13F HOLDINGS REPORT
Warberg Asset Management LLC
Quarter ended Q3 2025 · Filed November 6, 2025 · Accession 0001597506-25-000004
Total Value
$626.9M
Positions
188
Other Managers
0
Confidential Omitted
No
Holdings (188)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SPDR S&P 500 ETF TR | SPY | 294,000 | $195.9M | 31.24% |
| 2 | INVESCO QQQ TR | IVZ | 51,000 | $30.6M | 4.88% |
| 3 | SEAGATE HDD CAYMAN | SE | 9,091,000 | $26.2M | 4.18% |
| 4 | SEA LTD | SE | 12,103,000 | $23.9M | 3.81% |
| 5 | WESTERN DIGITAL CORP | WDC | 7,038,000 | $22.6M | 3.60% |
| 6 | CNX RES CORP | CNX | 7,976,000 | $20.0M | 3.18% |
| 7 | AXON ENTERPRISE INC | AXON | 6,280,000 | $19.7M | 3.15% |
| 8 | LIVE NATION ENTERTAINMENT IN | LYV | 10,564,000 | $17.1M | 2.73% |
| 9 | MICROCHIP TECHNOLOGY INC. | MCHPP | 9,096,000 | $16.7M | 2.67% |
| 10 | BOX INC | BXCAP | 11,302,000 | $14.1M | 2.25% |
| 11 | INTEGER HLDGS CORP | ITGR | 10,405,000 | $13.6M | 2.16% |
| 12 | OCCIDENTAL PETE CORP | 674599162 | 449,311 | $11.4M | 1.82% |
| 13 | MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | 7,174,000 | $10.9M | 1.74% |
| 14 | STRIDE INC | LRN | 3,537,000 | $10.0M | 1.59% |
| 15 | WORKIVA INC | WK | 8,170,000 | $9.6M | 1.54% |
| 16 | POST HLDGS INC | POST | 8,390,000 | $9.4M | 1.50% |
| 17 | VENTAS RLTY LTD PARTNERSHIP | VTR | 6,696,000 | $8.6M | 1.38% |
| 18 | SPOTIFY USA INC | 84921RAB6 | 6,091,000 | $8.3M | 1.33% |
| 19 | RIGETTI COMPUTING INC | RGTIW | 449,224 | $8.2M | 1.31% |
| 20 | HALOZYME THERAPEUTICS INC | HALO | 5,142,000 | $7.2M | 1.16% |
| 21 | TYLER TEX INDPT SCH DIST | 902252AB1 | 6,044,000 | $6.6M | 1.06% |
| 22 | PROGRESS SOFTWARE CORP | 743312AB6 | 6,606,000 | $6.6M | 1.05% |
| 23 | WISDOMTREE INC | WT | 5,000,000 | $6.4M | 1.03% |
| 24 | PALANTIR TECHNOLOGIES INC | PLTR | 35,000 | $6.4M | 1.02% |
| 25 | ISHARES TR | 464287952 | 60,000 | $5.4M | 0.86% |
| 26 | SOUTHERN CO | SOMN | 4,747,000 | $5.4M | 0.85% |
| 27 | ALNYLAM PHARMACEUTICALS INC | ALNY | 3,000,000 | $4.9M | 0.79% |
| 28 | PORCH GROUP INC | PRCH | 3,000,000 | $4.5M | 0.72% |
| 29 | FORD MTR CO | 345370CZ1 | 4,058,000 | $4.1M | 0.66% |
| 30 | EPR PPTYS | 26884U208 | 142,350 | $3.6M | 0.58% |
| 31 | CENTERPOINT ENERGY INC | CNP | 3,000,000 | $3.3M | 0.53% |
| 32 | STEREOTAXIS INC | STXS | 1,049,867 | $3.3M | 0.53% |
| 33 | WISDOMTREE INC | WT | 2,500,000 | $3.3M | 0.52% |
| 34 | CANTALOUPE INC | CTLPP | 276,300 | $2.9M | 0.47% |
| 35 | EXPEDIA GROUP INC | EXPE | 2,782,000 | $2.8M | 0.45% |
| 36 | AMERICAN WTR CAP CORP | 03040WBE4 | 2,541,000 | $2.5M | 0.41% |
