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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

Warberg Asset Management LLC

Quarter ended Q4 2023 · Filed November 13, 2023 · Accession 0001597506-23-000004

Total Value
$495.6M
Positions
244
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (244)

#IssuerTicker / CUSIPSharesValue% of Filing
1SPDR S&P 500 ETF TRSPY335,000$143.2M28.89%
2OCCIDENTAL PETE CORP6745991621,046,696$45.0M9.08%
3ON SEMICONDUCTOR CORPON9,849,000$44.2M8.92%
4KBR INCKBR15,790,000$37.3M7.52%
5PALO ALTO NETWORKS INCPANW5,356,000$12.6M2.55%
6EQT CORPEQT4,515,000$12.6M2.53%
7VMWARE INC92856340269,485$11.6M2.33%
8RHRH7,302,000$9.6M1.94%
9PIONEER NAT RES CO723787AP23,759,000$9.3M1.87%
10ALTAIR ENGR INC021369AA16,700,000$9.1M1.83%
11CONMED CORPCNMD7,476,000$8.7M1.75%
12INVESCO QQQ TRIVZ23,000$8.2M1.66%
13INTERDIGITAL INCIDCC6,200,000$6.6M1.34%
14VERADIGM INC01988PAF55,500,000$6.2M1.26%
15BOOKING HOLDINGS INCBKNG3,527,000$5.9M1.19%
16ETSY INCETSY5,323,000$5.4M1.09%
17ATI INCATI2,000,000$5.4M1.09%
18PARSONS CORP DELPSN4,096,000$5.2M1.05%
19SPDR S&P 500 ETF TRSPY12,000$5.1M1.03%
20REPLIGEN CORPRGEN3,432,000$4.9M0.99%
21APPLE INCAAPL28,000$4.8M0.97%
22HUBSPOT INCHUBS2,574,000$4.6M0.93%
23BOX INCBXCAP3,786,000$4.1M0.83%
24SEA LTDSE3,500,000$3.9M0.79%
25AKAMAI TECHNOLOGIES INCAKAM3,273,000$3.9M0.78%
26WORKIVA INCWK2,777,000$3.8M0.77%
27HERTZ GLOBAL HLDGS INCHTZWW613,408$3.8M0.76%
28PROGRESS SOFTWARE CORP743312AB63,123,000$3.2M0.65%
29MICROCHIP TECHNOLOGY INC.MCHPP1,300,000$2.9M0.58%
30MIDDLEBY CORPMIDD2,438,000$2.7M0.55%
31NICE SYS INC65366HAB91,060,000$2.5M0.49%
32ISHARES TR46428795225,000$2.2M0.45%
33FORD MTR CO DEL345370CZ12,145,000$2.1M0.43%
34ENPHASE ENERGY INCENPH1,338,000$2.1M0.42%
35NOBLE CORP PLCNE-WT59,490$1.9M0.38%
36NEUROCRINE BIOSCIENCES INCNBIX1,271,000$1.9M0.38%
37NVIDIA CORPORATIONNVDA4,000$1.7M0.35%
38CHESAPEAKE ENERGY CORPEXE24,688$1.7M0.35%
39DOLLAR GEN CORP NEW25667790516,000$1.7M0.34%
40ZSCALER INCZS1,393,000$1.7M0.34%
41MODERNA INCMRNA14,000$1.4M0.29%
42VANECK ETF TRUST92189F90652,300$1.4M0.28%
43NOBLE CORP PLCNE-WT49,063$1.4M0.28%
44FISKER INC33813J956204,300$1.3M0.26%
45SURGEPAYS INCSURG1,164,850$1.3M0.26%
46SALESFORCE INCCRM6,000$1.2M0.25%
47ISHARES TR46428743212,500$1.1M0.22%
48APPLE INCAAPL5,500$941,6550.19%
49FORD MTR CO DEL34537090075,000$931,5000.19%
