13F HOLDINGS REPORT
Spectrum Asset Management, Inc. (NB/CA)
Quarter ended Q1 2023 · Filed January 27, 2023 · Accession 0001632078-23-000002
Total Value
$206.3M
Positions
108
Other Managers
0
Confidential Omitted
No
Holdings (108)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | ISHARES TR | 46429B267 | 820,369 | $18.6M | 9.03% |
| 2 | SCHWAB STRATEGIC TR | 808524409 | 240,043 | $15.8M | 7.68% |
| 3 | CHEVRON CORP NEW | CVX | 50,432 | $9.1M | 4.39% |
| 4 | SELECT SECTOR SPDR TR | 81369Y506 | 100,055 | $8.8M | 4.24% |
| 5 | SCHWAB STRATEGIC TR | 808524854 | 175,146 | $8.6M | 4.18% |
| 6 | INVESCO EXCHANGE TRADED FD T | IVZ | 50,902 | $7.2M | 3.49% |
| 7 | EXXON MOBIL CORP | XOM | 61,885 | $6.8M | 3.31% |
| 8 | SCHWAB STRATEGIC TR | 808524300 | 119,655 | $6.6M | 3.22% |
| 9 | PROSHARES TR | 74347B425 | 368,488 | $5.9M | 2.86% |
| 10 | ISHARES TR | 46435G425 | 64,662 | $5.5M | 2.66% |
| 11 | HONEYWELL INTL INC | 438516106 | 22,797 | $4.9M | 2.37% |
| 12 | ISHARES GOLD TR | IAU | 132,485 | $4.6M | 2.22% |
| 13 | ABBVIE INC | ABBV | 25,721 | $4.2M | 2.01% |
| 14 | SCHWAB CHARLES CORP | SCHW-PJ | 46,146 | $3.8M | 1.86% |
| 15 | ISHARES TR | 46429B697 | 52,697 | $3.8M | 1.84% |
| 16 | CISCO SYS INC | CSCO | 77,495 | $3.7M | 1.79% |
| 17 | GENERAL DYNAMICS CORP | GD | 14,825 | $3.7M | 1.78% |
| 18 | ACCENTURE PLC IRELAND | ACN | 12,445 | $3.3M | 1.61% |
| 19 | VANGUARD SCOTTSDALE FDS | 92206C730 | 18,934 | $3.3M | 1.60% |
| 20 | CHESAPEAKE ENERGY CORP | EXE | 34,228 | $3.2M | 1.57% |
| 21 | DUKE ENERGY CORP NEW | DUKB | 30,545 | $3.1M | 1.52% |
| 22 | SEMPRA | SREA | 19,656 | $3.1M | 1.48% |
| 23 | MICROSOFT CORP | MSFT | 12,532 | $3.0M | 1.46% |
| 24 | BUNGE LIMITED | BG | 30,035 | $3.0M | 1.45% |
| 25 | AMERICOLD REALTY TRUST INC | COLD | 102,290 | $2.9M | 1.41% |
| 26 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 9,100 | $2.8M | 1.36% |
| 27 | EMERSON ELEC CO | EMR | 28,705 | $2.8M | 1.34% |
| 28 | APPLE INC | AAPL | 19,790 | $2.6M | 1.25% |
| 29 | VANGUARD INDEX FDS | 922908736 | 11,944 | $2.5M | 1.23% |
| 30 | ORACLE CORP | ORCL-PD | 30,960 | $2.5M | 1.23% |
| 31 | KINDER MORGAN INC DEL | EP-PC | 137,058 | $2.5M | 1.20% |
| 32 | BORGWARNER INC | BWA | 57,885 | $2.3M | 1.13% |
| 33 | ABBOTT LABS | ABLZF | 18,367 | $2.0M | 0.98% |
| 34 | SCHWAB STRATEGIC TR | 808524805 | 62,054 | $2.0M | 0.97% |
| 35 | INTEL CORP | INTC | 75,288 | $2.0M | 0.96% |
| 36 | CF INDS HLDGS INC | 125269100 | 22,845 | $1.9M | 0.94% |
| 37 | SPDR GOLD TR | GLD | 11,149 | $1.9M | 0.92% |
| 38 | SCHWAB STRATEGIC TR | 808524102 | 36,935 | $1.7M | 0.80% |
| 39 | MEDTRONIC PLC | MDT | 19,936 | $1.6M | 0.76% |
| 40 | QUALCOMM INC | QCOM | 12,856 | $1.4M | 0.69% |
| 41 | DEERE & CO | DE | 3,131 | $1.3M | 0.65% |
| 42 | VERIZON COMMUNICATIONS INC | VZ | 33,620 | $1.3M | 0.64% |
| 43 | PUBLIC STORAGE | PSA-PS | 4,250 | $1.2M | 0.58% |
| 44 | WALMART INC | WMT | 8,071 | $1.1M | 0.56% |
| 45 | SPDR S&P 500 ETF TR | SPY | 2,843 | $1.1M | 0.53% |
| 46 | ISHARES TR | 46434V613 | 21,729 | $976,284 | 0.47% |
| 47 | ROCKWELL AUTOMATION INC | ROK | 3,715 | $956,873 | 0.46% |
| 48 | ISHARES TR | 46436E882 | 36,296 | $896,687 | 0.43% |
| 49 | COSTCO WHSL CORP NEW | 22160K105 | 1,947 | $888,902 | 0.43% |
| 50 | EOG RES INC | EOG | 6,643 | $860,401 | 0.42% |
| 51 | VANGUARD TAX-MANAGED FDS | 921943858 | 20,241 | $849,524 | 0.41% |
