13F HOLDINGS REPORT

Northeast Financial Consultants Inc

Quarter ended Q4 2023 · Filed November 14, 2023 · Accession 0001599863-23-000009

Total Value

$1.60B

Positions

285

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (285)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	VANGUARD INDEX FDS	922908736	679,654	$185.1M	11.60%
2	VANGUARD INDEX FDS	922908363	268,928	$105.6M	6.62%
3	VANGUARD SPECIALIZED FUNDS	921908844	591,372	$91.9M	5.76%
4	PFIZER INC	PFE	2,450,503	$81.3M	5.09%
5	SPDR S&P 500 ETF TR	SPY	176,950	$75.6M	4.74%
6	ISHARES TR	46434V621	1,366,709	$67.7M	4.24%
7	APPLE INC	AAPL	382,063	$65.4M	4.10%
8	VANGUARD WHITEHALL FDS	921946406	495,669	$51.2M	3.21%
9	INVESCO QQQ TR	IVZ	119,242	$42.7M	2.68%
10	MICROSOFT CORP	MSFT	123,530	$39.0M	2.44%
11	PACER FDS TR	69374H881	746,611	$36.9M	2.31%
12	AMAZON COM INC	AMZN	261,395	$33.2M	2.08%
13	FIRST TR EXCHANGE-TRADED FD	33733E302	179,336	$28.6M	1.79%
14	ALPHABET INC	GOOG	209,704	$27.6M	1.73%
15	JPMORGAN CHASE & CO	VYLD	178,875	$25.9M	1.63%
16	VANGUARD INDEX FDS	922908769	115,776	$24.6M	1.54%
17	BLACKSTONE SECD LENDING FD	BX	885,114	$24.2M	1.52%
18	ALPHABET INC	GOOG	183,695	$24.0M	1.51%
19	ISHARES TR	464287515	55,100	$18.8M	1.18%
20	SELECT SECTOR SPDR TR	81369Y803	110,766	$18.2M	1.14%
21	VANGUARD INDEX FDS	922908744	126,350	$17.4M	1.09%
22	BANK AMERICA CORP	060505104	517,142	$14.2M	0.89%
23	CHEVRON CORP NEW	CVX	76,007	$12.8M	0.80%
24	ISHARES TR	464288810	230,176	$11.2M	0.70%
25	ISHARES TR	464287804	106,471	$10.0M	0.63%
26	VANGUARD WORLD FDS	92204A405	122,171	$9.8M	0.61%
27	EXXON MOBIL CORP	XOM	82,867	$9.7M	0.61%
28	SELECT SECTOR SPDR TR	81369Y506	93,371	$8.4M	0.53%
29	KKR & CO INC	KKRT	136,950	$8.4M	0.53%
30	MPLX LP	MPLXP	228,178	$8.1M	0.51%
31	ENTERPRISE PRODS PARTNERS L	293792107	292,927	$8.0M	0.50%
32	DISNEY WALT CO	254687106	98,375	$8.0M	0.50%
33	BLACKSTONE INC	BX	73,786	$7.9M	0.50%
34	HOME DEPOT INC	HD	26,066	$7.9M	0.49%
35	MERCK & CO INC	MRK	75,469	$7.8M	0.49%
36	ZOETIS INC	ZTS	44,156	$7.7M	0.48%
37	BROADCOM INC	AVGO	9,168	$7.6M	0.48%
38	BROOKFIELD CORP	11271J107	234,641	$7.3M	0.46%
39	GOLDMAN SACHS GROUP INC	GSCE	22,015	$7.1M	0.45%
40	LIBERTY BROADBAND CORP	LBRDP	77,839	$7.1M	0.45%
41	INVESCO EXCHANGE TRADED FD T	IVZ	83,063	$6.6M	0.42%
42	NVIDIA CORPORATION	NVDA	14,962	$6.5M	0.41%
43	HONEYWELL INTL INC	438516106	35,217	$6.5M	0.41%
44	ARES CAPITAL CORP	ARCC	334,126	$6.5M	0.41%