50SPDR SER TR78464A95822,000$918,9400.19%
51SAREPTA THERAPEUTICS INCSRPT517,000$911,5800.18%
52BANK HAWAII CORP06254095918,000$894,4200.18%
53EPR PPTYS26884U20846,425$873,4860.18%
54BLOOMIN BRANDS INCBLMN393,000$869,6800.18%
55NEW ENGLAND RLTY ASSOC LTD P64420610412,150$828,7300.17%
56MONTEREY CAP ACQUISITION COR61244M10975,052$798,5530.16%
57ATLANTIC COASTAL ACQUISTN CO04845310476,402$798,4010.16%
58CHESAPEAKE ENERGY CORPEXE10,144$784,0800.16%
59RIVIAN AUTOMOTIVE INCRIVN32,000$776,9600.16%
60EXCELFIN ACQUISITION CORP30069X10272,617$772,6450.16%
61HNR ACQUISITION CORPEONR-WT70,068$759,5370.15%
62WESTERN ALLIANCE BANCORPWAL-PA15,800$726,3260.15%
63ATLANTIC COASTAL AQSTN CORP04845A10868,317$722,7940.15%
64BROAD CAPITAL ACQUISITION CO11125B10265,103$716,1330.14%
65ISHARES SILVER TRSLV35,000$711,9000.14%
6699 ACQUISITION GROUP INC65445K20068,300$707,5880.14%
67OAK WOODS ACQUISITION CORP67190B10465,000$679,5750.14%
68ACRI CAPITAL ACQUISITION COR00501A10155,096$603,5770.12%
69ISHARES TR46432F9564,000$558,8000.11%
70RBC BEARINGS INCRBC5,000$552,2750.11%
71GLOBAL STAR ACQUISITION INC37962G10248,562$516,7000.10%
72PHP VENTURES ACQUISITION COR69291C10645,666$499,5860.10%
73SIRIUSPOINT LTDSPNT48,755$495,8380.10%
74SIRIUSPOINT LTDSPNT48,700$495,2790.10%
75COMPOSECURE INC20459V113740,622$481,4040.10%
76KEEN VISION ACQUISITION CORPKVACW46,000$467,8200.09%
77NVIDIA CORPORATIONNVDA1,000$434,9900.09%
78QOMOLANGMA ACQUISITION CORP74738V10537,871$402,1900.08%
79EVEREST CONSOLIDATOR ACQ COREVEX-WT37,045$400,8270.08%
80BARCLAYS BANK PLCVXZ17,000$396,4400.08%
81ZALATORIS ACQUISITION CORP89301B10436,602$385,7850.08%
82ESH ACQUISITION CORPESHAR37,604$380,5520.08%
83FORD MTR CO DEL34537095030,000$372,6000.08%
84DATADOG INCDDOG308,000$362,7810.07%
85CHESAPEAKE ENERGY CORPEXE4,743$348,2070.07%
86AQUARON ACQUISITION CORP03842W10532,253$340,9140.07%
87INCEPTION GROWTH ACQUSTN LTD45333D10430,428$323,1450.07%
88MODERNA INCMRNA3,000$309,9300.06%
89TARGET HOSPITALITY CORPTH60,325$308,2610.06%
90REDWOODS ACQUISITION CORPRWTQ28,519$304,4400.06%
91CETUS CAP ACQUISITION CORP15719Y10527,137$283,8530.06%
92ALPHA STAR ACQUISITION CORPALSWF24,828$272,4870.05%
93PONO CAP THREE INCG7170410325,300$266,9150.05%
94AP ACQUISITION CORPG0405810623,027$252,9520.05%
95TRAILBLAZER MERGER CORP ITBMC22,877$236,3190.05%
96UNITED STS NAT GAS FD LPUNTCW34,000$232,2200.05%
97CANTALOUPE INCCTLPP34,900$218,1250.04%
