13F HOLDINGS REPORT
Vivaldi Capital Management LP
Quarter ended Q2 2023 · Filed May 12, 2023 · Accession 0001682021-23-000003
Total Value
$330.7M
Positions
203
Other Managers
0
Confidential Omitted
No
Holdings (203)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SPDR SER TR | 78464A854 | 317,716 | $15.3M | 4.63% |
| 2 | SCHWAB STRATEGIC TR | 808524862 | 274,286 | $13.4M | 4.05% |
| 3 | ISHARES TR | 464287457 | 155,551 | $12.8M | 3.86% |
| 4 | SPDR INDEX SHS FDS | 78463X889 | 387,646 | $12.5M | 3.76% |
| 5 | ANGEL OAK MORTGAGE REIT INC | AOMN | 1,539,945 | $11.2M | 3.40% |
| 6 | APPLE INC | AAPL | 55,918 | $9.2M | 2.79% |
| 7 | SPDR S&P 500 ETF TR | SPY | 17,918 | $7.3M | 2.22% |
| 8 | ISHARES TR | 464287200 | 15,313 | $6.3M | 1.90% |
| 9 | ISHARES GOLD TR | IAU | 167,995 | $6.3M | 1.90% |
| 10 | PGIM HIGH YIELD BOND FUND IN | ISD | 483,813 | $5.9M | 1.78% |
| 11 | VANGUARD INDEX FDS | 922908769 | 28,642 | $5.8M | 1.77% |
| 12 | GAMING & LEISURE PPTYS INC | 36467J108 | 111,724 | $5.8M | 1.76% |
| 13 | ISHARES TR | 464287168 | 46,568 | $5.5M | 1.65% |
| 14 | TESLA INC | TSLA | 25,991 | $5.4M | 1.63% |
| 15 | SCHWAB STRATEGIC TR | 808524201 | 110,391 | $5.3M | 1.61% |
| 16 | SPDR SER TR | 78468R853 | 132,462 | $5.0M | 1.51% |
| 17 | FIRST TR EXCHANGE-TRADED FD | 33739Q200 | 97,897 | $4.7M | 1.42% |
| 18 | MICROSOFT CORP | MSFT | 16,111 | $4.6M | 1.40% |
| 19 | SPDR SER TR | 78464A847 | 105,481 | $4.6M | 1.40% |
| 20 | SPDR SER TR | 78468R101 | 158,276 | $4.6M | 1.40% |
| 21 | FIRST TR EXCH TRADED FD III | 33740J203 | 229,910 | $4.6M | 1.40% |
| 22 | BLACKROCK MUNICIPAL INCOME | BLK | 378,625 | $4.4M | 1.34% |
| 23 | SCHWAB STRATEGIC TR | 808524805 | 126,228 | $4.4M | 1.33% |
| 24 | SPDR GOLD TR | GLD | 23,878 | $4.4M | 1.32% |
| 25 | BLACKSTONE STRATEGIC CRED 20 | BX | 406,165 | $4.3M | 1.31% |
| 26 | ARES DYNAMIC CR ALLOCATION F | 04014F102 | 342,747 | $4.1M | 1.24% |
| 27 | BLACKROCK MUNIYIELD FD INC | BLK | 377,709 | $4.1M | 1.23% |
| 28 | INVESCO QUALITY MUN INCOME T | IVZ | 405,211 | $4.0M | 1.22% |
| 29 | ALLIANCEBERNSTEIN NATL MUN I | 01864U106 | 366,809 | $4.0M | 1.21% |
| 30 | SCHWAB STRATEGIC TR | 808524102 | 78,661 | $3.8M | 1.14% |
| 31 | VANGUARD INDEX FDS | 922908363 | 9,543 | $3.6M | 1.09% |
| 32 | VANGUARD TAX-MANAGED FDS | 921943858 | 79,196 | $3.6M | 1.08% |
| 33 | ALLIANCEBERNSTEIN GLOBAL HIG | AWF | 367,594 | $3.6M | 1.08% |
| 34 | ISHARES TR | 464288257 | 38,470 | $3.5M | 1.06% |
| 35 | DWS MUN INCOME TR | 233368109 | 388,546 | $3.5M | 1.05% |
| 36 | WESTERN ASSET MANAGED MUNS F | 95766M105 | 336,359 | $3.5M | 1.05% |
| 37 | BARINGS GLOBAL SHORT DURATIO | BGH | 263,726 | $3.4M | 1.03% |
