13F HOLDINGS REPORT
Spectrum Asset Management, Inc. (NB/CA)
Quarter ended Q1 2024 · Filed April 23, 2024 · Accession 0001632078-24-000004
Total Value
$233.2M
Positions
115
Other Managers
0
Confidential Omitted
No
Holdings (115)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SCHWAB STRATEGIC TR | 808524409 | 217,526 | $16.5M | 7.09% |
| 2 | ISHARES TR | 46429B697 | 116,765 | $9.8M | 4.18% |
| 3 | ISHARES GOLD TR | IAU | 229,793 | $9.7M | 4.14% |
| 4 | SCHWAB STRATEGIC TR | 808524300 | 91,791 | $8.5M | 3.65% |
| 5 | CHEVRON CORP NEW | CVX | 43,640 | $6.9M | 2.95% |
| 6 | FIRST TR EXCHNG TRADED FD VI | 33740F631 | 184,244 | $6.6M | 2.85% |
| 7 | FIRST TR EXCHNG TRADED FD VI | 33740F631 | 184,244 | $6.6M | 2.85% |
| 8 | SCHWAB STRATEGIC TR | 808524805 | 146,761 | $5.7M | 2.46% |
| 9 | INVESCO EXCHANGE TRADED FD T | IVZ | 33,487 | $5.7M | 2.43% |
| 10 | SCHWAB CHARLES CORP | SCHW-PJ | 76,139 | $5.5M | 2.36% |
| 11 | MICROSOFT CORP | MSFT | 12,257 | $5.2M | 2.21% |
| 12 | FIRST TR EXCHNG TRADED FD VI | 33740F615 | 142,366 | $5.0M | 2.13% |
| 13 | FIRST TR EXCHNG TRADED FD VI | 33740F615 | 142,366 | $5.0M | 2.13% |
| 14 | WALMART INC | WMT | 78,523 | $4.7M | 2.03% |
| 15 | INTEL CORP | INTC | 106,198 | $4.7M | 2.01% |
| 16 | FIRST TR EXCHNG TRADED FD VI | 33740F771 | 119,558 | $4.7M | 2.00% |
| 17 | FIRST TR EXCHNG TRADED FD VI | 33740F771 | 119,558 | $4.7M | 2.00% |
| 18 | HONEYWELL INTL INC | 438516106 | 22,480 | $4.6M | 1.98% |
| 19 | EXXON MOBIL CORP | XOM | 37,569 | $4.4M | 1.87% |
| 20 | GENERAL DYNAMICS CORP | GD | 14,261 | $4.0M | 1.73% |
| 21 | SCHWAB CHARLES FAMILY FD | SCHW-PJ | 4,028,000 | $4.0M | 1.73% |
| 22 | ACCENTURE PLC IRELAND | ACN | 11,584 | $4.0M | 1.72% |
| 23 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 9,338 | $3.9M | 1.68% |
| 24 | VANGUARD INTL EQUITY INDEX F | 922042874 | 58,127 | $3.9M | 1.68% |
| 25 | ABBVIE INC | ABBV | 21,466 | $3.9M | 1.68% |
| 26 | MEDTRONIC PLC | MDT | 40,340 | $3.5M | 1.52% |
| 27 | ORACLE CORP | ORCL-PD | 27,878 | $3.5M | 1.50% |
| 28 | L3HARRIS TECHNOLOGIES INC | LHX | 16,168 | $3.4M | 1.48% |
| 29 | EMERSON ELEC CO | EMR | 28,945 | $3.3M | 1.41% |
| 30 | DUKE ENERGY CORP NEW | DUKB | 32,812 | $3.2M | 1.36% |
| 31 | CISCO SYS INC | CSCO | 63,417 | $3.2M | 1.36% |
| 32 | VERIZON COMMUNICATIONS INC | VZ | 73,629 | $3.1M | 1.32% |
| 33 | BUNGE GLOBAL SA | BG | 28,385 | $2.9M | 1.25% |
| 34 | SEMPRA | SREA | 40,063 | $2.9M | 1.24% |