| 37 | APPLE INC | AAPL | 10,000 | $2.5M | 0.41% |
| 38 | ISHARES TR | 464288953 | 30,000 | $2.4M | 0.39% |
| 39 | CHART INDS INC | 16115Q407 | 33,343 | $2.4M | 0.38% |
| 40 | EQUINIX INC | EQIX | 3,000 | $2.3M | 0.37% |
| 41 | CORE SCIENTIFIC INC NEW | 21874A114 | 192,550 | $2.2M | 0.36% |
| 42 | ISHARES BITCOIN TRUST ETF | IBIT | 32,000 | $2.1M | 0.33% |
| 43 | NVIDIA CORPORATION | NVDA | 10,000 | $1.9M | 0.30% |
| 44 | NVIDIA CORPORATION | NVDA | 10,000 | $1.9M | 0.30% |
| 45 | ITRON INC | ITRI | 1,513,000 | $1.6M | 0.26% |
| 46 | VANECK ETF TRUST | 92189F906 | 21,000 | $1.6M | 0.26% |
| 47 | GREENBRIER COS INC | 393657AM3 | 1,451,000 | $1.6M | 0.25% |
| 48 | CENTRUS ENERGY CORP | LEU | 5,000 | $1.6M | 0.25% |
| 49 | D. BORAL ARC ACQ I CORP. | G2616F101 | 140,000 | $1.4M | 0.22% |
| 50 | VENDOME ACQUISITION CORP I | VNMEW | 138,500 | $1.4M | 0.22% |
| 51 | RIGETTI COMPUTING INC | RGTIW | 39,800 | $1.2M | 0.19% |
| 52 | TAVIA ACQUISITION CORP | TAVIU | 107,360 | $1.1M | 0.18% |
| 53 | NUTANIX INC | NTNX | 757,000 | $1.0M | 0.17% |
| 54 | MICROSOFT CORP | MSFT | 2,000 | $1.0M | 0.17% |
| 55 | CHARLTON ARIA ACQUISITION CO | CHARU | 98,665 | $1.0M | 0.16% |
| 56 | ROBINHOOD MKTS INC | 770700902 | 7,000 | $1.0M | 0.16% |
| 57 | LIBERTY MEDIA CORP DEL | FWONB | 719,000 | $955,034 | 0.15% |
| 58 | DRUGS MADE IN AMER ACQUTN CO | G2847J104 | 92,055 | $945,405 | 0.15% |
| 59 | FOUR LEAF ACQUISITION CORP | 35088F107 | 75,932 | $873,218 | 0.14% |
| 60 | ISHARES SILVER TR | SLV | 20,000 | $847,400 | 0.14% |
| 61 | ORIGIN INVT CORP I | G67751100 | 83,610 | $840,281 | 0.13% |
| 62 | NEW ENGLAND RLTY ASSOC LTD P | 644206104 | 11,414 | $826,031 | 0.13% |
| 63 | BLACK HAWK ACQUISITION CORP | BKHAU | 74,230 | $824,695 | 0.13% |
| 64 | INNOVATIVE INDL PPTYS INC | INHD | 15,000 | $803,700 | 0.13% |
| 65 | PANTAGES CAPITAL ACQUISITION | PGACU | 76,190 | $781,709 | 0.12% |
| 66 | KOCHAV DEFENSE ACQUI CO | KCHVU | 77,200 | $774,316 | 0.12% |
| 67 | TRANSLATIONAL DEV ACQUISITIO | G9008W105 | 73,422 | $759,183 | 0.12% |
| 68 | CARVANA CO | CVNA | 2,000 | $754,480 | 0.12% |
| 69 | TIDAL TRUST I | 886364951 | 30,000 | $749,700 | 0.12% |
| 70 | PG&E CORP | PCG-PX | 49,000 | $738,920 | 0.12% |
| 71 | AA MISSION ACQUISITION CORP | YCY-WT | 67,196 | $706,902 | 0.11% |
| 72 | PPL CAP FDG INC | PPLC | 606,000 | $692,181 | 0.11% |
| 73 | CONSTELLATION BRANDS INC | STZ | 5,000 | $673,350 | 0.11% |
| 74 | CIRCLE INTERNET GROUP INC | CRCL | 5,000 | $662,900 | 0.11% |
