13F HOLDINGS REPORT
Focused Wealth Management, Inc
Quarter ended Q4 2024 · Filed January 28, 2025 · Accession 0001667731-25-000144
Total Value
$740.9M
Positions
185
Other Managers
0
Confidential Omitted
No
Holdings (185)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SPDR SER TR | 78464A409 | 1,439,216 | $126.5M | 17.08% |
| 2 | VANGUARD INDEX FDS | 922908744 | 603,370 | $102.2M | 13.79% |
| 3 | INVESCO QQQ TR | IVZ | 137,628 | $70.4M | 9.50% |
| 4 | ISHARES TR | 46436E718 | 347,445 | $34.9M | 4.70% |
| 5 | VANGUARD SCOTTSDALE FDS | 92206C870 | 402,828 | $32.3M | 4.36% |
| 6 | APPLE INC | AAPL | 104,986 | $26.3M | 3.55% |
| 7 | VANGUARD WHITEHALL FDS | 921946406 | 205,790 | $26.3M | 3.54% |
| 8 | SELECT SECTOR SPDR TR | 81369Y605 | 441,830 | $21.4M | 2.88% |
| 9 | VANGUARD INTL EQUITY INDEX F | 922042858 | 482,813 | $21.3M | 2.87% |
| 10 | VANGUARD BD INDEX FDS | 921937835 | 273,638 | $19.7M | 2.66% |
| 11 | VANGUARD WHITEHALL FDS | 921946810 | 225,963 | $18.1M | 2.44% |
| 12 | SPDR SER TR | 78468R663 | 164,954 | $15.1M | 2.04% |
| 13 | VANGUARD WORLD FD | 921910816 | 36,208 | $12.4M | 1.68% |
| 14 | INVESCO EXCHANGE TRADED FD T | IVZ | 70,169 | $12.3M | 1.66% |
| 15 | VANGUARD INDEX FDS | 922908751 | 45,725 | $11.0M | 1.48% |
| 16 | VANGUARD WORLD FD | 92204A702 | 15,917 | $9.9M | 1.34% |
| 17 | BLACKROCK TAX MUNICPAL BD TR | BLK | 608,359 | $9.8M | 1.32% |
| 18 | TESLA INC | TSLA | 22,468 | $9.1M | 1.22% |
| 19 | BLACKSTONE INC | BX | 49,143 | $8.5M | 1.14% |
| 20 | VANGUARD INDEX FDS | 922908595 | 28,866 | $8.1M | 1.09% |
| 21 | AMAZON COM INC | AMZN | 32,206 | $7.1M | 0.95% |
| 22 | META PLATFORMS INC | META | 11,220 | $6.6M | 0.89% |
| 23 | ALPHABET INC | GOOG | 34,121 | $6.5M | 0.87% |
| 24 | BANK AMERICA CORP | 060505104 | 137,948 | $6.1M | 0.82% |
| 25 | J P MORGAN EXCHANGE TRADED F | 46641Q332 | 84,426 | $4.9M | 0.66% |
| 26 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 10,302 | $4.7M | 0.63% |
| 27 | NUVEEN S&P 500 BUY-WRITE INC | NU | 317,200 | $4.4M | 0.60% |
| 28 | EATON VANCE TAX-MANAGED GLOB | ETN | 530,178 | $4.3M | 0.58% |
| 29 | MICROSOFT CORP | MSFT | 10,207 | $4.3M | 0.58% |
| 30 | STARWOOD PPTY TR INC | STHO | 185,124 | $3.5M | 0.47% |
| 31 | CITIGROUP INC | C-PR | 44,780 | $3.2M | 0.43% |
| 32 | NVIDIA CORPORATION | NVDA | 21,688 | $2.9M | 0.39% |
