13F HOLDINGS REPORT
Lumbard & Kellner, LLC
Quarter ended Q1 2023 · Filed February 14, 2023 · Accession 0001602476-23-000001
Total Value
$204.2M
Positions
89
Other Managers
0
Confidential Omitted
No
Holdings (88)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SPDR GOLD SHARES | GLD | 83,388 | $14.1M | 6.93% |
| 2 | BLACKROCK ULTRA SHORT TERM BOND ETF | 46434V878 | 212,664 | $10.6M | 5.21% |
| 3 | METLIFE INC COM | MET-PF | 120,234 | $8.7M | 4.26% |
| 4 | SPDR BLOOMBERG 1-3 MONTH T-BILL ETF | 78468R663 | 92,229 | $8.4M | 4.13% |
| 5 | LOCKHEED MARTIN CORP COM | LMT | 14,959 | $7.3M | 3.56% |
| 6 | KINDER MORGAN INC DEL COM | EP-PC | 384,707 | $7.0M | 3.41% |
| 7 | PRUDENTIAL FINL INC COM | PUKPF | 67,419 | $6.7M | 3.28% |
| 8 | AT&T INC COM | T-PC | 319,952 | $5.9M | 2.88% |
| 9 | FREEPORT-MCMORAN INC CL B | FCX | 132,205 | $5.0M | 2.46% |
| 10 | ISHARES MSCI INDONESIA ETF | 46429B309 | 221,728 | $5.0M | 2.43% |
| 11 | ALPHABET INC CL C | GOOG | 54,665 | $4.9M | 2.38% |
| 12 | FRANKLIN FTSE BRAZIL ETF | FGDL | 278,237 | $4.8M | 2.35% |
| 13 | SCORPIO TANKERS INC | STNG | 88,549 | $4.8M | 2.33% |
| 14 | GOLDMAN SACHS GROUP INC | GSCE | 13,687 | $4.7M | 2.30% |
| 15 | GOLAR LNG LTD SHS | GLNG | 202,404 | $4.6M | 2.26% |
| 16 | TYSON FOODS INC CL A | TSN | 73,918 | $4.6M | 2.25% |
| 17 | BANK OF AMER MTN 3.73214 12/01/26 | 5901886X1 | 4,706,000 | $4.5M | 2.20% |
| 18 | GMS INC COM | 36251C103 | 86,402 | $4.3M | 2.11% |
| 19 | FEDEX CORP COM | FDX | 20,465 | $3.5M | 1.74% |
| 20 | ANTERO RESOURCES CORP COM | AR | 114,324 | $3.5M | 1.73% |
| 21 | VANGUARD TOTAL STOCK MARKET ETF | 922908769 | 18,393 | $3.5M | 1.72% |
| 22 | BRIGHTHOUSE FINL INC | 10922N103 | 68,126 | $3.5M | 1.71% |
| 23 | NORTHROP GRUMMAN CORPORATION | NOC | 6,374 | $3.5M | 1.70% |
| 24 | CITIGROUP INC 3.54686 8/25/36 | C-PR | 4,404,000 | $3.5M | 1.69% |
| 25 | FIRST CITIZENS 5.800 6/15/70 | 31959XAA1 | 3,431,000 | $3.4M | 1.68% |
| 26 | M D C HLDGS INC COM | 552676108 | 104,331 | $3.3M | 1.61% |
| 27 | PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR | 71654V408 | 289,844 | $3.1M | 1.51% |
| 28 | MATTHEWS INDIA FUND INSTITUTIONAL | 577130768 | 129,674 | $2.9M | 1.43% |
| 29 | VANGUARD FTSE ALL-WORLD EX-US INDEX FUND | 922042775 | 50,309 | $2.5M | 1.24% |
| 30 | MICROSOFT CORP COM | MSFT | 9,906 | $2.4M | 1.16% |
| 31 | SUNTRUST CAPITAL 3.580 5/15/27 | 86787XAA3 | 2,424,000 | $2.2M | 1.10% |
| 32 | VALLEY NATL BANCORP 3.000 6/15/31 | 919794AE7 | 2,484,000 | $2.2M | 1.07% |
| 33 | O-I GLASS INC COM | OI | 125,748 | $2.1M | 1.02% |
| 34 | SUNTRUST CAPITAL 3.94257 3/15/28 | 86788LAA8 | 2,299,000 | $2.1M | 1.02% |
| 35 | ELI LILLY CO | LLY | 5,519 | $2.0M | 0.99% |
| 36 | APPLE INC COM | AAPL | 15,466 | $2.0M | 0.98% |
| 37 | TAKEDA PHARMACEUTICAL SP A D R | TKPHF | 125,744 | $2.0M | 0.96% |
| 38 | META PLATFORMS INC CL A | META | 15,811 | $1.9M | 0.93% |
| 39 | BERKSHIRE HATHAWAY INC DEL CL A | BRK-A | 4 | $1.9M | 0.92% |
| 40 | MELLON CAPITAL IV 4.13029 12/20/67 | 58551TAA5 | 2,256,000 | $1.8M | 0.89% |
| 41 | UNITED FINANCIAL 5.750 10/01/24 | UNTCW | 1,842,000 | $1.8M | 0.89% |
| 42 | AMERIS BANCORP LW 3.875 10/01/30 | ABCB | 1,984,000 | $1.8M | 0.88% |
| 43 | CORNING INC | GLW | 51,858 | $1.7M | 0.81% |