98DIRECT DIGITAL HOLDINGS INCDRCT180,377$216,4520.04%
99SPDR SER TR78464A6985,000$208,8000.04%
100RENEW ENERGY GLOBAL PLCRNWWW278,328$208,7460.04%
101GOLDENSTONE ACQUISITION LTDGDSTW19,090$204,6450.04%
102ON SEMICONDUCTOR CORPON111,000$200,1310.04%
103SOUTHWESTERN ENERGY CO84546790930,000$193,5000.04%
104RF ACQUISITION CORP74954L10418,006$191,7640.04%
105REVELSTONE CAPITAL ACQSTN CO76137R10618,007$191,4140.04%
106VISION SENSING ACQUISITION C92838J10317,429$190,1500.04%
107PAPAYA GRWT OPPORTUNITY CORP69882P10215,287$163,8000.03%
108FOUR LEAF ACQUISITION CORP35088F10715,152$158,9440.03%
109CANTALOUPE INCCTLPP24,600$153,7500.03%
110BUKIT JALIL GBL ACQUISITIONG1676M10513,740$141,9340.03%
111KWESST MICRO SYSTEMS INC50150660490,000$139,5000.03%
112STRATASYS LTDSSYS10,000$136,1000.03%
113NEOVOLTA INCNEOVW207,627$130,8050.03%
114AMPRIUS TECHNOLOGIES INCAMPX-WT439,138$130,0410.03%
115LIVENT CORPLIVG55,000$119,4040.02%
116FISKER INC33813J10618,000$116,0100.02%
117ISRAEL ACQUISITIONS CORPISLWF10,850$114,5220.02%
118AKAMAI TECHNOLOGIES INCAKAM106,000$110,7350.02%
119BOWEN ACQUISITION CORPG1272911010,000$102,0000.02%
120PODCASTONE INCPODC42,252$80,8340.02%
121DIRECT DIGITAL HOLDINGS INCDRCT29,867$76,4600.02%
122PETVIVO HLDGS INCPETVW224,501$74,0850.01%
123JOBY AVIATION INCJOBY-WT58,400$72,4160.01%
124OPTIMUMBANK HLDGS INCOPHC20,500$65,2040.01%
125TALKSPACE INCTALKW534,441$63,7520.01%
126APPTECH PMTS CORP03834B12783,029$61,4410.01%
127PYXIS TANKERS INCPXS56,828$57,9390.01%
128AZITRA INCAZTR35,000$52,5000.01%
129ALLIANCE ENTERTAINMENT HOLDIAENTW47,000$52,1700.01%
130FG FINANCIAL GROUP INC30329Y10637,146$52,0040.01%
131SHARPS TECHNOLOGY INCSTSSW492,755$51,9860.01%
132TINGO GROUP INC55328R95950,000$51,2500.01%
133KWESST MICRO SYSTEMS INC501506133192,529$46,0140.01%
134ZIVO BIOSCIENCE INCZIVOW100,975$45,2370.01%
135MIRION TECHNOLOGIES INCMIR30,096$40,6300.01%
136BULLFROG AI HLDGS INCBFRGW66,718$37,8090.01%
137ASCENT SOLAR TECHNOLOGIES INASTI20,000$35,8000.01%
138NEXTPLAT CORPNXPLW61,609$35,5670.01%
139CLEARMIND MEDICINE INCCMND220,000$35,2000.01%
140FOREMOST LITHIUM RES & TECH34551011956,136$33,1260.01%
141BIOSIG TECHNOLOGIES INC09073N20163,856$31,4490.01%
142STRONG GLOBAL ENTMT INC86335G10914,561$30,5780.01%
143UPEXI INCUPXI17,199$29,7540.01%
144TENON MEDICAL INCTNONW664,292$27,1030.01%
145SAVERONE 2014 LTDSVREW198,769$26,9630.01%
