13F HOLDINGS REPORT
Matisse Capital
Quarter ended Q3 2023 · Filed August 2, 2023 · Accession 0001668256-23-000005
Total Value
$161.2M
Positions
169
Other Managers
0
Confidential Omitted
No
Holdings (169)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 45,267 | $8.8M | 5.45% |
| 2 | ISHARES TR | 46434V621 | 140,527 | $7.2M | 4.49% |
| 3 | MICROSOFT CORP | MSFT | 18,422 | $6.3M | 3.89% |
| 4 | SHOCKWAVE MED INC | 82489T104 | 19,397 | $5.5M | 3.43% |
| 5 | FS CREDIT OPPORTUNITIES CORP | FSCO | 620,000 | $2.9M | 1.83% |
| 6 | GOLDMAN SACHS MLP ENERGY REN | NVGLF | 182,000 | $2.9M | 1.77% |
| 7 | ASCENDIS PHARMA A/S | ASND | 31,950 | $2.9M | 1.77% |
| 8 | PIMCO ENERGY & TACTICAL CR O | PDX | 162,000 | $2.6M | 1.58% |
| 9 | LAM RESEARCH CORP | LRCX | 3,822 | $2.5M | 1.52% |
| 10 | VANGUARD BD INDEX FDS | 921937819 | 28,100 | $2.1M | 1.31% |
| 11 | SEVEN HILLS REALTY TRUST | SEVN | 200,000 | $2.1M | 1.27% |
| 12 | CLEARBRIDGE MLP AND MIDSTRM | 184692200 | 58,000 | $2.0M | 1.25% |
| 13 | AMAZON COM INC | AMZN | 15,411 | $2.0M | 1.25% |
| 14 | ALPHABET INC | GOOG | 16,720 | $2.0M | 1.24% |
| 15 | NEUBERGER BERMAN NEXT GENERA | NBXG | 160,000 | $1.7M | 1.08% |
| 16 | BLACKROCK INNOVATION AND GRW | BLK | 210,000 | $1.6M | 1.02% |
| 17 | NEXPOINT DIVERSIFIED REL ET | 65340G205 | 130,100 | $1.6M | 1.01% |
| 18 | CLEARBRIDGE MLP AND MIDSTRM | 18469Q207 | 50,000 | $1.6M | 0.98% |
| 19 | ELEVANCE HEALTH INC | ELV | 3,487 | $1.5M | 0.96% |
| 20 | ABRDN ASIA PACIFIC INCOME FU | ABAKF | 570,000 | $1.5M | 0.95% |
| 21 | MEXICO FD INC | 592835102 | 90,000 | $1.5M | 0.94% |
| 22 | WESTERN ASSET DIVERSIFIED IN | WDI | 110,000 | $1.5M | 0.92% |
| 23 | BLACKROCK SCIENCE & TECHNOLO | BLK | 80,000 | $1.4M | 0.90% |
| 24 | HIGHLAND OPPORTUNITIES | HFRO-PB | 160,000 | $1.4M | 0.90% |
| 25 | MORGAN STANLEY EMERGING MKTS | MS-PQ | 306,290 | $1.4M | 0.89% |
| 26 | NUVEEN MUNICIPAL CREDIT INC | NU | 120,447 | $1.4M | 0.87% |
| 27 | WESTERN ASSET MTG DEFINED OP | 95790B109 | 130,000 | $1.4M | 0.85% |
| 28 | RIVERNORTH DOUBLELINE STRATE | OPP-PC | 160,000 | $1.4M | 0.85% |
| 29 | FIRST TR SR FLTG RATE INCOME | 33733U108 | 136,900 | $1.4M | 0.84% |
| 30 | NUVEEN MORTGAGE AND INCOME F | NU | 84,000 | $1.4M | 0.84% |
| 31 | BLACKROCK HEALTH SCIENCES TE | BLK | 81,900 | $1.3M | 0.83% |