45	ISHARES TR	464287879	72,895	$6.5M	0.41%
46	ISHARES TR	464287200	15,028	$6.5M	0.40%
47	DEERE & CO	DE	16,704	$6.3M	0.40%
48	METLIFE INC	MET-PF	99,251	$6.2M	0.39%
49	GOLUB CAP BDC INC	38173M102	411,795	$6.0M	0.38%
50	JOHNSON & JOHNSON	JNJ	38,736	$6.0M	0.38%
51	ISHARES TR	46432F339	44,086	$5.8M	0.36%
52	FMC CORP	FMC	78,762	$5.3M	0.33%
53	UNITEDHEALTH GROUP INC	UNH	10,351	$5.2M	0.33%
54	ISHARES TR	46434V456	145,866	$4.9M	0.31%
55	VISA INC	V	21,233	$4.9M	0.31%
56	WASTE MGMT INC DEL	94106L109	31,930	$4.9M	0.31%
57	PNC FINL SVCS GROUP INC	693475105	38,194	$4.7M	0.29%
58	SPDR SER TR	78464A409	70,572	$4.2M	0.26%
59	PHILLIPS 66	PSX	33,200	$4.0M	0.25%
60	SELECT SECTOR SPDR TR	81369Y209	30,297	$3.9M	0.24%
61	PEPSICO INC	PEP	22,887	$3.9M	0.24%
62	PROCTER AND GAMBLE CO	742718109	26,075	$3.8M	0.24%
63	APOLLO GLOBAL MGMT INC	03769M106	41,598	$3.7M	0.23%
64	ISHARES TR	464287655	21,049	$3.7M	0.23%
65	ISHARES TR	464287309	54,139	$3.7M	0.23%
66	OCCIDENTAL PETE CORP	674599105	56,725	$3.7M	0.23%
67	VANGUARD INDEX FDS	922908611	22,750	$3.6M	0.23%
68	MASTERCARD INCORPORATED	MA	9,009	$3.6M	0.22%
69	READY CAPITAL CORP	RC-PE	346,883	$3.5M	0.22%
70	BLACKSTONE MTG TR INC	BX	160,719	$3.5M	0.22%
71	FIRST TR EXCHANGE-TRADED FD	33733E401	41,021	$3.3M	0.21%
72	DUPONT DE NEMOURS INC	DD	44,685	$3.3M	0.21%
73	PHILIP MORRIS INTL INC	718172109	35,818	$3.3M	0.21%
74	THERMO FISHER SCIENTIFIC INC	TMO	6,362	$3.2M	0.20%
75	JOHNSON CTLS INTL PLC	G51502105	60,000	$3.2M	0.20%
76	ASML HOLDING N V	ASMLF	5,135	$3.0M	0.19%
77	ISHARES TR	464287473	27,788	$2.9M	0.18%
78	SALESFORCE INC	CRM	14,255	$2.9M	0.18%
79	ISHARES TR	464287150	30,350	$2.9M	0.18%
80	COCA COLA CO	KO	51,001	$2.9M	0.18%
81	ISHARES TR	46429B663	28,697	$2.8M	0.18%
82	AUTOMATIC DATA PROCESSING IN	ADP	11,527	$2.8M	0.17%
83	MARTIN MARIETTA MATLS INC	573284106	6,739	$2.8M	0.17%
84	ISHARES TR	464287614	10,256	$2.7M	0.17%
85	PACER FDS TR	69374H857	63,524	$2.6M	0.17%
86	ELI LILLY & CO	LLY	4,876	$2.6M	0.16%
87	METTLER TOLEDO INTERNATIONAL	MTD	2,354	$2.6M	0.16%
88	SPDR SER TR	78464A508	63,178	$2.6M	0.16%
89	SPDR SER TR	78468R853	70,168	$2.6M	0.16%
90	CITIGROUP INC	C-PR	62,126	$2.6M	0.16%
91	VANGUARD INTL EQUITY INDEX F	922042775	49,177	$2.6M	0.16%
92	SPDR SER TR	78464A599	19,912	$2.5M	0.16%
93	BRISTOL-MYERS SQUIBB CO	CELG-RI	42,986	$2.5M	0.16%
94	ISHARES TR	464287887	22,573	$2.5M	0.16%
