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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

Warberg Asset Management LLC

Quarter ended Q3 2024 · Filed November 6, 2024 · Accession 0001597506-24-000007

Total Value
$562.1M
Positions
209
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (209)

#IssuerTicker / CUSIPSharesValue% of Filing
1INVESCO QQQ TRIVZ164,600$80.3M14.29%
2SPDR S&P 500 ETF TRSPY110,000$63.1M11.23%
3OCCIDENTAL PETE CORP674599162917,798$27.3M4.85%
4PARSONS CORP DELPSN9,926,000$22.9M4.07%
5ROYAL CARIBBEAN GROUP780153BQ46,172,000$22.1M3.93%
6MICROCHIP TECHNOLOGY INC.MCHPP8,936,000$20.5M3.65%
7BOOKING HOLDINGS INCBKNG8,874,000$19.9M3.53%
8UNITED STATES STL CORPUNTCW6,758,000$18.1M3.22%
9BOX INCBXCAP10,668,000$14.0M2.49%
10CHART INDS INC16115QAE05,905,000$12.4M2.20%
11AXON ENTERPRISE INCAXON6,528,000$11.7M2.09%
12MICROSOFT CORPMSFT26,000$11.2M1.99%
13INTEGER HLDGS CORPITGR6,613,000$10.5M1.86%
14BLOOMIN BRANDS INCBLMN6,644,000$10.2M1.82%
15NRG ENERGY INCNRG4,230,000$9.4M1.67%
16PALO ALTO NETWORKS INCPANW2,666,000$9.2M1.63%
17POST HLDGS INCPOST7,597,000$9.0M1.61%
18STRIDE INCLRN5,242,000$8.8M1.57%
19NVIDIA CORPORATIONNVDA65,000$7.9M1.40%
20MICROCHIP TECHNOLOGY INC.MCHPP2,035,000$7.5M1.34%
21AKAMAI TECHNOLOGIES INCAKAM6,480,000$7.2M1.28%
22PROGRESS SOFTWARE CORP743312AB65,800,000$7.2M1.28%
23MACOM TECH SOLUTIONS HLDGS I55405YAB65,000,000$7.1M1.26%
24APPLE INCAAPL30,000$7.0M1.24%
25SEA LTDSE3,500,000$6.6M1.17%
26HUBSPOT INCHUBS3,435,000$6.5M1.15%
27GLAUKOS CORPGKOS2,497,000$5.9M1.05%
28MICROSTRATEGY INC594972AE14,216,000$5.8M1.02%
29SEAGATE HDD CAYMANSE4,000,000$5.7M1.02%
30BERKSHIRE HATHAWAY INC DELBRK-A12,000$5.5M0.98%
31ISHARES TR46436E71850,455$5.1M0.90%
32INTERDIGITAL INCIDCC2,625,000$4.9M0.87%
33TYLER TEX INDPT SCH DIST902252AB13,221,000$4.0M0.71%
34FORD MTR CO345370CZ14,016,000$3.9M0.70%
35CHESAPEAKE ENERGY CORPEXE54,124$3.8M0.67%
36WORKIVA INCWK2,745,000$3.2M0.56%
37SOUTHWEST AIRLS CO844741BG23,060,000$3.1M0.55%
38MIDDLEBY CORPMIDD2,599,000$3.0M0.53%
39GUESS INC401617AF22,500,000$2.8M0.49%
40MICROCHIP TECHNOLOGY INC.MCHPP2,486,000$2.5M0.44%
41CHESAPEAKE ENERGY CORPEXE37,446$2.5M0.44%
42ISHARES TR46428795225,000$2.5M0.44%
43NICE LTDNCSYF2,549,000$2.4M0.43%
44JAZZ INVESTMENTS I LTD472145AF82,005,000$2.0M0.36%
45NUTANIX INCNTNX1,671,000$2.0M0.36%
46CORE SCIENTIFIC INC NEW21874A114292,597$2.0M0.35%
47SAREPTA THERAPEUTICS INCSRPT1,127,000$1.9M0.34%
48EPR PPTYS26884U20873,586$1.6M0.29%
49TESLA INCTSLA6,000$1.6M0.28%
50VANECK ETF TRUST92189F90639,000$1.6M0.28%
