13F HOLDINGS REPORT
PenderFund Capital Management Ltd.
Quarter ended Q1 2023 · Filed February 10, 2023 · Accession 0001706164-23-000001
Total Value
$335,435
Positions
140
Other Managers
0
Confidential Omitted
No
Holdings (140)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | FORUM ENERGY TECHNOLOGIES IN | FET | 16,998,134 | $25,249 | 7.53% |
| 2 | PARATEK PHARMACEUTICALS INC | 699374AB0 | 15,510,000 | $18,638 | 5.56% |
| 3 | OPKO HEALTH INC | OPK | 14,000,000 | $16,880 | 5.03% |
| 4 | ESPERION THERAPEUTICS INC NE | ESPR | 21,104,000 | $15,872 | 4.73% |
| 5 | SANGOMA TECHNOLOGIES CORP | SANG | 2,383,607 | $15,136 | 4.51% |
| 6 | FIRST MAJESTIC SILVER CORP | AG | 12,500,000 | $14,395 | 4.29% |
| 7 | INTERCEPT PHARMACEUTICALS IN | INTR | 11,795,000 | $12,029 | 3.59% |
| 8 | EVENTBRITE INC | EVEX-WT | 12,500,000 | $11,801 | 3.52% |
| 9 | BANDWIDTH INC | BAND | 11,000,000 | $9,431 | 2.81% |
| 10 | MAXAR TECHNOLOGIES INC | 57778K105 | 134,720 | $9,430 | 2.81% |
| 11 | BURFORD CAP LTD | BUR | 827,772 | $9,133 | 2.72% |
| 12 | PAR TECHNOLOGY CORP | PAR | 229,881 | $8,115 | 2.42% |
| 13 | KKR & CO INC | KKRT | 125,290 | $7,875 | 2.35% |
| 14 | ABRDN ASIA PACIFIC INCOME FU | ABAKF | 2,160,000 | $7,692 | 2.29% |
| 15 | SS&C TECHNOLOGIES HLDGS INC | SSNC | 90,380 | $6,371 | 1.90% |
| 16 | ZILLOW GROUP INC | Z | 143,677 | $6,266 | 1.87% |
| 17 | SSR MNG INC | SSRGF | 4,000,000 | $6,114 | 1.82% |
| 18 | ANTERIX INC | ATEX | 126,500 | $5,510 | 1.64% |
| 19 | BAIDU INC | BAIDF | 35,580 | $5,510 | 1.64% |
| 20 | AVIAT NETWORKS INC | AVNW | 129,524 | $5,470 | 1.63% |
| 21 | INTERACTIVE BROKERS GROUP IN | 45841N107 | 53,968 | $5,287 | 1.58% |
| 22 | DOCEBO INC | DCBO | 117,820 | $5,271 | 1.57% |
| 23 | WESTERN ASSET EMERGING MKTS | 95766A101 | 409,810 | $5,055 | 1.51% |
| 24 | EGAIN CORP | EGAN | 405,056 | $4,952 | 1.48% |
| 25 | NUVEEN MUNICIPAL CREDIT INC | NU | 300,000 | $4,907 | 1.46% |
| 26 | TEXAS PACIFIC LAND CORPORATI | TPL | 1,427 | $4,529 | 1.35% |
| 27 | JD.COM INC | JDCMF | 57,345 | $4,358 | 1.30% |
| 28 | BANDWIDTH INC | BAND | 4,000,000 | $4,114 | 1.23% |
| 29 | MORGAN STANLEY EMERGING MKTS | MS-PQ | 661,935 | $3,944 | 1.18% |
| 30 | EVENTBRITE INC | EVEX-WT | 3,000,000 | $3,761 | 1.12% |
| 31 | UNIVERSAL TECHNICAL INST INC | UTI | 403,862 | $3,675 | 1.10% |
| 32 | PELOTON INTERACTIVE INC | PTON | 337,090 | $3,624 | 1.08% |