| 33 | CATERPILLAR INC | CAT | 7,738 | $2.8M | 0.38% |
| 34 | GOLDMAN SACHS GROUP INC | GSCE | 4,798 | $2.7M | 0.37% |
| 35 | EXXON MOBIL CORP | XOM | 23,966 | $2.6M | 0.35% |
| 36 | PFIZER INC | PFE | 96,181 | $2.6M | 0.34% |
| 37 | INTERNATIONAL BUSINESS MACHS | INTR | 11,379 | $2.5M | 0.34% |
| 38 | JPMORGAN CHASE & CO. | VYLD | 10,123 | $2.4M | 0.33% |
| 39 | WALMART INC | WMT | 22,935 | $2.1M | 0.28% |
| 40 | DISNEY WALT CO | 254687106 | 18,432 | $2.1M | 0.28% |
| 41 | ISHARES TR | 464287440 | 19,941 | $1.8M | 0.25% |
| 42 | GE AEROSPACE | 369604301 | 10,854 | $1.8M | 0.24% |
| 43 | KINDER MORGAN INC DEL | EP-PC | 60,430 | $1.7M | 0.22% |
| 44 | ALPHABET INC | GOOG | 8,668 | $1.7M | 0.22% |
| 45 | ALTRIA GROUP INC | MO | 30,633 | $1.6M | 0.22% |
| 46 | AT&T INC | T-PC | 66,999 | $1.5M | 0.21% |
| 47 | HONEYWELL INTL INC | 438516106 | 6,555 | $1.5M | 0.20% |
| 48 | VANGUARD INDEX FDS | 922908769 | 5,029 | $1.5M | 0.20% |
| 49 | INTEL CORP | INTC | 72,427 | $1.5M | 0.20% |
| 50 | JOHNSON & JOHNSON | JNJ | 9,877 | $1.4M | 0.19% |
| 51 | ISHARES TR | 464287200 | 2,160 | $1.3M | 0.17% |
| 52 | VANGUARD WORLD FD | 92204A504 | 4,837 | $1.2M | 0.17% |
| 53 | ISHARES TR | 46432F396 | 5,523 | $1.1M | 0.15% |
| 54 | ISHARES TR | 464287309 | 11,090 | $1.1M | 0.15% |
| 55 | BLACKROCK N Y MUN INCOME TRU | BLK | 110,393 | $1.1M | 0.15% |
| 56 | NUCOR CORP | NUE | 9,569 | $1.1M | 0.15% |
| 57 | 3M CO | MMM | 8,389 | $1.1M | 0.15% |
| 58 | VANGUARD INDEX FDS | 922908736 | 2,515 | $1.0M | 0.14% |
| 59 | ABBVIE INC | ABBV | 5,751 | $1.0M | 0.14% |
| 60 | BLACKROCK MUNIHLDGS NY QLTY | BLK | 97,261 | $1.0M | 0.14% |
| 61 | ROYCE SMALL CAP TRUST INC | RVT | 60,861 | $961,606 | 0.13% |
| 62 | PALANTIR TECHNOLOGIES INC | PLTR | 11,431 | $864,527 | 0.12% |
| 63 | GE VERNOVA INC | GEV | 2,578 | $847,982 | 0.11% |
| 64 | ISHARES TR | 46436E866 | 32,753 | $763,797 | 0.10% |
| 65 | SELECT SECTOR SPDR TR | 81369Y209 | 5,446 | $749,187 | 0.10% |
| 66 | MERCK & CO INC | MRK | 7,520 | $748,130 | 0.10% |
| 67 | APPLIED MATLS INC | 038222105 | 4,588 | $746,151 | 0.10% |
| 68 | NETFLIX INC | NFLX | 791 | $705,034 | 0.10% |
| 69 | C3 AI INC | AI | 20,175 | $694,625 | 0.09% |
| 70 | SHOPIFY INC | SHOP | 6,398 | $680,299 | 0.09% |
| 71 | AMERICAN HEALTHCARE REIT INC | AHR | 23,681 | $673,019 | 0.09% |
| 72 | NEXTERA ENERGY INC | NEE-PW | 9,357 | $670,772 | 0.09% |
