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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

Warberg Asset Management LLC

Quarter ended Q1 2024 · Filed May 6, 2024 · Accession 0001597506-24-000005

Total Value
$696.5M
Positions
213
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (213)

#IssuerTicker / CUSIPSharesValue% of Filing
1SPDR S&P 500 ETF TRSPY430,000$224.9M32.29%
2PALO ALTO NETWORKS INCPANW18,973,000$54.4M7.81%
3OCCIDENTAL PETE CORP6745991621,019,149$43.9M6.31%
4INVESCO QQQ TRIVZ58,800$26.1M3.75%
5MICROCHIP TECHNOLOGY INC.MCHPP8,239,000$21.2M3.04%
6UNITED STATES STL CORPUNTCW6,558,000$20.0M2.88%
7MICROSTRATEGY INC594972AC54,588,000$19.6M2.82%
8PARSONS CORP DELPSN9,148,000$16.9M2.42%
9BLOOMIN BRANDS INCBLMN6,289,000$16.3M2.34%
10BOOKING HOLDINGS INCBKNG8,002,000$15.5M2.22%
11CHART INDS INC16115QAE05,110,000$14.4M2.06%
12ALTAIR ENGR INC021369AA17,173,000$13.3M1.90%
13NRG ENERGY INCNRG7,640,000$12.7M1.82%
14REPLIGEN CORPRGEN7,819,000$12.4M1.78%
15INTERDIGITAL INCIDCC9,278,000$12.1M1.73%
16RHRH6,000,000$9.9M1.42%
17AXON ENTERPRISE INCAXON6,500,000$9.5M1.36%
18AKAMAI TECHNOLOGIES INCAKAM7,765,000$9.2M1.32%
19NCL CORP LTD62886HAT86,000,000$9.2M1.32%
20GUESS INC401617AD77,067,000$7.9M1.13%
21MONGODB INCMDB4,266,000$7.5M1.07%
22PIONEER NAT RES CO723787AP22,460,000$7.0M1.00%
23ATI INCATI1,991,000$6.6M0.95%
24PROGRESS SOFTWARE CORP743312AB65,518,000$5.7M0.82%
25INTERDIGITAL INCIDCC3,923,000$5.6M0.81%
26BOX INCBXCAP3,801,000$4.6M0.66%
27ETSY INCETSY4,002,000$4.2M0.61%
28SEA LTDSE3,500,000$4.2M0.61%
29LIVENT CORPLIVG3,000,000$4.0M0.57%
30ON SEMICONDUCTOR CORPON2,544,000$3.7M0.54%
31CYTOKINETICS INCCYTK2,313,000$3.7M0.53%
32WORKIVA INCWK2,745,000$3.3M0.48%
33ISHARES TR46428795233,000$3.1M0.45%
34FEDEX CORPFDX10,000$2.9M0.42%
35GRANITE CONSTR INCGVA1,484,000$2.7M0.39%
36APPLE INCAAPL15,000$2.6M0.37%
37CHESAPEAKE ENERGY CORPEXE30,128$2.2M0.32%
38JAZZ INVESTMENTS I LTD472145AF82,000,000$2.0M0.29%
39MIDDLEBY CORPMIDD1,500,000$2.0M0.28%
40NOBLE CORP PLCNE-WT64,026$1.9M0.27%
41SAREPTA THERAPEUTICS INCSRPT1,005,000$1.8M0.26%
42STEREOTAXIS INCSTXS665,688$1.7M0.25%
43VANECK ETF TRUST92189F90652,000$1.6M0.24%
44NOBLE CORP PLCNE-WT63,461$1.6M0.23%
45HERTZ GLOBAL HLDGS INCHTZWW318,430$1.4M0.20%
46JPMORGAN CHASE & COVYLD7,000$1.4M0.20%
47RBC BEARINGS INCRBC11,000$1.3M0.19%
48GOLDMAN SACHS ETF TRNVGLF12,891$1.3M0.19%
49CHESAPEAKE ENERGY CORPEXE15,922$1.2M0.17%
50EXXON MOBIL CORPXOM10,000$1.2M0.17%
51NEW ENGLAND RLTY ASSOC LTD P64420610415,979$1.1M0.16%
52COINBASE GLOBAL INCCOIN4,000$1.1M0.15%
53EPR PPTYS26884U20854,774$1.1M0.15%