| 33 | WESTERN AST INFL LKD OPP & I | 95766R104 | 283,708 | $3,507 | 1.05% |
| 34 | HOWARD HUGHES CORP | HHH | 32,834 | $3,397 | 1.01% |
| 35 | SHAW COMMUNICATIONS INC | 82028K200 | 81,020 | $3,161 | 0.94% |
| 36 | BEYOND MEAT INC | BYND | 8,000,000 | $2,849 | 0.85% |
| 37 | ACCELERATE DIAGNOSTICS INC | 00430HAB8 | 1,910,000 | $2,413 | 0.72% |
| 38 | BLOCK INC | BSQKZ | 27,130 | $2,308 | 0.69% |
| 39 | BROOKFIELD CORP | 11271J107 | 47,300 | $2,014 | 0.60% |
| 40 | TABULA RASA HEALTHCARE INC | 873379AA9 | 1,789,000 | $1,910 | 0.57% |
| 41 | IAC INC | IAC | 28,700 | $1,725 | 0.51% |
| 42 | MAXEON SOLAR TECHNOLOGIES LT | MAXN | 990,000 | $1,508 | 0.45% |
| 43 | STARBUCKS CORP | SBUX | 11,090 | $1,490 | 0.44% |
| 44 | D-WAVE QUANTUM INC | QBTS | 747,838 | $1,458 | 0.43% |
| 45 | COLLIERS INTL GROUP INC | 194693107 | 11,250 | $1,399 | 0.42% |
| 46 | KENNEDY-WILSON HOLDINGS INC | KW | 60,940 | $1,298 | 0.39% |
| 47 | MICROCHIP TECHNOLOGY INC. | MCHPP | 13,220 | $1,257 | 0.37% |
| 48 | NORTHROP GRUMMAN CORP | NOC | 1,640 | $1,212 | 0.36% |
| 49 | STARWOOD PPTY TR INC | STHO | 47,400 | $1,176 | 0.35% |
| 50 | SNAP INC | SNAP | 1,000,000 | $1,156 | 0.34% |
| 51 | MOUNTAIN CREST ACQSITN CORP | 62404B107 | 83,200 | $1,128 | 0.34% |
| 52 | AFFIRM HLDGS INC | AFRM | 1,500,000 | $1,127 | 0.34% |
| 53 | MONEYGRAM INTL INC | 60935Y208 | 70,200 | $1,035 | 0.31% |
| 54 | STORE CAP CORP | 862121100 | 22,250 | $966 | 0.29% |
| 55 | ATLAS AIR WORLDWIDE HLDGS IN | 049164205 | 7,030 | $959 | 0.29% |
| 56 | LIBERTY BROADBAND CORP | LBRDP | 8,820 | $909 | 0.27% |
| 57 | SIERRA WIRELESS INC | 826516106 | 22,650 | $889 | 0.27% |
| 58 | CHURCHILL CAPITAL CORP VII | 17144M102 | 63,206 | $853 | 0.25% |
| 59 | NORTH AMERN CONSTR GROUP LTD | 656811106 | 44,910 | $812 | 0.24% |
| 60 | MERIDIAN BIOSCIENCE INC | MRDN | 17,450 | $785 | 0.23% |
| 61 | FORGEROCK INC | 34631B101 | 24,300 | $749 | 0.22% |
| 62 | HEALTH SCIENCES ACQ CORP 2 | G4411D109 | 55,300 | $748 | 0.22% |
| 63 | FIRST LT ACQUISITION GROUP I | CLDWW | 53,100 | $731 | 0.22% |
| 64 | CHURCHILL CAPITAL CORP VI | 17143W101 | 53,170 | $720 | 0.21% |
| 65 | USERTESTING INC | 91734E101 | 69,700 | $709 | 0.21% |
| 66 | SEASPINE HLDGS CORP | SE | 61,260 | $693 | 0.21% |
| 67 | AVEO PHARMACEUTICALS INC | 053588307 | 27,800 | $563 | 0.17% |
| 68 | 1LIFE HEALTHCARE INC | 68269G107 | 24,900 | $563 | 0.17% |