| 44 | SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF | 78463X889 | 50,579 | $1.5M | 0.74% |
| 45 | INVESCO S&P 500 EQUAL WEIGHT ETF | IVZ | 9,646 | $1.4M | 0.67% |
| 46 | HUDBAY MINERALS INC COM | HBM | 237,571 | $1.2M | 0.59% |
| 47 | SPDR S&P 500 ETF TRUST | SPY | 3,054 | $1.2M | 0.57% |
| 48 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK-A | 3,533 | $1.1M | 0.53% |
| 49 | US BANK CAPITAL IX 3.57778 4/15/49 | 91731KAA8 | 1,310,000 | $1.0M | 0.51% |
| 50 | EXXON MOBIL CORP | XOM | 8,794 | $969,978 | 0.47% |
| 51 | JP MORGAN CHASE MTN 2.1992 4/30/24 | 48126N6A0 | 881,000 | $846,548 | 0.41% |
| 52 | PRUDENTIAL FINANCIAL 5.625 6/15/43 | 744320AM4 | 750,000 | $736,875 | 0.36% |
| 53 | COMCAST CORP NEW CL A | CCZ | 21,029 | $736,538 | 0.36% |
| 54 | ALLFIRST PFD CAP 4.19031 7/15/29 | 01852FAC7 | 750,000 | $703,223 | 0.34% |
| 55 | HONEYWELL INTERNATIONAL INC | 438516106 | 3,261 | $698,832 | 0.34% |
| 56 | CISCO SYS INC COM | CSCO | 2,477 | $689,684 | 0.34% |
| 57 | KEYCORP CAPITAL 1 4.48286 7/01/28 | BEKE | 722,000 | $650,406 | 0.32% |
| 58 | INVESCO QQQ TRUST ETF | IVZ | 2,386 | $635,344 | 0.31% |
| 59 | JPMORGAN CHASE CO 3.330 2/01/27 | VYLD | 650,000 | $602,778 | 0.30% |
| 60 | FIRST MD CAP II 2.136 2/01/27 | 32082CAC1 | 652,000 | $602,728 | 0.30% |
| 61 | VANGUARD TOTAL WORLD STOCK INDEX ETF | 922042742 | 6,945 | $598,590 | 0.29% |
| 62 | WARNER BROS DISCOVERY INC COM SER A | WBD | 62,642 | $593,846 | 0.29% |
| 63 | MERCK & CO INC COM | MRK | 5,323 | $590,587 | 0.29% |
| 64 | PIMCO ENHANCED SHORT MATURITY ACTIVE ETF | 72201R833 | 5,961 | $588,053 | 0.29% |
| 65 | VANGUARD VALUE INDEX FUND ETF | 922908744 | 4,105 | $576,219 | 0.28% |
| 66 | APPLIED MATERIALS INC | 038222105 | 5,900 | $574,542 | 0.28% |
| 67 | PEPSICO INC | PEP | 2,640 | $476,942 | 0.23% |
| 68 | ISHARES CORE S&P 500 ETF | 464287200 | 1,132 | $434,926 | 0.21% |
| 69 | ST JOE CO COM | JOE | 11,068 | $427,778 | 0.21% |
| 70 | PG&E CORP COM | PCG-PX | 26,003 | $422,809 | 0.21% |
| 71 | RAYTHEON TECHNOLOGIES CORP COM | RTX | 3,611 | $364,422 | 0.18% |
| 72 | WELLTOWER INC COM | WELL | 5,496 | $360,263 | 0.18% |
| 73 | PHILIP MORRIS INTL | 718172109 | 3,500 | $354,235 | 0.17% |
| 74 | DOUBLEVERIFY HLDGS INC COM | DV | 16,086 | $353,249 | 0.17% |
| 75 | VANGUARD 500 INDEX ADMIRAL | 922908710 | 772 | $273,394 | 0.13% |
| 76 | JOHNSON JOHNSON | JNJ | 1,440 | $254,376 | 0.12% |
| 77 | CAMPING WORLD HLDGS INC CL A | CWH | 11,207 | $250,140 | 0.12% |
| 78 | KEYCORP | 493267108 | 13,760 | $239,699 | 0.12% |
| 79 | NISOURCE INC | NI | 8,000 | $219,360 | 0.11% |
| 80 | WISDOMTREE JAPAN HEDGED EQUITY FUND | WT | 3,206 | $206,114 | 0.10% |
| 81 | KIMBERLY CLARK CORP | KMB | 1,500 | $203,625 | 0.10% |
| 82 | JPMORGAN CHASE CO 3.28229 2/01/27 | VYLD | 200,000 | $186,204 | 0.09% |
| 83 | SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF | 78464A805 | 3,692 | $174,595 | 0.09% |
| 84 | BARNESVILLE GA WTR 3.175 9/01/46 | 067869GX9 | 250,000 | $172,685 | 0.08% |
| 85 | KOHLS CORPORATION 4.250 7/17/25 | KSS | 50,000 | $46,875 | 0.02% |
| 86 | ABBOTT LABORATORIES | ABLZF | 400 | $43,916 | 0.02% |
| 87 | STATE STREET CORP 4.29257 6/15/37 | STT-PG | 30,000 | $23,011 | 0.01% |
| 88 | VANGUARD FTSE EMERGING MARKETS ETF | 922042858 | 261 | $10,174 | 0.00% |