| 38 | ALPHABET INC | GOOG | 25,694 | $2.7M | 0.81% |
| 39 | VANGUARD INDEX FDS | 922908744 | 18,195 | $2.5M | 0.76% |
| 40 | ISHARES TR | 464288158 | 23,965 | $2.5M | 0.76% |
| 41 | KKR INCOME OPPORTUNITIES FD | KKRT | 227,893 | $2.5M | 0.76% |
| 42 | DNP SELECT INCOME FD INC | 23325P104 | 214,831 | $2.4M | 0.72% |
| 43 | ISHARES TR | 464287150 | 26,085 | $2.4M | 0.71% |
| 44 | PRA GROUP INC | PRAA | 58,636 | $2.3M | 0.69% |
| 45 | VANGUARD INDEX FDS | 922908629 | 9,908 | $2.1M | 0.63% |
| 46 | VANGUARD INDEX FDS | 922908751 | 10,429 | $2.0M | 0.60% |
| 47 | PIMCO MUN INCOME FD II | 72200W106 | 206,324 | $1.9M | 0.59% |
| 48 | PUTNAM PREMIER INCOME TR | PPT | 514,705 | $1.8M | 0.55% |
| 49 | COINBASE GLOBAL INC | COIN | 27,073 | $1.8M | 0.55% |
| 50 | SCHWAB STRATEGIC TR | 808524607 | 42,484 | $1.8M | 0.54% |
| 51 | BLACKROCK MUNIVEST FD II INC | BLK | 161,648 | $1.7M | 0.53% |
| 52 | SCHWAB STRATEGIC TR | 808524755 | 53,320 | $1.7M | 0.50% |
| 53 | LUMINAR TECHNOLOGIES INC | LAZRQ | 250,000 | $1.6M | 0.49% |
| 54 | SCHWAB STRATEGIC TR | 808524706 | 64,976 | $1.6M | 0.48% |
| 55 | SCHWAB STRATEGIC TR | 808524508 | 22,724 | $1.5M | 0.47% |
| 56 | ISHARES TR | 464287499 | 21,859 | $1.5M | 0.46% |
| 57 | ISHARES TR | 46432F842 | 21,720 | $1.5M | 0.44% |
| 58 | VANGUARD INDEX FDS | 922908553 | 16,788 | $1.4M | 0.42% |
| 59 | ABBVIE INC | ABBV | 8,669 | $1.4M | 0.42% |
| 60 | HALOZYME THERAPEUTICS INC | HALO | 34,478 | $1.3M | 0.40% |
| 61 | BOEING CO | BA-PA | 6,123 | $1.3M | 0.39% |
| 62 | SCHWAB STRATEGIC TR | 808524730 | 49,811 | $1.3M | 0.39% |
| 63 | SPDR INDEX SHS FDS | 78463X509 | 37,782 | $1.3M | 0.39% |
| 64 | THERMO FISHER SCIENTIFIC INC | TMO | 2,171 | $1.3M | 0.38% |
| 65 | VANGUARD SPECIALIZED FUNDS | 921908844 | 7,693 | $1.2M | 0.36% |
| 66 | UNITEDHEALTH GROUP INC | UNH | 2,401 | $1.1M | 0.34% |
| 67 | ISHARES TR | 464287655 | 6,244 | $1.1M | 0.34% |
| 68 | ISHARES TR | 464288406 | 17,982 | $1.1M | 0.34% |
| 69 | ISHARES TR | 46435G326 | 18,212 | $1.1M | 0.33% |
| 70 | ISHARES TR | 464287465 | 14,742 | $1.1M | 0.32% |
| 71 | LISTED FD TR | 53656F623 | 34,134 | $1.1M | 0.32% |
| 72 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 3,152 | $973,243 | 0.29% |
| 73 | EXXON MOBIL CORP | XOM | 8,774 | $962,157 | 0.29% |
| 74 | VANGUARD INTL EQUITY INDEX F | 922042858 | 23,578 | $952,571 | 0.29% |
| 75 | AMAZON COM INC | AMZN | 9,162 | $946,343 | 0.29% |
| 76 | NVIDIA CORPORATION | NVDA | 3,351 | $930,807 | 0.28% |
| 77 | VANECK ETF TRUST | 92189F700 | 10,615 | $922,019 | 0.28% |
| 78 | ISHARES TR | 464287762 | 3,266 | $891,814 | 0.27% |
| 79 | PROCTER AND GAMBLE CO | 742718109 | 5,908 | $878,494 | 0.27% |
| 80 | ALPHABET INC | GOOG | 8,465 | $878,074 | 0.27% |
