13F HOLDINGS REPORT

Northeast Financial Consultants Inc

Quarter ended Q3 2023 · Filed August 8, 2023 · Accession 0001599863-23-000007

Total Value

$1.63B

Positions

288

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (288)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	VANGUARD INDEX FDS	922908736	673,367	$190.5M	11.70%
2	PFIZER INC	PFE	2,642,351	$96.9M	5.95%
3	VANGUARD INDEX FDS	922908363	235,009	$95.7M	5.88%
4	VANGUARD SPECIALIZED FUNDS	921908844	574,347	$93.3M	5.73%
5	SPDR S&P 500 ETF TR	SPY	176,722	$78.3M	4.81%
6	APPLE INC	AAPL	382,257	$74.1M	4.55%
7	ISHARES TR	46434V621	1,308,722	$67.4M	4.14%
8	VANGUARD WHITEHALL FDS	921946406	506,150	$53.7M	3.30%
9	INVESCO QQQ TR	IVZ	119,539	$44.2M	2.71%
10	MICROSOFT CORP	MSFT	122,434	$41.7M	2.56%
11	PACER FDS TR	69374H881	718,622	$34.4M	2.11%
12	AMAZON COM INC	AMZN	257,226	$33.5M	2.06%
13	FIRST TR EXCHANGE-TRADED FD	33733E302	180,149	$29.4M	1.80%
14	JPMORGAN CHASE & CO	VYLD	177,822	$25.9M	1.59%
15	VANGUARD INDEX FDS	922908769	116,033	$25.6M	1.57%
16	ALPHABET INC	GOOG	209,704	$25.4M	1.56%
17	ALPHABET INC	GOOG	180,239	$21.6M	1.32%
18	VANGUARD INDEX FDS	922908744	138,432	$19.7M	1.21%
19	BLACKSTONE SECD LENDING FD	BX	708,740	$19.4M	1.19%
20	SELECT SECTOR SPDR TR	81369Y803	109,921	$19.1M	1.17%
21	ISHARES TR	464287515	54,778	$18.9M	1.16%
22	BANK AMERICA CORP	060505104	524,780	$15.1M	0.92%
23	ISHARES TR	464288810	237,905	$13.4M	0.82%
24	CHEVRON CORP NEW	CVX	76,357	$12.0M	0.74%
25	VANGUARD WORLD FDS	92204A405	125,046	$10.2M	0.62%
26	DISNEY WALT CO	254687106	108,780	$9.7M	0.60%
27	ISHARES TR	464287804	95,419	$9.5M	0.58%
28	EXXON MOBIL CORP	XOM	82,821	$8.9M	0.55%
29	MERCK & CO INC	MRK	75,129	$8.7M	0.53%
30	FMC CORP	FMC	78,762	$8.2M	0.50%
31	HOME DEPOT INC	HD	26,186	$8.1M	0.50%
32	BROADCOM INC	AVGO	9,168	$8.0M	0.49%
33	BROOKFIELD CORP	11271J107	234,641	$7.9M	0.48%
34	ENTERPRISE PRODS PARTNERS L	293792107	292,867	$7.7M	0.47%
35	MPLX LP	MPLXP	226,878	$7.7M	0.47%
36	KKR & CO INC	KKRT	136,950	$7.7M	0.47%
37	ZOETIS INC	ZTS	43,556	$7.5M	0.46%
38	HONEYWELL INTL INC	438516106	35,217	$7.3M	0.45%
39	GOLDMAN SACHS GROUP INC	GSCE	22,003	$7.1M	0.44%
40	INVESCO EXCHANGE TRADED FD T	IVZ	83,185	$7.0M	0.43%
41	ISHARES TR	464287879	73,092	$7.0M	0.43%
42	BLACKSTONE INC	BX	73,715	$6.9M	0.42%
43	ISHARES TR	464287200	14,717	$6.6M	0.40%
44	SELECT SECTOR SPDR TR	81369Y506	79,884	$6.5M	0.40%
45	JOHNSON & JOHNSON	JNJ	38,830	$6.4M	0.39%