| 32 | DESTRA MULTI-ALTERNATIVE FD | 25065A502 | 264,614 | $1.3M | 0.82% |
| 33 | MEXICO EQUITY & INCOME FD | 592834105 | 132,000 | $1.3M | 0.82% |
| 34 | HIGHLAND GLOBAL ALLOCATION F | HGLB | 150,000 | $1.3M | 0.80% |
| 35 | NUVEEN CORE PLUS IMPACT FUND | NPCT | 130,000 | $1.3M | 0.80% |
| 36 | NUVEEN AMT FREE MUN CR INC F | NU | 110,000 | $1.3M | 0.80% |
| 37 | MFS HIGH YIELD MUN TR | 59318E102 | 385,623 | $1.2M | 0.77% |
| 38 | ISHARES TR | 464288281 | 14,300 | $1.2M | 0.77% |
| 39 | BLACKROCK MUNIYIELD MICH QU | BLK | 110,749 | $1.2M | 0.76% |
| 40 | BRANDYWINEGBL GBL INCM OPP F | 10537L104 | 150,000 | $1.2M | 0.75% |
| 41 | PIONEER MUN HIGH INCOME OPPO | 723760104 | 110,000 | $1.2M | 0.73% |
| 42 | NXG NEXTGEN INFRASTR INCM FD | 231647207 | 30,000 | $1.2M | 0.72% |
| 43 | TESLA INC | TSLA | 4,310 | $1.1M | 0.70% |
| 44 | BLACKROCK MUNIHLDGS NJ QLTY | BLK | 100,700 | $1.1M | 0.70% |
| 45 | EXXON MOBIL CORP | XOM | 10,474 | $1.1M | 0.70% |
| 46 | VIRTUS GLOBAL MULTI-SECTOR I | VGI | 145,000 | $1.1M | 0.67% |
| 47 | EATON VANCE NEW YORK MUN BD | ETN | 114,287 | $1.1M | 0.67% |
| 48 | EATON VANCE CALIF MUN INCOM | ETN | 107,178 | $1.1M | 0.66% |
| 49 | AECOM | ACM | 12,611 | $1.1M | 0.66% |
| 50 | META PLATFORMS INC | META | 3,721 | $1.1M | 0.66% |
| 51 | PIONEER FLOATING RATE FUND I | PHD | 121,814 | $1.1M | 0.66% |
| 52 | EATON CORP PLC | ETN | 5,145 | $1.0M | 0.64% |
| 53 | MAINSTAY CBRE GLOBAL INFRA | 56064Q107 | 74,937 | $1.0M | 0.64% |
| 54 | VISA INC | V | 4,250 | $1.0M | 0.63% |
| 55 | FRANKLIN LTD DURATION INCOME | FTF | 159,668 | $986,748 | 0.61% |
| 56 | WESTERN AST INFL LKD OPP & I | 95766R104 | 110,500 | $979,030 | 0.61% |
| 57 | VANGUARD TAX-MANAGED FDS | 921943858 | 20,857 | $963,176 | 0.60% |
| 58 | NIKE INC | NKE | 8,720 | $962,426 | 0.60% |
| 59 | ANGEL OAK FINL STRATEGIES IN | 03464A100 | 80,000 | $944,800 | 0.59% |
| 60 | DIMENSIONAL ETF TRUST | 25434V740 | 38,600 | $940,682 | 0.58% |
| 61 | APOLLO TACTICAL INCOME FD IN | 037638103 | 68,837 | $873,542 | 0.54% |
| 62 | BLACKROCK MUNIHLDNGS CALI QL | BLK | 78,600 | $852,810 | 0.53% |
| 63 | MFS INVT GRADE MUN TR | 59318B108 | 113,651 | $835,903 | 0.52% |
| 64 | VANGUARD INDEX FDS | 922908611 | 5,046 | $834,608 | 0.52% |
| 65 | DELAWARE INVTS NATL MUN INCO | 24610T108 | 82,036 | $823,641 | 0.51% |
| 66 | TRACTOR SUPPLY CO | TSCO | 3,658 | $808,784 | 0.50% |