51STARBUCKS CORPSBUX15,000$1.5M0.26%
52ISHARES SILVER TRSLV48,000$1.4M0.24%
53VINE HILL CAP INVT CORP.G93Y09123134,524$1.3M0.24%
54COINBASE GLOBAL INCCOIN7,000$1.2M0.22%
55CHESAPEAKE ENERGY CORPEXE16,108$1.2M0.21%
56CAVA GROUP INCCAVA9,000$1.1M0.20%
57WALMART INCWMT12,600$1.0M0.18%
58MICROSTRATEGY INCSTRK6,000$1.0M0.18%
59STARBUCKS CORPSBUX10,000$974,9000.17%
60AKAMAI TECHNOLOGIES INCAKAM902,000$932,7290.17%
61CINEMARK HLDGS INCCNK457,000$906,6230.16%
62GRAYSCALE BITCOIN TR BTCGBTC17,500$884,1870.16%
63CLIMATEROCKCLRWF75,390$874,9010.16%
64COMPOSECURE INC20459V113231,907$874,2890.16%
65BELLEVUE LIFE SCNCS AQSTN CO07917410880,228$871,6770.16%
66CARVANA COCVNA5,000$870,5500.15%
67FOUR LEAF ACQUISITION CORP35088F10775,932$832,2150.15%
68NATERA INCNTRA249,000$825,4350.15%
69NEW ENGLAND RLTY ASSOC LTD P6442061049,900$808,3350.14%
70BUKIT JALIL GBL ACQUISITIONG1676M10571,787$783,1960.14%
71VISION SENSING ACQUISITION C92838J10367,179$781,6280.14%
72NOBLE CORP PLCNE-WT53,943$775,7000.14%
73DOLLAR TREE INCDLTR11,000$773,5200.14%
74BLACK HAWK ACQUISITION CORPBKHAU74,120$758,9890.14%
75BARCLAYS BANK PLCVXZ15,000$744,0000.13%
76QUETTA ACQUISITION CORPQETAU70,700$735,2800.13%
77ROTH CH ACQUISITION V CO77867R10064,252$720,5860.13%
78AA MISSION ACQUISITION CORPYCY-WT67,196$673,3040.12%
79DUET ACQUISITION CORP26431Q10659,275$668,0290.12%
80NOBLE CORP PLCNE-WT17,600$636,3280.11%
81CANTALOUPE INCCTLPP84,700$626,7800.11%
82SCORPIO TANKERS INCSTNG8,500$606,0500.11%
83CANTALOUPE INCCTLPP80,000$592,0000.11%
84BROAD CAPITAL ACQUISITION CO11125B10250,138$571,5730.10%
85NOBLE CORP PLCNE-WT15,700$567,3980.10%
86HEWLETT PACKARD ENTERPRISE CHPE-PC8,932$541,4130.10%
87FINNOVATE ACQUISITION CORPG3R34K10343,458$503,0260.09%
88KEEN VISION ACQUISITION CORPKVACW46,000$494,9600.09%
89RBC BEARINGS INCRBC3,600$480,0060.09%
90VORNADO RLTY TR92904295912,000$472,8000.08%
91CASSAVA SCIENCES INC14817C95716,000$470,8800.08%
92WINNEBAGO INDS INC974637AB6434,000$456,2400.08%
93OAK WOODS ACQUISITION CORP67190B10440,000$444,4000.08%
94JPMORGAN CHASE & CO.VYLD2,000$421,7200.08%
95AST SPACEMOBILE INCASTS16,010$418,6620.07%
96STEREOTAXIS INCSTXS202,698$413,5040.07%
97ESH ACQUISITION CORPESHAR38,700$410,6070.07%
98RF ACQUISITION CORP IIRFAIU38,000$386,3920.07%
99BLACKSTONE MTG TR INCBX19,000$361,1900.06%
100MICROSTRATEGY INCSTRK2,100$354,0600.06%
101GUIDEWIRE SOFTWARE INCGWRE213,000$342,0130.06%
102IRON HORSE ACQUISITIONS CORPUCFIW33,367$340,0100.06%
103CHEFS WHSE INC163086AB7322,000$335,3390.06%
