13F HOLDINGS REPORT
Pointe Capital Management LLC
Quarter ended Q3 2023 · Filed August 14, 2023 · Accession 0001640335-23-000003
Total Value
$132.4M
Positions
149
Other Managers
0
Confidential Omitted
No
Holdings (149)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | VANGUARD HIGH DIVIDEND YIELD INDEX ETF | 921946406 | 90,948 | $9.6M | 7.29% |
| 2 | VANGUARD SHORT-TERM CORPORATE BOND ETF | 92206C409 | 115,037 | $8.7M | 6.57% |
| 3 | ISHARES RUSSELL 1000 GROWTH ETF | 464287614 | 26,947 | $7.4M | 5.60% |
| 4 | ISHARES 1-3 YR TREASURY BOND ETF | 464287457 | 70,502 | $5.7M | 4.32% |
| 5 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK-A | 15,888 | $5.4M | 4.09% |
| 6 | ISHARES CORE MSCI EMERGING MARKETS ETF | 46434G103 | 79,927 | $3.9M | 2.98% |
| 7 | MICROSOFT | MSFT | 9,039 | $3.1M | 2.32% |
| 8 | APPLE INC | AAPL | 15,845 | $3.1M | 2.32% |
| 9 | VANGUARD TOTAL INTERNATIONAL BOND ETF | 92203J407 | 51,188 | $2.5M | 1.89% |
| 10 | CALAMOS STRATEGIC TOTAL RETURN FD | CSQ | 153,922 | $2.3M | 1.71% |
| 11 | SPDR GOLD ETF | GLD | 11,928 | $2.1M | 1.61% |
| 12 | JPMORGAN CHASE & CO COM | VYLD | 13,618 | $2.0M | 1.50% |
| 13 | VANECK IG FLOATING RATE ETF | 92189F486 | 75,056 | $1.9M | 1.43% |
| 14 | EATON VANCE TAX MANAGED | ETN | 151,604 | $1.9M | 1.43% |
| 15 | ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF | 46435U853 | 52,653 | $1.9M | 1.40% |
| 16 | COSTCO WHOLESALE CORP | 22160K105 | 3,450 | $1.9M | 1.40% |
| 17 | AMAZON.COM INC | AMZN | 12,692 | $1.7M | 1.25% |
| 18 | RTX CORPORATION COM | RTX | 15,785 | $1.5M | 1.17% |
| 19 | EATON VANCE TAX MANAGED GLOBAL EQUITY | ETN | 173,592 | $1.4M | 1.04% |
| 20 | CHENIERE ENERGY INC COM NEW | LNG | 8,918 | $1.4M | 1.03% |
| 21 | ISHARES RUSSELL 2000 ETF | 464287655 | 7,104 | $1.3M | 1.00% |
| 22 | CRESCENT ENERGY COMPANY CL A COM | CRGY | 112,459 | $1.2M | 0.89% |
| 23 | ENTERPRISE PRODS PARTNERS L P | 293792107 | 43,440 | $1.1M | 0.86% |
| 24 | ALPHABET INC CAP STK CL C | GOOG | 9,333 | $1.1M | 0.85% |
| 25 | VIRTUS DIVIDEND INTEREST & PR COM | NFJ | 87,193 | $1.1M | 0.80% |
| 26 | ISHARES RUSSELL 1000 VALUE ETF | 464287598 | 6,716 | $1.1M | 0.80% |
| 27 | META PLATFORMS INC CL A | META | 3,639 | $1.0M | 0.79% |
| 28 | ALPS TRUST ETF ALERIAN MLP | 00162Q452 | 24,811 | $972,833 | 0.73% |
| 29 | MASTERCARD INC | MA | 2,446 | $962,012 | 0.73% |
| 30 | CISCO SYS INC | CSCO | 18,314 | $947,566 | 0.72% |
| 31 | VANGUARD SHORT TERM BOND | 921937827 | 11,888 | $898,376 | 0.68% |
| 32 | KIMBERLY-CLARK CORP COM | KMB | 6,388 | $881,927 | 0.67% |
| 33 | PHILIP MORRIS INTL INC | 718172109 | 8,721 | $851,344 | 0.64% |