| 67 | ISHARES TR | 464287556 | 6,233 | $791,342 | 0.49% |
| 68 | BLACKSTONE LONG SHORT CR INC | BGX | 69,365 | $786,599 | 0.49% |
| 69 | STARBUCKS CORP | SBUX | 7,904 | $782,970 | 0.49% |
| 70 | SOFI TECHNOLOGIES INC | SOFI | 93,664 | $781,158 | 0.48% |
| 71 | FIRST TR ABRDN GBL OPP INCM | 337319107 | 125,294 | $779,366 | 0.48% |
| 72 | STERIS PLC | STE | 3,397 | $764,257 | 0.47% |
| 73 | NUVEEN ARIZONA QLTY MUN INC | NU | 70,709 | $760,122 | 0.47% |
| 74 | NUVEEN MASSACHUSETS QLT MUN | NU | 72,634 | $758,299 | 0.47% |
| 75 | MORGAN STANLEY EMKT DBT FD I | MS-PQ | 117,137 | $754,362 | 0.47% |
| 76 | ISHARES TR | 464287234 | 18,992 | $751,324 | 0.47% |
| 77 | BLACKROCK N Y MUN INCOME TRU | BLK | 72,521 | $749,867 | 0.47% |
| 78 | LOWES COS INC | 548661107 | 3,298 | $744,359 | 0.46% |
| 79 | GARTNER INC | IT | 2,080 | $728,645 | 0.45% |
| 80 | HERZFELD CARIBBEAN BASIN FD | HERZ | 184,403 | $728,392 | 0.45% |
| 81 | NEUBERGER BRMAN CLIFRN MUNI | 64123C101 | 66,646 | $709,780 | 0.44% |
| 82 | COSTCO WHSL CORP NEW | 22160K105 | 1,318 | $709,585 | 0.44% |
| 83 | FEDEX CORP | FDX | 2,843 | $704,780 | 0.44% |
| 84 | VANGUARD INTL EQUITY INDEX F | 922042718 | 6,321 | $698,344 | 0.43% |
| 85 | WESTERN ASSET EMERGING MKTS | 95766A101 | 80,347 | $692,591 | 0.43% |
| 86 | SPROUTS FMRS MKT INC | 85208M102 | 18,450 | $677,669 | 0.42% |
| 87 | POLARIS INC | PII | 5,558 | $672,129 | 0.42% |
| 88 | TORTOISE ENERGY INFRA CORP | TYG | 23,024 | $668,847 | 0.41% |
| 89 | JPMORGAN CHASE & CO | VYLD | 4,581 | $666,261 | 0.41% |
| 90 | ANALOG DEVICES INC | ADI | 3,416 | $665,471 | 0.41% |
| 91 | NETAPP INC | NTAP | 8,699 | $664,604 | 0.41% |
| 92 | JOHNSON CTLS INTL PLC | G51502105 | 9,705 | $661,299 | 0.41% |
| 93 | BLACKROCK INC | BLK | 937 | $647,598 | 0.40% |
| 94 | ACCENTURE PLC IRELAND | ACN | 2,086 | $643,698 | 0.40% |
| 95 | VANECK ETF TRUST | 92189H300 | 24,900 | $636,444 | 0.39% |
| 96 | SCHWAB CHARLES CORP | SCHW-PJ | 11,145 | $631,699 | 0.39% |
| 97 | NUTRIEN LTD | NTR | 10,256 | $605,617 | 0.38% |
| 98 | INVESCO PA VALUE MUN INC TR | IVZ | 60,552 | $597,043 | 0.37% |
| 99 | CVS HEALTH CORP | CVS | 8,391 | $580,070 | 0.36% |
| 100 | QUALCOMM INC | QCOM | 4,727 | $562,702 | 0.35% |
| 101 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 1,640 | $559,240 | 0.35% |