| 75 | STRATEGY INC | STRK | 2,000 | $644,420 | 0.10% |
| 76 | EVERGY INC | EVRG | 505,000 | $635,122 | 0.10% |
| 77 | NUSCALE PWR CORP | NU | 17,000 | $612,000 | 0.10% |
| 78 | SOLENO THERAPEUTICS INC | SLNO | 9,000 | $608,400 | 0.10% |
| 79 | TALON CAP CORP | TLNCW | 60,000 | $602,928 | 0.10% |
| 80 | EPR PPTYS | 26884U307 | 18,417 | $589,068 | 0.09% |
| 81 | OKLO INC | OKLO | 5,000 | $558,150 | 0.09% |
| 82 | KEEN VISION ACQUISITION CORP | KVACW | 45,988 | $533,461 | 0.09% |
| 83 | BOEING CO | BA-PA | 7,399 | $516,080 | 0.08% |
| 84 | PELICAN ACQUISITION CORP | PELI | 50,000 | $503,000 | 0.08% |
| 85 | NEOVOLTA INC | NEOVW | 249,740 | $499,480 | 0.08% |
| 86 | CAL REDWOOD ACQUISITION CORP | CRAQU | 49,900 | $499,045 | 0.08% |
| 87 | OAK WOODS ACQUISITION CORP | 67190B104 | 41,308 | $495,696 | 0.08% |
| 88 | UBER TECHNOLOGIES INC | UBER | 331,000 | $487,276 | 0.08% |
| 89 | RISING DRAGON ACQUISITION CO | RDACU | 45,979 | $479,101 | 0.08% |
| 90 | NEXTERA ENERGY CAP HLDGS INC | NEE-PW | 394,000 | $465,994 | 0.07% |
| 91 | THAYER VENTURES ACQ CORP II | G87890102 | 44,699 | $448,554 | 0.07% |
| 92 | INDIGO ACQUISITION CORP | INACU | 44,612 | $444,782 | 0.07% |
| 93 | OTG ACQUISITION CORP. I | OTGAW | 44,000 | $443,080 | 0.07% |
| 94 | IONQ INC | IONQ-WT | 7,000 | $430,500 | 0.07% |
| 95 | QUANTUMSPHERE ACQUISITION CO | QUMSU | 41,421 | $419,595 | 0.07% |
| 96 | RF ACQUISITION CORP II | RFAIU | 38,000 | $408,120 | 0.07% |
| 97 | NOBLE CORP PLC | NE-WT | 47,198 | $384,900 | 0.06% |
| 98 | GLOBA TERRA ACQUISITION COR | GTERW | 36,300 | $362,274 | 0.06% |
| 99 | GCM GROSVENOR INC | GCMG | 592,488 | $353,789 | 0.06% |
| 100 | ACM RESH INC | 00108J909 | 9,000 | $352,170 | 0.06% |
| 101 | MCKINLEY ACQUISITION CORP | MKLYU | 35,000 | $349,650 | 0.06% |
| 102 | CHAMPIONSGATE ACQUISITION CO | CHPGU | 34,742 | $348,810 | 0.06% |
| 103 | OKLO INC | OKLO | 3,000 | $334,890 | 0.05% |
| 104 | IMAX CORP | IMAX | 277,000 | $327,495 | 0.05% |
| 105 | STRATEGY INC | STRK | 1,000 | $322,210 | 0.05% |
| 106 | USA RARE EARTH INC | USAR | 44,000 | $317,588 | 0.05% |
| 107 | PERCEPTIVE CAP SOLUTIONS COR | G70077105 | 29,931 | $316,071 | 0.05% |
| 108 | DUNE ACQUISITION CORP II | IPODW | 29,416 | $297,690 | 0.05% |
| 109 | MOBILICOM LTD | MOBBW | 64,922 | $281,761 | 0.04% |
| 110 | JOBY AVIATION INC | JOBY-WT | 45,818 | $275,366 | 0.04% |
| 111 | STONEBRIDGE ACQUISITION II C | APACU | 27,500 | $274,175 | 0.04% |
| 112 | APOLLO GLOBAL MGMT INC | 03769M304 | 3,873 | $272,543 | 0.04% |
