13F HOLDINGS REPORT
Vivaldi Capital Management LP
Quarter ended Q4 2023 · Filed November 14, 2023 · Accession 0001682021-23-000029
Total Value
$305.9M
Positions
193
Other Managers
0
Confidential Omitted
No
Holdings (193)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SPDR SER TR | 78464A854 | 311,730 | $15.7M | 5.12% |
| 2 | SCHWAB STRATEGIC TR | 808524862 | 278,522 | $13.3M | 4.36% |
| 3 | ISHARES TR | 464287457 | 158,570 | $12.8M | 4.20% |
| 4 | SPDR INDEX SHS FDS | 78463X889 | 333,927 | $10.4M | 3.39% |
| 5 | APPLE INC | AAPL | 56,556 | $9.7M | 3.17% |
| 6 | SCHWAB STRATEGIC TR | 808524201 | 131,718 | $6.7M | 2.18% |
| 7 | TESLA INC | TSLA | 26,354 | $6.6M | 2.16% |
| 8 | VANGUARD INDEX FDS | 922908769 | 28,625 | $6.1M | 1.99% |
| 9 | ISHARES TR | 464287200 | 13,646 | $5.9M | 1.92% |
| 10 | SPDR S&P 500 ETF TR | SPY | 13,466 | $5.8M | 1.88% |
| 11 | SCHWAB STRATEGIC TR | 808524805 | 158,509 | $5.4M | 1.76% |
| 12 | MICROSOFT CORP | MSFT | 16,776 | $5.3M | 1.73% |
| 13 | GAMING & LEISURE PPTYS INC | 36467J108 | 113,227 | $5.2M | 1.69% |
| 14 | ISHARES GOLD TR | IAU | 143,117 | $5.0M | 1.64% |
| 15 | SPDR SER TR | 78464A847 | 106,221 | $4.7M | 1.52% |
| 16 | SPDR SER TR | 78468R853 | 120,236 | $4.4M | 1.45% |
| 17 | BLACKSTONE STRATEGIC CRED 20 | BX | 401,004 | $4.4M | 1.44% |
| 18 | ISHARES TR | 464287150 | 44,444 | $4.2M | 1.37% |
| 19 | SPDR GOLD TR | GLD | 23,686 | $4.1M | 1.33% |
| 20 | ARES DYNAMIC CR ALLOCATION F | 04014F102 | 314,712 | $4.1M | 1.33% |
| 21 | FIRST TR EXCHANGE-TRADED FD | 33739Q200 | 85,073 | $4.0M | 1.31% |
| 22 | BLACKROCK MUNICIPAL INCOME | BLK | 386,541 | $3.9M | 1.28% |
| 23 | SCHWAB STRATEGIC TR | 808524102 | 76,164 | $3.8M | 1.24% |
| 24 | SPDR SER TR | 78468R101 | 128,497 | $3.7M | 1.21% |
| 25 | ISHARES TR | 464287168 | 33,094 | $3.6M | 1.16% |
| 26 | VANGUARD INDEX FDS | 922908363 | 8,921 | $3.5M | 1.15% |
| 27 | BLACKROCK MUNIYIELD FD INC | BLK | 378,616 | $3.5M | 1.14% |
| 28 | INVESCO QUALITY MUN INCOME T | IVZ | 412,051 | $3.5M | 1.13% |
| 29 | ALLIANCEBERNSTEIN NATL MUN I | 01864U106 | 368,364 | $3.4M | 1.12% |
| 30 | ISHARES TR | 464288257 | 37,083 | $3.4M | 1.12% |
| 31 | VANGUARD TAX-MANAGED FDS | 921943858 | 77,969 | $3.4M | 1.11% |
| 32 | WESTERN ASSET MANAGED MUNS F | 95766M105 | 341,701 | $3.1M | 1.00% |
| 33 | ANGEL OAK MORTGAGE REIT INC | AOMN | 348,474 | $3.0M | 0.97% |
| 34 | VANGUARD INDEX FDS | 922908744 | 21,137 | $2.9M | 0.95% |
| 35 | DWS MUN INCOME TR | 233368109 | 374,675 | $2.9M | 0.94% |
| 36 | KKR INCOME OPPORTUNITIES FD | KKRT | 226,326 | $2.7M | 0.89% |
