13F HOLDINGS REPORT
Matisse Capital
Quarter ended Q4 2023 · Filed October 13, 2023 · Accession 0001668256-23-000006
Total Value
$141.7M
Positions
169
Other Managers
0
Confidential Omitted
No
Holdings (169)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | ISHARES TR | 46434V621 | 135,972 | $6.7M | 4.75% |
| 2 | APPLE INC | AAPL | 36,509 | $6.3M | 4.41% |
| 3 | MICROSOFT CORP | MSFT | 15,058 | $4.8M | 3.36% |
| 4 | SHOCKWAVE MED INC | 82489T104 | 22,175 | $4.4M | 3.12% |
| 5 | FS CREDIT OPPORTUNITIES CORP | FSCO | 620,000 | $3.4M | 2.37% |
| 6 | ASCENDIS PHARMA A/S | ASND | 26,255 | $2.5M | 1.74% |
| 7 | VANGUARD BD INDEX FDS | 921937819 | 31,878 | $2.3M | 1.63% |
| 8 | SEVEN HILLS REALTY TRUST | SEVN | 200,000 | $2.2M | 1.54% |
| 9 | CLEARBRIDGE MLP AND MIDSTRM | 184692200 | 58,000 | $2.0M | 1.44% |
| 10 | ALPHABET INC | GOOG | 14,755 | $1.9M | 1.36% |
| 11 | NEUBERGER BERMAN NEXT GENERA | NBXG | 160,000 | $1.7M | 1.18% |
| 12 | DESTRA MULTI-ALTERNATIVE FD | 25065A502 | 268,000 | $1.6M | 1.13% |
| 13 | MEXICO FD INC | 592835102 | 90,000 | $1.5M | 1.05% |
| 14 | BLACKROCK INNOVATION AND GRW | BLK | 210,000 | $1.5M | 1.03% |
| 15 | LAM RESEARCH CORP | LRCX | 2,272 | $1.4M | 1.01% |
| 16 | BROOKFIELD REAL ASSETS INCOM | RA | 115,000 | $1.4M | 0.99% |
| 17 | ABRDN ASIA PACIFIC INCOME FU | ABAKF | 570,000 | $1.4M | 0.99% |
| 18 | WESTERN ASSET DIVERSIFIED IN | WDI | 103,516 | $1.4M | 0.97% |
| 19 | HIGHLAND OPPORTUNITIES | HFRO-PB | 170,000 | $1.4M | 0.96% |
| 20 | HIGHLAND GLOBAL ALLOCATION F | HGLB | 170,000 | $1.4M | 0.96% |
| 21 | TAIWAN FD INC | 874036106 | 45,000 | $1.3M | 0.95% |
| 22 | NUVEEN MORTGAGE AND INCOME F | NU | 84,000 | $1.3M | 0.94% |
| 23 | BLACKROCK SCIENCE & TECHNOLO | BLK | 80,000 | $1.3M | 0.93% |
| 24 | NEXPOINT DIVERSIFIED REL ET | 65340G205 | 150,000 | $1.3M | 0.92% |
| 25 | ABRDN NATL MUN INCOME FD | 24610T108 | 148,420 | $1.3M | 0.90% |
| 26 | RIVERNORTH DOUBLELINE STRATE | OPP-PC | 160,000 | $1.3M | 0.89% |
| 27 | NUVEEN MUNICIPAL CREDIT INC | NU | 120,447 | $1.3M | 0.89% |
| 28 | MEXICO EQUITY & INCOME FD | 592834105 | 132,000 | $1.2M | 0.88% |
| 29 | EXXON MOBIL CORP | XOM | 10,474 | $1.2M | 0.87% |
| 30 | MFS HIGH YIELD MUN TR | 59318E102 | 385,623 | $1.2M | 0.85% |
| 31 | NUVEEN CORE PLUS IMPACT FUND | NPCT | 130,000 | $1.2M | 0.84% |