| 113 | OCCIDENTAL PETE CORP | 674599955 | 5,500 | $259,875 | 0.04% |
| 114 | OPPFI INC | OPFI-WT | 112,553 | $253,244 | 0.04% |
| 115 | SOLARIUS CAPITAL ACQU CORP | SOCAW | 25,000 | $249,500 | 0.04% |
| 116 | A PARADISE ACQUISITION CORP | G04819101 | 25,000 | $247,750 | 0.04% |
| 117 | ROMAN DBDR ACQUISITION CORP | DRDBW | 23,910 | $246,727 | 0.04% |
| 118 | QUARTZSEA ACQUISITION CORP | QSEAU | 24,000 | $243,120 | 0.04% |
| 119 | WINTERGREEN ACQUISITION CORP | WTGUU | 23,964 | $241,198 | 0.04% |
| 120 | AXIOM INTELLIGENCE AC CORP 1 | G0750N104 | 24,000 | $239,040 | 0.04% |
| 121 | BARCLAYS BANK PLC | VXZ | 7,000 | $231,980 | 0.04% |
| 122 | PRAIRIE OPER CO | PROP | 114,100 | $226,489 | 0.04% |
| 123 | A SPAC III ACQUISITION CORP | G0544A103 | 20,000 | $206,800 | 0.03% |
| 124 | BLUE WTR ACQUISITION CORP. I | G1368E106 | 20,000 | $199,600 | 0.03% |
| 125 | RANGE CAP ACQUISITION CORP | G7375C108 | 18,645 | $194,001 | 0.03% |
| 126 | BTC DEV CORP | BDCIW | 19,000 | $191,900 | 0.03% |
| 127 | COLUMBUS CIRCLE CAP CORP. I | G2296A109 | 18,480 | $187,018 | 0.03% |
| 128 | RIBBON ACQUISITION CORP | RIBBU | 17,800 | $182,272 | 0.03% |
| 129 | CAYSON ACQUISITION CORP | CAPNU | 17,226 | $180,184 | 0.03% |
| 130 | COPLEY ACQUISITION CORP | COPL-WT | 17,400 | $176,088 | 0.03% |
| 131 | EUREKA ACQUISITION CORP | EURKU | 15,783 | $168,736 | 0.03% |
| 132 | OPENDOOR TECHNOLOGIES INC | OPENZ | 20,000 | $159,400 | 0.03% |
| 133 | CSLM DIGITA ASSET ACQ CORP I | CMXHF | 15,828 | $157,093 | 0.03% |
| 134 | FG MERGER II CORP | FGMCU | 15,000 | $149,871 | 0.02% |
| 135 | UY SCUTI ACQUISITION CORP. | UYSCU | 14,600 | $148,044 | 0.02% |
| 136 | I-80 GOLD CORP | IAUX-WT | 289,852 | $130,433 | 0.02% |
| 137 | RICHTECH ROBOTICS INC | RR | 30,000 | $128,700 | 0.02% |
| 138 | BIOVIE INC | BIVIW | 281,483 | $124,669 | 0.02% |
| 139 | AMPRIUS TECHNOLOGIES INC | AMPX-WT | 29,000 | $106,140 | 0.02% |
| 140 | DEFSEC TECHNOLOGIES INC | DFSCW | 28,950 | $103,062 | 0.02% |
| 141 | ARCHIMEDES TECH SPAC PARTNER | G04537109 | 10,000 | $102,350 | 0.02% |
| 142 | OYSTER ENTERPRISES II ACQUIS | OYSEU | 10,000 | $100,300 | 0.02% |
| 143 | STRIVE INC | SATA | 40,000 | $100,000 | 0.02% |
| 144 | CHENGHE ACQUISITION III CO | CHECW | 10,000 | $99,800 | 0.02% |
| 145 | ABACUS GLOBAL MGMT INC | 00258Y954 | 16,000 | $91,680 | 0.01% |
| 146 | SYNERGY CHC CORP | SNYR | 33,519 | $81,786 | 0.01% |
| 147 | CURIS INC | CRIS | 43,727 | $72,587 | 0.01% |
| 148 | CID HOLDCO INC | DAICW | 377,800 | $57,615 | 0.01% |
| 149 | NEXGEL INC | NXGLW | 166,860 | $50,041 | 0.01% |
