13F HOLDINGS REPORT
Lumbard & Kellner, LLC
Quarter ended Q3 2023 · Filed August 4, 2023 · Accession 0001602476-23-000003
Total Value
$179.3M
Positions
74
Other Managers
0
Confidential Omitted
No
Holdings (73)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SPDR GOLD SHARES | GLD | 84,325 | $15.3M | 8.56% |
| 2 | SPDR BLOOMBERG 1-3 MONTH T-BILL ETF | 78468R663 | 126,632 | $11.6M | 6.49% |
| 3 | VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF | 921946794 | 116,816 | $7.7M | 4.28% |
| 4 | METLIFE INC COM | MET-PF | 119,633 | $7.5M | 4.17% |
| 5 | KINDER MORGAN INC DEL COM | EP-PC | 389,244 | $6.9M | 3.83% |
| 6 | PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR | 71654V408 | 443,041 | $6.4M | 3.60% |
| 7 | LOCKHEED MARTIN CORP COM | LMT | 14,333 | $6.4M | 3.58% |
| 8 | PRUDENTIAL FINL INC COM | PUKPF | 66,184 | $6.3M | 3.53% |
| 9 | ALPHABET INC CL C | GOOG | 46,300 | $6.2M | 3.44% |
| 10 | VALARIS LIMITED CL A | VAL-WT | 77,149 | $5.8M | 3.22% |
| 11 | FRANKLIN FTSE BRAZIL ETF | FGDL | 276,547 | $5.6M | 3.10% |
| 12 | FEDEX CORP COM | FDX | 19,942 | $5.3M | 2.98% |
| 13 | ISHARES MSCI INDONESIA ETF | 46429B309 | 220,883 | $5.2M | 2.89% |
| 14 | AT&T INC COM | T-PC | 313,307 | $5.0M | 2.77% |
| 15 | GOLDMAN SACHS GROUP INC COM | GSCE | 13,462 | $4.8M | 2.67% |
| 16 | GOLAR LNG LTD SHS | GLNG | 201,999 | $4.8M | 2.67% |
| 17 | TYSON FOODS INC CL A | TSN | 69,493 | $3.9M | 2.16% |
| 18 | VANGUARD TOTAL STOCK MARKET ETF | 922908769 | 16,488 | $3.8M | 2.10% |
| 19 | CITIGROUP INC 5.38409 8/25/36 | C-PR | 4,377,000 | $3.7M | 2.04% |
| 20 | HUDBAY MINERALS INC COM | HBM | 619,942 | $3.6M | 2.00% |
| 21 | MICROSOFT CORP COM | MSFT | 9,844 | $3.3M | 1.87% |
| 22 | MATTHEWS INDIA FUND INSTITUTIONAL | 577130768 | 129,330 | $3.3M | 1.85% |
| 23 | FREEPORT-MCMORAN INC CL B | FCX | 68,244 | $3.0M | 1.67% |
| 24 | BRIGHTHOUSE FINL INC COM | 10922N103 | 56,108 | $2.9M | 1.63% |
| 25 | O-I GLASS INC COM | OI | 125,748 | $2.8M | 1.58% |
| 26 | NORTHROP GRUMMAN CORP COM | NOC | 6,292 | $2.8M | 1.56% |
| 27 | VANGUARD FTSE ALL-WORLD EX-US INDEX FUND | 922042775 | 51,280 | $2.8M | 1.56% |
| 28 | APPLE INC COM | AAPL | 13,920 | $2.7M | 1.51% |
| 29 | ELI LILLY CO | LLY | 5,519 | $2.5M | 1.40% |
| 30 | BERKSHIRE HATHAWAY INC DEL CL A | BRK-A | 4 | $2.1M | 1.16% |
| 31 | CORNING INC | GLW | 49,159 | $1.7M | 0.93% |
| 32 | SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF | 78463X889 | 51,010 | $1.7M | 0.93% |
| 33 | SCORPIO TANKERS INC | STNG | 29,080 | $1.4M | 0.76% |
| 34 | INVESCO S&P 500 EQUAL WEIGHT ETF | IVZ | 8,910 | $1.4M | 0.76% |
| 35 | SPDR S&P 500 ETF TRUST | SPY | 2,912 | $1.3M | 0.73% |
| 36 | FIRST HORIZON NATL 4.000 5/26/25 | FHN-PH | 1,320,000 | $1.2M | 0.69% |