| 32 | ISHARES TR | 464288281 | 14,300 | $1.2M | 0.83% |
| 33 | NUVEEN ARIZONA QLTY MUN INC | NU | 122,133 | $1.2M | 0.83% |
| 34 | AMAZON COM INC | AMZN | 9,148 | $1.2M | 0.82% |
| 35 | CLEARBRIDGE MLP AND MIDSTRM | 18469Q207 | 35,567 | $1.1M | 0.81% |
| 36 | NUVEEN AMT FREE MUN CR INC F | NU | 110,000 | $1.1M | 0.80% |
| 37 | VANGUARD TAX-MANAGED FDS | 921943858 | 25,838 | $1.1M | 0.80% |
| 38 | BRANDYWINEGBL GBL INCM OPP F | 10537L104 | 150,000 | $1.1M | 0.80% |
| 39 | BLACKROCK MUNIYIELD MICH QU | BLK | 110,749 | $1.1M | 0.78% |
| 40 | PIONEER FLOATING RATE FUND I | PHD | 121,814 | $1.1M | 0.77% |
| 41 | EATON CORP PLC | ETN | 5,145 | $1.1M | 0.77% |
| 42 | MORGAN STANLEY EMERGING MKTS | MS-PQ | 254,202 | $1.1M | 0.76% |
| 43 | TESLA INC | TSLA | 4,319 | $1.1M | 0.76% |
| 44 | VIRTUS GLOBAL MULTI-SECTOR I | VGI | 145,000 | $1.1M | 0.75% |
| 45 | PIONEER MUN HIGH INCOME OPPO | 723760104 | 110,000 | $1.1M | 0.74% |
| 46 | AECOM | ACM | 12,611 | $1.0M | 0.74% |
| 47 | BLACKROCK MUNIHLDGS NJ QLTY | BLK | 100,700 | $1.0M | 0.72% |
| 48 | WESTERN ASSET MTG DEFINED OP | 95790B109 | 93,538 | $1.0M | 0.71% |
| 49 | VISA INC | V | 4,310 | $991,343 | 0.70% |
| 50 | META PLATFORMS INC | META | 3,296 | $989,492 | 0.70% |
| 51 | EATON VANCE CALIF MUN INCOM | ETN | 107,178 | $981,750 | 0.69% |
| 52 | FRANKLIN LTD DURATION INCOME | FTF | 159,668 | $972,378 | 0.69% |
| 53 | ANGEL OAK FINL STRATEGIES IN | 03464A100 | 80,000 | $963,200 | 0.68% |
| 54 | EATON VANCE NEW YORK MUN BD | ETN | 114,287 | $947,439 | 0.67% |
| 55 | DIMENSIONAL ETF TRUST | 25434V740 | 38,600 | $913,662 | 0.64% |
| 56 | WESTERN AST INFL LKD OPP & I | 95766R104 | 110,500 | $909,415 | 0.64% |
| 57 | MAINSTAY CBRE GBL INFRA MEG | 56064Q107 | 74,937 | $882,758 | 0.62% |
| 58 | FIRST TR SPECIALTY FIN & FIN | 33733G109 | 242,712 | $817,939 | 0.58% |
| 59 | VANGUARD INDEX FDS | 922908611 | 5,046 | $804,787 | 0.57% |
| 60 | MFS INVT GRADE MUN TR | 59318B108 | 113,651 | $803,513 | 0.57% |
| 61 | SPROUTS FMRS MKT INC | 85208M102 | 18,450 | $789,660 | 0.56% |
| 62 | STARBUCKS CORP | SBUX | 8,425 | $768,950 | 0.54% |
| 63 | ISHARES TR | 464287556 | 6,233 | $762,234 | 0.54% |
| 64 | MORGAN STANLEY EMKT DBT FD I | MS-PQ | 117,137 | $760,219 | 0.54% |
| 65 | FEDEX CORP | FDX | 2,843 | $753,168 | 0.53% |
| 66 | BLACKROCK MUNIHLDNGS CALI QL | BLK | 78,600 | $751,416 | 0.53% |