| 102 | WALMART INC | WMT | 3,539 | $556,260 | 0.35% |
| 103 | WISDOMTREE TR | WT | 11,518 | $535,933 | 0.33% |
| 104 | GENTHERM INC | THRM | 9,446 | $533,793 | 0.33% |
| 105 | LOCKHEED MARTIN CORP | LMT | 1,133 | $521,611 | 0.32% |
| 106 | MASTERCARD INCORPORATED | MA | 1,325 | $521,123 | 0.32% |
| 107 | DEERE & CO | DE | 1,280 | $518,643 | 0.32% |
| 108 | HOME DEPOT INC | HD | 1,664 | $516,905 | 0.32% |
| 109 | ARES DYNAMIC CR ALLOCATION F | 04014F102 | 41,071 | $506,405 | 0.31% |
| 110 | DIMENSIONAL ETF TRUST | 25434V781 | 21,100 | $499,015 | 0.31% |
| 111 | INTUITIVE SURGICAL INC | ISRG | 1,423 | $486,581 | 0.30% |
| 112 | NEUBERGER BERMAN N Y MUN FD | 64124K102 | 50,964 | $485,687 | 0.30% |
| 113 | VANGUARD WORLD FDS | 92204A405 | 5,871 | $476,960 | 0.30% |
| 114 | US BANCORP DEL | USB-PS | 14,380 | $475,115 | 0.29% |
| 115 | FEDERATED HERMES PREM MUNI I | FHI | 44,588 | $473,970 | 0.29% |
| 116 | NUVEEN VRIABL RAT PFD & INM | NU | 30,303 | $469,090 | 0.29% |
| 117 | UNION PAC CORP | UNP | 2,291 | $468,784 | 0.29% |
| 118 | UNITEDHEALTH GROUP INC | UNH | 930 | $446,995 | 0.28% |
| 119 | CISCO SYS INC | CSCO | 8,102 | $419,197 | 0.26% |
| 120 | A-MARK PRECIOUS METALS INC | GOLD | 11,000 | $411,785 | 0.26% |
| 121 | FISERV INC | FISV | 3,248 | $409,735 | 0.25% |
| 122 | WP CAREY INC | 92936U109 | 6,063 | $409,616 | 0.25% |
| 123 | NUVEEN PENNSYLVANIA QLT MUN | NU | 34,675 | $389,747 | 0.24% |
| 124 | MATTHEWS ASIA FDS | 577125826 | 16,100 | $381,952 | 0.24% |
| 125 | CHEVRON CORP NEW | CVX | 2,368 | $372,627 | 0.23% |
| 126 | FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | 26,877 | $368,752 | 0.23% |
| 127 | WESTERN ASSET MUN PARTNERS F | 95766P108 | 31,435 | $367,843 | 0.23% |
| 128 | ISHARES TR | 464287598 | 2,330 | $367,744 | 0.23% |
| 129 | INVESCO TR INVT GRADE NEW YO | IVZ | 35,794 | $365,815 | 0.23% |
| 130 | INTEL CORP | INTC | 10,798 | $361,085 | 0.22% |
| 131 | TAIWAN FD INC | 874036106 | 11,366 | $356,154 | 0.22% |
| 132 | TAIWAN SEMICONDUCTOR MFG LTD | 874039100 | 3,523 | $355,541 | 0.22% |
| 133 | BLACKROCK MUNIYIELD N Y QUAL | BLK | 33,064 | $334,938 | 0.21% |
| 134 | MATTHEWS ASIA FDS | 577125818 | 11,700 | $326,111 | 0.20% |
| 135 | ROYCE MICRO-CAP TR INC | RMT | 36,519 | $319,541 | 0.20% |
| 136 | VANGUARD SCOTTSDALE FDS | 92206C409 | 4,082 | $308,844 | 0.19% |
