13F HOLDINGS REPORT
Lumbard & Kellner, LLC
Quarter ended Q2 2023 · Filed June 6, 2023 · Accession 0001602476-23-000002
Total Value
$198.8M
Positions
90
Other Managers
0
Confidential Omitted
No
Holdings (89)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SPDR GOLD SHARES | GLD | 82,605 | $15.3M | 7.67% |
| 2 | SPDR BLOOMBERG 1-3 MONTH T-BILL ETF | 78468R663 | 102,244 | $9.4M | 4.72% |
| 3 | METLIFE INC COM | MET-PF | 120,718 | $7.4M | 3.71% |
| 4 | VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF | 921946794 | 114,754 | $7.3M | 3.69% |
| 5 | LOCKHEED MARTIN CORP COM | LMT | 14,854 | $6.9M | 3.48% |
| 6 | KINDER MORGAN INC DEL COM | EP-PC | 385,847 | $6.6M | 3.34% |
| 7 | ALPHABET INC CL C | GOOG | 54,875 | $5.9M | 2.99% |
| 8 | PRUDENTIAL FINL INC COM | PUKPF | 67,144 | $5.8M | 2.93% |
| 9 | AT T INC | T-PC | 320,817 | $5.7M | 2.87% |
| 10 | ISHARES MSCI INDONESIA ETF | 46429B309 | 221,629 | $5.5M | 2.76% |
| 11 | FRANKLIN FTSE BRAZIL ETF | FGDL | 276,547 | $4.8M | 2.41% |
| 12 | GOLDMAN SACHS GROUP INC | GSCE | 13,682 | $4.7M | 2.36% |
| 13 | VALARIS LIMITED CL A | VAL-WT | 77,149 | $4.7M | 2.36% |
| 14 | FEDEX CORP COM | FDX | 20,447 | $4.7M | 2.34% |
| 15 | GOLAR LNG LTD SHS | GLNG | 201,999 | $4.6M | 2.29% |
| 16 | BANK OF AMER MTN 5.41057 12/01/26 | 5901886X1 | 4,706,000 | $4.5M | 2.28% |
| 17 | TYSON FOODS INC CL A | TSN | 72,388 | $4.5M | 2.28% |
| 18 | META PLATFORMS INC CL A | META | 15,811 | $3.7M | 1.88% |
| 19 | VANGUARD TOTAL STOCK MARKET ETF | 922908769 | 18,068 | $3.7M | 1.87% |
| 20 | CITIGROUP INC 5.42267 8/25/36 | C-PR | 4,377,000 | $3.5M | 1.76% |
| 21 | FIRST CITIZENS 8.741 6/15/70 | 31959XAA1 | 3,431,000 | $3.2M | 1.60% |
| 22 | HUDBAY MINERALS INC COM | HBM | 630,891 | $3.2M | 1.60% |
| 23 | PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR | 71654V408 | 288,674 | $3.1M | 1.54% |
| 24 | BRIGHTHOUSE FINL INC | 10922N103 | 68,476 | $3.0M | 1.52% |
| 25 | MATTHEWS INDIA FUND INSTITUTIONAL | 577130768 | 129,541 | $3.0M | 1.50% |
| 26 | FREEPORT-MCMORAN INC CL B | FCX | 77,239 | $3.0M | 1.50% |
| 27 | NORTHROP GRUMMAN CORPORATION | NOC | 6,316 | $2.9M | 1.47% |
| 28 | MICROSOFT CORP COM | MSFT | 9,966 | $2.9M | 1.46% |
| 29 | O-I GLASS INC COM | OI | 125,748 | $2.8M | 1.42% |
| 30 | VANGUARD FTSE ALL-WORLD EX-US INDEX FUND | 922042775 | 51,573 | $2.8M | 1.39% |
| 31 | ANTERO RESOURCES CORP COM | AR | 114,919 | $2.6M | 1.33% |
| 32 | APPLE INC COM | AAPL | 15,586 | $2.6M | 1.30% |
| 33 | NORFOLK SOUTHN CORP COM | 655844108 | 11,133 | $2.3M | 1.14% |
| 34 | SUNTRUST CAPITAL 5.270 5/15/27 | 86787XAA3 | 2,424,000 | $2.2M | 1.12% |
| 35 | ELI LILLY CO | LLY | 5,519 | $2.2M | 1.10% |
| 36 | SUNTRUST CAPITAL 5.419 3/15/28 | 86788LAA8 | 2,299,000 | $2.1M | 1.05% |
| 37 | VALLEY NATL BANCORP 3.000 6/15/31 | 919794AE7 | 2,473,000 | $2.1M | 1.04% |
| 38 | SEADRILL 2021 LTD COM | SDRL | 54,755 | $2.0M | 1.00% |
| 39 | UNITED FINANCIAL 5.750 10/01/24 | UNTCW | 1,844,000 | $1.8M | 0.91% |
| 40 | AMERIS BANCORP LW 3.875 10/01/30 | ABCB | 1,984,000 | $1.8M | 0.90% |
| 41 | MELLON CAPITAL IV 5.31086 12/20/67 | 58551TAA5 | 2,245,000 | $1.8M | 0.88% |
| 42 | CORNING INC | GLW | 51,795 | $1.7M | 0.87% |
| 43 | SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF | 78463X889 | 51,176 | $1.6M | 0.83% |