| 37 | PGIM HIGH YIELD BOND FUND IN | ISD | 216,059 | $2.5M | 0.83% |
| 38 | NUVEEN MUNICIPAL CREDIT INC | NU | 225,525 | $2.4M | 0.77% |
| 39 | NUVEEN AMT FREE MUN CR INC F | NU | 225,431 | $2.3M | 0.76% |
| 40 | BLACKROCK MUNIYILD QULT FD I | BLK | 224,779 | $2.3M | 0.75% |
| 41 | BLACKROCK MUNIVEST FD II INC | BLK | 245,819 | $2.3M | 0.75% |
| 42 | PIMCO MUN INCOME FD II | 72200W106 | 286,847 | $2.2M | 0.72% |
| 43 | ALPHABET INC | GOOG | 16,045 | $2.1M | 0.69% |
| 44 | SCHWAB STRATEGIC TR | 808524607 | 50,128 | $2.1M | 0.68% |
| 45 | ISHARES TR | 464288158 | 20,116 | $2.1M | 0.68% |
| 46 | DNP SELECT INCOME FD INC | 23325P104 | 214,831 | $2.0M | 0.67% |
| 47 | VANGUARD INDEX FDS | 922908629 | 9,817 | $2.0M | 0.67% |
| 48 | COINBASE GLOBAL INC | COIN | 27,102 | $2.0M | 0.67% |
| 49 | BARINGS GLOBAL SHORT DURATIO | BGH | 159,874 | $2.0M | 0.66% |
| 50 | VANGUARD INDEX FDS | 922908751 | 10,306 | $1.9M | 0.64% |
| 51 | VANGUARD INDEX FDS | 922908553 | 25,521 | $1.9M | 0.63% |
| 52 | SCHWAB STRATEGIC TR | 808524706 | 78,718 | $1.9M | 0.62% |
| 53 | SCHWAB STRATEGIC TR | 808524755 | 59,073 | $1.9M | 0.61% |
| 54 | SCHWAB STRATEGIC TR | 808524508 | 27,262 | $1.8M | 0.60% |
| 55 | ISHARES TR | 46432F842 | 22,992 | $1.5M | 0.48% |
| 56 | AMAZON COM INC | AMZN | 11,601 | $1.5M | 0.48% |
| 57 | NVIDIA CORPORATION | NVDA | 3,371 | $1.5M | 0.48% |
| 58 | SCHWAB STRATEGIC TR | 808524730 | 55,647 | $1.5M | 0.48% |
| 59 | ABBVIE INC | ABBV | 9,089 | $1.4M | 0.44% |
| 60 | HALOZYME THERAPEUTICS INC | HALO | 35,078 | $1.3M | 0.44% |
| 61 | ISHARES TR | 464288406 | 21,123 | $1.3M | 0.42% |
| 62 | ALPHABET INC | GOOG | 9,733 | $1.3M | 0.42% |
| 63 | UNITEDHEALTH GROUP INC | UNH | 2,483 | $1.3M | 0.41% |
| 64 | ELI LILLY & CO | LLY | 2,286 | $1.2M | 0.40% |
| 65 | PIMCO ETF TR | 72201R833 | 11,999 | $1.2M | 0.39% |
| 66 | FIRST TR EXCH TRADED FD III | 33740J203 | 59,400 | $1.2M | 0.39% |
| 67 | VANGUARD SPECIALIZED FUNDS | 921908844 | 7,632 | $1.2M | 0.39% |
| 68 | BOEING CO | BA-PA | 6,117 | $1.2M | 0.38% |
| 69 | EXXON MOBIL CORP | XOM | 9,899 | $1.2M | 0.38% |
| 70 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 3,322 | $1.2M | 0.38% |
| 71 | PRA GROUP INC | PRAA | 58,682 | $1.1M | 0.37% |
| 72 | THERMO FISHER SCIENTIFIC INC | TMO | 2,222 | $1.1M | 0.37% |
| 73 | ISHARES TR | 464287655 | 6,244 | $1.1M | 0.36% |
| 74 | SCHWAB STRATEGIC TR | 808524847 | 61,818 | $1.1M | 0.36% |
| 75 | ISHARES TR | 46435G326 | 17,837 | $1.0M | 0.34% |
| 76 | ISHARES TR | 464287499 | 14,528 | $1.0M | 0.33% |