| 34 | ISHARES CORE S&P MID CAP ETF | 464287507 | 3,240 | $847,195 | 0.64% |
| 35 | JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | 15,225 | $842,399 | 0.64% |
| 36 | UNITEDHEALTH GROUP | UNH | 1,750 | $841,120 | 0.64% |
| 37 | VISA INC | V | 3,508 | $833,080 | 0.63% |
| 38 | LINDE PLC SHS | LIN | 2,140 | $815,511 | 0.62% |
| 39 | BAKER HUGHES INC | BKR | 25,604 | $809,342 | 0.61% |
| 40 | CONOCOPHILLIPS COM | COP | 7,757 | $803,703 | 0.61% |
| 41 | EXXON MOBIL CORP COM | XOM | 7,404 | $794,080 | 0.60% |
| 42 | ORACLE CORPORATION | ORCL-PD | 6,555 | $780,635 | 0.59% |
| 43 | OLD DOMINION FREIGHT LINE INC COM | ODFL | 2,097 | $775,366 | 0.59% |
| 44 | GOOGLE INC | GOOG | 6,460 | $773,262 | 0.58% |
| 45 | WILLIAMS COS INC COM | 969457100 | 23,693 | $773,103 | 0.58% |
| 46 | ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP | ET-PI | 59,524 | $755,955 | 0.57% |
| 47 | ARCHER DANIELS MIDLAND CO COM | ADM | 9,807 | $741,017 | 0.56% |
| 48 | TJX COS INC NEW COM | 872540109 | 8,686 | $736,445 | 0.56% |
| 49 | TEXAS INSTRS INC COM | 882508104 | 3,946 | $710,359 | 0.54% |
| 50 | PROCTER AND GAMBLE CO COM | 742718109 | 4,604 | $698,611 | 0.53% |
| 51 | ELI LILLY & CO COM | LLY | 1,453 | $681,428 | 0.51% |
| 52 | ALBEMARLE CORP | ALB-PA | 3,029 | $675,740 | 0.51% |
| 53 | CHEVRON CORP NEW COM | CVX | 4,164 | $655,205 | 0.49% |
| 54 | QUALCOMM INC | QCOM | 5,504 | $655,196 | 0.49% |
| 55 | STRYKER CORP | SYK | 2,096 | $639,392 | 0.48% |
| 56 | MONDELEZ INTL INC CL A | 609207105 | 8,740 | $637,496 | 0.48% |
| 57 | O REILLY AUTOMOTIVE INC | 67103H107 | 667 | $637,185 | 0.48% |
| 58 | VANGUARD TOTAL STOCK MARKET ETF | 922908769 | 2,889 | $636,381 | 0.48% |
| 59 | UNION PAC CORP COM | UNP | 3,029 | $619,794 | 0.47% |
| 60 | ETFMG PRIME CYBER SECURITY ETFMG PRIME CYBER SECURITY FUND | 26924G201 | 11,730 | $593,317 | 0.45% |
| 61 | ZIMMER HLDGS INC | ZBH | 3,900 | $567,840 | 0.43% |
| 62 | INDEPENDENCE RLTY TR INC COM | 45378A106 | 31,065 | $566,004 | 0.43% |
| 63 | MERCK & CO INC | MRK | 4,796 | $553,410 | 0.42% |
| 64 | EATON VANCE RISK MANAGED DIVERSIFIED EQUITY | ETN | 67,090 | $551,479 | 0.42% |
| 65 | ISHARES MSCI EAFE ETF | 464287465 | 7,322 | $530,845 | 0.40% |
| 66 | GOLDMAN SACHS GROUP INC | GSCE | 1,623 | $523,482 | 0.40% |
| 67 | MEDTRONIC PLC SHS | MDT | 5,936 | $522,962 | 0.39% |
| 68 | GENERAL ELECTRIC CO COM NEW | 369604301 | 4,600 | $505,310 | 0.38% |
| 69 | NETFLIX COM INC | NFLX | 1,133 | $499,075 | 0.38% |
| 70 | DANAHER CORP | 235851102 | 2,065 | $495,600 | 0.37% |
| 71 | PEPSICO INC COM | PEP | 2,653 | $491,389 | 0.37% |
| 72 | BANK AMERICA CORP COM | 060505104 | 17,110 | $490,886 | 0.37% |