| 37 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK-A | 3,533 | $1.2M | 0.67% |
| 38 | US BANK CAPITAL IX 3.57778 4/15/49 | 91731KAA8 | 1,298,000 | $1.0M | 0.56% |
| 39 | EXXON MOBIL CORP | XOM | 8,794 | $943,000 | 0.53% |
| 40 | INVESCO QQQ TRUST ETF | IVZ | 2,386 | $915,000 | 0.51% |
| 41 | COMCAST CORP NEW CL A | CCZ | 21,062 | $909,123 | 0.51% |
| 42 | APPLIED MATERIALS INC | 038222105 | 5,900 | $894,000 | 0.50% |
| 43 | JP MORGAN CHASE MTN 2.7808 4/30/24 | 48126N6A0 | 881,000 | $851,000 | 0.47% |
| 44 | CISCO SYS INC COM | CSCO | 14,555 | $753,176 | 0.42% |
| 45 | ALLFIRST PFD CAP 6.8354 7/15/29 | 01852FAC7 | 750,000 | $653,000 | 0.36% |
| 46 | VANGUARD TOTAL WORLD STOCK INDEX ETF | 922042742 | 6,345 | $638,000 | 0.36% |
| 47 | HONEYWELL INTERNATIONAL INC | 438516106 | 3,261 | $633,000 | 0.35% |
| 48 | KEYCORP CAPITAL 1 5.91657 7/01/28 | BEKE | 722,000 | $617,000 | 0.34% |
| 49 | JPMORGAN CHASE CO 5.850 2/01/27 | VYLD | 650,000 | $606,000 | 0.34% |
| 50 | VANGUARD VALUE INDEX FUND ETF | 922908744 | 4,105 | $603,000 | 0.34% |
| 51 | MERCK & CO INC COM | MRK | 5,402 | $582,350 | 0.32% |
| 52 | ST JOE CO COM | JOE | 11,068 | $535,027 | 0.30% |
| 53 | PEPSICO INC | PEP | 2,640 | $495,000 | 0.28% |
| 54 | WELLTOWER INC COM | WELL | 5,496 | $444,571 | 0.25% |
| 55 | RAYTHEON TECHNOLOGIES CORP COM | RTX | 3,645 | $345,565 | 0.19% |
| 56 | CAMPING WORLD HLDGS INC CL A | CWH | 11,207 | $337,331 | 0.19% |
| 57 | VANGUARD 500 INDEX ADMIRAL | 922908710 | 772 | $327,000 | 0.18% |
| 58 | PHILIP MORRIS INTL | 718172109 | 3,200 | $319,000 | 0.18% |
| 59 | ISHARES CORE S&P 500 ETF | 464287200 | 690 | $307,540 | 0.17% |
| 60 | WISDOMTREE JAPAN HEDGED EQUITY FUND | WT | 3,206 | $266,900 | 0.15% |
| 61 | JOHNSON JOHNSON | JNJ | 1,440 | $241,000 | 0.13% |
| 62 | GENERAL ELEC CO | 369604301 | 2,085 | $238,000 | 0.13% |
| 63 | NISOURCE INC | NI | 8,000 | $223,000 | 0.12% |
| 64 | LIVENT CORP | LIVG | 8,349 | $206,000 | 0.11% |
| 65 | SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF | 78464A805 | 3,692 | $203,383 | 0.11% |
| 66 | JPMORGAN CHASE CO 5.79914 2/01/27 | VYLD | 200,000 | $187,000 | 0.10% |
| 67 | BARNESVILLE GA WTR 3.175 9/01/46 | 067869GX9 | 250,000 | $178,000 | 0.10% |
| 68 | KOHLS CORPORATION 4.250 7/17/25 | KSS | 50,000 | $47,000 | 0.03% |
| 69 | STATE STREET CORP 5.769 6/15/37 | STT-PG | 30,000 | $25,000 | 0.01% |
| 70 | GARDEN CITY KS 3.375 11/01/32 | 365028XG9 | 15,000 | $15,000 | 0.01% |
| 71 | DONNELLEY R R SONS 6.625 4/15/29 | 257867AG6 | 12,337 | $12,000 | 0.01% |
| 72 | PIKE CNTY KY 3.150 6/01/27 | 721174F39 | 10,000 | $10,000 | 0.01% |
| 73 | WYOMING ST CMNTY DEV 2.800 12/01/31 | 98322QLQ8 | 10,000 | $9,000 | 0.01% |