54TESLA INCTSLA5,000$878,9500.13%
55CHESAPEAKE ENERGY CORPEXE10,513$863,8530.12%
56CLIMATEROCKCLRWF75,427$846,2910.12%
57EQUINIX INCEQIX1,000$825,3300.12%
58ACRI CAPITAL ACQUISITION COR00501A10173,498$822,4430.12%
59AQUARON ACQUISITION CORP03842W10575,713$820,3500.12%
60FOUR LEAF ACQUISITION CORP35088F10775,932$813,6110.12%
61GLOBAL STAR ACQUISITION INC37962G10275,715$810,9080.12%
62PLUTONIAN ACQUISITION CORPPLUN75,213$807,7880.12%
63HUDSON ACQUISITION I CORP44364H10074,039$784,8060.11%
64AKAMAI TECHNOLOGIES INCAKAM734,000$774,9350.11%
65NOBLE CORP PLCNE-WT15,700$761,2930.11%
66BLACK HAWK ACQUISITION CORPBKHAU74,124$752,7290.11%
67VISION SENSING ACQUISITION C92838J10367,179$749,0790.11%
6899 ACQUISITION GROUP INC65445K10168,300$703,8320.10%
69QUETTA ACQUISITION CORPQETAU68,700$700,0530.10%
70OAK WOODS ACQUISITION CORP67190B10465,000$698,7500.10%
71MONTEREY CAP ACQUISITION COR61244M10962,461$692,6920.10%
72FORD MTR CO DEL345370CZ1613,000$634,4540.09%
73COMPOSECURE INC20459V113844,759$591,3310.08%
74ISHARES SILVER TRSLV25,000$568,7500.08%
75PHP VENTURES ACQUISITION COR69291C10646,719$519,9820.07%
76CANTALOUPE INCCTLPP79,800$513,1140.07%
77INCEPTION GROWTH ACQUSTN LTD45333D10446,264$502,4270.07%
78KEEN VISION ACQUISITION CORPKVACW46,000$480,7000.07%
79GOLDENSTONE ACQUISITION LTDGDSTW41,635$458,6100.07%
80SURGEPAYS INCSURG764,016$443,1290.06%
81CARVANA COCVNA5,000$439,5500.06%
82MODERNA INCMRNA4,000$426,2400.06%
83ZALATORIS ACQUISITION CORP89301B10437,103$404,0520.06%
84BLACKSTONE MTG TR INCBX20,000$398,2000.06%
85ESH ACQUISITION CORPESHAR37,604$390,5180.06%
86HERTZ GLOBAL HLDGS INCHTZWW48,000$375,8400.05%
87TRAILBLAZER MERGER CORP ITBMC34,234$363,0520.05%
88IRON HORSE ACQUISITIONS CORPUCFIW33,267$332,0050.05%
89QUADRO ACQUISITION ONE CORPG5280710729,583$324,9690.05%
90LENNAR CORPLEN-B2,000$309,0200.04%
91UNITED STS NAT GAS FD LPUNTCW20,000$291,4000.04%
92BELLEVUE LIFE SCNCS AQSTN CO07917410827,040$288,5170.04%
93AIMFINITY INVESTMENT CORP IAIMWF24,216$269,2820.04%
94AP ACQUISITION CORPG0405810622,872$257,9960.04%
95B. RILEY FINANCIAL INC05580M95812,000$254,0400.04%
96DT CLOUD ACQUISITION CORPG2852410925,000$254,0000.04%
97DELCATH SYS INCDCTH53,000$252,8100.04%
98EXCELFIN ACQUISITION CORP30069X10222,280$243,5200.03%
99PEABODY ENERGY CORPBTU10,000$242,6000.03%
100TRUMP MEDIA & TECHNOLOGY GRODJTWW8,600$235,6400.03%
101STRIDE INCLRN171,000$226,5070.03%
102TRANSOCEAN INCRIG92,000$186,2430.03%
103ALTENERGY ACQUISITION CORPAEAEW16,139$180,7570.03%
104CANTALOUPE INCCTLPP24,600$158,1780.02%
105AURA FAT PROJS ACQUISITION CG0636210013,946$154,9400.02%