| 73 | SALESFORCE INC | CRM | 1,994 | $666,810 | 0.09% |
| 74 | ORACLE CORP | ORCL-PD | 3,959 | $659,680 | 0.09% |
| 75 | SUPER MICRO COMPUTER INC | SMCI | 21,163 | $645,048 | 0.09% |
| 76 | J P MORGAN EXCHANGE TRADED F | 46654Q203 | 11,264 | $635,050 | 0.09% |
| 77 | CISCO SYS INC | CSCO | 10,555 | $624,857 | 0.08% |
| 78 | KIMBERLY-CLARK CORP | KMB | 4,648 | $609,038 | 0.08% |
| 79 | SPDR SER TR | 78468R788 | 13,780 | $595,868 | 0.08% |
| 80 | VERIZON COMMUNICATIONS INC | VZ | 14,518 | $580,587 | 0.08% |
| 81 | PINTEREST INC | PINS | 19,984 | $579,536 | 0.08% |
| 82 | THE TRADE DESK INC | 88339J105 | 4,805 | $564,732 | 0.08% |
| 83 | PROCTER AND GAMBLE CO | 742718109 | 3,342 | $560,346 | 0.08% |
| 84 | ELI LILLY & CO | LLY | 691 | $533,085 | 0.07% |
| 85 | PGIM ETF TR | 69344A107 | 10,717 | $531,032 | 0.07% |
| 86 | SPDR S&P 500 ETF TR | SPY | 863 | $505,966 | 0.07% |
| 87 | SCHWAB STRATEGIC TR | 808524300 | 17,717 | $493,779 | 0.07% |
| 88 | VANGUARD SPECIALIZED FUNDS | 921908844 | 2,386 | $467,292 | 0.06% |
| 89 | UNION PAC CORP | UNP | 1,965 | $448,127 | 0.06% |
| 90 | VANGUARD WORLD FD | 92204A405 | 3,778 | $446,036 | 0.06% |
| 91 | PROTHENA CORP PLC | PRTA | 32,129 | $444,987 | 0.06% |
| 92 | ROKU INC | ROKU | 5,895 | $438,234 | 0.06% |
| 93 | PIMCO ETF TR | 72201R775 | 4,831 | $436,844 | 0.06% |
| 94 | AON PLC | AON | 1,214 | $436,020 | 0.06% |
| 95 | COLGATE PALMOLIVE CO | CL | 4,764 | $433,117 | 0.06% |
| 96 | REALTY INCOME CORP | O | 8,087 | $431,913 | 0.06% |
| 97 | EATON CORP PLC | ETN | 1,278 | $424,130 | 0.06% |
| 98 | HOME DEPOT INC | HD | 1,082 | $420,748 | 0.06% |
| 99 | ISHARES TR | 464287101 | 1,353 | $390,712 | 0.05% |
| 100 | ARCHER AVIATION INC | ACHR-WT | 40,000 | $390,000 | 0.05% |
| 101 | ISHARES TR | 46436E858 | 16,863 | $384,641 | 0.05% |
| 102 | NOVO-NORDISK A S | NONOF | 4,363 | $375,308 | 0.05% |
| 103 | INVESCO EXCH TRADED FD TR II | IVZ | 17,448 | $367,629 | 0.05% |
| 104 | ISHARES TR | 46436E841 | 16,558 | $367,540 | 0.05% |
| 105 | VANECK ETF TRUST | 92189H409 | 7,073 | $367,184 | 0.05% |
| 106 | FIDELITY COMWLTH TR | 315912808 | 4,821 | $366,705 | 0.05% |
| 107 | CONSOLIDATED EDISON INC | ED | 4,000 | $356,926 | 0.05% |
| 108 | PHILIP MORRIS INTL INC | 718172109 | 2,950 | $355,072 | 0.05% |
| 109 | VISA INC | V | 1,115 | $352,371 | 0.05% |
| 110 | M & T BK CORP | 55261F104 | 1,731 | $325,463 | 0.04% |