95	ABBVIE INC	ABBV	16,347	$2.4M	0.15%
96	ISHARES TR	464287721	21,310	$2.2M	0.14%
97	VERTEX PHARMACEUTICALS INC	VRTX	5,937	$2.1M	0.13%
98	ENERGY TRANSFER L P	ET-PI	140,522	$2.0M	0.12%
99	SCHWAB CHARLES CORP	SCHW-PJ	35,319	$1.9M	0.12%
100	ALLIANCEBERNSTEIN HLDG L P	01881G106	63,370	$1.9M	0.12%
101	SPDR SER TR	78464A581	24,524	$1.9M	0.12%
102	MCDONALDS CORP	MCD	7,179	$1.9M	0.12%
103	UNITED PARCEL SERVICE INC	UPS	12,044	$1.9M	0.12%
104	RTX CORPORATION	RTX	25,856	$1.9M	0.12%
105	TEXAS INSTRS INC	882508104	11,600	$1.8M	0.12%
106	ISHARES TR	464287598	12,056	$1.8M	0.11%
107	WISDOMTREE TR	WT	35,727	$1.8M	0.11%
108	STEEL DYNAMICS INC	STLD	16,600	$1.8M	0.11%
109	VIATRIS INC	VTRS	173,794	$1.7M	0.11%
110	AMGEN INC	AMGN	6,086	$1.6M	0.10%
111	TJX COS INC NEW	872540109	17,958	$1.6M	0.10%
112	MONDELEZ INTL INC	609207105	22,394	$1.6M	0.10%
113	ISHARES TR	464287762	5,745	$1.6M	0.10%
114	ALTRIA GROUP INC	MO	35,812	$1.5M	0.09%
115	LOCKHEED MARTIN CORP	LMT	3,547	$1.5M	0.09%
116	ARES MANAGEMENT CORPORATION	ARES-PB	13,995	$1.4M	0.09%
117	REGENERON PHARMACEUTICALS	REGN	1,731	$1.4M	0.09%
118	BUNGE LIMITED	BG	13,042	$1.4M	0.09%
119	CORNING INC	GLW	45,063	$1.4M	0.09%
120	SELECT SECTOR SPDR TR	81369Y704	13,481	$1.4M	0.09%
121	VANGUARD WORLD FDS	92204A702	3,156	$1.3M	0.08%
122	VANGUARD INDEX FDS	922908595	5,861	$1.3M	0.08%
123	MATADOR RES CO	MTDR	20,815	$1.2M	0.08%
124	L3HARRIS TECHNOLOGIES INC	LHX	7,000	$1.2M	0.08%
125	ISHARES TR	46432F842	18,889	$1.2M	0.08%
126	ONEOK INC NEW	OKE	18,552	$1.2M	0.07%
127	ILLINOIS TOOL WKS INC	452308109	5,090	$1.2M	0.07%
128	WISDOMTREE TR	WT	18,415	$1.2M	0.07%
129	VANGUARD INDEX FDS	922908512	8,828	$1.2M	0.07%
130	FIRST TR VALUE LINE DIVID IN	33734H106	30,704	$1.1M	0.07%
131	FREEPORT-MCMORAN INC	FCX	30,221	$1.1M	0.07%
132	SPDR SER TR	78464A763	9,547	$1.1M	0.07%
133	CONOCOPHILLIPS	COP	9,158	$1.1M	0.07%
134	DUKE ENERGY CORP NEW	DUKB	12,372	$1.1M	0.07%
135	VANGUARD INDEX FDS	922908538	5,487	$1.1M	0.07%
136	SCHWAB STRATEGIC TR	808524797	14,681	$1.0M	0.07%
137	ETF MANAGERS TR	26924G201	20,120	$1.0M	0.07%
138	GLOBAL X FDS	37954Y384	42,718	$1.0M	0.07%
139	INVESCO EXCHANGE TRADED FD T	IVZ	61,943	$1.0M	0.06%
140	ISHARES TR	46435U135	26,825	$1.0M	0.06%
141	ISHARES TR	464287556	8,227	$1.0M	0.06%
142	SELECT SECTOR SPDR TR	81369Y886	17,038	$1.0M	0.06%
143	FORD MTR CO DEL	345370860	80,581	$1.0M	0.06%
144	ECOLAB INC	ECL	5,796	$981,843	0.06%
