | 8,783 | $123 | 0.04% |
| 109 | CORNER GROWTH ACQUISITION CO | G2425N105 | 7,060 | $96 | 0.03% |
| 110 | CHEMBIO DIAGNOSTICS INC | 163572209 | 147,459 | $88 | 0.03% |
| 111 | AMERICAN ACQUISITION OPPT IN | 02369M102 | 5,832 | $80 | 0.03% |
| 112 | EDIFY ACQUISITION CORP | 28059Q103 | 5,013 | $69 | 0.02% |
| 113 | BERENSON ACQUISITION CORP I | 083690107 | 4,351 | $59 | 0.02% |
| 114 | NEXGEN ENERGY LTD | NXE | 11,300 | $59 | 0.02% |
| 115 | RMG ACQUISITION CORP III | G76088106 | 4,059 | $55 | 0.02% |
| 116 | MAGNACHIP SEMICONDUCTOR CORP | MX | 2,800 | $35 | 0.01% |
| 117 | GOLDENBRIDGE ACQUISITION LTD | NVGLF | 2,130 | $31 | 0.01% |
| 118 | SILVERBOX CORP III | 82836N206 | 1,000 | $14 | 0.00% |
| 119 | CANO HEALTH INC | 13781Y111 | 53,598 | $12 | 0.00% |
| 120 | NEOLEUKIN THERAPEUTICS INC | 64049K104 | 6,709 | $6 | 0.00% |
| 121 | VELO3D INC | VLDXW | 5,000 | $3 | 0.00% |
| 122 | BLUERIVER ACQUISITION CORP | G1261Q107 | 126 | $2 | 0.00% |
| 123 | WESTERN ASST INFLTN LKD INM | 95766Q106 | 128 | $1 | 0.00% |
| 124 | LANVIN GROUP HOLDINGS LIMITE | LANV-WT | 2,500 | $1 | 0.00% |
| 125 | JAWS HURRICANE ACQUISITN COR | 47201B111 | 2,500 | $1 | 0.00% |
| 126 | ALLEGO N V | N0796A118 | 250 | $0 | 0.00% |
| 127 | OXBRIDGE ACQUISITION CORP | G6855L109 | 4 | $0 | 0.00% |
| 128 | JAWS MUSTANG ACQUISITION COR | JWSWF | 250 | $0 | 0.00% |
| 129 | TRITIUM DCFC LIMITED | Q9225T116 | 333 | $0 | 0.00% |
| 130 | PEAR THERAPEUTICS INC | 704723113 | 333 | $0 | 0.00% |