| 81 | ABBOTT LABS | ABLZF | 8,569 | $867,714 | 0.26% |
| 82 | PFIZER INC | PFE | 20,873 | $851,618 | 0.26% |
| 83 | ISHARES TR | 464287507 | 3,402 | $851,014 | 0.26% |
| 84 | ISHARES TR | 464287598 | 5,458 | $831,086 | 0.25% |
| 85 | ISHARES TR | 464287101 | 4,351 | $813,811 | 0.25% |
| 86 | JPMORGAN CHASE & CO | VYLD | 6,216 | $810,007 | 0.24% |
| 87 | ISHARES TR | 464287721 | 8,660 | $803,715 | 0.24% |
| 88 | AMERICAN CENTY ETF TR | 025072802 | 13,563 | $793,179 | 0.24% |
| 89 | PIMCO ETF TR | 72201R833 | 7,845 | $778,610 | 0.24% |
| 90 | SELECT SECTOR SPDR TR | 81369Y803 | 5,110 | $771,632 | 0.23% |
| 91 | LILLY ELI & CO | LLY | 2,200 | $755,524 | 0.23% |
| 92 | AMERICAN CENTY ETF TR | 025072877 | 9,990 | $739,838 | 0.22% |
| 93 | MERCK & CO INC | MRK | 6,929 | $737,176 | 0.22% |
| 94 | CISCO SYS INC | CSCO | 13,662 | $714,181 | 0.22% |
| 95 | VANGUARD INTL EQUITY INDEX F | 922042742 | 7,523 | $692,767 | 0.21% |
| 96 | ORACLE CORP | ORCL-PD | 7,357 | $683,612 | 0.21% |
| 97 | BLACKROCK CALIF MUN INCOME T | BLK | 57,089 | $667,941 | 0.20% |
| 98 | GENERAL ELECTRIC CO | 369604301 | 6,782 | $648,359 | 0.20% |
| 99 | ISHARES TR | 464287556 | 4,872 | $629,206 | 0.19% |
| 100 | MOTOROLA SOLUTIONS INC | MSI | 2,196 | $628,341 | 0.19% |
| 101 | COCA COLA CO | KO | 9,931 | $616,020 | 0.19% |
| 102 | ISHARES TR | 464287804 | 6,311 | $610,236 | 0.18% |
| 103 | WALMART INC | WMT | 4,106 | $605,429 | 0.18% |
| 104 | EATON VANCE CALIF MUN BD FD | ETN | 66,682 | $601,474 | 0.18% |
| 105 | VERIZON COMMUNICATIONS INC | VZ | 15,402 | $598,984 | 0.18% |
| 106 | MCDONALDS CORP | MCD | 2,124 | $593,985 | 0.18% |
| 107 | VANGUARD INTL EQUITY INDEX F | 922042775 | 10,532 | $563,130 | 0.17% |
| 108 | JOHNSON & JOHNSON | JNJ | 3,594 | $556,999 | 0.17% |
| 109 | EATON VANCE CALIF MUN INCOM | ETN | 51,767 | $529,579 | 0.16% |
| 110 | CME GROUP INC | CME | 2,672 | $511,741 | 0.15% |
| 111 | HOME DEPOT INC | HD | 1,692 | $499,343 | 0.15% |
| 112 | ISHARES TR | 464287226 | 4,952 | $493,417 | 0.15% |
| 113 | INVESCO CALIF VALUE MUN INCO | IVZ | 46,623 | $474,154 | 0.14% |
| 114 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 1 | $465,600 | 0.14% |
| 115 | NORTHERN TR CORP | NTRSO | 5,205 | $458,717 | 0.14% |
| 116 | SCHWAB STRATEGIC TR | 808524771 | 8,253 | $453,255 | 0.14% |
| 117 | PIMCO CALIF MUN INCOME FD II | 72200M108 | 70,108 | $434,670 | 0.13% |
| 118 | US BANCORP DEL | USB-PS | 12,000 | $432,600 | 0.13% |
| 119 | ALBERTSONS COS INC | 013091103 | 20,588 | $427,819 | 0.13% |
| 120 | VANGUARD INDEX FDS | 922908611 | 2,686 | $426,413 | 0.13% |
| 121 | SELECT SECTOR SPDR TR | 81369Y506 | 5,146 | $426,243 | 0.13% |
