13F HOLDINGS REPORT
Spectrum Asset Management, Inc. (NB/CA)
Quarter ended Q4 2023 · Filed October 18, 2023 · Accession 0001632078-23-000008
Total Value
$190.4M
Positions
103
Other Managers
0
Confidential Omitted
No
Holdings (103)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | ISHARES TR | 46429B267 | 785,340 | $17.3M | 9.09% |
| 2 | SCHWAB STRATEGIC TR | 808524409 | 227,831 | $14.7M | 7.71% |
| 3 | ISHARES GOLD TR | IAU | 221,016 | $7.7M | 4.06% |
| 4 | CHEVRON CORP NEW | CVX | 43,603 | $7.4M | 3.86% |
| 5 | SCHWAB STRATEGIC TR | 808524300 | 91,582 | $6.7M | 3.50% |
| 6 | ISHARES TR | 46435G425 | 61,435 | $5.8M | 3.04% |
| 7 | INVESCO EXCHANGE TRADED FD T | IVZ | 34,168 | $4.8M | 2.54% |
| 8 | CISCO SYS INC | CSCO | 84,655 | $4.6M | 2.39% |
| 9 | SCHWAB CHARLES FAMILY FD | SCHW-PJ | 4,343,000 | $4.3M | 2.28% |
| 10 | EXXON MOBIL CORP | XOM | 36,810 | $4.3M | 2.27% |
| 11 | ISHARES TR | 46429B697 | 53,681 | $3.9M | 2.05% |
| 12 | HONEYWELL INTL INC | 438516106 | 21,010 | $3.9M | 2.04% |
| 13 | MICROSOFT CORP | MSFT | 12,267 | $3.9M | 2.03% |
| 14 | INTEL CORP | INTC | 107,573 | $3.8M | 2.01% |
| 15 | WALMART INC | WMT | 23,815 | $3.8M | 2.00% |
| 16 | SCHWAB CHARLES CORP | SCHW-PJ | 68,407 | $3.8M | 1.97% |
| 17 | SELECT SECTOR SPDR TR | 81369Y506 | 39,760 | $3.6M | 1.89% |
| 18 | ACCENTURE PLC IRELAND | ACN | 11,309 | $3.5M | 1.82% |
| 19 | APPLE INC | AAPL | 20,002 | $3.4M | 1.80% |
| 20 | ABBVIE INC | ABBV | 22,595 | $3.4M | 1.77% |
| 21 | MEDTRONIC PLC | MDT | 40,688 | $3.2M | 1.69% |
| 22 | MEDTRONIC PLC | MDT | 40,688 | $3.2M | 1.69% |
| 23 | CF INDS HLDGS INC | 125269100 | 36,639 | $3.1M | 1.65% |
| 24 | BUNGE LIMITED | BG | 27,637 | $3.0M | 1.57% |
| 25 | GENERAL DYNAMICS CORP | GD | 13,375 | $3.0M | 1.55% |
| 26 | ORACLE CORP | ORCL-PD | 27,211 | $2.9M | 1.51% |
| 27 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 8,215 | $2.9M | 1.51% |
| 28 | DUKE ENERGY CORP NEW | DUKB | 31,910 | $2.8M | 1.48% |
| 29 | SEMPRA | SREA | 40,225 | $2.8M | 1.45% |
| 30 | AMERICOLD REALTY TRUST INC | COLD | 88,567 | $2.7M | 1.42% |
| 31 | CHESAPEAKE ENERGY CORP | EXE | 31,435 | $2.7M | 1.42% |
| 32 | VANGUARD SCOTTSDALE FDS | 92206C730 | 13,334 | $2.6M | 1.36% |
| 33 | VANGUARD INDEX FDS | 922908736 | 9,209 | $2.5M | 1.32% |
| 34 | EMERSON ELEC CO | EMR | 25,282 | $2.4M | 1.28% |
| 35 | SCHWAB STRATEGIC TR | 808524805 | 63,572 | $2.2M | 1.13% |
| 36 | BORGWARNER INC | BWA | 53,368 | $2.2M | 1.13% |
| 37 | SCHWAB STRATEGIC TR | 808524102 | 38,130 | $1.9M | 1.00% |
| 38 | ABBOTT LABS | ABLZF | 15,902 | $1.5M | 0.81% |
| 39 | VERIZON COMMUNICATIONS INC | VZ | 40,666 | $1.3M | 0.69% |
| 40 | TESLA INC | TSLA | 5,113 | $1.3M | 0.67% |
| 41 | QUALCOMM INC | QCOM | 11,045 | $1.2M | 0.64% |
| 42 | DEERE & CO | DE | 3,131 | $1.2M | 0.62% |
| 43 | VISA INC | V | 4,999 | $1.1M | 0.60% |
| 44 | COSTCO WHSL CORP NEW | 22160K105 | 2,029 | $1.1M | 0.60% |
| 45 | SPDR S&P 500 ETF TR | SPY | 2,613 | $1.1M | 0.59% |
| 46 | SCHLUMBERGER LTD | SLB | 18,599 | $1.1M | 0.57% |
| 47 | ROCKWELL AUTOMATION INC | ROK | 3,745 | $1.1M | 0.56% |
| 48 | CONOCOPHILLIPS | COP | 8,086 | $968,703 | 0.51% |
| 49 | ISHARES TR | 46434V860 | 18,542 | $940,822 | 0.49% |