46	PNC FINL SVCS GROUP INC	693475105	50,858	$6.4M	0.39%
47	DEERE & CO	DE	15,659	$6.3M	0.39%
48	LIBERTY BROADBAND CORP	LBRDP	77,839	$6.2M	0.38%
49	NVIDIA CORPORATION	NVDA	14,684	$6.2M	0.38%
50	ISHARES TR	46432F339	46,018	$6.2M	0.38%
51	GOLUB CAP BDC INC	38173M102	439,184	$5.9M	0.36%
52	METLIFE INC	MET-PF	99,251	$5.6M	0.34%
53	WASTE MGMT INC DEL	94106L109	31,930	$5.5M	0.34%
54	ISHARES TR	46434V456	147,178	$5.2M	0.32%
55	UNITEDHEALTH GROUP INC	UNH	10,335	$5.0M	0.30%
56	BLACKSTONE MTG TR INC	BX	207,112	$4.3M	0.26%
57	PEPSICO INC	PEP	22,819	$4.2M	0.26%
58	ARES CAPITAL CORP	ARCC	221,078	$4.2M	0.26%
59	JOHNSON CTLS INTL PLC	G51502105	60,000	$4.1M	0.25%
60	SELECT SECTOR SPDR TR	81369Y209	30,292	$4.0M	0.25%
61	ISHARES TR	464287655	21,238	$4.0M	0.24%
62	SPDR SER TR	78464A409	64,784	$4.0M	0.24%
63	PROCTER AND GAMBLE CO	742718109	25,984	$3.9M	0.24%
64	READY CAPITAL CORP	RC-PE	346,883	$3.9M	0.24%
65	VISA INC	V	16,424	$3.9M	0.24%
66	ISHARES TR	464287309	54,139	$3.8M	0.23%
67	VANGUARD INDEX FDS	922908611	22,750	$3.8M	0.23%
68	MARTIN MARIETTA MATLS INC	573284106	8,078	$3.7M	0.23%
69	MASTERCARD INCORPORATED	MA	8,909	$3.5M	0.22%
70	PHILIP MORRIS INTL INC	718172109	35,818	$3.5M	0.21%
71	FIRST TR EXCHANGE-TRADED FD	33733E401	41,021	$3.5M	0.21%
72	RAYTHEON TECHNOLOGIES CORP	RTX	34,327	$3.4M	0.21%
73	OCCIDENTAL PETE CORP	674599105	56,553	$3.3M	0.20%
74	THERMO FISHER SCIENTIFIC INC	TMO	6,362	$3.3M	0.20%
75	ASML HOLDING N V	ASMLF	4,526	$3.3M	0.20%
76	APOLLO GLOBAL MGMT INC	03769M106	41,598	$3.2M	0.20%
77	DUPONT DE NEMOURS INC	DD	44,685	$3.2M	0.20%
78	PHILLIPS 66	PSX	33,200	$3.2M	0.19%
79	METTLER TOLEDO INTERNATIONAL	MTD	2,354	$3.1M	0.19%
80	COCA COLA CO	KO	50,959	$3.1M	0.19%
81	ISHARES TR	464287473	27,788	$3.1M	0.19%
82	ISHARES TR	46429B663	29,618	$3.0M	0.18%
83	SPDR SER TR	78464A599	21,895	$2.9M	0.18%
84	CITIGROUP INC	C-PR	62,826	$2.9M	0.18%
85	SPDR SER TR	78468R853	73,997	$2.9M	0.18%
86	ISHARES TR	464287614	10,256	$2.8M	0.17%
87	BRISTOL-MYERS SQUIBB CO	CELG-RI	42,985	$2.7M	0.17%
88	VANGUARD INTL EQUITY INDEX F	922042775	49,178	$2.7M	0.16%
89	ISHARES TR	464287887	22,532	$2.6M	0.16%
90	AUTOMATIC DATA PROCESSING IN	ADP	11,527	$2.5M	0.16%
91	ABBVIE INC	ABBV	18,503	$2.5M	0.15%
92	SPDR SER TR	78464A581	24,524	$2.4M	0.15%
93	SALESFORCE INC	CRM	11,296	$2.4M	0.15%
94	ISHARES TR	464287721	21,310	$2.3M	0.14%
95	UNITED PARCEL SERVICE INC	UPS	12,044	$2.2M	0.13%
96	MCDONALDS CORP	MCD	7,159	$2.1M	0.13%
