13F HOLDINGS REPORT
McGowan Group Asset Management, Inc.
Quarter ended Q3 2023 · Filed August 10, 2023 · Accession 0001633227-23-000003
Total Value
$641.5M
Positions
137
Other Managers
0
Confidential Omitted
No
Holdings (137)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | GENERAL MNY MKT FUND | 370990228 | 73,056,742 | $73.1M | 11.39% |
| 2 | ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC | AWF | 4,374,834 | $43.6M | 6.79% |
| 3 | DOUBLELINE INCOME SOLUTIONS FD | DSL | 3,424,332 | $40.8M | 6.36% |
| 4 | NUVEEN GLOBAL HIGH INCOME FD SHS | NU | 3,566,496 | $39.8M | 6.21% |
| 5 | COHEN & STEERS INFRASTRUCTURE FD INC COM | 19248A109 | 1,245,682 | $29.4M | 4.59% |
| 6 | BLACKROCK CORPORATE HIGH YIELD FD VI INC C | BLK | 3,281,896 | $29.3M | 4.56% |
| 7 | UNUM GROUP | UNMA | 424,912 | $20.3M | 3.16% |
| 8 | MERCK & CO INC NEW COM | MRK | 174,439 | $20.1M | 3.14% |
| 9 | PIONEER NAT RES CO COM | 723787107 | 95,178 | $19.7M | 3.07% |
| 10 | ARES CAP CORP COM | ARCC | 1,043,821 | $19.6M | 3.06% |
| 11 | GLOBAL X FDS MLP ETF | 37954Y343 | 447,498 | $19.2M | 2.99% |
| 12 | EATON VANCE TAX ADVANTAGED DIVID INCOME FU | ETN | 715,711 | $16.3M | 2.54% |
| 13 | BRISTOL MYERS SQUIBB CO COM | CELG-RI | 242,198 | $15.5M | 2.41% |
| 14 | ABBVIE INC | ABBV | 110,670 | $14.9M | 2.32% |
| 15 | DEVON ENERGY CORP NEW COM | 25179M103 | 296,619 | $14.3M | 2.24% |
| 16 | CHENIERE ENERGY PARTNERS L P COM UNIT REPT | LNG | 237,465 | $11.0M | 1.71% |
| 17 | ENERGY TRANSFER LP COM UNITS | ET-PI | 835,875 | $10.6M | 1.65% |
| 18 | ELI LILLY & CO COM | LLY | 22,412 | $10.5M | 1.64% |
| 19 | RESMED INC | RSMDF | 45,216 | $9.9M | 1.54% |
| 20 | ATLANTICA YIELD PLC | ALDA | 414,786 | $9.7M | 1.52% |
| 21 | ENTERPRISE PRODS PARTNERS L P COM UNIT | 293792107 | 365,510 | $9.6M | 1.50% |
| 22 | CLEARBRIDGE ENERGY MLP OPPORTUNITY | 18469P209 | 309,891 | $9.3M | 1.44% |
| 23 | BWX TECHNOLOGIES INC COM | BWXT | 123,569 | $8.8M | 1.38% |
| 24 | CALAMOS STRATEGIC TOTAL RETURN FD COM SH B | CSQ | 518,839 | $7.7M | 1.19% |
| 25 | CLEARBRIDGE ENERGY MLP FD INC COM | 184692200 | 220,400 | $7.6M | 1.19% |
| 26 | EATON VANCE TAX ADVANTAGED GLO GLOBAL DIVI | ETN | 450,213 | $7.5M | 1.17% |
| 27 | NUVEEN INSURED TAX FREE ADVANTAGE | NU | 655,427 | $7.2M | 1.12% |
| 28 | NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND | NU | 632,256 | $7.1M | 1.11% |
| 29 | VISA INC COM CL A | V | 24,865 | $5.9M | 0.92% |
| 30 | TEXAS INSTRUMENTS INC | 882508104 | 27,631 | $5.0M | 0.78% |
| 31 | EXXON MOBIL CORP COM | XOM | 36,041 | $3.9M | 0.60% |
| 32 | BHP GROUP LTD SPONSORED ADR | BHPLF | 64,048 | $3.8M | 0.60% |
| 33 | APPLE INC COM | AAPL | 18,897 | $3.7M | 0.57% |