145	TRANE TECHNOLOGIES PLC	TT	4,824	$978,930	0.06%
146	WATSCO INC	WSO-B	2,500	$944,300	0.06%
147	HANNON ARMSTRONG SUST INFR C	41068X100	43,755	$927,606	0.06%
148	COVENANT LOGISTICS GROUP INC	CVLG	20,000	$877,000	0.05%
149	ADOBE INC	ADBE	1,697	$865,301	0.05%
150	INVESCO EXCHANGE TRADED FD T	IVZ	21,000	$822,990	0.05%
151	CUMMINS INC	CMI	3,574	$816,517	0.05%
152	STRYKER CORPORATION	SYK	2,975	$812,979	0.05%
153	MORGAN STANLEY	MS-PQ	9,840	$803,633	0.05%
154	NETFLIX INC	NFLX	2,102	$793,716	0.05%
155	NIKE INC	NKE	7,906	$755,972	0.05%
156	ISHARES TR	464287291	12,794	$740,013	0.05%
157	ORION GROUP HLDGS INC	ORN	135,365	$725,557	0.05%
158	HEICO CORP NEW	HEI-A	4,100	$663,913	0.04%
159	ISHARES TR	464287507	2,627	$655,009	0.04%
160	T ROWE PRICE ETF INC	87283Q305	24,200	$654,013	0.04%
161	PROSHARES TR	74348A467	7,318	$648,009	0.04%
162	OAKTREE SPECIALTY LENDING CO	OCSL	32,166	$647,180	0.04%
163	INVESCO EXCHANGE TRADED FD T	IVZ	7,100	$638,787	0.04%
164	CARLYLE SECURED LENDING INC	CGBD	42,770	$620,165	0.04%
165	SEAGEN INC	SE	2,900	$615,235	0.04%
166	MIDCAP FINANCIAL INVSTMNT CO	03761U502	43,733	$601,329	0.04%
167	ISHARES TR	464287481	6,381	$582,905	0.04%
168	ISHARES TR	464287465	8,161	$562,464	0.04%
169	ISHARES TR	464287168	5,160	$555,423	0.03%
170	ACCENTURE PLC IRELAND	ACN	1,800	$552,798	0.03%
171	BOEING CO	BA-PA	2,837	$543,797	0.03%
172	INTERNATIONAL BUSINESS MACHS	INTR	3,865	$542,238	0.03%
173	SIXTH STREET SPECIALTY LENDI	TSLX	26,000	$531,440	0.03%
174	SPDR GOLD TR	GLD	3,083	$528,581	0.03%
175	ISHARES INC	46434G103	11,002	$523,586	0.03%
176	CSX CORP	CSX	16,943	$520,998	0.03%
177	ABBOTT LABS	ABLZF	5,159	$499,619	0.03%
178	TESLA INC	TSLA	1,994	$498,939	0.03%
179	COSTCO WHSL CORP NEW	22160K105	882	$498,295	0.03%
180	CASEYS GEN STORES INC	147528103	1,800	$488,736	0.03%
181	MARSH & MCLENNAN COS INC	571748102	2,560	$487,168	0.03%
182	DYADIC INTL INC DEL	26745T101	250,000	$480,000	0.03%
183	VANGUARD WORLD FDS	92204A207	2,596	$474,185	0.03%
184	SHELL PLC	RYDAF	7,250	$466,755	0.03%
185	HCA HEALTHCARE INC	HCA	1,860	$457,523	0.03%
186	MONSTER BEVERAGE CORP NEW	MNST	8,640	$457,488	0.03%
187	GLOBAL X FDS	37954Y871	16,844	$455,462	0.03%
188	SONOCO PRODS CO	835495102	8,300	$451,105	0.03%
189	KIMBERLY-CLARK CORP	KMB	3,688	$445,695	0.03%
190	CENTENE CORP DEL	CNC	6,400	$440,832	0.03%
191	TAIWAN SEMICONDUCTOR MFG LTD	874039100	5,039	$437,918	0.03%