| 111 | SPDR SER TR | 78464A508 | 6,359 | $325,174 | 0.04% |
| 112 | ONEOK INC NEW | OKE | 3,230 | $324,258 | 0.04% |
| 113 | PEPSICO INC | PEP | 2,122 | $322,673 | 0.04% |
| 114 | DIMENSIONAL ETF TRUST | 25434V401 | 4,985 | $317,794 | 0.04% |
| 115 | TERADYNE INC | TER | 2,435 | $306,615 | 0.04% |
| 116 | SPDR SER TR | 78464A805 | 4,220 | $301,462 | 0.04% |
| 117 | DIGITALOCEAN HLDGS INC | DOCN | 8,406 | $286,392 | 0.04% |
| 118 | ADVANCED MICRO DEVICES INC | AMD | 2,361 | $285,185 | 0.04% |
| 119 | AMERICAN WTR WKS CO INC NEW | 030420103 | 2,257 | $281,021 | 0.04% |
| 120 | SPDR DOW JONES INDL AVERAGE | 78467X109 | 656 | $279,176 | 0.04% |
| 121 | CHEVRON CORP NEW | CVX | 1,915 | $277,412 | 0.04% |
| 122 | UNITEDHEALTH GROUP INC | UNH | 540 | $273,371 | 0.04% |
| 123 | SPDR SER TR | 78464A359 | 3,504 | $272,929 | 0.04% |
| 124 | MAIN STR CAP CORP | 56035L104 | 4,638 | $271,715 | 0.04% |
| 125 | NUVEEN TAXABLE MUNICPAL INM | NU | 18,058 | $270,509 | 0.04% |
| 126 | ARCHER DANIELS MIDLAND CO | ADM | 5,341 | $269,850 | 0.04% |
| 127 | BRISTOL-MYERS SQUIBB CO | CELG-RI | 4,530 | $256,196 | 0.03% |
| 128 | US BANCORP DEL | USB-PS | 5,324 | $254,634 | 0.03% |
| 129 | STRYKER CORPORATION | SYK | 702 | $252,888 | 0.03% |
| 130 | HUBSPOT INC | HUBS | 361 | $251,534 | 0.03% |
| 131 | EDISON INTL | 281020107 | 3,144 | $250,990 | 0.03% |
| 132 | ALIBABA GROUP HLDG LTD | BBAAY | 2,938 | $249,113 | 0.03% |
| 133 | FREEPORT-MCMORAN INC | FCX | 6,425 | $244,645 | 0.03% |
| 134 | ISHARES TR | 464288414 | 2,290 | $244,000 | 0.03% |
| 135 | ISHARES TR | 464287507 | 3,882 | $241,888 | 0.03% |
| 136 | TRAVELERS COMPANIES INC | TRV | 1,001 | $241,071 | 0.03% |
| 137 | GE HEALTHCARE TECHNOLOGIES I | GEHC | 3,071 | $240,072 | 0.03% |
| 138 | NBT BANCORP INC | NBTB | 4,919 | $234,910 | 0.03% |
| 139 | SPDR GOLD TR | GLD | 941 | $227,905 | 0.03% |
| 140 | COINBASE GLOBAL INC | COIN | 915 | $227,195 | 0.03% |
| 141 | TOAST INC | TOST | 6,221 | $226,755 | 0.03% |
| 142 | THE CIGNA GROUP | 125523100 | 812 | $224,288 | 0.03% |
| 143 | WILLIAMS SONOMA INC | WSM | 1,200 | $222,216 | 0.03% |
| 144 | ISHARES TR | 464287614 | 552 | $221,597 | 0.03% |
| 145 | DELTA AIR LINES INC DEL | DAL | 3,652 | $220,951 | 0.03% |
| 146 | SOLITARIO RESOURCES CORP | XPL | 370,900 | $220,500 | 0.03% |