104CHENGHE ACQUISITION I COG5380L10527,205$315,1700.06%
105PERCEPTIVE CAP SOLUTIONS CORG7007710530,837$308,9870.05%
106BURTECH ACQUISITION CORP12301310427,185$307,0550.05%
107AIMFINITY INVESTMENT CORP IAIMWF24,216$279,4530.05%
108BYNORDIC ACQUISITION CORPBYNOW24,390$277,6800.05%
109DATADOG INCDDOG209,000$271,6170.05%
110CACTUS ACQUISITION CORP 1 LTG1745A10823,336$268,1310.05%
111MODERNA INCMRNA4,000$267,3200.05%
112DT CLOUD ACQUISITION CORPG2852411725,815$266,1530.05%
113AST SPACEMOBILE INCASTS10,000$261,5000.05%
114GREENBRIER COS INC393657AM3233,000$256,6030.05%
115INTEL CORPINTC10,000$234,6000.04%
116MODERNA INCMRNA3,500$233,9050.04%
117NEW YORK CMNTY BANCORP INCFLG-PU20,000$224,6000.04%
118RIVIAN AUTOMOTIVE INCRIVN20,000$224,4000.04%
119LEGACY ED INCLGCY47,500$218,5050.04%
120INCEPTION GROWTH ACQUSTN LTD45333D10418,616$210,7330.04%
121GLOBAL TECHNOLGY ACQSTN CORPG3934N10716,256$187,1880.03%
122NUSCALE PWR CORPNU52,000$165,3600.03%
123AIMEI HEALTH TECHNOLOGY CO LAFJKU15,009$157,2940.03%
124NEOVOLTA INCNEOVW224,818$151,7180.03%
125EUREKA ACQUISITION CORPEURKU15,000$150,9000.03%
126NCL CORP LTD62886HAX9120,000$149,2010.03%
127PYXIS TANKERS INCPXS170,974$147,0210.03%
128B. RILEY FINANCIAL INC05580M95822,000$115,5000.02%
129RIVIAN AUTOMOTIVE INCRIVN10,000$112,2000.02%
130JOBY AVIATION INCJOBY-WT177,145$111,6010.02%
131BOWEN ACQUISITION CORPG1272911010,000$107,6500.02%
132FLAG SHIP ACQUISITION CORPFSHPR10,000$100,2500.02%
133DATA STORAGE CORPDTSTW179,597$96,0840.02%
134SYRA HEALTH CORPSYRA208,246$88,2960.02%
135RENEW ENERGY GLOBAL PLCRNWWW259,020$86,1240.02%
136DIANA SHIPPING INCDSX-WT180,037$81,0170.01%
137GRANITE CONSTR INCGVA44,000$79,0620.01%
138B. RILEY FINANCIAL INC05580M10813,500$70,8750.01%
139SCORPIUS HOLDINGS INC42237K50895,000$68,5900.01%
140FARADAY FUTURE INTLGT ELEC I30735990523,500$67,4450.01%
141BETTER CHOICE CO INCSRXH30,110$62,6290.01%
142LQR HSE INC50215C20878,496$43,0790.01%
143EON RESOURCES INCEONR-WT609,917$41,1690.01%
144SIYATA MOBILE INC83013Q80639,728$36,5500.01%
145KINDLY MD INC49457M114172,783$36,2840.01%
146AILERON THERAPEUTICS INCRNTX10,000$35,4000.01%
147NOVA MINERALS LTDNVAWW26,484$33,3700.01%
148REZOLVE AI LTDRZLVW179,603$32,3290.01%
149TALKSPACE INCTALKW373,127$29,4400.01%
150AZITRA INCAZTR48,804$26,5010.00%
151CATHETER PRECISION INCVTAK67,000$26,4720.00%
152MARIS TECH LTDMTEKW184,500$24,9080.00%
153NATURES MIRACLE HLDG INC63903P100160,000$22,2400.00%
154VISHAY INTERTECHNOLOGY INCVSH22,000$21,4970.00%
155CARMELL CORPORATIONXAGEW45,000$18,0680.00%