192	EMERSON ELEC CO	EMR	4,514	$435,917	0.03%
193	GENUINE PARTS CO	GPC	3,000	$433,140	0.03%
194	VERIZON COMMUNICATIONS INC	VZ	13,349	$432,655	0.03%
195	ISHARES TR	464287499	6,208	$429,904	0.03%
196	BIOCRYST PHARMACEUTICALS INC	BCRX	60,633	$429,282	0.03%
197	INVESCO EXCH TRADED FD TR II	IVZ	10,869	$425,957	0.03%
198	STARBUCKS CORP	SBUX	4,580	$418,050	0.03%
199	IQVIA HLDGS INC	IQV	2,080	$409,240	0.03%
200	MGM RESORTS INTERNATIONAL	MGM	10,750	$395,170	0.02%
201	FIRST TR EXCHANGE TRADED FD	33734X143	4,050	$393,498	0.02%
202	VANGUARD ADMIRAL FDS INC	921932505	1,533	$378,338	0.02%
203	KEURIG DR PEPPER INC	KDP	11,475	$362,266	0.02%
204	ISHARES TR	464287622	1,519	$356,829	0.02%
205	LIBERTY MEDIA CORP DEL	FWONB	13,978	$355,880	0.02%
206	FIRST TR SML CP CORE ALPHA F	33734Y109	4,400	$354,898	0.02%
207	INTERCONTINENTAL EXCHANGE IN	45866F104	3,221	$354,347	0.02%
208	NORTHROP GRUMMAN CORP	NOC	792	$348,589	0.02%
209	ORACLE CORP	ORCL-PD	3,284	$347,842	0.02%
210	PAYCHEX INC	PAYX	3,000	$345,990	0.02%
211	BOSTON SCIENTIFIC CORP	BSX	6,530	$344,784	0.02%
212	ASTRAZENECA PLC	AZN	5,023	$340,125	0.02%
213	UNION PAC CORP	UNP	1,670	$340,063	0.02%
214	VANGUARD INTL EQUITY INDEX F	922042874	5,835	$338,022	0.02%
215	ATI INC	ATI	8,180	$336,607	0.02%
216	PLAINS ALL AMERN PIPELINE L	726503105	21,800	$333,976	0.02%
217	WALMART INC	WMT	2,068	$330,736	0.02%
218	FIRST TR NAS100 EQ WEIGHTED	337344105	3,144	$326,918	0.02%
219	MERIDIAN CORPORATION	MRDN	33,334	$326,507	0.02%
220	VARONIS SYS INC	VRNS	10,500	$320,670	0.02%
221	KLA CORP	KLAC	683	$313,438	0.02%
222	CHESAPEAKE UTILS CORP	165303108	3,200	$312,800	0.02%
223	OCCIDENTAL PETE CORP	674599162	7,161	$309,714	0.02%
224	TOTALENERGIES SE	TTE	4,675	$307,428	0.02%
225	RIO TINTO PLC	RTNTF	4,800	$305,472	0.02%
226	ISHARES TR	464288885	3,463	$298,857	0.02%
227	FIRST TR EXCHANGE TRADED FD	33734X846	6,553	$297,703	0.02%
228	ISHARES TR	464288372	6,871	$297,446	0.02%
229	SCHWAB STRATEGIC TR	808524201	5,814	$294,189	0.02%
230	ISHARES TR	464287523	621	$294,149	0.02%
231	ISHARES TR	464287606	4,064	$293,584	0.02%
232	PATRIOT NATL BANCORP INC	70336F203	39,123	$289,511	0.02%
233	SELECT SECTOR SPDR TR	81369Y605	8,340	$276,638	0.02%
234	BLACKROCK INC	BLK	410	$265,061	0.02%
235	INSPIRE MED SYS INC	457730109	1,300	$257,972	0.02%
236	META PLATFORMS INC	META	854	$256,380	0.02%
237	VANGUARD WORLD FDS	92204A306	2,006	$254,241	0.02%