| 44 | SCORPIO TANKERS INC | STNG | 29,480 | $1.5M | 0.77% |
| 45 | INVESCO S&P 500 EQUAL WEIGHT ETF | IVZ | 8,760 | $1.3M | 0.64% |
| 46 | SPDR S&P 500 ETF TRUST | SPY | 3,054 | $1.3M | 0.63% |
| 47 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK-A | 3,533 | $1.1M | 0.55% |
| 48 | EXXON MOBIL CORP | XOM | 8,794 | $1.0M | 0.52% |
| 49 | US BANK CAPITAL IX 3.57778 4/15/49 | 91731KAA8 | 1,298,000 | $1.0M | 0.52% |
| 50 | JP MORGAN CHASE MTN 2.7808 4/30/24 | 48126N6A0 | 881,000 | $855,000 | 0.43% |
| 51 | COMCAST CORP NEW CL A | CCZ | 21,152 | $834,186 | 0.42% |
| 52 | INVESCO QQQ TRUST ETF | IVZ | 2,386 | $770,000 | 0.39% |
| 53 | CISCO SYS INC COM | CSCO | 14,516 | $752,264 | 0.38% |
| 54 | PRUDENTIAL FINANCIAL 5.625 6/15/43 | 744320AM4 | 750,000 | $748,000 | 0.38% |
| 55 | ALLFIRST PFD CAP 6.32971 7/15/29 | 01852FAC7 | 750,000 | $691,000 | 0.35% |
| 56 | APPLIED MATERIALS INC | 038222105 | 5,900 | $667,000 | 0.34% |
| 57 | HONEYWELL INTERNATIONAL INC | 438516106 | 3,261 | $652,000 | 0.33% |
| 58 | VANGUARD TOTAL WORLD STOCK INDEX ETF | 922042742 | 6,900 | $644,000 | 0.32% |
| 59 | KEYCORP CAPITAL 1 5.49386 7/01/28 | BEKE | 722,000 | $643,000 | 0.32% |
| 60 | MERCK & CO INC COM | MRK | 5,402 | $616,771 | 0.31% |
| 61 | JPMORGAN CHASE CO 4.98913 2/01/27 | VYLD | 650,000 | $599,000 | 0.30% |
| 62 | FIRST MD CAP II 2.136 2/01/27 | 32082CAC1 | 652,000 | $596,000 | 0.30% |
| 63 | VANGUARD VALUE INDEX FUND ETF | 922908744 | 4,105 | $577,000 | 0.29% |
| 64 | PIMCO ENHANCED SHORT MATURITY ACTIVE ETF | 72201R833 | 5,787 | $574,360 | 0.29% |
| 65 | PEPSICO INC | PEP | 2,686 | $513,000 | 0.26% |
| 66 | ISHARES CORE S&P 500 ETF | 464287200 | 1,121 | $462,293 | 0.23% |
| 67 | ST JOE CO COM | JOE | 11,068 | $460,539 | 0.23% |
| 68 | PG&E CORP COM | PCG-PX | 26,003 | $420,469 | 0.21% |
| 69 | WELLTOWER INC COM | WELL | 5,496 | $394,008 | 0.20% |
| 70 | RAYTHEON TECHNOLOGIES CORP COM | RTX | 3,645 | $359,490 | 0.18% |
| 71 | PHILIP MORRIS INTL | 718172109 | 3,500 | $350,000 | 0.18% |
| 72 | GMS INC COM | 36251C103 | 5,655 | $327,271 | 0.16% |
| 73 | VANGUARD 500 INDEX ADMIRAL | 922908710 | 772 | $297,000 | 0.15% |
| 74 | JOHNSON JOHNSON | JNJ | 1,440 | $236,000 | 0.12% |
| 75 | CAMPING WORLD HLDGS INC CL A | CWH | 11,207 | $233,890 | 0.12% |
| 76 | NISOURCE INC | NI | 8,000 | $228,000 | 0.11% |
| 77 | WISDOMTREE JAPAN HEDGED EQUITY FUND | WT | 3,206 | $226,728 | 0.11% |
| 78 | GENERAL ELEC CO | 369604301 | 2,210 | $219,000 | 0.11% |
| 79 | KIMBERLY CLARK CORP | KMB | 1,500 | $217,000 | 0.11% |
| 80 | BARNESVILLE GA WTR 3.175 9/01/46 | 067869GX9 | 250,000 | $186,000 | 0.09% |
| 81 | JPMORGAN CHASE CO 4.93957 2/01/27 | VYLD | 200,000 | $184,000 | 0.09% |
| 82 | BRISTOL-MYERS SQUIBB CO COM | CELG-RI | 917 | $61,377 | 0.03% |
| 83 | KOHLS CORPORATION 4.250 7/17/25 | KSS | 50,000 | $47,000 | 0.02% |
| 84 | STATE STREET CORP 5.769 6/15/37 | STT-PG | 30,000 | $25,000 | 0.01% |
| 85 | GARDEN CITY KS 3.375 11/01/32 | 365028XG9 | 15,000 | $15,000 | 0.01% |
| 86 | PIKE CNTY KY 3.150 6/01/27 | 721174F39 | 10,000 | $10,000 | 0.01% |
| 87 | DONNELLEY R R SONS 6.625 4/15/29 | 257867AG6 | 12,337 | $10,000 | 0.01% |
| 88 | WYOMING ST CMNTY DEV 2.800 12/01/31 | 98322QLQ8 | 10,000 | $9,000 | 0.00% |
| 89 | CALIFORNIA ST REF 4.000 9/01/36 | 13063CE30 | 5,000 | $5,000 | 0.00% |