| 73 | INTERCONTINENTALEXCHINTL | 45866F104 | 4,249 | $480,477 | 0.36% |
| 74 | ONEOK INC NEW COM | OKE | 7,782 | $480,305 | 0.36% |
| 75 | INVESCO NASDAQ NEXT GEN 100 ETF | IVZ | 18,204 | $475,861 | 0.36% |
| 76 | AMERIPRISE FINANCIAL INC. | 03076C106 | 1,412 | $469,010 | 0.35% |
| 77 | JOHNSON & JOHNSON COM | JNJ | 2,705 | $447,732 | 0.34% |
| 78 | WELLS FARGO CO NEW COM | 949746101 | 10,485 | $447,500 | 0.34% |
| 79 | COMCAST CORP NEW CL A | CCZ | 10,396 | $431,954 | 0.33% |
| 80 | CHARLES SCHWAB CORP | SCHW-PJ | 7,617 | $431,732 | 0.33% |
| 81 | LOWES COS INC COM | 548661107 | 1,903 | $429,507 | 0.32% |
| 82 | CITIZENS FINL GROUP INC COM | CIA | 16,040 | $418,323 | 0.32% |
| 83 | NOVARTIS AG ADR | NVSEF | 4,130 | $416,758 | 0.31% |
| 84 | VANGUARD SMALL CAP VALUE ETF | 922908611 | 2,517 | $416,312 | 0.31% |
| 85 | ABBOTT LABS COM | ABLZF | 3,813 | $415,693 | 0.31% |
| 86 | CAPITAL ONE FINANCIAL CORP | 14040H105 | 3,791 | $414,622 | 0.31% |
| 87 | VANGUARD TOTAL WORLD STOCK ETF | 922042742 | 4,224 | $409,644 | 0.31% |
| 88 | CARRIER GLOBAL CORPORATION COM | CARR | 8,223 | $408,765 | 0.31% |
| 89 | OTIS WORLDWIDE CORP COM | OTIS | 4,576 | $407,310 | 0.31% |
| 90 | PFIZER INC COM | PFE | 11,035 | $404,764 | 0.31% |
| 91 | FEDEX CORP | FDX | 1,614 | $400,111 | 0.30% |
| 92 | KINDER MORGAN INC | EP-PC | 22,977 | $395,664 | 0.30% |
| 93 | ISHARES RUSSELL MIDCAP GROWTH ETF | 464287481 | 4,087 | $394,927 | 0.30% |
| 94 | EATON CORP PLC SHS | ETN | 1,959 | $393,955 | 0.30% |
| 95 | VANGUARD GROWTH ETF | 922908736 | 1,366 | $386,523 | 0.29% |
| 96 | FISERV INC | FISV | 3,043 | $383,874 | 0.29% |
| 97 | ASTRAZENECA PLC- SPONS ADR | AZN | 5,352 | $383,043 | 0.29% |
| 98 | LENNAR CORP CL A | LEN-B | 2,975 | $372,797 | 0.28% |
| 99 | FORTIVE CORP COM | FTV | 4,961 | $370,934 | 0.28% |
| 100 | ISHARES RUSSELL 1000 ETF | 464287622 | 1,437 | $350,254 | 0.26% |
| 101 | BOEING CO COM | BA-PA | 1,652 | $348,836 | 0.26% |
| 102 | MUNIYIELD MICH INSD FD INC | BLK | 31,253 | $345,346 | 0.26% |
| 103 | VANGUARD FTSE EMERGING MARKETS ETF | 922042858 | 8,412 | $342,182 | 0.26% |
| 104 | SALESFORCE COM | CRM | 1,551 | $327,664 | 0.25% |
| 105 | BAXTER INTL INC COM | 071813109 | 7,177 | $326,984 | 0.25% |
| 106 | SPDR S&P 500 ETF | SPY | 733 | $325,131 | 0.25% |
| 107 | HUBBELL INC COM | HUBB | 976 | $323,603 | 0.24% |
| 108 | CORTEVA INC COM | CTVA | 5,603 | $321,064 | 0.24% |
| 109 | MPLX LP COM UNIT REPSTG LTD PARTNER INT | MPLXP | 9,417 | $319,613 | 0.24% |
| 110 | BLACKROCK LIMITED DURATION INCOME TRUST | BLK | 24,665 | $317,685 | 0.24% |
| 111 | CHUBB LIMITED COM | CB | 1,642 | $316,184 | 0.24% |