| 147 | SCHWAB STRATEGIC TR | 808524409 | 8,413 | $219,327 | 0.03% |
| 148 | INTUITIVE SURGICAL INC | ISRG | 418 | $218,179 | 0.03% |
| 149 | FIRST SOLAR INC | FSLR | 8,000 | $217,700 | 0.03% |
| 150 | UBER TECHNOLOGIES INC | UBER | 3,603 | $217,333 | 0.03% |
| 151 | VANGUARD INDEX FDS | 922908363 | 398 | $214,208 | 0.03% |
| 152 | ISHARES GOLD TR | IAU | 4,312 | $213,487 | 0.03% |
| 153 | VANGUARD WHITEHALL FDS | 921946794 | 3,127 | $212,261 | 0.03% |
| 154 | CHEWY INC | CHWY | 6,196 | $207,504 | 0.03% |
| 155 | EATON VANCE TAX-MANAGED DIVE | ETN | 13,053 | $195,147 | 0.03% |
| 156 | CURIS INC | CRIS | 59,204 | $181,164 | 0.02% |
| 157 | EATON VANCE TAX-MANAGED BUY- | ETN | 12,248 | $176,498 | 0.02% |
| 158 | PURECYCLE TECHNOLOGIES INC | PCTTW | 16,605 | $170,201 | 0.02% |
| 159 | GOLUB CAP BDC INC | 38173M102 | 10,633 | $161,191 | 0.02% |
| 160 | OUSTER INC | OUST | 13,008 | $158,958 | 0.02% |
| 161 | FASTLY INC | FSLY | 15,704 | $148,246 | 0.02% |
| 162 | KOPIN CORP | KOPN | 106,737 | $145,162 | 0.02% |
| 163 | BLACKROCK DEBT STRATEGIES FD | BLK | 12,477 | $134,253 | 0.02% |
| 164 | FORD MTR CO | 345370860 | 12,420 | $122,954 | 0.02% |
| 165 | BLACKROCK CORPOR HI YLD FD I | BLK | 11,742 | $115,192 | 0.02% |
| 166 | BGC GROUP INC | BGC | 11,171 | $101,209 | 0.01% |
| 167 | RHINEBECK BANCORP INC | RBKB | 10,000 | $96,700 | 0.01% |
| 168 | SUNOPTA INC | STKL | 10,290 | $79,233 | 0.01% |
| 169 | NEXTNAV INC | NXNVW | 4,000 | $62,240 | 0.01% |
| 170 | SONO TEK CORP | SOTK | 12,343 | $49,495 | 0.01% |
| 171 | OUSTER INC | OUST | 7,000 | $29,050 | 0.00% |
| 172 | KEYCORP | 493267108 | 1,432 | $24,549 | 0.00% |
| 173 | BANK AMERICA CORP | 060505104 | 8,400 | $22,762 | 0.00% |
| 174 | ALIBABA GROUP HLDG LTD | BBAAY | 5,000 | $19,375 | 0.00% |
| 175 | NANO X IMAGING LTD | NNOX | 10,000 | $11,409 | 0.00% |
| 176 | TOAST INC | TOST | 2,000 | $10,650 | 0.00% |
| 177 | APPLE INC | AAPL | 200 | $9,725 | 0.00% |
| 178 | ROKU INC | ROKU | 5,000 | $8,350 | 0.00% |
| 179 | NEXTNAV INC | NXNVW | 8,000 | $5,060 | 0.00% |
| 180 | NVIDIA CORPORATION | NVDA | 1,000 | $3,565 | 0.00% |
| 181 | NATIONAL FUEL GAS CO | NFG | 10,000 | $2,056 | 0.00% |
| 182 | KEYCORP | 493267108 | 13,000 | $520 | 0.00% |
| 183 | PINTEREST INC | PINS | 8,000 | $380 | 0.00% |
| 184 | MICROSOFT CORP | MSFT | 500 | $140 | 0.00% |
| 185 | CHEVRON CORP NEW | CVX | 2,200 | $22 | 0.00% |