| 34 | MICROSOFT CORP COM | MSFT | 10,259 | $3.5M | 0.54% |
| 35 | DIAMONDBACK ENERGY INC | FANG | 25,450 | $3.3M | 0.52% |
| 36 | PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLE | 73972CAN4 | 5,035,000 | $3.3M | 0.51% |
| 37 | NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | 342,445 | $3.1M | 0.48% |
| 38 | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER A | 72177MJQ1 | 3,210,000 | $3.0M | 0.46% |
| 39 | KAYNE ANDERSON NEXTGEN ENERGY & INFRAST | 48661E108 | 392,510 | $2.8M | 0.43% |
| 40 | PROCTER & GAMBLE CO COM | 742718109 | 17,938 | $2.7M | 0.42% |
| 41 | AMAZON COM INC | AMZN | 19,512 | $2.5M | 0.40% |
| 42 | ENOVIX CORP | ENVX | 122,439 | $2.2M | 0.34% |
| 43 | SELECT SECTOR SPDR FD HEALTH CARE | 81369Y209 | 16,314 | $2.2M | 0.34% |
| 44 | ENPHASE ENERGY INC | ENPH | 12,645 | $2.1M | 0.33% |
| 45 | INNOVATIVE INDL PPTYS INC | INHD | 28,890 | $2.1M | 0.33% |
| 46 | UNITED STATES TREAS BILLS 0.000 09/28/23 B/E DTD 03/30/23 | UNTCW | 1,920,000 | $1.9M | 0.30% |
| 47 | CHEVRON CORP NEW COM | CVX | 11,534 | $1.8M | 0.28% |
| 48 | BLOOM ENERGY CORP CL A | BE | 101,725 | $1.7M | 0.26% |
| 49 | CHENIERE ENERGY INC COM NEW | LNG | 10,664 | $1.6M | 0.25% |
| 50 | PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INC | 74442EAX8 | 1,575,000 | $1.6M | 0.25% |
| 51 | SOLAREDGE TECHNOLOGIES INC | SEDG | 5,486 | $1.5M | 0.23% |
| 52 | BROOKFIELD REAL ASSETS INCOME FD | RA | 84,296 | $1.4M | 0.22% |
| 53 | ISHARES TR 1-3 YR TREAS BD ETF | 464287457 | 15,949 | $1.3M | 0.20% |
| 54 | UNITED STS TREAS BILLS 0.000 12/21/23 B/E DTD 06/22/23 | UNTCW | 1,250,000 | $1.2M | 0.19% |
| 55 | ALBEMARLE CORP | ALB-PA | 5,353 | $1.2M | 0.19% |
| 56 | FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE | 307149AM6 | 1,775,000 | $1.2M | 0.18% |
| 57 | MASTERCARD INC CL A | MA | 2,436 | $958,141 | 0.15% |
| 58 | NICE SYSTEMS LTD | NCSYF | 4,542 | $937,923 | 0.15% |
| 59 | JOHNSON & JOHNSON COM | JNJ | 5,625 | $931,030 | 0.15% |
| 60 | DEERE & CO | DE | 2,244 | $909,215 | 0.14% |
| 61 | TEKLA HEALTHCARE OPPORTUNITIES FD SHS | THQ | 46,255 | $882,085 | 0.14% |
| 62 | UNITED STS TREAS BILLS 0.000 10/12/23 B/E DTD 04/13/23 | UNTCW | 870,000 | $857,333 | 0.13% |
| 63 | UNITED STATES TREAS BILLS 0.000 07/20/23 B/E DTD 01/19/23 | UNTCW | 850,000 | $847,986 | 0.13% |
| 64 | ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B | ACN | 2,732 | $843,093 | 0.13% |
| 65 | DANAHER CORP COM | 235851102 | 3,397 | $815,387 | 0.13% |
| 66 | UNITED STATES TREAS NTS 2.625 12/31/23 B/E DTD 12/31/18 | UNTCW | 825,000 | $814,267 | 0.13% |
| 67 | CINCINNATI FINANCIAL CORP | 172062101 | 8,219 | $799,873 | 0.12% |