| 35 | DISNEY WALT CO | 254687106 | 22,942 | $2.8M | 1.20% |
| 36 | ISHARES TR | 464287804 | 24,951 | $2.8M | 1.18% |
| 37 | VANGUARD INDEX FDS | 922908736 | 7,919 | $2.7M | 1.17% |
| 38 | ISHARES TR | 464287507 | 40,380 | $2.5M | 1.05% |
| 39 | ABBOTT LABS | ABLZF | 20,952 | $2.4M | 1.02% |
| 40 | ISHARES TR | 46435G425 | 20,026 | $2.3M | 0.99% |
| 41 | SCHWAB STRATEGIC TR | 808524102 | 37,402 | $2.3M | 0.98% |
| 42 | QUALCOMM INC | QCOM | 13,412 | $2.3M | 0.97% |
| 43 | VANGUARD SCOTTSDALE FDS | 92206C730 | 9,204 | $2.2M | 0.94% |
| 44 | APPLE INC | AAPL | 12,609 | $2.2M | 0.93% |
| 45 | BORGWARNER INC | BWA | 59,048 | $2.1M | 0.88% |
| 46 | ISHARES TR | 464287184 | 77,957 | $1.9M | 0.80% |
| 47 | AMERICOLD REALTY TRUST INC | COLD | 70,752 | $1.8M | 0.76% |
| 48 | COSTCO WHSL CORP NEW | 22160K105 | 2,012 | $1.5M | 0.63% |
| 49 | VISA INC | V | 4,914 | $1.4M | 0.59% |
| 50 | SPDR S&P 500 ETF TR | SPY | 2,538 | $1.3M | 0.57% |
| 51 | RTX CORPORATION | RTX | 11,682 | $1.1M | 0.49% |
| 52 | SCHLUMBERGER LTD | SLB | 16,907 | $931,452 | 0.40% |
| 53 | CHESAPEAKE ENERGY CORP | EXE | 10,110 | $898,112 | 0.39% |
| 54 | GE HEALTHCARE TECHNOLOGIES I | GEHC | 9,417 | $856,100 | 0.37% |
| 55 | VANGUARD TAX-MANAGED FDS | 921943858 | 16,860 | $845,878 | 0.36% |
| 56 | ISHARES TR | 464287432 | 8,370 | $791,970 | 0.34% |
| 57 | ROCKWELL AUTOMATION INC | ROK | 2,692 | $784,261 | 0.34% |
| 58 | PRICESMART INC | PSMT | 9,290 | $780,360 | 0.33% |
| 59 | DOMINION ENERGY INC | D | 15,412 | $758,117 | 0.33% |
| 60 | TESLA INC | TSLA | 4,292 | $754,542 | 0.32% |
| 61 | ALPHABET INC | GOOG | 4,710 | $710,881 | 0.30% |
| 62 | ISHARES TR | 464287622 | 2,447 | $704,939 | 0.30% |
| 63 | UNITEDHEALTH GROUP INC | UNH | 1,153 | $570,390 | 0.24% |
| 64 | MORNINGSTAR INC | MORN | 1,800 | $555,066 | 0.24% |
| 65 | ISHARES TR | 464288760 | 3,945 | $520,464 | 0.22% |
| 66 | MCDONALDS CORP | MCD | 1,814 | $511,506 | 0.22% |
| 67 | MARRIOTT INTL INC NEW | 571903202 | 2,020 | $509,667 | 0.22% |
| 68 | SELECT SECTOR SPDR TR | 81369Y506 | 5,190 | $489,988 | 0.21% |
| 69 | NVIDIA CORPORATION | NVDA | 527 | $476,152 | 0.20% |
| 70 | ISHARES TR | 46436E841 | 20,729 | $459,355 | 0.20% |
| 71 | DEERE & CO | DE | 1,070 | $441,065 | 0.19% |
| 72 | VANGUARD INDEX FDS | 922908769 | 1,573 | $408,827 | 0.18% |
| 73 | PFIZER INC | PFE | 14,270 | $395,993 | 0.17% |
| 74 | NIKE INC | NKE | 3,984 | $375,873 | 0.16% |