| 77 | AMERICAN CENTY ETF TR | 025072877 | 11,680 | $910,446 | 0.30% |
| 78 | AMERICAN CENTY ETF TR | 025072802 | 15,494 | $896,332 | 0.29% |
| 79 | VANGUARD INTL EQUITY INDEX F | 922042858 | 22,454 | $880,440 | 0.29% |
| 80 | JPMORGAN CHASE & CO | VYLD | 6,045 | $876,646 | 0.29% |
| 81 | SELECT SECTOR SPDR TR | 81369Y803 | 5,324 | $872,791 | 0.29% |
| 82 | ABBOTT LABS | ABLZF | 8,780 | $850,383 | 0.28% |
| 83 | ISHARES TR | 464287101 | 4,194 | $841,484 | 0.28% |
| 84 | PROCTER AND GAMBLE CO | 742718109 | 5,725 | $834,978 | 0.27% |
| 85 | ORACLE CORP | ORCL-PD | 7,713 | $817,002 | 0.27% |
| 86 | GENERAL ELECTRIC CO | 369604301 | 6,974 | $770,976 | 0.25% |
| 87 | MERCK & CO INC | MRK | 7,454 | $767,389 | 0.25% |
| 88 | CISCO SYS INC | CSCO | 14,062 | $755,973 | 0.25% |
| 89 | ISHARES TR | 464287721 | 6,969 | $731,165 | 0.24% |
| 90 | VANGUARD INTL EQUITY INDEX F | 922042742 | 7,818 | $728,474 | 0.24% |
| 91 | SPDR INDEX SHS FDS | 78463X509 | 21,352 | $716,793 | 0.23% |
| 92 | JOHNSON & JOHNSON | JNJ | 4,539 | $706,877 | 0.23% |
| 93 | PFIZER INC | PFE | 21,238 | $704,464 | 0.23% |
| 94 | WALMART INC | WMT | 4,249 | $679,606 | 0.22% |
| 95 | ISHARES TR | 464287465 | 9,853 | $679,055 | 0.22% |
| 96 | ISHARES TR | 464287762 | 2,282 | $616,300 | 0.20% |
| 97 | MOTOROLA SOLUTIONS INC | MSI | 2,217 | $603,556 | 0.20% |
| 98 | ISHARES TR | 464287804 | 6,323 | $596,493 | 0.20% |
| 99 | ISHARES TR | 464287556 | 4,872 | $595,752 | 0.19% |
| 100 | BLACKROCK CALIF MUN INCOME T | BLK | 57,096 | $587,522 | 0.19% |
| 101 | ISHARES TR | 464287598 | 3,768 | $572,067 | 0.19% |
| 102 | HOME DEPOT INC | HD | 1,891 | $571,385 | 0.19% |
| 103 | LUMINAR TECHNOLOGIES INC | LAZRQ | 125,000 | $568,750 | 0.19% |
| 104 | COCA COLA CO | KO | 9,959 | $557,505 | 0.18% |
| 105 | EATON VANCE CALIF MUN BD FD | ETN | 64,996 | $527,769 | 0.17% |
| 106 | FIRST TR EXCHNG TRADED FD VI | 33740F714 | 14,929 | $527,292 | 0.17% |
| 107 | META PLATFORMS INC | META | 1,728 | $518,763 | 0.17% |
| 108 | CME GROUP INC | CME | 2,450 | $490,539 | 0.16% |
| 109 | VANGUARD WORLD FDS | 92204A702 | 1,167 | $484,188 | 0.16% |
| 110 | ALBERTSONS COS INC | 013091103 | 20,588 | $468,377 | 0.15% |
| 111 | EATON VANCE CALIF MUN INCOM | ETN | 51,125 | $468,307 | 0.15% |
| 112 | COSTCO WHSL CORP NEW | 22160K105 | 804 | $454,228 | 0.15% |
| 113 | COMCAST CORP NEW | CCZ | 10,226 | $453,432 | 0.15% |
| 114 | VANGUARD INDEX FDS | 922908611 | 2,789 | $444,887 | 0.15% |
| 115 | SCHWAB STRATEGIC TR | 808524771 | 7,864 | $440,148 | 0.14% |
| 116 | VANGUARD WORLD FDS | 92204A504 | 1,842 | $433,054 | 0.14% |
