13F HOLDINGS REPORT
Spectrum Asset Management, Inc. (NB/CA)
Quarter ended Q3 2023 · Filed August 2, 2023 · Accession 0001632078-23-000006
Total Value
$201.0M
Positions
101
Other Managers
0
Confidential Omitted
No
Holdings (101)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | ISHARES TR | 46429B267 | 1,239,281 | $28.4M | 14.12% |
| 2 | SCHWAB STRATEGIC TR | 808524409 | 235,552 | $15.8M | 7.86% |
| 3 | PROSHARES TR | 74347B425 | 659,551 | $9.2M | 4.55% |
| 4 | ISHARES GOLD TR | IAU | 224,788 | $8.2M | 4.07% |
| 5 | SCHWAB STRATEGIC TR | 808524300 | 94,103 | $7.1M | 3.51% |
| 6 | CHEVRON CORP NEW | CVX | 44,025 | $6.9M | 3.45% |
| 7 | ISHARES TR | 46435G425 | 63,535 | $6.2M | 3.08% |
| 8 | INVESCO EXCHANGE TRADED FD T | IVZ | 34,103 | $5.1M | 2.54% |
| 9 | CISCO SYS INC | CSCO | 88,793 | $4.6M | 2.29% |
| 10 | HONEYWELL INTL INC | 438516106 | 21,324 | $4.4M | 2.20% |
| 11 | MICROSOFT CORP | MSFT | 12,546 | $4.3M | 2.13% |
| 12 | EXXON MOBIL CORP | XOM | 37,406 | $4.0M | 2.00% |
| 13 | ISHARES TR | 46429B697 | 53,596 | $4.0M | 1.98% |
| 14 | APPLE INC | AAPL | 20,168 | $3.9M | 1.95% |
| 15 | SCHWAB CHARLES CORP | SCHW-PJ | 65,884 | $3.7M | 1.86% |
| 16 | ACCENTURE PLC IRELAND | ACN | 11,549 | $3.6M | 1.77% |
| 17 | ORACLE CORP | ORCL-PD | 28,121 | $3.3M | 1.67% |
| 18 | VANGUARD SCOTTSDALE FDS | 92206C730 | 16,534 | $3.3M | 1.66% |
| 19 | SELECT SECTOR SPDR TR | 81369Y506 | 39,495 | $3.2M | 1.59% |
| 20 | ABBVIE INC | ABBV | 23,088 | $3.1M | 1.55% |
| 21 | INTEL CORP | INTC | 92,816 | $3.1M | 1.54% |
| 22 | AMERICOLD REALTY TRUST INC | COLD | 91,147 | $3.0M | 1.47% |
| 23 | DUKE ENERGY CORP NEW | DUKB | 32,810 | $2.9M | 1.46% |
| 24 | SEMPRA | SREA | 20,091 | $2.9M | 1.45% |
| 25 | GENERAL DYNAMICS CORP | GD | 13,590 | $2.9M | 1.45% |
| 26 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 8,282 | $2.8M | 1.40% |
| 27 | CHESAPEAKE ENERGY CORP | EXE | 32,425 | $2.7M | 1.35% |
| 28 | BORGWARNER INC | BWA | 53,908 | $2.6M | 1.31% |
| 29 | VANGUARD INDEX FDS | 922908736 | 9,039 | $2.6M | 1.27% |
| 30 | BUNGE LIMITED | BG | 26,777 | $2.5M | 1.26% |
| 31 | MEDTRONIC PLC | MDT | 27,198 | $2.4M | 1.20% |
| 32 | EMERSON ELEC CO | EMR | 25,912 | $2.3M | 1.17% |
| 33 | SCHWAB STRATEGIC TR | 808524805 | 64,552 | $2.3M | 1.14% |
| 34 | SCHWAB STRATEGIC TR | 808524102 | 38,160 | $2.0M | 0.98% |
| 35 | CF INDS HLDGS INC | 125269100 | 26,185 | $1.8M | 0.90% |
| 36 | ABBOTT LABS | ABLZF | 16,224 | $1.8M | 0.88% |
| 37 | VERIZON COMMUNICATIONS INC | VZ | 41,408 | $1.5M | 0.77% |
| 38 | WALMART INC | WMT | 9,698 | $1.5M | 0.76% |
| 39 | TESLA INC | TSLA | 5,173 | $1.4M | 0.67% |
| 40 | QUALCOMM INC | QCOM | 11,055 | $1.3M | 0.65% |
| 41 | DEERE & CO | DE | 3,131 | $1.3M | 0.63% |
| 42 | ROCKWELL AUTOMATION INC | ROK | 3,745 | $1.2M | 0.61% |
| 43 | SPDR S&P 500 ETF TR | SPY | 2,573 | $1.1M | 0.57% |
| 44 | COSTCO WHSL CORP NEW | 22160K105 | 2,029 | $1.1M | 0.54% |
| 45 | ISHARES TR | 46436E882 | 40,976 | $1.0M | 0.51% |
| 46 | SCHLUMBERGER LTD | SLB | 19,914 | $978,979 | 0.49% |
| 47 | VANGUARD TAX-MANAGED FDS | 921943858 | 19,897 | $918,852 | 0.46% |
| 48 | INTUIT | INTU | 1,831 | $838,946 | 0.42% |