| 75 | GLOBAL X FDS | 37954Y343 | 7,020 | $338,505 | 0.15% |
| 76 | MERCADOLIBRE INC | MELI | 221 | $334,144 | 0.14% |
| 77 | SKYLINE CHAMPION CORPORATION | SKY | 3,869 | $328,904 | 0.14% |
| 78 | MCKESSON CORP | MCK | 600 | $322,482 | 0.14% |
| 79 | ISHARES TR | 46436E866 | 13,780 | $320,110 | 0.14% |
| 80 | ISHARES TR | 46436E858 | 13,958 | $316,987 | 0.14% |
| 81 | ALPHABET INC | GOOG | 2,035 | $309,841 | 0.13% |
| 82 | TEXAS INSTRS INC | 882508104 | 1,700 | $296,157 | 0.13% |
| 83 | SPDR INDEX SHS FDS | 78463X889 | 7,885 | $282,599 | 0.12% |
| 84 | ISHARES TR | 464287200 | 530 | $278,637 | 0.12% |
| 85 | NORTHROP GRUMMAN CORP | NOC | 574 | $274,751 | 0.12% |
| 86 | PAYPAL HLDGS INC | PYPL | 4,030 | $269,970 | 0.12% |
| 87 | PEPSICO INC | PEP | 1,459 | $257,186 | 0.11% |
| 88 | ISHARES TR | 464287457 | 3,000 | $245,340 | 0.11% |
| 89 | PIONEER NAT RES CO | 723787107 | 917 | $240,713 | 0.10% |
| 90 | SPDR GOLD TR | GLD | 1,154 | $237,401 | 0.10% |
| 91 | INTERNATIONAL BUSINESS MACHS | INTR | 1,200 | $229,152 | 0.10% |
| 92 | ISHARES TR | 46429B267 | 9,385 | $213,697 | 0.09% |
| 93 | ROYAL BK CDA | 780087102 | 2,000 | $201,760 | 0.09% |
| 94 | BANK AMERICA CORP | 060505104 | 5,271 | $199,894 | 0.09% |
| 95 | HEARTBEAM INC | BEATW | 44,900 | $97,882 | 0.04% |
| 96 | CALIDI BIOTHERAPEUTICS INC | CLDWW | 166,494 | $94,070 | 0.04% |
| 97 | TENON MEDICAL INC | TNONW | 83,261 | $79,098 | 0.03% |
| 98 | TENON MEDICAL INC | TNONW | 1,070,000 | $62,916 | 0.03% |
| 99 | VOLITIONRX LTD | VNRX | 55,596 | $42,087 | 0.02% |
| 100 | DISNEY WALT CO | 254687106 | 4,000 | $35,290 | 0.02% |
| 101 | ABRDN ASIA PACIFIC INCOME FU | ABAKF | 11,207 | $31,381 | 0.01% |
| 102 | BANK AMERICA CORP | 060505104 | 526 | $19,946 | 0.01% |
| 103 | GENERAL DYNAMICS CORP | GD | 70 | $19,775 | 0.01% |
| 104 | EXXON MOBIL CORP | XOM | 165 | $19,180 | 0.01% |
| 105 | DUKE ENERGY CORP NEW | DUKB | 194 | $18,762 | 0.01% |
| 106 | RTX CORPORATION | RTX | 190 | $18,531 | 0.01% |
| 107 | CHEVRON CORP NEW | CVX | 105 | $16,563 | 0.01% |
| 108 | PFIZER INC | PFE | 9,500 | $16,198 | 0.01% |
| 109 | CISCO SYS INC | CSCO | 323 | $16,121 | 0.01% |
| 110 | MEDTRONIC PLC | MDT | 183 | $16,075 | 0.01% |
| 111 | MICROSOFT CORP | MSFT | 34 | $14,305 | 0.01% |
| 112 | INTEL CORP | INTC | 260 | $11,485 | 0.00% |
| 113 | PFIZER INC | PFE | 330 | $9,158 | 0.00% |
| 114 | CROWN CASTLE INC | CCI | 80 | $8,467 | 0.00% |
| 115 | APPLE INC | AAPL | 2,000 | $910 | 0.00% |