| 122 | FIRST TR EXCHANGE TRADED FD | 33737A108 | 4,337 | $423,551 | 0.13% |
| 123 | ISHARES TR | 464287234 | 10,725 | $423,191 | 0.13% |
| 124 | WILLIS TOWERS WATSON PLC LTD | WTW | 1,773 | $412,010 | 0.12% |
| 125 | D R HORTON INC | 23331A109 | 3,999 | $390,662 | 0.12% |
| 126 | ARK ETF TR | 00214Q104 | 9,670 | $390,096 | 0.12% |
| 127 | META PLATFORMS INC | META | 1,833 | $388,486 | 0.12% |
| 128 | VANGUARD WORLD FDS | 92204A702 | 1,002 | $386,241 | 0.12% |
| 129 | MORGAN STANLEY | MS-PQ | 4,393 | $385,705 | 0.12% |
| 130 | BROOKFIELD INFRAST PARTNERS | G16252101 | 11,250 | $379,913 | 0.11% |
| 131 | FIRST TR EXCH TRD ALPHDX FD | 33737J109 | 14,151 | $379,388 | 0.11% |
| 132 | ALPS ETF TR | 00162Q452 | 9,787 | $378,268 | 0.11% |
| 133 | ISHARES TR | 464288646 | 7,300 | $368,942 | 0.11% |
| 134 | COMCAST CORP NEW | CCZ | 9,578 | $363,089 | 0.11% |
| 135 | AMGEN INC | AMGN | 1,480 | $357,790 | 0.11% |
| 136 | INVESCO QQQ TR | IVZ | 1,107 | $355,270 | 0.11% |
| 137 | PHILLIPS EDISON & CO INC | PECO | 10,790 | $351,970 | 0.11% |
| 138 | SPDR SER TR | 78468R739 | 7,390 | $351,395 | 0.11% |
| 139 | PROSHARES TR | 74347B425 | 23,334 | $350,017 | 0.11% |
| 140 | ROBINHOOD MKTS INC | 770700102 | 35,185 | $341,646 | 0.10% |
| 141 | SPDR INDEX SHS FDS | 78463X202 | 7,537 | $338,411 | 0.10% |
| 142 | SPDR DOW JONES INDL AVERAGE | 78467X109 | 1,015 | $337,609 | 0.10% |
| 143 | BRISTOL-MYERS SQUIBB CO | CELG-RI | 4,803 | $332,896 | 0.10% |
| 144 | DISNEY WALT CO | 254687106 | 3,234 | $323,820 | 0.10% |
| 145 | VANGUARD WORLD FDS | 92204A504 | 1,353 | $322,636 | 0.10% |
| 146 | BLACKROCK MUNIHLDNGS CALI QL | BLK | 28,931 | $319,977 | 0.10% |
| 147 | COSTCO WHSL CORP NEW | 22160K105 | 638 | $317,078 | 0.10% |
| 148 | UNION PAC CORP | UNP | 1,538 | $309,538 | 0.09% |
| 149 | ALTRIA GROUP INC | MO | 6,738 | $300,650 | 0.09% |
| 150 | PEPSICO INC | PEP | 1,581 | $288,216 | 0.09% |
| 151 | DIMENSIONAL ETF TRUST | 25434V724 | 8,546 | $286,114 | 0.09% |
| 152 | ISHARES TR | 464288679 | 2,576 | $284,693 | 0.09% |
| 153 | ISHARES TR | 464287614 | 1,162 | $284,009 | 0.09% |
| 154 | TARGET CORP | TGT | 1,712 | $283,559 | 0.09% |
| 155 | ISHARES TR | 46435G672 | 5,709 | $279,456 | 0.08% |
| 156 | TREEHOUSE FOODS INC | 89469A104 | 5,500 | $277,365 | 0.08% |
| 157 | SCHWAB STRATEGIC TR | 808524839 | 5,838 | $273,843 | 0.08% |
| 158 | ISHARES TR | 464288513 | 3,546 | $267,900 | 0.08% |
| 159 | INTEL CORP | INTC | 8,193 | $267,653 | 0.08% |
| 160 | SELECT SECTOR SPDR TR | 81369Y209 | 2,054 | $265,911 | 0.08% |
| 161 | VANECK ETF TRUST | 92189F643 | 3,588 | $264,902 | 0.08% |
| 162 | CONAGRA BRANDS INC | CAG | 7,011 | $263,333 | 0.08% |
| 163 | NEXTERA ENERGY INC | NEE-PW | 3,389 | $261,224 | 0.08% |