146BLOCK INCBSQKZ28,000$26,0030.01%
147ONFOLIO HOLDINGS INCONFOW193,785$25,8510.01%
148EDIBLE GARDEN AG INCEDBLW34,486$25,6510.01%
149VISHAY INTERTECHNOLOGY INCVSH24,000$24,0830.00%
150BRANCHOUT FOOD INCBOF10,369$21,7750.00%
151BT BRANDS INCBTBDW136,459$20,4760.00%
152TERRAN ORBITAL CORPORATION88105P10324,250$20,1250.00%
153FGI INDUSTRIES LTDFGIWW121,152$20,0080.00%
154ESPERION THERAPEUTICS INC NEESPR20,000$19,6000.00%
155WORKSPORT LTDWKSP78,291$19,5650.00%
156APOLLOMICS INCAPLMW390,208$19,4980.00%
157P3 HEALTH PARTNERS INCPIIIW12,000$17,6400.00%
158CINEVERSE CORPCNVS14,952$17,4920.00%
159NAVIDEA BIOPHARMACEUTICALS I63937X202194,997$17,4910.00%
160SPLASH BEVERAGE GROUP INCSBEVW170,733$17,0730.00%
161ASP ISOTOPES INCASPI17,000$16,1500.00%
162KNOW LABS INC49923810360,000$15,0060.00%
163WEARABLE DEVICES LTDWLDSW125,500$14,8970.00%
164NXU INCNXUR69,500$13,7400.00%
165YIELD10 BIOSCIENCE INC98585K86240,994$13,3930.00%
166MOBILICOM LTDMOBBW90,000$12,9470.00%
167ESPERION THERAPEUTICS INC NEESPR13,000$12,7960.00%
168INUVO INCINUV54,595$11,6830.00%
169HEARTBEAM INCBEATW58,346$11,6690.00%
170NEUROSENSE THERAPEUTICS LTDNRSNW76,109$11,0400.00%
171THE LION ELECTRIC COMPANY53622112021,000$10,9520.00%
172IVEDA SOLUTIONS INCIVDAW49,413$10,8210.00%
173STRAN & COMPANY INCSWAGW181,824$10,6370.00%
17460 DEGREES PHARMACEUTICALS ISXTPW29,515$10,3300.00%
175PAGAYA TECHNOLOGIES LTDPGYWW30,000$10,1400.00%
176VBI VACCINES INC CDA91822J20215,000$9,9930.00%
177AINOS INCAIMDW30,295$9,9090.00%
178INCEPTION GROWTH ACQUSTN LTD45333D11289,900$8,9900.00%
179BIO-PATH HLDGS INCBPTH24,000$8,8800.00%
180ZURA BIO LTDZURA25,818$8,7780.00%
181MARIS TECH LTDMTEKW199,900$8,7760.00%
182VICARIOUS SURGICAL INCRBOTW112,000$8,5900.00%
183NETCAPITAL INCNCPLW20,000$8,2000.00%
184CF ACQUISITION CORP VIII12520C11732,401$8,1000.00%
185AEON BIOPHARMA INCAEON53,500$8,0250.00%
186GLUCOTRACK INCGCTK30,000$7,8750.00%
187CEA INDUSTRIES INCBNCWZ207,084$7,6210.00%
188NETCAPITAL INCNCPLW145,287$7,4170.00%
189BRIDGER AEROSPACE GRP HLDGS96812F11025,200$7,3080.00%
190THARIMMUNE INC43270510136,000$7,2000.00%
191WHOLE EARTH BRANDS INC96684W12658,874$7,0650.00%
192COMERA LIFE SCIENCES HLDGS I20037C116300,000$6,5100.00%
193AURORA INNOVATION INCAUROW20,000$6,4000.00%
194NOGIN INC65528N20411,500$6,1070.00%
195MEDICENNA THERAPEUTICS CORPMDNAF20,000$5,8980.00%
196PALISADE BIO INCPALI10,000$5,8200.00%