| 150 | BORR DRILLING LTD | BORR | 18,500 | $49,765 | 0.01% |
| 151 | US GOLDMINING INC | 90291W116 | 29,217 | $49,085 | 0.01% |
| 152 | LIVEWIRE GROUP INC | LVWR-WT | 634,442 | $46,060 | 0.01% |
| 153 | INTELLIGENT BIO SOLUTIONS IN | 36151G600 | 44,693 | $45,587 | 0.01% |
| 154 | CINEVERSE CORP | CNVS | 12,000 | $40,320 | 0.01% |
| 155 | CIBUS INC | CBUS | 30,000 | $38,700 | 0.01% |
| 156 | SILYNXCOM LTD | SYNX | 25,466 | $37,690 | 0.01% |
| 157 | EON RESOURCES INC | EONR-WT | 633,940 | $31,697 | 0.01% |
| 158 | MODULAR MED INC | MODD | 44,970 | $31,470 | 0.01% |
| 159 | EON RESOURCES INC | EONR-WT | 62,068 | $30,103 | 0.00% |
| 160 | CALIDI BIOTHERAPEUTICS INC | CLDWW | 18,705 | $28,432 | 0.00% |
| 161 | ALEANNA INC | ANNAW | 125,382 | $23,835 | 0.00% |
| 162 | NAMIB MINERALS | NAMMW | 160,000 | $22,400 | 0.00% |
| 163 | FLYEXCLUSIVE INC | FLYX-WT | 70,000 | $22,225 | 0.00% |
| 164 | CRITICAL METALS CORP | CRTMF | 10,100 | $21,230 | 0.00% |
| 165 | INTENSITY THERAPEUTICS INC | INTS | 60,000 | $14,562 | 0.00% |
| 166 | REIN THERAPEUTICS INC | RNTX | 11,000 | $12,595 | 0.00% |
| 167 | MEDICUS PHARMA LTD | MDCXW | 17,203 | $12,386 | 0.00% |
| 168 | AUTONOMIX MED INC | AMIX | 11,334 | $12,241 | 0.00% |
| 169 | MURANO GLOBAL INVTS PLC | G63369113 | 82,639 | $12,057 | 0.00% |
| 170 | AIRJOULE TECHNOLOGIES CORP | AIRJW | 14,800 | $11,840 | 0.00% |
| 171 | VEEA INC | VEEAW | 18,900 | $11,797 | 0.00% |
| 172 | FG MERGER II CORP | FGMCU | 15,200 | $6,384 | 0.00% |
| 173 | CEA INDUSTRIES INC | BNCWZ | 35,000 | $5,597 | 0.00% |
| 174 | GENERATION ESSENTIALS GROUP | TGE-WT | 42,664 | $5,589 | 0.00% |
| 175 | STRAN & COMPANY INC | SWAGW | 66,371 | $4,394 | 0.00% |
| 176 | ORIGIN INVT CORP I | G67751126 | 20,937 | $3,769 | 0.00% |
| 177 | SAVERONE 2014 LTD | SVREW | 125,826 | $3,473 | 0.00% |
| 178 | HUB CYBER SECURITY LTD | HUBCZ | 162,771 | $3,158 | 0.00% |
| 179 | BT BRANDS INC | BTBDW | 10,000 | $2,979 | 0.00% |
| 180 | AERIES TECHNOLOGY INC | AERTW | 70,787 | $2,846 | 0.00% |
| 181 | P3 HEALTH PARTNERS INC | PIIIW | 292,107 | $2,717 | 0.00% |
| 182 | APOLLOMICS INC | APLMW | 87,049 | $1,663 | 0.00% |
| 183 | NEXTPLAT CORP | NXPLW | 34,060 | $1,618 | 0.00% |
| 184 | TRILLER GROUP INC | ILLRW | 30,450 | $1,605 | 0.00% |
| 185 | RENEW ENERGY GLOBAL PLC | RNWWW | 31,092 | $1,418 | 0.00% |
| 186 | SMX SEC MATTERS PLC | G8267K117 | 57,750 | $1,403 | 0.00% |
| 187 | CARBON REVOLUTION LTD | CREVF | 46,472 | $1,097 | 0.00% |
| 188 | ANGHAMI INC | ANGHW | 40,409 | $546 | 0.00% |