| 67 | STERIS PLC | STE | 3,397 | $745,370 | 0.53% |
| 68 | COSTCO WHSL CORP NEW | 22160K105 | 1,318 | $744,617 | 0.53% |
| 69 | TRACTOR SUPPLY CO | TSCO | 3,658 | $742,757 | 0.52% |
| 70 | ECOFIN SUSTAINABLE AND SOCIA | 27901F109 | 61,974 | $742,449 | 0.52% |
| 71 | BLACKROCK HEALTH SCIENCES TE | BLK | 51,296 | $739,175 | 0.52% |
| 72 | NIKE INC | NKE | 7,660 | $732,449 | 0.52% |
| 73 | ISHARES TR | 464287234 | 18,992 | $720,746 | 0.51% |
| 74 | FIRST TR SR FLTG RATE INCOME | 33733U108 | 69,740 | $697,400 | 0.49% |
| 75 | NUVEEN MASSACHUSETS QLT MUN | NU | 72,634 | $688,570 | 0.49% |
| 76 | VANGUARD INTL EQUITY INDEX F | 922042718 | 6,321 | $671,290 | 0.47% |
| 77 | WESTERN ASSET EMERGING MKTS | 95766A101 | 80,347 | $666,880 | 0.47% |
| 78 | TORTOISE ENERGY INFRA CORP | TYG | 23,024 | $665,394 | 0.47% |
| 79 | JPMORGAN CHASE & CO | VYLD | 4,581 | $664,337 | 0.47% |
| 80 | SOFI TECHNOLOGIES INC | SOFI | 83,120 | $664,129 | 0.47% |
| 81 | NETAPP INC | NTAP | 8,699 | $660,080 | 0.47% |
| 82 | BLACKROCK N Y MUN INCOME TRU | BLK | 72,521 | $659,941 | 0.47% |
| 83 | NEUBERGER BRMAN CLIFRN MUNI | 64123C101 | 66,646 | $652,464 | 0.46% |
| 84 | ELEVANCE HEALTH INC | ELV | 1,487 | $647,470 | 0.46% |
| 85 | BLACKSTONE LONG SHORT CR INC | BGX | 54,650 | $636,673 | 0.45% |
| 86 | HERZFELD CARIBBEAN BASIN FD | HERZ | 189,747 | $633,755 | 0.45% |
| 87 | NUTRIEN LTD | NTR | 10,256 | $633,411 | 0.45% |
| 88 | SCHWAB CHARLES CORP | SCHW-PJ | 11,080 | $608,292 | 0.43% |
| 89 | BLACKROCK INC | BLK | 937 | $605,761 | 0.43% |
| 90 | ANALOG DEVICES INC | ADI | 3,416 | $598,107 | 0.42% |
| 91 | VANECK ETF TRUST | 92189H300 | 24,900 | $594,363 | 0.42% |
| 92 | CVS HEALTH CORP | CVS | 8,391 | $585,860 | 0.41% |
| 93 | POLARIS INC | PII | 5,558 | $578,810 | 0.41% |
| 94 | AMERICAN WELL CORP | AMWL | 489,570 | $572,797 | 0.40% |
| 95 | WALMART INC | WMT | 3,539 | $565,992 | 0.40% |
| 96 | INVESCO PA VALUE MUN INC TR | IVZ | 60,552 | $541,940 | 0.38% |
| 97 | WISDOMTREE TR | WT | 11,518 | $532,823 | 0.38% |
| 98 | QUALCOMM INC | QCOM | 4,727 | $524,981 | 0.37% |
| 99 | MASTERCARD INCORPORATED | MA | 1,325 | $524,581 | 0.37% |
| 100 | JOHNSON CTLS INTL PLC | G51502105 | 9,705 | $516,403 | 0.36% |
| 101 | GENTHERM INC | THRM | 9,446 | $512,540 | 0.36% |
| 102 | US BANCORP DEL | USB-PS | 15,490 | $512,099 | 0.36% |