97	LILLY ELI & CO	LLY	4,511	$2.1M	0.13%
98	ALLIANCEBERNSTEIN HLDG L P	01881G106	65,710	$2.1M	0.13%
99	SPDR SER TR	78464A508	48,777	$2.1M	0.13%
100	TEXAS INSTRS INC	882508104	11,600	$2.1M	0.13%
101	VERTEX PHARMACEUTICALS INC	VRTX	5,856	$2.1M	0.13%
102	SCHWAB CHARLES CORP	SCHW-PJ	35,319	$2.0M	0.12%
103	ISHARES TR	464287598	12,056	$1.9M	0.12%
104	WISDOMTREE TR	WT	35,727	$1.9M	0.12%
105	STEEL DYNAMICS INC	STLD	16,600	$1.8M	0.11%
106	VIATRIS INC	VTRS	179,200	$1.8M	0.11%
107	ENERGY TRANSFER L P	ET-PI	140,522	$1.8M	0.11%
108	MAGELLAN MIDSTREAM PRTNRS LP	559080106	27,819	$1.7M	0.11%
109	MONDELEZ INTL INC	609207105	22,391	$1.6M	0.10%
110	LOCKHEED MARTIN CORP	LMT	3,547	$1.6M	0.10%
111	ALTRIA GROUP INC	MO	35,811	$1.6M	0.10%
112	ISHARES TR	464287762	5,745	$1.6M	0.10%
113	CORNING INC	GLW	45,063	$1.6M	0.10%
114	TJX COS INC NEW	872540109	17,958	$1.5M	0.09%
115	SELECT SECTOR SPDR TR	81369Y704	13,481	$1.4M	0.09%
116	L3HARRIS TECHNOLOGIES INC	LHX	7,000	$1.4M	0.08%
117	AMGEN INC	AMGN	6,086	$1.4M	0.08%
118	ARES MANAGEMENT CORPORATION	ARES-PB	13,995	$1.3M	0.08%
119	VANGUARD INDEX FDS	922908595	5,861	$1.3M	0.08%
120	VANGUARD WORLD FDS	92204A702	3,044	$1.3M	0.08%
121	ISHARES TR	46432F842	18,889	$1.3M	0.08%
122	ILLINOIS TOOL WKS INC	452308109	5,090	$1.3M	0.08%
123	REGENERON PHARMACEUTICALS	REGN	1,731	$1.2M	0.08%
124	BUNGE LIMITED	BG	13,019	$1.2M	0.08%
125	WISDOMTREE TR	WT	18,415	$1.2M	0.08%
126	FORD MTR CO DEL	345370860	80,981	$1.2M	0.08%
127	FIRST TR VALUE LINE DIVID IN	33734H106	30,554	$1.2M	0.08%
128	VANGUARD INDEX FDS	922908512	8,828	$1.2M	0.07%
129	SPDR SER TR	78464A763	9,486	$1.2M	0.07%
130	FREEPORT-MCMORAN INC	FCX	28,721	$1.1M	0.07%
131	VANGUARD INDEX FDS	922908538	5,487	$1.1M	0.07%
132	INVESCO EXCHANGE TRADED FD T	IVZ	61,943	$1.1M	0.07%
133	SELECT SECTOR SPDR TR	81369Y886	17,038	$1.1M	0.07%
134	DUKE ENERGY CORP NEW	DUKB	12,372	$1.1M	0.07%
135	HANNON ARMSTRONG SUST INFR C	41068X100	43,755	$1.1M	0.07%
136	MATADOR RES CO	MTDR	20,767	$1.1M	0.07%
137	ECOLAB INC	ECL	5,796	$1.1M	0.07%
138	SCHWAB STRATEGIC TR	808524797	14,684	$1.1M	0.07%
139	ISHARES TR	464287556	8,227	$1.0M	0.06%
140	GLOBAL X FDS	37954Y384	42,718	$1.0M	0.06%
141	ETF MANAGERS TR	26924G201	20,120	$1.0M	0.06%
142	ISHARES TR	46435U135	26,825	$1.0M	0.06%
143	WATSCO INC	WSO-B	2,500	$953,675	0.06%
144	CONOCOPHILLIPS	COP	9,158	$948,861	0.06%
145	NETFLIX INC	NFLX	2,102	$925,910	0.06%
146	TRANE TECHNOLOGIES PLC	TT	4,824	$922,725	0.06%