238	ARROW ELECTRS INC	042735100	2,000	$250,480	0.02%
239	NUCOR CORP	NUE	1,600	$250,160	0.02%
240	ISHARES TR	464288257	2,705	$249,861	0.02%
241	LITTELFUSE INC	LFUS	1,000	$247,320	0.02%
242	SMUCKER J M CO	832696405	2,000	$245,840	0.02%
243	ISHARES TR	464288836	1,380	$244,234	0.02%
244	ADVANCED MICRO DEVICES INC	AMD	2,324	$238,954	0.01%
245	TORTOISE ENERGY INFRA CORP	TYG	8,250	$238,425	0.01%
246	APA CORPORATION	APA	5,783	$237,682	0.01%
247	CROWDSTRIKE HLDGS INC	CRWD	1,405	$235,169	0.01%
248	ALLSTATE CORP	ALL-PJ	2,108	$234,853	0.01%
249	VANGUARD WHITEHALL FDS	921946794	3,785	$234,254	0.01%
250	NEW FORTRESS ENERGY INC	NFE	7,143	$234,148	0.01%
251	SPROTT FDS TR	SII	4,892	$230,756	0.01%
252	MODERNA INC	MRNA	2,210	$228,271	0.01%
253	CBRE GROUP INC	CBRE	3,000	$221,580	0.01%
254	ISHARES TR	46432F834	3,648	$218,844	0.01%
255	BIONTECH SE	BNTX	1,989	$216,085	0.01%
256	CISCO SYS INC	CSCO	4,000	$215,040	0.01%
257	KINDER MORGAN INC DEL	EP-PC	12,960	$214,877	0.01%
258	WILLIAMS COS INC	969457100	6,365	$214,437	0.01%
259	CARRIER GLOBAL CORPORATION	CARR	3,801	$209,816	0.01%
260	BLOCK INC	BSQKZ	4,730	$209,350	0.01%
261	KRAFT HEINZ CO	KHC	6,194	$208,362	0.01%
262	AFLAC INC	AFL	2,700	$207,225	0.01%
263	BECTON DICKINSON & CO	BDX	800	$206,824	0.01%
264	EXPEDITORS INTL WASH INC	302130109	1,800	$206,334	0.01%
265	WELLS FARGO CO NEW	949746804	185	$206,275	0.01%
266	BANK AMERICA CORP	060505682	184	$204,647	0.01%
267	VANGUARD SCOTTSDALE FDS	92206C714	3,054	$203,584	0.01%
268	EQT CORP	EQT	5,000	$202,900	0.01%
269	WASTE CONNECTIONS INC	WCN	1,500	$201,450	0.01%
270	ISHARES TR	464288869	2,000	$200,200	0.01%
271	PROMIS NEUROSCIENCES INC	PMN	100,000	$198,030	0.01%
272	AT&T INC	T-PC	12,968	$194,780	0.01%
273	LIBERTY GLOBAL PLC	LBTYK	10,386	$192,765	0.01%
274	E2OPEN PARENT HOLDINGS INC	29788T103	35,115	$159,423	0.01%
275	MATTERPORT INC	577096100	69,700	$151,249	0.01%
276	ASPIRA WOMENS HEALTH INC	04537Y208	23,436	$125,617	0.01%
277	BLACKROCK MUNIYIELD N Y QUAL	BLK	10,000	$88,600	0.01%
278	HERTZ GLOBAL HLDGS INC	HTZWW	12,300	$75,276	0.00%
279	CLEARSIDE BIOMEDICAL INC	CLSDQ	83,000	$72,202	0.00%
280	RALLYBIO CORP	RLYB	18,151	$61,169	0.00%
281	MACROGENICS INC	MGNX	10,000	$46,600	0.00%
282	COGNITION THERAPEUTICS INC	CGTX	24,500	$35,280	0.00%
283	AKILI INC	00974B107	56,554	$31,043	0.00%
284	E2OPEN PARENT HOLDINGS INC	29788T111	30,000	$14,100	0.00%
285	VERU INC	VERU	16,205	$11,652	0.00%