| 103 | HOME DEPOT INC | HD | 1,664 | $502,794 | 0.35% |
| 104 | DIMENSIONAL ETF TRUST | 25434V781 | 21,100 | $501,758 | 0.35% |
| 105 | DEERE & CO | DE | 1,280 | $483,046 | 0.34% |
| 106 | LOWES COS INC | 548661107 | 2,298 | $477,616 | 0.34% |
| 107 | NUVEEN VRIABL RAT PFD & INM | NU | 30,303 | $474,848 | 0.34% |
| 108 | VANGUARD WORLD FDS | 92204A405 | 5,871 | $471,559 | 0.33% |
| 109 | UNION PAC CORP | UNP | 2,291 | $466,516 | 0.33% |
| 110 | NEUBERGER BERMAN N Y MUN FD | 64124K102 | 50,964 | $446,445 | 0.32% |
| 111 | CISCO SYS INC | CSCO | 8,102 | $435,564 | 0.31% |
| 112 | FEDERATED HERMES PREM MUNI I | FHI | 44,588 | $427,153 | 0.30% |
| 113 | ACCENTURE PLC IRELAND | ACN | 1,386 | $425,654 | 0.30% |
| 114 | FIRST TR ABRDN GBL OPP INCM | 337319107 | 74,012 | $421,868 | 0.30% |
| 115 | INTUITIVE SURGICAL INC | ISRG | 1,423 | $415,929 | 0.29% |
| 116 | CHEVRON CORP NEW | CVX | 2,340 | $394,546 | 0.28% |
| 117 | INTEL CORP | INTC | 10,798 | $383,869 | 0.27% |
| 118 | GARTNER INC | IT | 1,080 | $371,099 | 0.26% |
| 119 | FISERV INC | FISV | 3,248 | $366,894 | 0.26% |
| 120 | MATTHEWS ASIA FDS | 577125826 | 16,100 | $359,576 | 0.25% |
| 121 | FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | 26,877 | $358,002 | 0.25% |
| 122 | ISHARES TR | 464287598 | 2,330 | $353,741 | 0.25% |
| 123 | NUVEEN PENNSYLVANIA QLT MUN | NU | 34,675 | $352,645 | 0.25% |
| 124 | WESTERN ASSET MUN PARTNERS F | 95766P108 | 31,435 | $332,582 | 0.23% |
| 125 | WP CAREY INC | 92936U109 | 6,063 | $327,887 | 0.23% |
| 126 | INVESCO TR INVT GRADE NEW YO | IVZ | 35,794 | $326,083 | 0.23% |
| 127 | BLACKROCK VA MUN BD TR | BLK | 34,900 | $324,570 | 0.23% |
| 128 | VANGUARD INDEX FDS | 922908363 | 803 | $315,338 | 0.22% |
| 129 | KAYNE ANDERSON NEXTGEN ENRGY | 48661E108 | 43,219 | $307,719 | 0.22% |
| 130 | MATTHEWS ASIA FDS | 577125818 | 11,700 | $307,593 | 0.22% |
| 131 | TAIWAN SEMICONDUCTOR MFG LTD | 874039100 | 3,523 | $306,149 | 0.22% |
| 132 | FRANKLIN TEMPLETON ETF TR | FGDL | 15,600 | $302,952 | 0.21% |
| 133 | ROYCE MICRO-CAP TR INC | RMT | 36,519 | $302,377 | 0.21% |
| 134 | DIMENSIONAL ETF TRUST | 25434V864 | 6,500 | $301,470 | 0.21% |
| 135 | VANGUARD SCOTTSDALE FDS | 92206C409 | 4,000 | $300,600 | 0.21% |
| 136 | J P MORGAN EXCHANGE TRADED F | 46641Q159 | 6,700 | $297,480 | 0.21% |