| 164 | CUMMINS INC | CMI | 1,088 | $259,901 | 0.08% |
| 165 | BANK NEW YORK MELLON CORP | 064058100 | 5,708 | $259,372 | 0.08% |
| 166 | INDEPENDENCE RLTY TR INC | 45378A106 | 16,160 | $259,045 | 0.08% |
| 167 | ISHARES TR | 464288182 | 3,725 | $252,816 | 0.08% |
| 168 | FIRST TR EXCHNG TRADED FD VI | 33740F839 | 7,315 | $250,685 | 0.08% |
| 169 | BROADRIDGE FINL SOLUTIONS IN | 11133T103 | 1,658 | $243,013 | 0.07% |
| 170 | ISHARES TR | 464288273 | 4,046 | $240,777 | 0.07% |
| 171 | GLOBAL X FDS | 37954Y343 | 5,781 | $240,490 | 0.07% |
| 172 | INVESCO EXCHANGE TRADED FD T | IVZ | 4,883 | $239,792 | 0.07% |
| 173 | ISHARES TR | 46435G425 | 2,647 | $239,421 | 0.07% |
| 174 | RPM INTL INC | 749685103 | 2,730 | $238,165 | 0.07% |
| 175 | SELECT SECTOR SPDR TR | 81369Y605 | 7,346 | $236,174 | 0.07% |
| 176 | ISHARES TR | 464287564 | 4,215 | $234,101 | 0.07% |
| 177 | DEERE & CO | DE | 565 | $233,277 | 0.07% |
| 178 | VANGUARD INTL EQUITY INDEX F | 922042874 | 3,810 | $232,250 | 0.07% |
| 179 | VANECK ETF TRUST | 92189F106 | 6,931 | $224,211 | 0.07% |
| 180 | SELECT SECTOR SPDR TR | 81369Y704 | 2,212 | $223,810 | 0.07% |
| 181 | ISHARES TR | 464288224 | 11,308 | $223,671 | 0.07% |
| 182 | ISHARES TR | 464288414 | 2,020 | $217,635 | 0.07% |
| 183 | FRANKLIN TEMPLETON ETF TR | FGDL | 10,172 | $217,478 | 0.07% |
| 184 | SCHWAB STRATEGIC TR | 808524888 | 6,195 | $208,833 | 0.06% |
| 185 | ARK ETF TR | 00214Q302 | 6,829 | $205,355 | 0.06% |
| 186 | APOLLO GLOBAL MGMT INC | 03769M106 | 3,232 | $204,133 | 0.06% |
| 187 | VISA INC | V | 897 | $202,238 | 0.06% |
| 188 | VANGUARD INDEX FDS | 922908736 | 810 | $202,046 | 0.06% |
| 189 | VANGUARD BD INDEX FDS | 921937835 | 2,729 | $201,487 | 0.06% |
| 190 | BANK AMERICA CORP | 060505104 | 7,023 | $200,868 | 0.06% |
| 191 | THOMSON REUTERS CORP. | TMSOF | 1,543 | $200,775 | 0.06% |
| 192 | BLACKROCK MUNIYIELD QUALITY | BLK | 15,701 | $178,049 | 0.05% |
| 193 | NUVEEN AMT FREE QLTY MUN INC | NU | 15,597 | $173,439 | 0.05% |
| 194 | LYFT INC | LYFT | 16,120 | $149,432 | 0.05% |
| 195 | NUVEEN QUALITY MUNCP INCOME | NU | 12,930 | $149,083 | 0.05% |
| 196 | DOUBLELINE INCOME SOLUTIONS | DSL | 10,100 | $114,837 | 0.03% |
| 197 | KAYNE ANDERSON ENERGY INFRST | 486606106 | 12,730 | $109,987 | 0.03% |
| 198 | SOFI TECHNOLOGIES INC | SOFI | 15,788 | $95,833 | 0.03% |
| 199 | INDAPTUS THERAPEUTICS INC | INDP | 24,000 | $44,400 | 0.01% |
| 200 | GALECTIN THERAPEUTICS INC | GALT | 19,261 | $40,448 | 0.01% |
| 201 | INVESCO SR INCOME TR | IVZ | 10,607 | $39,032 | 0.01% |
| 202 | REUNION NEUROSCIENCE INC | 76134G103 | 30,000 | $20,712 | 0.01% |
| 203 | BIRD GLOBAL INC | BBIO | 25,000 | $6,998 | 0.00% |