| 112 | ISHARES S&P 500 INDEX | 464287200 | 698 | $311,106 | 0.23% |
| 113 | NUVEEN AMT FREE QLTY MUN INCME COM | NU | 28,409 | $310,510 | 0.23% |
| 114 | SEMPRA ENERGY | SREA | 2,132 | $310,398 | 0.23% |
| 115 | HOME DEPOT | HD | 970 | $301,321 | 0.23% |
| 116 | NEXTERA ENERGY INC COM | NEE-PW | 4,047 | $300,287 | 0.23% |
| 117 | ROCKET COS INC COM CL A | 77311W101 | 32,030 | $286,989 | 0.22% |
| 118 | DEERE & CO COM | DE | 700 | $283,633 | 0.21% |
| 119 | ISHARES RUSSELL 2000 VALUE | 464287630 | 2,009 | $282,867 | 0.21% |
| 120 | NVIDIA CORPORATION COM | NVDA | 652 | $275,809 | 0.21% |
| 121 | PLAINS ALL AMERICAN PIPELINE LP | 726503105 | 18,773 | $264,699 | 0.20% |
| 122 | MONSTER BEVERAGE CORP | MNST | 4,570 | $262,501 | 0.20% |
| 123 | VANGUARD DIVIDEND APPRECIATION ETF | 921908844 | 1,609 | $261,350 | 0.20% |
| 124 | AIR PRODS & CHEMS INC COM | AIIR | 870 | $260,591 | 0.20% |
| 125 | REALTY INCOME CORP COM | O | 4,094 | $244,780 | 0.18% |
| 126 | NORFOLK SOUTHERN CRP | 655844108 | 1,071 | $242,860 | 0.18% |
| 127 | DOMINION RESOURCES INC | D | 4,660 | $241,341 | 0.18% |
| 128 | CITIGROUP INC | C-PR | 5,221 | $240,375 | 0.18% |
| 129 | TARGA RES CORP COM | TRGP | 3,125 | $237,813 | 0.18% |
| 130 | MARSH & MCLENNAN COS INC COM | 571748102 | 1,220 | $229,458 | 0.17% |
| 131 | EATON VANCE LTD DURATION INCOME FD | ETN | 24,341 | $227,829 | 0.17% |
| 132 | FINANCIAL SELECT SECTOR SPDR | 81369Y605 | 6,731 | $226,889 | 0.17% |
| 133 | ALTRIA GROUP INC COM | MO | 4,926 | $223,148 | 0.17% |
| 134 | TE CONNECTIVITY LTD | TEL | 1,591 | $222,995 | 0.17% |
| 135 | CROWN CASTLE INTL CORP | CCI | 1,881 | $214,321 | 0.16% |
| 136 | YUM! BRANDS INC | YUM | 1,532 | $212,259 | 0.16% |
| 137 | CVS HEALTH CORP COM | CVS | 3,038 | $210,017 | 0.16% |
| 138 | ENBRIDGE INC COM | ENNPF | 5,612 | $208,853 | 0.16% |
| 139 | CMS ENERGY CORP COM | CMS-PC | 3,515 | $206,506 | 0.16% |
| 140 | OLD REP INTL CORP COM | 680223104 | 8,119 | $204,355 | 0.15% |
| 141 | DTE ENERGY CO COM | DTK | 1,829 | $201,227 | 0.15% |
| 142 | SOFI TECHNOLOGIES INC COM | SOFI | 18,490 | $154,207 | 0.12% |
| 143 | DOUBLELINE INCOME SOLUTIONS FUND | DSL | 12,533 | $149,267 | 0.11% |
| 144 | KAYNE ANDERSON MIDSTREAM ENERGY FD COM USD0.001 | 48661E108 | 17,217 | $122,244 | 0.09% |
| 145 | EATON VANCE SHORT DURATION DIVERSIFIED I | ETN | 11,684 | $114,620 | 0.09% |
| 146 | INVESCO HIG INCM 2023 TARG TRM COM | IVZ | 15,000 | $111,300 | 0.08% |
| 147 | CALAMOS GLOBAL DYNAMIC INCOME FD | 12811L107 | 11,850 | $71,337 | 0.05% |
| 148 | OLO INC CL A | 68134L109 | 10,558 | $68,205 | 0.05% |
| 149 | GENASYS INC COM | GNSS | 12,939 | $33,641 | 0.03% |