| 68 | MESA RTY TR UNIT BEN INT | 590660106 | 32,454 | $799,016 | 0.12% |
| 69 | ALPS ETF TR ALERIAN MLP ETF | 00162Q452 | 19,869 | $779,065 | 0.12% |
| 70 | VOC ENERGY TR TR UNIT | VOC | 98,018 | $776,303 | 0.12% |
| 71 | ARRAY TECHNOLOGIES INC | ARRY | 33,381 | $754,411 | 0.12% |
| 72 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK-A | 2,118 | $722,238 | 0.11% |
| 73 | PHILIP MORRIS INTL INC COM | 718172109 | 7,133 | $696,359 | 0.11% |
| 74 | TULANE UNIV LA RFDG-TULANE UNIV-C 0.523 02/15/36 B/E DTD 05/31/07 CLB | 899062BQ5 | 740,000 | $684,988 | 0.11% |
| 75 | FORD MOTOR CO DEL COM PAR | 345370860 | 44,637 | $675,358 | 0.11% |
| 76 | NUSCALE PWR CORP | NU | 94,286 | $641,145 | 0.10% |
| 77 | AMPHENOL CORP NEW CL A | 032095101 | 7,415 | $629,920 | 0.10% |
| 78 | PEPSICO INC COM | PEP | 3,376 | $625,362 | 0.10% |
| 79 | ALTRIA GROUP INC | MO | 13,730 | $621,965 | 0.10% |
| 80 | UNITED STATES TREAS NTS 2.750 02/15/24 B/E DTD 02/15/14 | 912828B66 | 600,000 | $590,202 | 0.09% |
| 81 | NORTHROP GRUMMAN CORP NEW | NOC | 1,250 | $569,750 | 0.09% |
| 82 | WAL MART STORES INC COM | WMT | 3,432 | $539,397 | 0.08% |
| 83 | VANECK VECTORS ETF TR GOLD MINERS ETF | 92189F106 | 17,580 | $529,332 | 0.08% |
| 84 | ORACLE CORP COM | ORCL-PD | 4,405 | $524,642 | 0.08% |
| 85 | UNITED STATES TREAS NTS 2.000 06/30/24 B/E DTD 06/30/17 | UNTCW | 500,000 | $483,495 | 0.08% |
| 86 | CIGNA CORP | 125523100 | 1,647 | $462,113 | 0.07% |
| 87 | KLA CORP | KLAC | 940 | $455,919 | 0.07% |
| 88 | JP MORGAN CHASE & CO COM | VYLD | 3,112 | $452,636 | 0.07% |
| 89 | UNITED STS TREAS NTS 2.500 05/31/24 B/E DTD 05/31/22 | UNTCW | 464,000 | $451,894 | 0.07% |
| 90 | MONDELEZ INTL INC CL A | 609207105 | 6,030 | $439,830 | 0.07% |
| 91 | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER B | 72177MJR9 | 450,000 | $416,048 | 0.06% |
| 92 | APPLIED MATERIALS INC | 038222105 | 2,862 | $413,673 | 0.06% |
| 93 | CARLYLE GROUP INC COM | CGABL | 12,804 | $409,072 | 0.06% |
| 94 | UNITED STATES TREAS NTS 2.000 05/31/24 B/E DTD 05/31/17 | UNTCW | 400,000 | $387,796 | 0.06% |
| 95 | IRIDIUM COMMUNICATIONS INC | IRDM | 6,197 | $384,940 | 0.06% |
| 96 | MCDONALDS CORP | MCD | 1,251 | $373,363 | 0.06% |
| 97 | ILLINOIS TOOL WORKS INC | 452308109 | 1,457 | $364,581 | 0.06% |
| 98 | 3M CO COM | MMM | 3,633 | $363,635 | 0.06% |
| 99 | RIO TINTO PLC SPONSORED ADR | RTNTF | 5,672 | $362,131 | 0.06% |
| 100 | WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY | 95790C107 | 29,205 | $360,971 | 0.06% |
| 101 | CATERPILLAR INC | CAT | 1,445 | $355,428 | 0.06% |
| 102 | PERMIANVILLE RTY TR TR UNIT | 71425H100 | 140,247 | $350,616 | 0.05% |