147	STRYKER CORPORATION	SYK	2,975	$907,643	0.06%
148	NIKE INC	NKE	8,006	$883,623	0.05%
149	COVENANT LOGISTICS GROUP INC	CVLG	20,000	$876,600	0.05%
150	CUMMINS INC	CMI	3,574	$876,202	0.05%
151	MORGAN STANLEY	MS-PQ	9,840	$840,336	0.05%
152	ADOBE SYSTEMS INCORPORATED	ADBE	1,697	$829,817	0.05%
153	INVESCO EXCHANGE TRADED FD T	IVZ	4,200	$820,342	0.05%
154	ISHARES TR	464287291	12,794	$795,667	0.05%
155	HEICO CORP NEW	HEI-A	4,100	$725,454	0.04%
156	PROSHARES TR	74348A467	7,318	$689,942	0.04%
157	ISHARES TR	464287507	2,627	$686,873	0.04%
158	T ROWE PRICE ETF INC	87283Q305	24,200	$668,746	0.04%
159	ASTRAZENECA PLC	AZN	9,252	$662,195	0.04%
160	INVESCO EXCHANGE TRADED FD T	IVZ	7,100	$635,095	0.04%
161	OAKTREE SPECIALTY LENDING CO	OCSL	32,166	$624,986	0.04%
162	CARLYLE SECURED LENDING INC	CGBD	42,770	$622,732	0.04%
163	ISHARES TR	464287481	6,381	$616,597	0.04%
164	BOEING CO	BA-PA	2,845	$600,751	0.04%
165	ISHARES TR	464287168	5,160	$584,628	0.04%
166	ISHARES TR	464287465	8,026	$581,894	0.04%
167	CSX CORP	CSX	16,943	$577,757	0.04%
168	HCA HEALTHCARE INC	HCA	1,860	$564,473	0.03%
169	SEAGEN INC	SE	2,900	$558,134	0.03%
170	ABBOTT LABS	ABLZF	5,111	$557,166	0.03%
171	ALLSTATE CORP	ALL-PJ	5,108	$556,977	0.03%
172	ACCENTURE PLC IRELAND	ACN	1,800	$555,444	0.03%
173	SPDR GOLD TR	GLD	3,083	$549,607	0.03%
174	MIDCAP FINANCIAL INVSTMNT CO	03761U502	43,733	$549,287	0.03%
175	ISHARES INC	46434G103	11,002	$542,289	0.03%
176	INTERNATIONAL BUSINESS MACHS	INTR	3,861	$516,577	0.03%
177	KIMBERLY-CLARK CORP	KMB	3,688	$509,166	0.03%
178	TAIWAN SEMICONDUCTOR MFG LTD	874039100	5,039	$508,570	0.03%
179	GENUINE PARTS CO	GPC	3,000	$507,690	0.03%
180	VANGUARD WORLD FDS	92204A207	2,596	$504,764	0.03%
181	MONSTER BEVERAGE CORP NEW	MNST	8,640	$496,282	0.03%
182	VERIZON COMMUNICATIONS INC	VZ	13,311	$495,046	0.03%
183	SONOCO PRODS CO	835495102	8,300	$489,866	0.03%
184	SIXTH STREET SPECIALTY LENDI	TSLX	26,000	$485,940	0.03%
185	DYADIC INTL INC DEL	26745T101	250,000	$482,500	0.03%
186	MARSH & MCLENNAN COS INC	571748102	2,560	$481,485	0.03%
187	COSTCO WHSL CORP NEW	22160K105	882	$474,852	0.03%
188	MGM RESORTS INTERNATIONAL	MGM	10,750	$472,140	0.03%
189	IQVIA HLDGS INC	IQV	2,080	$467,522	0.03%
190	STARBUCKS CORP	SBUX	4,686	$464,171	0.03%
191	TESLA INC	TSLA	1,742	$456,004	0.03%
192	ISHARES TR	464287499	6,208	$453,371	0.03%
193	INVESCO EXCH TRADED FD TR II	IVZ	10,869	$449,434	0.03%