| 50 | INTUIT | INTU | 1,831 | $935,532 | 0.49% |
| 51 | VANGUARD TAX-MANAGED FDS | 921943858 | 20,015 | $875,076 | 0.46% |
| 52 | ALPHABET INC | GOOG | 6,260 | $819,184 | 0.43% |
| 53 | ISHARES TR | 464287432 | 8,975 | $795,993 | 0.42% |
| 54 | ISHARES INC | 46434G780 | 38,045 | $698,126 | 0.37% |
| 55 | HEXCEL CORP NEW | 428291108 | 10,197 | $664,233 | 0.35% |
| 56 | GE HEALTHCARE TECHNOLOGIES I | GEHC | 9,572 | $651,279 | 0.34% |
| 57 | UNITEDHEALTH GROUP INC | UNH | 1,153 | $581,332 | 0.31% |
| 58 | ISHARES TR | 464287200 | 1,341 | $578,429 | 0.30% |
| 59 | ISHARES TR | 464287622 | 2,428 | $572,736 | 0.30% |
| 60 | MCDONALDS CORP | MCD | 1,813 | $477,660 | 0.25% |
| 61 | ADOBE INC | ADBE | 917 | $467,579 | 0.25% |
| 62 | MORNINGSTAR INC | MORN | 1,800 | $421,632 | 0.22% |
| 63 | PEPSICO INC | PEP | 2,458 | $416,423 | 0.22% |
| 64 | VANGUARD INDEX FDS | 922908769 | 1,933 | $410,592 | 0.22% |
| 65 | MARRIOTT INTL INC NEW | 571903202 | 2,020 | $397,052 | 0.21% |
| 66 | NIKE INC | NKE | 3,984 | $382,287 | 0.20% |
| 67 | SCHWAB STRATEGIC TR | 808524854 | 7,630 | $365,783 | 0.19% |
| 68 | ISHARES TR | 464287457 | 4,175 | $338,050 | 0.18% |
| 69 | GLOBAL X FDS | 37954Y343 | 7,415 | $330,635 | 0.17% |
| 70 | ALKERMES PLC | ALKS | 11,135 | $311,892 | 0.16% |
| 71 | MERCADOLIBRE INC | MELI | 231 | $292,881 | 0.15% |
| 72 | CALIDI BIOTHERAPEUTICS INC | CLDWW | 83,247 | $276,797 | 0.15% |
| 73 | DISNEY WALT CO | 254687106 | 3,357 | $272,086 | 0.14% |
| 74 | TEXAS INSTRS INC | 882508104 | 1,700 | $270,317 | 0.14% |
| 75 | MCKESSON CORP | MCK | 600 | $261,282 | 0.14% |
| 76 | RTX CORPORATION | RTX | 3,604 | $259,359 | 0.14% |
| 77 | INMODE LTD | INMD | 8,380 | $255,255 | 0.13% |
| 78 | NORTHROP GRUMMAN CORP | NOC | 574 | $252,670 | 0.13% |
| 79 | IDEXX LABS INC | 45168D104 | 574 | $250,993 | 0.13% |
| 80 | SPDR INDEX SHS FDS | 78463X889 | 7,885 | $244,514 | 0.13% |
| 81 | NVIDIA CORPORATION | NVDA | 529 | $230,185 | 0.12% |
| 82 | ISHARES TR | 46434V613 | 5,208 | $227,668 | 0.12% |
| 83 | PFIZER INC | PFE | 6,710 | $222,571 | 0.12% |
| 84 | SPDR GOLD TR | GLD | 1,254 | $214,999 | 0.11% |
| 85 | PIONEER NAT RES CO | 723787107 | 927 | $212,793 | 0.11% |
| 86 | TENON MEDICAL INC | TNONW | 1,082,606 | $168,237 | 0.09% |
| 87 | HEARTBEAM INC | BEATW | 44,900 | $96,535 | 0.05% |
| 88 | INTEL CORP | INTC | 10,000 | $48,837 | 0.03% |
| 89 | TENON MEDICAL INC | TNONW | 1,070,000 | $43,656 | 0.02% |
| 90 | VOLITIONRX LTD | VNRX | 55,596 | $38,306 | 0.02% |
| 91 | ABRDN ASIA PACIFIC INCOME FU | ABAKF | 11,207 | $27,458 | 0.01% |
| 92 | EXXON MOBIL CORP | XOM | 165 | $19,401 | 0.01% |
| 93 | CONOCOPHILLIPS | COP | 152 | $18,210 | 0.01% |
| 94 | CHEVRON CORP NEW | CVX | 105 | $17,706 | 0.01% |
| 95 | CISCO SYS INC | CSCO | 323 | $17,365 | 0.01% |
| 96 | DUKE ENERGY CORP NEW | DUKB | 181 | $15,976 | 0.01% |
| 97 | GENERAL DYNAMICS CORP | GD | 70 | $15,468 | 0.01% |
| 98 | MEDTRONIC PLC | MDT | 168 | $13,281 | 0.01% |
| 99 | RTX CORPORATION | RTX | 175 | $12,595 | 0.01% |
| 100 | PFIZER INC | PFE | 330 | $10,947 | 0.01% |
| 101 | MICROSOFT CORP | MSFT | 34 | $10,736 | 0.01% |
| 102 | APPLE INC | AAPL | 3,300 | $10,054 | 0.01% |
| 103 | INTEL CORP | INTC | 260 | $9,243 | 0.00% |