106AIMEI HEALTH TECHNOLOGY CO LAFJKU15,000$153,6000.02%
107SEABRIDGE GOLD INCSA10,000$151,2000.02%
108ARYA SCIENCES ACQU CORP IVG3165910813,133$147,4840.02%
109BUKIT JALIL GBL ACQUISITIONG1676M10513,740$144,2710.02%
110JOBY AVIATION INCJOBY-WT182,289$142,1850.02%
111VISHAY INTERTECHNOLOGY INCVSH139,000$136,3930.02%
112DATA STORAGE CORPDTSTW172,503$131,0850.02%
113SOUNDHOUND AI INCSOUNW22,000$129,5800.02%
114RENEW ENERGY GLOBAL PLCRNWWW259,120$129,5600.02%
115TALKSPACE INCTALKW549,400$123,5050.02%
116OMNIQ CORPOMQS224,207$119,9510.02%
117PETVIVO HLDGS INCPETVW111,100$118,8770.02%
118SURGEPAYS INCSURG30,000$115,5000.02%
119ROYAL CARIBBEAN GROUP780153BQ439,000$110,8910.02%
120BOWEN ACQUISITION CORPG1272911010,000$104,1500.01%
121MICROCHIP TECHNOLOGY INC.MCHPP23,000$93,4140.01%
122SKY HARBOUR GROUP CORPORATIOSKYH-WT41,000$72,1600.01%
123ORAGENICS INCOGEN50,028$72,0400.01%
124PERFECT MOMENT LTDPMNT20,000$71,6000.01%
125AMPRIUS TECHNOLOGIES INCAMPX-WT281,481$70,3700.01%
126FOREMOST LITHIUM RES & TECH345510119115,028$69,7640.01%
127OPTIMUMBANK HLDGS INCOPHC15,557$66,7400.01%
128AZITRA INCAZTR300,501$61,7530.01%
129NUVVE HOLDING CORPNVVE55,280$60,8080.01%
130DIANA SHIPPING INCDSX-WT124,286$57,2080.01%
131PYXIS TANKERS INCPXS47,250$54,3380.01%
132OCEAN BIOMEDICAL INCOCEA168,260$49,1320.01%
133SCORPIUS HOLDINGS INCNODK283,040$45,8520.01%
134MIRION TECHNOLOGIES INCMIR19,996$44,7910.01%
135DEXCOM INCDXCM36,000$39,5900.01%
136TENON MEDICAL INCTNONW671,558$39,4880.01%
137SHARPS TECHNOLOGY INCSTSSW464,483$37,1590.01%
138SILYNXCOM LTDSYNX10,000$34,1000.00%
139APPTECH PMTS CORP03834B30935,000$33,6000.00%
140MARIS TECH LTDMTEKW207,000$33,4310.00%
141NEXTPLAT CORPNXPLW68,800$30,9600.00%
142MOBILICOM LTDMOBBW89,375$28,6000.00%
143HNR ACQUISITION CORPEONR-WT201,105$28,1350.00%
144ESPERION THERAPEUTICS INC NEESPR10,000$26,8000.00%
145NEOVOLTA INCNEOVW165,332$26,6680.00%
146DRAGANFLY INC.DPRO139,568$26,4620.00%
147FUNDAMENTAL GLOBAL INC30329Y10619,095$26,3510.00%
148APPTECH PMTS CORP03834B12769,609$22,9710.00%
149MICROSTRATEGY INC594972AE116,000$21,9300.00%
150KWESST MICRO SYSTEMS INC501506133182,888$21,4890.00%
151PETVIVO HLDGS INCPETVW204,183$20,4180.00%
152ACCELERATE DIAGNOSTICS INC00430H20120,000$19,8000.00%
153FGI INDUSTRIES LTDFGIWW121,152$19,0810.00%
154HEARTBEAM INCBEATW76,045$19,0110.00%
155FORESIGHT AUTONOMOUS HLDGS LFRSX17,000$18,1900.00%
156NEUROSENSE THERAPEUTICS LTDNRSNW41,406$17,3910.00%
157WHOLE EARTH BRANDS INC96684W126312,649$17,1180.00%
158CARBON REVOLUTION LTDCREVF175,300$15,5490.00%
159SAVERONE 2014 LTDSVREW183,181$15,4790.00%