| 49 | CONOCOPHILLIPS | COP | 8,086 | $837,791 | 0.42% |
| 50 | ALPHABET INC | GOOG | 6,270 | $750,519 | 0.37% |
| 51 | ISHARES TR | 464287432 | 6,375 | $656,243 | 0.33% |
| 52 | ISHARES TR | 464287200 | 1,345 | $599,376 | 0.30% |
| 53 | ISHARES TR | 464287622 | 2,435 | $593,437 | 0.30% |
| 54 | UNITEDHEALTH GROUP INC | UNH | 1,153 | $554,178 | 0.28% |
| 55 | MCDONALDS CORP | MCD | 1,813 | $540,928 | 0.27% |
| 56 | PEPSICO INC | PEP | 2,458 | $455,204 | 0.23% |
| 57 | ADOBE SYSTEMS INCORPORATED | ADBE | 917 | $448,404 | 0.22% |
| 58 | NIKE INC | NKE | 3,984 | $441,048 | 0.22% |
| 59 | VISA INC | V | 1,835 | $435,786 | 0.22% |
| 60 | VANGUARD INDEX FDS | 922908769 | 1,933 | $425,805 | 0.21% |
| 61 | MARRIOTT INTL INC NEW | 571903202 | 2,020 | $371,054 | 0.18% |
| 62 | RAYTHEON TECHNOLOGIES CORP | RTX | 3,623 | $354,909 | 0.18% |
| 63 | MORNINGSTAR INC | MORN | 1,800 | $352,926 | 0.18% |
| 64 | ALKERMES PLC | ALKS | 11,135 | $348,526 | 0.17% |
| 65 | SCHWAB STRATEGIC TR | 808524854 | 7,030 | $346,439 | 0.17% |
| 66 | TEXAS INSTRS INC | 882508104 | 1,815 | $326,737 | 0.16% |
| 67 | GLOBAL X FDS | 37954Y343 | 7,342 | $315,193 | 0.16% |
| 68 | INMODE LTD | INMD | 8,380 | $312,993 | 0.16% |
| 69 | ISHARES TR | 46434V613 | 6,663 | $302,967 | 0.15% |
| 70 | DISNEY WALT CO | 254687106 | 3,357 | $299,714 | 0.15% |
| 71 | IDEXX LABS INC | 45168D104 | 574 | $288,281 | 0.14% |
| 72 | ISHARES TR | 464288877 | 5,405 | $264,521 | 0.13% |
| 73 | NORTHROP GRUMMAN CORP | NOC | 574 | $261,630 | 0.13% |
| 74 | EDWARDS LIFESCIENCES CORP | EW | 2,736 | $258,087 | 0.13% |
| 75 | MCKESSON CORP | MCK | 600 | $256,710 | 0.13% |
| 76 | SPDR INDEX SHS FDS | 78463X889 | 7,885 | $256,578 | 0.13% |
| 77 | ISHARES TR | 46436E866 | 11,048 | $255,541 | 0.13% |
| 78 | PFIZER INC | PFE | 6,710 | $246,123 | 0.12% |
| 79 | ISHARES TR | 464287457 | 3,000 | $243,240 | 0.12% |
| 80 | ISHARES TR | 464288885 | 2,435 | $232,324 | 0.12% |
| 81 | NVIDIA CORPORATION | NVDA | 529 | $223,844 | 0.11% |
| 82 | SPDR GOLD TR | GLD | 1,254 | $223,551 | 0.11% |
| 83 | SCHWAB STRATEGIC TR | 808524862 | 4,420 | $212,426 | 0.11% |
| 84 | HEARTBEAM INC | BEATW | 42,900 | $103,389 | 0.05% |
| 85 | VOLITIONRX LTD | VNRX | 55,596 | $77,279 | 0.04% |
| 86 | TENON MEDICAL INC | TNONW | 213,786 | $58,834 | 0.03% |
| 87 | INTEL CORP | INTC | 10,000 | $42,953 | 0.02% |
| 88 | ABRDN ASIA PACIFIC INCOME FU | ABAKF | 11,207 | $30,260 | 0.02% |
| 89 | EXXON MOBIL CORP | XOM | 165 | $17,697 | 0.01% |
| 90 | RAYTHEON TECHNOLOGIES CORP | RTX | 175 | $17,143 | 0.01% |
| 91 | CISCO SYS INC | CSCO | 323 | $16,713 | 0.01% |
| 92 | CHEVRON CORP NEW | CVX | 105 | $16,522 | 0.01% |
| 93 | DUKE ENERGY CORP NEW | DUKB | 181 | $16,243 | 0.01% |
| 94 | CONOCOPHILLIPS | COP | 152 | $15,749 | 0.01% |
| 95 | GENERAL DYNAMICS CORP | GD | 70 | $15,061 | 0.01% |
| 96 | MEDTRONIC PLC | MDT | 168 | $14,908 | 0.01% |
| 97 | VICI PPTYS INC | 925652109 | 433 | $13,763 | 0.01% |
| 98 | PFIZER INC | PFE | 330 | $12,105 | 0.01% |
| 99 | MICROSOFT CORP | MSFT | 34 | $11,579 | 0.01% |
| 100 | INTEL CORP | INTC | 260 | $8,695 | 0.00% |
| 101 | APPLE INC | AAPL | 3,300 | $6,394 | 0.00% |