| 117 | D R HORTON INC | 23331A109 | 4,018 | $431,814 | 0.14% |
| 118 | AMGEN INC | AMGN | 1,595 | $428,672 | 0.14% |
| 119 | VANGUARD INTL EQUITY INDEX F | 922042775 | 8,125 | $421,442 | 0.14% |
| 120 | US BANCORP DEL | USB-PS | 12,320 | $407,299 | 0.13% |
| 121 | FIRST TR EXCHANGE TRADED FD | 33737A108 | 4,337 | $407,201 | 0.13% |
| 122 | SELECT SECTOR SPDR TR | 81369Y506 | 4,441 | $401,422 | 0.13% |
| 123 | ISHARES TR | 464287234 | 10,504 | $398,633 | 0.13% |
| 124 | SPDR INDEX SHS FDS | 78463X202 | 9,402 | $394,978 | 0.13% |
| 125 | MORGAN STANLEY | MS-PQ | 4,807 | $392,588 | 0.13% |
| 126 | ISHARES TR | 464287226 | 4,091 | $384,718 | 0.13% |
| 127 | ARK ETF TR | 00214Q104 | 9,670 | $383,617 | 0.13% |
| 128 | INVESCO CALIF VALUE MUN INCO | IVZ | 45,395 | $382,676 | 0.13% |
| 129 | INVESCO QQQ TR | IVZ | 1,067 | $382,274 | 0.12% |
| 130 | WILLIS TOWERS WATSON PLC LTD | WTW | 1,782 | $372,367 | 0.12% |
| 131 | SPDR DOW JONES INDL AVERAGE | 78467X109 | 1,111 | $372,129 | 0.12% |
| 132 | ISHARES TR | 464288646 | 7,300 | $363,759 | 0.12% |
| 133 | NORTHERN TR CORP | NTRSO | 5,222 | $362,825 | 0.12% |
| 134 | PHILLIPS EDISON & CO INC | PECO | 10,790 | $361,897 | 0.12% |
| 135 | SELECT SECTOR SPDR TR | 81369Y605 | 10,756 | $356,777 | 0.12% |
| 136 | PIMCO CALIF MUN INCOME FD II | 72200M108 | 70,157 | $352,189 | 0.12% |
| 137 | MCDONALDS CORP | MCD | 1,318 | $347,248 | 0.11% |
| 138 | SPDR SER TR | 78468R739 | 7,390 | $341,640 | 0.11% |
| 139 | ALTRIA GROUP INC | MO | 7,966 | $334,970 | 0.11% |
| 140 | UNION PAC CORP | UNP | 1,637 | $333,342 | 0.11% |
| 141 | BROOKFIELD INFRAST PARTNERS | G16252101 | 11,250 | $330,750 | 0.11% |
| 142 | ISHARES TR | 464287614 | 1,163 | $309,315 | 0.10% |
| 143 | VANGUARD INDEX FDS | 922908736 | 1,111 | $302,536 | 0.10% |
| 144 | ISHARES TR | 464287507 | 1,208 | $301,242 | 0.10% |
| 145 | BROADRIDGE FINL SOLUTIONS IN | 11133T103 | 1,675 | $299,909 | 0.10% |
| 146 | BRISTOL-MYERS SQUIBB CO | CELG-RI | 5,125 | $297,455 | 0.10% |
| 147 | PEPSICO INC | PEP | 1,755 | $297,367 | 0.10% |
| 148 | VISA INC | V | 1,271 | $292,343 | 0.10% |
| 149 | APOLLO GLOBAL MGMT INC | 03769M106 | 3,254 | $292,079 | 0.10% |
| 150 | DIMENSIONAL ETF TRUST | 25434V724 | 8,579 | $291,864 | 0.10% |
| 151 | ISHARES TR | 464288679 | 2,594 | $286,578 | 0.09% |
| 152 | SELECT SECTOR SPDR TR | 81369Y209 | 2,216 | $285,288 | 0.09% |
| 153 | DISNEY WALT CO | 254687106 | 3,438 | $278,650 | 0.09% |
| 154 | BLACKROCK MUNIHLDNGS CALI QL | BLK | 28,971 | $276,966 | 0.09% |