| 52 | STRYKER CORPORATION | SYK | 3,456 | $847,549 | 0.41% |
| 53 | DANAHER CORPORATION | 235851102 | 3,060 | $812,950 | 0.39% |
| 54 | INTUIT | INTU | 1,731 | $673,740 | 0.33% |
| 55 | TESLA INC | TSLA | 5,323 | $655,723 | 0.32% |
| 56 | UNITEDHEALTH GROUP INC | UNH | 1,005 | $532,831 | 0.26% |
| 57 | ISHARES TR | 464287200 | 1,370 | $526,277 | 0.26% |
| 58 | ISHARES TR | 464287622 | 2,463 | $518,604 | 0.25% |
| 59 | PEPSICO INC | PEP | 2,771 | $504,522 | 0.24% |
| 60 | NIKE INC | NKE | 3,984 | $466,146 | 0.23% |
| 61 | GLOBAL X FDS | 37954Y343 | 10,317 | $425,989 | 0.21% |
| 62 | ALPHABET INC | GOOG | 4,760 | $419,975 | 0.20% |
| 63 | MCDONALDS CORP | MCD | 1,539 | $405,516 | 0.20% |
| 64 | MORNINGSTAR INC | MORN | 1,800 | $389,862 | 0.19% |
| 65 | VISA INC | V | 1,834 | $380,992 | 0.18% |
| 66 | VANGUARD INDEX FDS | 922908769 | 1,932 | $369,382 | 0.18% |
| 67 | RAYTHEON TECHNOLOGIES CORP | RTX | 3,602 | $363,495 | 0.18% |
| 68 | SHELL PLC | RYDAF | 6,300 | $358,785 | 0.17% |
| 69 | PFIZER INC | PFE | 6,710 | $343,820 | 0.17% |
| 70 | SPROTT PHYSICAL SILVER TR | SII | 38,830 | $319,959 | 0.16% |
| 71 | NORTHROP GRUMMAN CORP | NOC | 574 | $313,180 | 0.15% |
| 72 | ADOBE SYSTEMS INCORPORATED | ADBE | 917 | $308,598 | 0.15% |
| 73 | ISHARES TR | 464288877 | 6,648 | $305,010 | 0.15% |
| 74 | MARRIOTT INTL INC NEW | 571903202 | 2,020 | $300,758 | 0.15% |
| 75 | VANGUARD INDEX FDS | 922908744 | 2,120 | $297,584 | 0.14% |
| 76 | EDISON INTL | 281020107 | 4,588 | $295,255 | 0.14% |
| 77 | DISNEY WALT CO | 254687106 | 3,357 | $291,656 | 0.14% |
| 78 | ALKERMES PLC | ALKS | 11,135 | $290,958 | 0.14% |
| 79 | INMODE LTD | INMD | 8,145 | $290,776 | 0.14% |
| 80 | TEXAS INSTRS INC | 882508104 | 1,700 | $280,874 | 0.14% |
| 81 | BP PLC | BPPFF | 7,828 | $273,439 | 0.13% |
| 82 | WELLS FARGO CO NEW | 949746101 | 6,395 | $264,044 | 0.13% |
| 83 | ISHARES TR | 464288885 | 3,072 | $257,311 | 0.12% |
| 84 | SPROTT PHYSICAL GOLD TR | SII | 17,880 | $252,108 | 0.12% |
| 85 | ISHARES INC | 464286533 | 4,681 | $248,327 | 0.12% |
| 86 | ISHARES TR | 464287457 | 3,000 | $243,510 | 0.12% |
| 87 | SPDR INDEX SHS FDS | 78463X889 | 7,885 | $234,106 | 0.11% |
| 88 | MCKESSON CORP | MCK | 600 | $225,396 | 0.11% |
| 89 | BANK AMERICA CORP | 060505104 | 6,533 | $216,376 | 0.10% |
| 90 | PIONEER NAT RES CO | 723787107 | 927 | $211,718 | 0.10% |
| 91 | TENON MEDICAL INC | TNONW | 130,513 | $206,211 | 0.10% |
| 92 | EDWARDS LIFESCIENCES CORP | EW | 2,736 | $204,133 | 0.10% |
| 93 | SCHLUMBERGER LTD | SLB | 3,747 | $200,952 | 0.10% |
| 94 | VOLITIONRX LTD | VNRX | 55,596 | $135,098 | 0.07% |
| 95 | ABRDN ASIA PACIFIC INCOME FU | ABAKF | 11,207 | $29,783 | 0.01% |
| 96 | APPLE INC | AAPL | 2,000 | $28,020 | 0.01% |
| 97 | INTEL CORP | INTC | 10,000 | $19,100 | 0.01% |
| 98 | CHEVRON CORP NEW | CVX | 105 | $18,846 | 0.01% |
| 99 | EXXON MOBIL CORP | XOM | 165 | $18,200 | 0.01% |
| 100 | RAYTHEON TECHNOLOGIES CORP | RTX | 175 | $17,661 | 0.01% |
| 101 | DUKE ENERGY CORP NEW | DUKB | 168 | $17,302 | 0.01% |
| 102 | PFIZER INC | PFE | 330 | $16,909 | 0.01% |
| 103 | BANK AMERICA CORP | 060505104 | 433 | $14,341 | 0.01% |
| 104 | GENERAL DYNAMICS CORP | GD | 50 | $12,406 | 0.01% |
| 105 | CISCO SYS INC | CSCO | 256 | $12,196 | 0.01% |
| 106 | MEDTRONIC PLC | MDT | 154 | $12,074 | 0.01% |
| 107 | MICROSOFT CORP | MSFT | 34 | $8,154 | 0.00% |
| 108 | INTEL CORP | INTC | 260 | $6,872 | 0.00% |