13F HOLDINGS REPORT
Alken Asset Management Ltd.
Quarter ended Q3 2025 · Filed October 21, 2025 · Accession 0001629996-25-000006
Total Value
$61,071
Positions
36
Other Managers
0
Confidential Omitted
No
Holdings (36)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | Uber Technologies 0.875 01-Dec-2028 | UBER | 3,450 | $5,026 | 8.23% |
| 2 | InterDigital 3.500 01-Jun-2027 | IDCC | 1,050 | $4,685 | 7.67% |
| 3 | CMS Energy 3.375 01-May-2028 | CMS-PC | 4,050 | $4,432 | 7.26% |
| 4 | Alibaba Group 0.500 01-Jun-2031 | BBAAY | 2,190 | $4,029 | 6.60% |
| 5 | Duke Energy 4.125 04/15/26 | DUKB | 3,300 | $3,512 | 5.75% |
| 6 | Evergy 4.500 15-Dec-2027 | EVRG | 2,600 | $3,253 | 5.33% |
| 7 | Halozyme Thera 1.000 15-Aug-2028 | HALO | 2,030 | $2,879 | 4.71% |
| 8 | JD.com 0.250 01-Jun-2029 | JDCMF | 2,550 | $2,738 | 4.48% |
| 9 | iRhythm Technologies 1.500 01-Sep-2029 | IRTC | 1,900 | $2,602 | 4.26% |
| 10 | Itron 1.375 15-Jul-2030 | ITRI | 2,100 | $2,395 | 3.92% |
| 11 | Dropbox 0 - 0.5 up 47.5 - 52.5 01-Mar-2028 | DBX | 2,200 | $2,253 | 3.69% |
| 12 | Post Holdings 2.500 15-Aug-2027 | POST | 1,900 | $2,137 | 3.50% |
| 13 | Parsons Corp 2.625 01-Mar-2029 | PSN | 1,850 | $2,110 | 3.45% |
| 14 | Apollo Global Mgmt 6.750 31-Jul-2026 PEPS A | 03769M304 | 26,600 | $1,865 | 3.05% |
| 15 | AeroVironment 0.000 15-Jul-2030 | AVAV | 1,500 | $1,859 | 3.04% |
| 16 | Greenbrier Companies 2.375 - 2.875 up 30 - 35 15-Apr-2028 | 393657AM3 | 1,550 | $1,650 | 2.70% |
| 17 | Alnylam Pharma 1.000 15-Sep-2027 | ALNY | 1,000 | $1,640 | 2.69% |
| 18 | Vertex Inc 0.750 01-May-2029 | VERX | 1,600 | $1,621 | 2.65% |
| 19 | Ares Management 6.750 01-Oct-2027 PEPS B | ARES-PB | 30,000 | $1,487 | 2.43% |
| 20 | Box 0.000 15-Jan-2026 | BXCAP | 1,150 | $1,435 | 2.35% |
| 21 | Tyler Technologies 0.250 15-Mar-2026 | 902252AB1 | 1,300 | $1,425 | 2.33% |
| 22 | Coca-Cola Co/The | KO | 11,100 | $733 | 1.20% |
| 23 | TransMedics Group 1.500 01-Jun-2028 | TMDX | 460 | $648 | 1.06% |
| 24 | MSCI Inc | MSCI | 1,100 | $626 | 1.03% |
| 25 | Snap 0 - 0.5 up 45 - 50 01-May-2027 | SNAP | 600 | $549 | 0.90% |
| 26 | Ishares Gold Trust | IAU | 7,400 | $410 | 0.67% |
| 27 | Bill.com Holdings 0 - 0.25 up 45 - 50 01-Apr-2027 | BILL | 400 | $368 | 0.60% |
| 28 | Global Payments 1.500 01-Mar-2031 | 37940XAU6 | 400 | $365 | 0.60% |
| 29 | Enphase Energy 0.000 01-Mar-2028 | ENPH | 400 | $347 | 0.57% |
| 30 | Upstart Holdings 0 - 0.5 up 42.5 - 47.5 15-Aug-2026 | UPST | 350 | $328 | 0.54% |
| 31 | Alarm.com 0.000 15-Jan-2026 | ALRM | 300 | $294 | 0.48% |
| 32 | RingCentral 0.000 15-Mar-2026 | RNG | 300 | $291 | 0.48% |
| 33 | Unity Software 0 - 0.25 up 47.5 - 52.5 15-Nov-2026 | U | 300 | $282 | 0.46% |
| 34 | DigitalOcean 0 - 0.5 up 40 - 45 01-Dec-2026 | DOCN | 300 | $280 | 0.46% |
| 35 | Etsy 0.125 01-Sep-2027 | ETSY | 300 | $276 | 0.45% |
| 36 | Tripadvisor 0 - 0.25 up 35 - 40 01-Apr-2026 | TRIP | 250 | $241 | 0.39% |