160STRONG GLOBAL ENTMT INC86335G10910,399$15,2870.00%
161APOLLOMICS INCAPLMW511,000$15,2790.00%
162SOLIGENIX INCSNGX24,500$14,7000.00%
163BIOAFFINITY TECHNOLOGIES INCBIAFW15,679$12,0010.00%
164BT BRANDS INCBTBDW118,082$11,5250.00%
165WEARABLE DEVICES LTDWLDSW117,200$9,3760.00%
166VBI VACCINES INC CDA91822J20215,000$9,0390.00%
167VICARIOUS SURGICAL INCRBOTW112,000$8,7250.00%
168STRAN & COMPANY INCSWAGW180,824$8,5980.00%
169SPLASH BEVERAGE GROUP INCSBEVW137,940$8,2760.00%
170GLOBAL GAS CORP DELHGASW182,002$8,2360.00%
171ONFOLIO HOLDINGS INCONFOW193,570$7,8590.00%
172APOLLOMICS INCAPLMW10,026$7,3190.00%
173INUVO INCINUV20,000$6,9000.00%
174THE LION ELECTRIC COMPANY53622112021,000$6,7200.00%
175ZURA BIO LTDZURA25,818$6,5840.00%
176NEXALIN TECHNOLOGY INCNXL150,000$6,2700.00%
177AERIES TECHNOLOGY INCAERTW95,027$6,1530.00%
178PROTAGENIC THERAPEUTICS INCPTIXW177,196$5,7410.00%
179MICROCLOUD HOLOGRAM INCHOLOW65,089$5,6300.00%
180AURORA INNOVATION INCAUROW20,000$5,4000.00%
181BRIDGER AEROSPACE GRP HLDGS96812F11025,200$5,0400.00%
182THARIMMUNE INC43270520010,002$4,3030.00%
183INCEPTION GROWTH ACQUSTN LTD45333D11289,900$3,5960.00%
184PASITHEA THERAPEUTICS CORPKTTAW289,868$3,5940.00%
185NORTHVIEW ACQUISITION CORP66718N11177,770$3,3710.00%
186NETCAPITAL INCNCPLW25,000$3,1430.00%
187PINSTRIPES HOLDINGS INC06690B11512,200$3,0200.00%
188IVEDA SOLUTIONS INCIVDAW40,497$2,8350.00%
189ANGHAMI INCANGHW40,409$2,7480.00%
190PAGAYA TECHNOLOGIES LTDPGYWW30,000$2,7300.00%
191HUB CYBER SECURITY LTDHUBCZ171,171$2,7220.00%
192AROGO CAPITAL ACQUISITION CO04264411290,000$2,4300.00%
19360 DEGREES PHARMACEUTICALS ISXTPW29,515$2,2430.00%
194LIXTE BIOTECHNOLOGY HLDGS INLIXT40,875$2,0480.00%
195WORKSPORT LTDWKSP64,652$1,7390.00%
196CANNA GLOBAL ACQUISITION COR13767K11990,100$1,6220.00%
197KAIROUS ACQUISITION CORP LTDKACLF78,977$1,5800.00%
198XBP EUROPE HOLDINGS INCXBPEW38,900$1,5520.00%
199BANNIX ACQUISITION CORP06664411343,200$1,4690.00%
200SEASTAR MEDICAL HOLDING CORPICUCW10,000$1,4600.00%
201SMX SEC MATTERS PLCG8267K11799,100$1,2680.00%
202AINOS INCAIMDW18,800$1,2090.00%
203SEMANTIX INCG6332A114102,119$1,1740.00%
204CEA INDUSTRIES INCBNCWZ79,872$1,0380.00%
205CINGULATE INCCINGW43,155$9690.00%
206SELINA HOSPITALITY PLCG8059B119126,860$8880.00%
207BUZZFEED INCBZFDW19,778$8860.00%
208BENEFICIENTBENFW104,385$8510.00%
209FEUTUNE LIGHT ACQUISITION COAIEV20,796$5640.00%
210ACLARION INCACONW15,000$5250.00%
211EDIBLE GARDEN AG INCEDBLW29,126$4460.00%
212DERMATA THERAPEUTICS INCDRMAW30,000$2850.00%
213ALPHA STAR ACQUISITION CORPALSWF16,452$1650.00%