| 69 | ALTITUDE ACQUISITION CORP | 02156Y103 | 41,000 | $551 | 0.16% |
| 70 | EVO PMTS INC | 26927E104 | 11,900 | $545 | 0.16% |
| 71 | TEGNA INC | 87901J105 | 18,900 | $542 | 0.16% |
| 72 | COUPA SOFTWARE INC | 22266L106 | 4,900 | $525 | 0.16% |
| 73 | FIRST HORIZON CORPORATION | FHN-PH | 15,700 | $521 | 0.16% |
| 74 | BLACK KNIGHT INC | 09215C105 | 6,150 | $514 | 0.15% |
| 75 | KENSINGTON CAPITAL ACQUISITI | G5251K103 | 36,400 | $502 | 0.15% |
| 76 | BROOKFIELD ASSET MANAGMT LTD | 113004105 | 11,824 | $458 | 0.14% |
| 77 | IMAGO BIOSCIENCES INC | 45250K107 | 9,300 | $453 | 0.14% |
| 78 | PROFESSIONAL HLDG CORP | 743139107 | 11,870 | $446 | 0.13% |
| 79 | SPIRIT AIRLS INC | 848577102 | 15,800 | $417 | 0.12% |
| 80 | WELSBACH TECH METALS ACQU CO | 950415109 | 28,931 | $400 | 0.12% |
| 81 | SEMLER SCIENTIFIC INC | 81684M104 | 8,400 | $375 | 0.11% |
| 82 | ATLAS CORP | Y0436Q109 | 17,840 | $371 | 0.11% |
| 83 | AGROFRESH SOLUTIONS INC | 00856G109 | 89,800 | $360 | 0.11% |
| 84 | WARNER BROS DISCOVERY INC | WBD | 27,000 | $347 | 0.10% |
| 85 | MASON INDUSTRIAL TECHNOLGY I | 57520Y106 | 25,180 | $341 | 0.10% |
| 86 | FORTRESS CAPITAL ACQUISITION | G36427105 | 22,255 | $304 | 0.09% |
| 87 | FIRST EAGLE ALTR CAP BDC INC | 26943B100 | 51,850 | $299 | 0.09% |
| 88 | O2MICRO INTERNATIONAL LIMITE | 67107W100 | 48,400 | $293 | 0.09% |
| 89 | POSHMARK INC | 73739W104 | 11,540 | $279 | 0.08% |
| 90 | ARISZ ACQUISITION CORP | 040450108 | 20,390 | $274 | 0.08% |
| 91 | GOLDEN ARROW MERGER CORP | NVGLF | 19,450 | $264 | 0.08% |
| 92 | BENEFITFOCUS INC | 08180D106 | 18,350 | $260 | 0.08% |
| 93 | ALTRA INDL MOTION CORP | 02208R106 | 3,200 | $259 | 0.08% |
| 94 | ELEVATE CREDIT INC | 28621V101 | 108,600 | $257 | 0.08% |
| 95 | WESTERN ASST INFLTN LKD INM | 95766Q106 | 21,588 | $252 | 0.08% |
| 96 | SPROTT PHYSICAL GOLD & SILVE | SII | 10,000 | $243 | 0.07% |
| 97 | BROAD CAPITAL ACQUISITION CO | 11125B102 | 16,173 | $224 | 0.07% |
| 98 | BANNIX ACQUISITION CORP | 066644105 | 16,300 | $224 | 0.07% |
| 99 | SOUTH JERSEY INDS INC | 838518108 | 4,120 | $198 | 0.06% |
| 100 | F-STAR THERAPEUTICS INC | 30315R107 | 22,760 | $195 | 0.06% |
| 101 | MYOVANT SCIENCES LTD | G637AM102 | 5,300 | $193 | 0.06% |
| 102 | KNOWBE4 INC | 49926T104 | 5,550 | $186 | 0.06% |
| 103 | QUMU CORP | QMLS | 151,046 | $183 | 0.05% |
| 104 | AEROJET ROCKETDYNE HLDGS INC | 007800105 | 2,400 | $182 | 0.05% |