| 155 | VANECK ETF TRUST | 92189F643 | 3,588 | $272,114 | 0.09% |
| 156 | ISHARES TR | 464288513 | 3,546 | $261,411 | 0.09% |
| 157 | SELECT SECTOR SPDR TR | 81369Y704 | 2,569 | $260,445 | 0.09% |
| 158 | FIRST TR EXCHNG TRADED FD VI | 33740F839 | 7,315 | $259,536 | 0.08% |
| 159 | RPM INTL INC | 749685103 | 2,736 | $259,400 | 0.08% |
| 160 | SCHWAB STRATEGIC TR | 808524839 | 5,755 | $254,522 | 0.08% |
| 161 | CUMMINS INC | CMI | 1,099 | $251,078 | 0.08% |
| 162 | ISHARES TR | 46435G425 | 2,647 | $248,580 | 0.08% |
| 163 | BANK NEW YORK MELLON CORP | 064058100 | 5,823 | $248,351 | 0.08% |
| 164 | ACCENTURE PLC IRELAND | ACN | 797 | $244,767 | 0.08% |
| 165 | NETFLIX INC | NFLX | 644 | $243,174 | 0.08% |
| 166 | TREEHOUSE FOODS INC | 89469A104 | 5,500 | $239,690 | 0.08% |
| 167 | ISHARES TR | 464288182 | 3,639 | $231,077 | 0.08% |
| 168 | UROGEN PHARMA LTD | URGN | 16,461 | $230,619 | 0.08% |
| 169 | ISHARES TR | 464288273 | 4,046 | $228,478 | 0.07% |
| 170 | INDEPENDENCE RLTY TR INC | 45378A106 | 16,160 | $227,371 | 0.07% |
| 171 | DEERE & CO | DE | 583 | $220,013 | 0.07% |
| 172 | BANK AMERICA CORP | 060505104 | 8,001 | $219,055 | 0.07% |
| 173 | INVESCO EXCHANGE TRADED FD T | IVZ | 4,887 | $216,402 | 0.07% |
| 174 | ARK ETF TR | 00214Q302 | 7,740 | $215,643 | 0.07% |
| 175 | ISHARES TR | 464288414 | 2,102 | $215,539 | 0.07% |
| 176 | VANGUARD BD INDEX FDS | 921937835 | 2,989 | $208,550 | 0.07% |
| 177 | FRANKLIN TEMPLETON ETF TR | FGDL | 10,172 | $206,957 | 0.07% |
| 178 | VANGUARD WORLD FDS | 92204A405 | 2,574 | $206,744 | 0.07% |
| 179 | PARKER-HANNIFIN CORP | PH | 521 | $202,940 | 0.07% |
| 180 | TARGET CORP | TGT | 1,832 | $202,564 | 0.07% |
| 181 | ISHARES TR | 46436E718 | 1,996 | $200,889 | 0.07% |
| 182 | NUVEEN AMT FREE QLTY MUN INC | NU | 19,097 | $184,859 | 0.06% |
| 183 | ISHARES TR | 464288224 | 12,074 | $176,522 | 0.06% |
| 184 | LYFT INC | LYFT | 16,120 | $169,905 | 0.06% |
| 185 | PAN AMERN SILVER CORP | 697900108 | 11,186 | $161,973 | 0.05% |
| 186 | NUVEEN QUALITY MUNCP INCOME | NU | 15,930 | $161,530 | 0.05% |
| 187 | BLACKROCK MUNIYIELD QUALITY | BLK | 15,701 | $149,945 | 0.05% |
| 188 | SOFI TECHNOLOGIES INC | SOFI | 15,822 | $126,418 | 0.04% |
| 189 | DOUBLELINE INCOME SOLUTIONS | DSL | 10,100 | $118,372 | 0.04% |
| 190 | KAYNE ANDERSON ENERGY INFRST | 486606106 | 12,730 | $107,059 | 0.04% |
| 191 | INDAPTUS THERAPEUTICS INC | INDP | 24,000 | $66,120 | 0.02% |
| 192 | INVESCO SR INCOME TR | IVZ | 10,607 | $41,578 | 0.01% |
| 193 | GALECTIN THERAPEUTICS INC | GALT | 19,261 | $36,981 | 0.01% |