| 137 | CENTRAL & EASTERN EUROPE FD | 153436100 | 33,995 | $307,995 | 0.19% |
| 138 | FRANKLIN TEMPLETON ETF TR | FGDL | 15,600 | $307,164 | 0.19% |
| 139 | KAYNE ANDERSON NEXTGEN ENRGY | 48661E108 | 43,219 | $306,855 | 0.19% |
| 140 | J P MORGAN EXCHANGE TRADED F | 46641Q159 | 6,700 | $302,840 | 0.19% |
| 141 | JOHNSON & JOHNSON | JNJ | 1,820 | $301,304 | 0.19% |
| 142 | DIMENSIONAL ETF TRUST | 25434V864 | 6,500 | $301,275 | 0.19% |
| 143 | DIMENSIONAL ETF TRUST | 25434V872 | 7,200 | $300,456 | 0.19% |
| 144 | VANGUARD INTL EQUITY INDEX F | 922042858 | 7,100 | $288,828 | 0.18% |
| 145 | MEDIFAST INC | MED | 2,950 | $271,872 | 0.17% |
| 146 | BLACKROCK VA MUN BD TR | BLK | 25,355 | $271,836 | 0.17% |
| 147 | NEW AMER HIGH INCOME FD INC | 641876800 | 38,684 | $257,249 | 0.16% |
| 148 | ILLINOIS TOOL WKS INC | 452308109 | 1,000 | $250,160 | 0.16% |
| 149 | DIMENSIONAL ETF TRUST | 25434V708 | 9,214 | $250,151 | 0.16% |
| 150 | INVESCO CALIF VALUE MUN INCO | IVZ | 26,088 | $249,923 | 0.16% |
| 151 | PROCTER AND GAMBLE CO | 742718109 | 1,633 | $247,791 | 0.15% |
| 152 | GENERAL DYNAMICS CORP | GD | 1,145 | $246,347 | 0.15% |
| 153 | ECOFIN SUSTAINABLE AND SOCIA | 27901F109 | 19,712 | $246,006 | 0.15% |
| 154 | BNY MELLON MUN INCOME INC | 05589T104 | 37,322 | $234,755 | 0.15% |
| 155 | NORTHROP GRUMMAN CORP | NOC | 515 | $234,737 | 0.15% |
| 156 | SPDR S&P 500 ETF TR | SPY | 510 | $226,237 | 0.14% |
| 157 | INVESCO QQQ TR | IVZ | 598 | $220,762 | 0.14% |
| 158 | VANGUARD INDEX FDS | 922908769 | 995 | $219,179 | 0.14% |
| 159 | EAGLE CAP GROWTH FD INC | 269451100 | 23,795 | $208,206 | 0.13% |
| 160 | ISHARES TR | 464287614 | 752 | $206,935 | 0.13% |
| 161 | DWS STRATEGIC MUN INCOME TR | 23342Q101 | 22,808 | $193,526 | 0.12% |
| 162 | ROYCE VALUE TR INC | RVT | 13,382 | $184,672 | 0.11% |
| 163 | PIONEER HIGH INCOME FUND INC | 72369H106 | 27,064 | $181,870 | 0.11% |
| 164 | EATON VANCE CALIF MUN BD FD | ETN | 18,170 | $161,713 | 0.10% |
| 165 | NUVEEN SHORT DURATION CR OPP | NU | 12,135 | $140,159 | 0.09% |
| 166 | ENERGY FUELS INC | UUUU | 16,248 | $101,388 | 0.06% |
| 167 | PIONEER MUNICIPAL HIGH INCOM | 723763108 | 11,368 | $96,969 | 0.06% |
| 168 | WAVE LIFE SCIENCES LTD | WVE | 12,013 | $43,727 | 0.03% |
| 169 | NOVAGOLD RES INC | 66987E206 | 10,000 | $39,900 | 0.02% |