197SOLIGENIX INCSNGX10,000$5,5750.00%
198PROTAGENIC THERAPEUTICS INCPTIXW177,196$5,3160.00%
199TRANSCODE THERAPEUTICS INCRNAZ10,000$5,0270.00%
200SEMANTIX INCG6332A114102,119$4,7630.00%
201AROGO CAPITAL ACQUISITION CO04264411290,000$4,5180.00%
202SEASTAR MEDICAL HOLDING CORPICUCW316,872$4,4680.00%
203NEXALIN TECHNOLOGY INCNXL177,383$4,4350.00%
204CISO GLOBAL INC15672X10231,117$4,3560.00%
205SEASTAR MEDICAL HOLDING CORPICUCW16,500$4,3360.00%
206ENERGEM CORPG3044912190,000$4,2750.00%
207BENEFICIENTBENFW110,000$4,2350.00%
208KULR TECHNOLOGY GROUP INCKULR11,500$4,1270.00%
209CINGULATE INCCINGW23,905$3,9440.00%
210PASITHEA THERAPEUTICS CORPKTTAW289,868$3,7990.00%
211INFINT ACQUISITION CORPCURR90,100$3,3920.00%
212ACLARION INCACONW42,957$3,2220.00%
213NEXGEL INCNXGLW10,000$3,0500.00%
214SELINA HOSPITALITY PLCG8059B119217,025$2,9500.00%
215FAT PROJECTS ACQUISITION CORG3400W11085,000$2,9110.00%
216NORTHVIEW ACQUISITION CORP66718N11177,770$2,8770.00%
217LIXTE BIOTECHNOLOGY HLDGS INLIXT40,875$2,5750.00%
218DUNE ACQUISITION CORPIPODW36,300$2,5410.00%
219HUB CYBER SECURITY LTDHUBCZ10,000$2,3400.00%
220BANYAN ACQUISITION CORPORATI06690B11512,200$2,2140.00%
221MICROCLOUD HOLOGRAM INCHOLOW55,000$2,2060.00%
222BANNIX ACQUISITION CORP06664411385,700$2,1430.00%
223BIOAFFINITY TECHNOLOGIES INCBIAFW22,926$2,0910.00%
224ACCRETION ACQUISITION CORP00438Y11587,348$1,9740.00%
225RAIL VISION LTDRVSNW50,000$1,7500.00%
226CANNA GLOBAL ACQUISITION COR13767K11990,100$1,5860.00%
227KAIROUS ACQUISITION CORP LTDKACLF78,977$1,5800.00%
228OCEAN BIOMEDICAL INCOCEA10,000$1,5140.00%
229SEQLL INC81734C11456,000$1,4060.00%
230CUSTOM TRUCK ONE SOURCE INCCTOS15,000$1,1990.00%
231ANGHAMI INCANGHW40,409$1,1920.00%
232KEEN VISION ACQUISITION CORPKVACW20,500$1,1280.00%
233HUB CYBER SECURITY LTDHUBCZ100,000$1,0500.00%
234BUZZFEED INCBZFDW19,778$9790.00%
235SPREE ACQUISITION CORP 1 LTDG8374512823,576$8850.00%
236EDIBLE GARDEN AG INCEDBLW30,426$7670.00%
237SMX SEC MATTERS PLCG8267K11753,261$6070.00%
238AGRIFORCE GROWING SYSTEMS LTC0094811428,879$5750.00%
239HARBOR CUSTOM DEVELOPMENT IN41150T12455,000$5450.00%
240DERMATA THERAPEUTICS INCDRMAW30,000$5250.00%
241FEUTUNE LIGHT ACQUISITION COAIEV20,796$4680.00%
242ALPHA STAR ACQUISITION CORPALSWF40,000$4000.00%
243EMBRACE CHANGE ACQUISITN COREMCWF12,500$3130.00%
244MOBIQUITY TECHNOLOGIES INCMOBQW33,057$1220.00%