194	BLOCK INC	BSQKZ	6,645	$442,358	0.03%
195	CASEYS GEN STORES INC	147528103	1,800	$438,984	0.03%
196	FIRST TR EXCHANGE TRADED FD	33734X143	4,050	$438,656	0.03%
197	SHELL PLC	RYDAF	7,250	$437,755	0.03%
198	CENTENE CORP DEL	CNC	6,400	$431,680	0.03%
199	BIOCRYST PHARMACEUTICALS INC	BCRX	60,633	$426,857	0.03%
200	INSPIRE MED SYS INC	457730109	1,300	$422,032	0.03%
201	EMERSON ELEC CO	EMR	4,514	$408,021	0.03%
202	ORACLE CORP	ORCL-PD	3,284	$391,092	0.02%
203	VANGUARD ADMIRAL FDS INC	921932505	1,529	$388,382	0.02%
204	PROMIS NEUROSCIENCES INC	PMN	100,000	$388,000	0.02%
205	CHESAPEAKE UTILS CORP	165303108	3,200	$380,800	0.02%
206	ORION GROUP HLDGS INC	ORN	135,365	$380,376	0.02%
207	PACER FDS TR	69374H857	9,249	$376,435	0.02%
208	ISHARES TR	464287622	1,519	$370,242	0.02%
209	GLOBAL X FDS	37954Y871	16,844	$365,515	0.02%
210	INTERCONTINENTAL EXCHANGE IN	45866F104	3,218	$363,915	0.02%
211	FIRST TR SML CP CORE ALPHA F	33734Y109	4,400	$361,938	0.02%
212	ATI INC	ATI	8,180	$361,802	0.02%
213	NORTHROP GRUMMAN CORP	NOC	791	$360,660	0.02%
214	VANGUARD INTL EQUITY INDEX F	922042874	5,835	$360,020	0.02%
215	BOSTON SCIENTIFIC CORP	BSX	6,530	$353,208	0.02%
216	UNION PAC CORP	UNP	1,670	$341,716	0.02%
217	FIRST TR NAS100 EQ WEIGHTED	337344105	3,144	$336,066	0.02%
218	PAYCHEX INC	PAYX	3,000	$335,610	0.02%
219	KLA CORP	KLAC	682	$330,604	0.02%
220	ISHARES TR	464288885	3,463	$330,405	0.02%
221	MERIDIAN CORPORATION	MRDN	33,334	$326,674	0.02%
222	WALMART INC	WMT	2,068	$325,049	0.02%
223	ISHARES TR	464288372	6,871	$322,593	0.02%
224	ISHARES TR	464287523	621	$315,022	0.02%
225	PATRIOT NATL BANCORP INC	70336F203	39,123	$308,290	0.02%
226	SELECT SECTOR SPDR TR	81369Y605	9,130	$307,773	0.02%
227	PLAINS ALL AMERN PIPELINE L	726503105	21,800	$307,380	0.02%
228	RIO TINTO PLC	RTNTF	4,800	$306,432	0.02%
229	ISHARES TR	464287606	4,064	$304,800	0.02%
230	SCHWAB STRATEGIC TR	808524201	5,814	$304,480	0.02%
231	PAYPAL HLDGS INC	PYPL	4,502	$300,419	0.02%
232	FIRST TR EXCHANGE TRADED FD	33734X846	6,553	$297,572	0.02%
233	SMUCKER J M CO	832696405	2,000	$295,364	0.02%
234	OMNICELL COM	OMCL	4,000	$294,680	0.02%
235	LITTELFUSE INC	LFUS	1,000	$291,310	0.02%
236	ARROW ELECTRS INC	042735100	2,000	$286,460	0.02%
237	BLACKROCK INC	BLK	410	$283,368	0.02%
238	VARONIS SYS INC	VRNS	10,500	$279,825	0.02%
239	INTERNATIONAL PAPER CO	460146103	8,560	$272,294	0.02%
240	TOTALENERGIES SE	TTE	4,675	$269,467	0.02%
241	MODERNA INC	MRNA	2,210	$268,515	0.02%