| 105 | STITCH FIX INC | SFIX | 41,580 | $175 | 0.05% |
| 106 | COINBASE GLOBAL INC | COIN | 2,900 | $139 | 0.04% |
| 107 | FTAC HERA ACQUISITION CORP | G3728Y103 | 8,810 | $121 | 0.04% |
| 108 | LAZARD GROWTH ACQUISITION CO | LAZ | 8,810 | $121 | 0.04% |
| 109 | SLAM CORP | SLAMF | 8,810 | $120 | 0.04% |
| 110 | INDEPENDENCE HOLDINGS CORP | G4761A101 | 8,816 | $120 | 0.04% |
| 111 | FUSION ACQUISITION CORP II | 36118N102 | 8,820 | $120 | 0.04% |
| 112 | B RILEY PRIN 250 MERGER CORP | 05602L104 | 8,840 | $119 | 0.04% |
| 113 | SOCIAL CAP SUVRETTA HLDS C | G8253U103 | 8,680 | $118 | 0.04% |
| 114 | SOCIAL CAP SUVRETTA HLDS CP | G8253Y105 | 8,680 | $118 | 0.04% |
| 115 | APOLLO STRATEGIC GRWT CPTL I | G0412A102 | 8,700 | $118 | 0.04% |
| 116 | KHOSLA VENTURES ACQUT CO III | 482506102 | 8,680 | $117 | 0.03% |
| 117 | WARBURG PINCUS CAPTAL CORP I | G9460M108 | 8,040 | $110 | 0.03% |
| 118 | JAWS MUSTANG ACQUISITION COR | JWSWF | 7,900 | $108 | 0.03% |
| 119 | WARBURG PINCUS CAPTAL CORP I | G9461D107 | 6,429 | $88 | 0.03% |
| 120 | ELLIOTT OPPORTUNITY II CORP | G30092103 | 6,399 | $87 | 0.03% |
| 121 | ARES ACQUISITION CORPORATION | G33032106 | 6,400 | $87 | 0.03% |
| 122 | VECTOR ACQUISITION CORP II | G9460A104 | 6,346 | $87 | 0.03% |
| 123 | MSD ACQUISITION CORP | G5709C109 | 6,300 | $86 | 0.03% |
| 124 | ALTC ACQUISITION CORP | OKLO | 6,346 | $85 | 0.03% |
| 125 | EDIFY ACQUISITION CORP | 28059Q103 | 5,013 | $69 | 0.02% |
| 126 | NEXGEN ENERGY LTD | NXE | 11,300 | $66 | 0.02% |
| 127 | RMG ACQUISITION CORP III | G76088106 | 4,255 | $58 | 0.02% |
| 128 | GULFPORT ENERGY CORP | GPOR | 500 | $50 | 0.01% |
| 129 | SHOCKWAVE MED INC | 82489T104 | 160 | $45 | 0.01% |
| 130 | PONTEM CORPORATION | G71707106 | 2,900 | $40 | 0.01% |
| 131 | MAGNACHIP SEMICONDUCTOR CORP | MX | 2,800 | $35 | 0.01% |
| 132 | CANO HEALTH INC | 13781Y111 | 53,598 | $16 | 0.00% |
| 133 | FTAC EMERALD ACQUISITION COR | FLDDW | 135 | $2 | 0.00% |
| 134 | JAWS HURRICANE ACQUISITN COR | 47201B111 | 2,500 | $1 | 0.00% |
| 135 | VELO3D INC | VLDXW | 5,000 | $1 | 0.00% |
| 136 | JAWS MUSTANG ACQUISITION COR | JWSWF | 250 | $0 | 0.00% |
| 137 | TRITIUM DCFC LIMITED | Q9225T116 | 333 | $0 | 0.00% |
| 138 | LEAD EDGE GROWTH OPRTUNTS LT | G54085116 | 2,500 | $0 | 0.00% |
| 139 | PEAR THERAPEUTICS INC | 704723113 | 333 | $0 | 0.00% |
| 140 | LANVIN GROUP HOLDINGS LIMITE | LANV-WT | 2,500 | $0 | 0.00% |