| 103 | UNITEDHEALTH GROUP INC COM | UNH | 726 | $349,083 | 0.05% |
| 104 | RAYTHEON TECHNOLOGIES CORP | RTX | 3,554 | $348,106 | 0.05% |
| 105 | CURTISS WRIGHT CORP | CW | 1,850 | $339,771 | 0.05% |
| 106 | FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE-REF | 307149AN4 | 540,000 | $339,179 | 0.05% |
| 107 | COLGATE PALMOLIVE CO COM | CL | 4,369 | $336,588 | 0.05% |
| 108 | NIKE INC CLASS B | NKE | 2,990 | $329,976 | 0.05% |
| 109 | UNITED STATES TREAS NTS 1.375 08/31/23 B/E DTD 08/31/16 | UNTCW | 326,000 | $323,963 | 0.05% |
| 110 | SOUTHERN CO COM | SOMN | 4,525 | $317,893 | 0.05% |
| 111 | META PLATFORMS INC | META | 1,104 | $316,826 | 0.05% |
| 112 | CONOCOPHILLIPS COM | COP | 3,048 | $315,792 | 0.05% |
| 113 | DUKE ENERGY CORP NEW COM | DUKB | 3,437 | $308,428 | 0.05% |
| 114 | SILICON VLY CA TOBACCO SECURITIZATION AUTH TABACCO SETTLEM CAP APPREC | 82706TAD3 | 3,500,000 | $298,865 | 0.05% |
| 115 | UNITED STATES TREAS BILLS 0.000 09/07/23 B/E DTD 09/08/22 | UNTCW | 300,000 | $297,165 | 0.05% |
| 116 | UNITED STATES TREAS BILLS 0.000 09/14/23 B/E DTD 03/16/23 | UNTCW | 300,000 | $296,862 | 0.05% |
| 117 | QUALCOMM INC | QCOM | 2,491 | $296,514 | 0.05% |
| 118 | LOWES COMPANY INC | 548661107 | 1,259 | $284,217 | 0.04% |
| 119 | ISHARES TR CORE S&P U S VALUE ETF | 464287663 | 3,587 | $280,693 | 0.04% |
| 120 | INTERNATIONAL BUSINESS MACHS CORP COM | INTR | 2,044 | $273,508 | 0.04% |
| 121 | TORTOISE PWR & ENERGY INFRASTRUCTURE FUND | 89147X104 | 20,356 | $268,906 | 0.04% |
| 122 | ADOBE SYS INC COM | ADBE | 540 | $264,055 | 0.04% |
| 123 | PFIZER INC COM | PFE | 6,929 | $254,167 | 0.04% |
| 124 | CISCO SYSTEMS INC | CSCO | 4,892 | $253,121 | 0.04% |
| 125 | PURECYCLE TECHNOLOGIES INC | PCTTW | 23,336 | $249,462 | 0.04% |
| 126 | MEDICAL PROPERTIES TR INC | 58463J304 | 26,906 | $249,150 | 0.04% |
| 127 | VERIZON COMMUNICATIONS COM | VZ | 6,459 | $240,228 | 0.04% |
| 128 | UNITED STATES TREAS NTS 2.250 10/31/24 B/E DTD 10/31/17 | UNTCW | 250,000 | $240,225 | 0.04% |
| 129 | ISHARES TR GLOBAL CLEAN ENERGY ETF | 464288224 | 12,976 | $238,758 | 0.04% |
| 130 | WILLIAMS COS INC COM | 969457100 | 7,254 | $236,691 | 0.04% |
| 131 | CANADIAN SOLAR INC | CSIQ | 6,096 | $235,854 | 0.04% |
| 132 | GOODYEAR TIRE & RUBBER CO COM | 382550101 | 16,980 | $232,286 | 0.04% |
| 133 | OGE ENERGY CORP | OGE | 6,300 | $226,227 | 0.04% |
| 134 | UNITED STATES TREAS NTS 2.125 07/31/24 B/EDTD 07/31/17 | UNTCW | 226,000 | $218,214 | 0.03% |
| 135 | TOBACCO SETTLEMENT FING CORP VA RFDG-FIRST SUB-SER C | 88880NAW9 | 830,000 | $217,568 | 0.03% |
| 136 | INTEL CORP COM | INTC | 6,296 | $210,539 | 0.03% |
| 137 | GILEAD SCIENCES INC | GILD | 2,727 | $210,153 | 0.03% |