| 137 | BLACKROCK MUNIYIELD N Y QUAL | BLK | 33,064 | $292,947 | 0.21% |
| 138 | CENTRAL & EASTERN EUROPE FD | 153436100 | 33,995 | $292,357 | 0.21% |
| 139 | DIMENSIONAL ETF TRUST | 25434V872 | 7,200 | $290,664 | 0.21% |
| 140 | JOHNSON & JOHNSON | JNJ | 1,820 | $283,520 | 0.20% |
| 141 | VANGUARD INTL EQUITY INDEX F | 922042858 | 7,100 | $278,391 | 0.20% |
| 142 | NEW AMER HIGH INCOME FD INC | 641876800 | 38,684 | $250,672 | 0.18% |
| 143 | PROCTER AND GAMBLE CO | 742718109 | 1,672 | $243,878 | 0.17% |
| 144 | DIMENSIONAL ETF TRUST | 25434V708 | 9,248 | $242,286 | 0.17% |
| 145 | CLOUGH GLOBAL OPPORTUNITIES | GLO | 54,553 | $241,670 | 0.17% |
| 146 | CLOUGH GLOBAL EQUITY FD | 18914C100 | 44,080 | $241,558 | 0.17% |
| 147 | EAGLE CAP GROWTH FD INC | 269451100 | 27,862 | $240,274 | 0.17% |
| 148 | VANGUARD INDEX FDS | 922908736 | 858 | $233,642 | 0.16% |
| 149 | NORTHROP GRUMMAN CORP | NOC | 515 | $226,698 | 0.16% |
| 150 | MEDIFAST INC | MED | 2,950 | $220,808 | 0.16% |
| 151 | INVESCO CALIF VALUE MUN INCO | IVZ | 26,088 | $219,922 | 0.16% |
| 152 | SPDR S&P 500 ETF TR | SPY | 512 | $218,810 | 0.15% |
| 153 | NUVEEN FLOATING RATE INCOME | 67072T108 | 26,646 | $218,764 | 0.15% |
| 154 | CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | 43,630 | $216,841 | 0.15% |
| 155 | DIMENSIONAL ETF TRUST | 25434V302 | 9,602 | $216,717 | 0.15% |
| 156 | INVESCO QQQ TR | IVZ | 598 | $214,210 | 0.15% |
| 157 | BNY MELLON MUN INCOME INC | 05589T104 | 37,322 | $211,616 | 0.15% |
| 158 | VANGUARD INDEX FDS | 922908769 | 995 | $211,348 | 0.15% |
| 159 | ISHARES TR | 464287614 | 752 | $200,024 | 0.14% |
| 160 | PIONEER HIGH INCOME FUND INC | 72369H106 | 27,064 | $181,599 | 0.13% |
| 161 | ROYCE VALUE TR INC | RVT | 13,382 | $172,226 | 0.12% |
| 162 | DWS STRATEGIC MUN INCOME TR | 23342Q101 | 22,808 | $171,744 | 0.12% |
| 163 | EATON VANCE CALIF MUN BD FD | ETN | 18,170 | $147,540 | 0.10% |
| 164 | ENERGY FUELS INC | UUUU | 16,248 | $133,559 | 0.09% |
| 165 | FLAHERTY & CRUMRINE PFD INCO | 33848E106 | 17,450 | $129,828 | 0.09% |
| 166 | PIMCO CALIF MUN INCOME FD II | 72200M108 | 17,408 | $87,388 | 0.06% |
| 167 | PIONEER MUNICIPAL HIGH INCOM | 723763108 | 11,368 | $82,191 | 0.06% |
| 168 | WAVE LIFE SCIENCES LTD | WVE | 12,013 | $69,075 | 0.05% |
| 169 | NOVAGOLD RES INC | 66987E206 | 10,000 | $38,400 | 0.03% |