242	OCCIDENTAL PETE CORP	674599162	7,161	$267,249	0.02%
243	NUCOR CORP	NUE	1,600	$262,368	0.02%
244	ISHARES TR	464288257	2,705	$259,547	0.02%
245	ISHARES TR	464288836	1,380	$247,172	0.02%
246	META PLATFORMS INC	META	854	$245,081	0.02%
247	CBRE GROUP INC	CBRE	3,000	$242,130	0.01%
248	TORTOISE ENERGY INFRA CORP	TYG	8,250	$239,663	0.01%
249	VANGUARD WHITEHALL FDS	921946794	3,785	$239,212	0.01%
250	ISHARES TR	46432F834	3,648	$228,439	0.01%
251	VANGUARD WORLD FDS	92204A306	2,006	$226,458	0.01%
252	KINDER MORGAN INC DEL	EP-PC	12,960	$223,172	0.01%
253	ADVANCED MICRO DEVICES INC	AMD	1,947	$221,783	0.01%
254	KRAFT HEINZ CO	KHC	6,194	$219,871	0.01%
255	MATTERPORT INC	577096100	69,700	$219,555	0.01%
256	ENBRIDGE INC	ENNPF	5,896	$219,037	0.01%
257	ISHARES TR	464288869	2,000	$218,600	0.01%
258	EXPEDITORS INTL WASH INC	302130109	1,800	$218,034	0.01%
259	BANK AMERICA CORP	060505682	184	$215,615	0.01%
260	BIONTECH SE	BNTX	1,989	$214,673	0.01%
261	WASTE CONNECTIONS INC	WCN	1,500	$214,395	0.01%
262	AMERICAN WTR WKS CO INC NEW	030420103	1,500	$214,125	0.01%
263	WELLS FARGO CO NEW	949746804	185	$213,120	0.01%
264	VANGUARD SCOTTSDALE FDS	92206C714	3,054	$211,372	0.01%
265	BECTON DICKINSON & CO	BDX	800	$211,208	0.01%
266	SMITH & NEPHEW PLC	SNNUF	6,500	$209,625	0.01%
267	CLOROX CO DEL	CLX	1,312	$208,661	0.01%
268	WILLIAMS COS INC	969457100	6,365	$207,690	0.01%
269	AON PLC	AON	600	$207,120	0.01%
270	AT&T INC	T-PC	12,968	$206,840	0.01%
271	CROWDSTRIKE HLDGS INC	CRWD	1,405	$206,353	0.01%
272	EQT CORP	EQT	5,000	$205,650	0.01%
273	CAESARS ENTERTAINMENT INC NE	12769G100	4,000	$203,880	0.01%
274	CISCO SYS INC	CSCO	3,912	$202,407	0.01%
275	E2OPEN PARENT HOLDINGS INC	29788T103	35,115	$196,644	0.01%
276	LIBERTY GLOBAL PLC	LBTYK	10,386	$184,560	0.01%
277	PETMED EXPRESS INC	PETS	10,000	$137,900	0.01%
278	HERTZ GLOBAL HLDGS INC	HTZWW	11,800	$119,062	0.01%
279	RALLYBIO CORP	RLYB	18,151	$102,735	0.01%
280	BLACKROCK MUNIYIELD N Y QUAL	BLK	10,000	$101,300	0.01%
281	CLEARSIDE BIOMEDICAL INC	CLSDQ	83,000	$92,960	0.01%
282	AKILI INC	00974B107	56,554	$62,775	0.00%
283	MACROGENICS INC	MGNX	10,000	$53,500	0.00%
284	COGNITION THERAPEUTICS INC	CGTX	24,500	$44,835	0.00%
285	VERU INC	VERU	16,205	$19,284	0.00%
286	E2OPEN PARENT HOLDINGS INC	29788T111	30,000	$16,200	0.00%
287	FREQUENCY THERAPEUTICS INC	FRQN	42,857	$14,829	0.00%
288	SPECTRUM PHARMACEUTICALS INC	84763A108	10,000	$9,600	0.00%