156OCUGEN INCOCGN18,000$17,8110.00%
157RICHTECH ROBOTICS INCRR19,937$16,7270.00%
158AURORA INNOVATION INCAUROW20,000$16,5800.00%
159ESPERION THERAPEUTICS INC NEESPR10,000$16,5000.00%
160TENON MEDICAL INCTNONW525,079$16,0150.00%
161MOBILICOM LTDMOBBW85,996$14,6620.00%
162FGI INDUSTRIES LTDFGIWW121,152$14,5380.00%
163SHARPS TECHNOLOGY INCSTSSW265,076$13,4660.00%
164EON RESOURCES INCEONR-WT16,419$13,4640.00%
165NEXALIN TECHNOLOGY INCNXL151,272$12,1020.00%
166SAVERONE 2014 LTDSVREW145,068$11,6050.00%
167ONFOLIO HOLDINGS INCONFOW67,906$11,5440.00%
168ZENTEK LTDZTEK12,000$11,0400.00%
169FLYEXCLUSIVE INCFLYX-WT29,900$9,9570.00%
170PASITHEA THERAPEUTICS CORPKTTAW263,001$9,1790.00%
171NEXTPLAT CORPNXPLW40,776$8,9710.00%
172OCEAN BIOMEDICAL INCOCEA168,596$8,2610.00%
173BT BRANDS INCBTBDW117,882$8,0870.00%
174NOVABAY PHARMACEUTICALS INCNOV10,000$6,8910.00%
175KWESST MICRO SYSTEMS INC501506133345,141$5,7640.00%
176PAGAYA TECHNOLOGIES LTDPGYWW30,000$5,6580.00%
177STRAN & COMPANY INCSWAGW180,824$5,5240.00%
178VICARIOUS SURGICAL INCRBOTW112,000$5,2640.00%
179CARBON REVOLUTION LTDCREVF172,022$5,0140.00%
180INCEPTION GROWTH ACQUSTN LTD45333D11279,550$3,9580.00%
181MURANO GLOBAL INVTS PLCG6336911328,200$3,9480.00%
182ORAGENICS INCOGEN10,001$3,8640.00%
183P3 HEALTH PARTNERS INCPIIIW10,000$3,8630.00%
184APOLLOMICS INCAPLMW438,787$3,5540.00%
185NEUROSENSE THERAPEUTICS LTDNRSNW20,201$3,4320.00%
186APOLLOMICS INCAPLMW23,513$3,3440.00%
187AERIES TECHNOLOGY INCAERTW95,027$3,0410.00%
188APPTECH PMTS CORP03834B12713,804$3,0020.00%
189NORTHVIEW ACQUISITION CORP66718N11177,770$2,9160.00%
190INUVO INCINUV10,000$2,4660.00%
191HUB CYBER SECURITY LTDHUBCZ171,171$2,4310.00%
192PROTAGENIC THERAPEUTICS INCPTIXW177,196$2,1090.00%
193SURGEPAYS INCSURG116,509$1,8760.00%
194LIXTE BIOTECHNOLOGY HLDGS INLIXT35,906$1,5980.00%
19560 DEGREES PHARMACEUTICALS ISXTPW29,515$1,5110.00%
196THE LION ELECTRIC COMPANY53622112017,000$1,3610.00%
197MICROCLOUD HOLOGRAM INCHOLOW32,545$1,3510.00%
198CEA INDUSTRIES INCBNCWZ79,872$1,2780.00%
199SPLASH BEVERAGE GROUP INCSBEVW70,150$1,2240.00%
200ANGHAMI INCANGHW40,409$1,0550.00%
201XBP EUROPE HOLDINGS INCXBPEW40,000$9960.00%
202IVEDA SOLUTIONS INCIVDAW34,537$9660.00%
203SMX SEC MATTERS PLCG8267K11799,100$8920.00%
204BANNIX ACQUISITION CORP06664411343,200$8640.00%
205BRIDGER AEROSPACE GRP HLDGS96812F11012,600$8400.00%
206AINOS INCAIMDW18,800$7990.00%
207BRAND ENGAGEMENT NETWORK INCBNAIW10,000$7000.00%
208KAIROUS ACQUISITION CORP LTDKACLF78,977$6870.00%
209ALPHA STAR ACQUISITION CORPALSWF16,452$2300.00%