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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

Warberg Asset Management LLC

Quarter ended Q3 2023 · Filed August 9, 2023 · Accession 0001597506-23-000003

Total Value
$602.6M
Positions
238
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (238)

#IssuerTicker / CUSIPSharesValue% of Filing
1SPDR S&P 500 ETF TRSPY403,000$178.6M29.65%
2ON SEMICONDUCTOR CORPON8,778,000$40.0M6.64%
3DEXCOM INCDXCM12,694,000$39.7M6.58%
4KBR INCKBR14,524,000$37.2M6.18%
5OCCIDENTAL PETE CORP674599162997,821$36.8M6.11%
6INVESCO QQQ TRIVZ93,800$34.7M5.75%
7TERADYNE INCTER7,612,000$26.9M4.47%
8MERCADOLIBRE INCMELI6,570,000$18.0M2.98%
9RHRH8,057,000$12.9M2.14%
10ALTAIR ENGR INC021369AA16,700,000$10.9M1.82%
11EQT CORPEQT3,693,000$10.4M1.73%
12FTI CONSULTING INCFCN4,665,000$8.8M1.45%
13APPLE INCAAPL43,000$8.3M1.38%
14HERTZ GLOBAL HLDGS INCHTZWW750,636$7.6M1.26%
15SEA LTDSE5,000,000$6.4M1.07%
16ETSY INCETSY5,305,000$6.3M1.04%
17VERADIGM INC01988PAF55,500,000$6.1M1.01%
18PIONEER NAT RES CO723787AP22,666,000$5.9M0.97%
19ATI INCATI2,000,000$5.8M0.96%
20CONMED CORPCNMD3,170,000$4.9M0.81%
21ISHARES TR46428795526,000$4.9M0.81%
22PARSONS CORP DELPSN3,839,000$4.4M0.73%
23BOX INCBXCAP3,500,000$4.4M0.72%
24BOOKING HOLDINGS INCBKNG2,411,000$3.6M0.60%
25REPLIGEN CORPRGEN2,678,000$3.5M0.58%
26SURGEPAYS INCSURG1,236,899$3.4M0.56%
27PROGRESS SOFTWARE CORP743312AB63,000,000$3.3M0.55%
28AKAMAI TECHNOLOGIES INCAKAM2,980,000$3.2M0.53%
29INTERDIGITAL INCIDCC2,500,000$3.0M0.50%
30MIDDLEBY CORPMIDD2,438,000$3.0M0.50%
31HOME DEPOT INCHD9,000$2.8M0.46%
32VANECK ETF TRUST92189F90689,000$2.7M0.44%
33NICE SYS INC65366HAB91,060,000$2.6M0.44%
34FORD MTR CO DEL345370CZ12,000,000$2.2M0.36%
35ARK ETF TR00214Q95445,000$2.0M0.33%
36MICROCHIP TECHNOLOGY INC.MCHPP771,000$2.0M0.33%
37ZSCALER INCZS1,667,000$1.9M0.32%
38MCDONALDS CORPMCD6,000$1.8M0.30%
39MICROSOFT CORPMSFT5,000$1.7M0.28%
40NEW ENGLAND RLTY ASSOC LTD P64420610422,104$1.6M0.27%
41CHESAPEAKE ENERGY CORPEXE22,225$1.5M0.24%
42ISHARES TR46428795214,000$1.4M0.24%
43SPDR S&P 500 ETF TRSPY3,000$1.3M0.22%
44NVIDIA CORPORATIONNVDA3,000$1.3M0.21%
45FISKER INC33813J956204,300$1.2M0.19%
46WESTERN ALLIANCE BANCORPWAL-PA31,000$1.1M0.19%
47INVESCO QQQ TRIVZ3,000$1.1M0.18%
48BARCLAYS BANK PLCVXZ40,000$1.0M0.17%
49DATADOG INCDDOG793,000$986,2050.16%
50PALO ALTO NETWORKS INCPANW370,000$952,3560.16%
51EPR PPTYS26884U20838,600$814,4600.14%
52CHESAPEAKE ENERGY CORPEXE10,698$787,8540.13%
53PHP VENTURES ACQUISITION COR69291C10669,973$750,1110.12%
54ISHARES SILVER TRSLV35,000$731,1500.12%
55MODERNA INCMRNA6,000$729,0000.12%
56HUDSON ACQUISITION I CORP44364H10069,800$723,8260.12%
57GOLDENSTONE ACQUISITION LTDGDSTW66,023$699,8440.12%
58INTEGRATED RAIL AND RES ACQ45827R10664,642$695,2250.12%
59MICROSOFT CORPMSFT2,000$681,0800.11%
60OAK WOODS ACQUISITION CORP67190B10465,000$667,8750.11%
61HNR ACQUISITION CORPEONR-WT62,266$661,2650.11%
62MONTEREY CAP ACQUISITION COR61244M10960,889$637,2030.11%
63OXBRIDGE ACQUISITION CORPG6855L10954,902$596,7850.10%
64ACRI CAPITAL ACQUISITION COR00501A10154,500$589,9730.10%
65BLOOMIN BRANDS INCBLMN243,000$582,9710.10%
66AMC ENTMT HLDGS INC00165C954125,700$553,0800.09%
6726 CAPITAL ACQUISITION CORP90138P10049,934$537,2900.09%
68CARVANA COCVNA20,000$518,4000.09%
69GLOBAL BLOCKCHAIN ACQUI CORP37961B10448,078$501,9340.08%
70PRIME NO ACQUISITION I CORP74168P10746,800$493,5060.08%
71MOBIV ACQUISITION CORP60742N10644,250$467,9440.08%
72ATLANTIC COASTAL ACQUISTN CO04845310445,104$465,6990.08%
73FG MERGER CORP30324Y10141,421$438,4410.07%
74JPMORGAN CHASE & COVYLD3,000$436,3200.07%
75NVIDIA CORPORATIONNVDA1,000$423,0200.07%
76EVEREST CONSOLIDATOR ACQ COREVEX-WT39,427$419,8980.07%
77UNITED STS NAT GAS FD LPUNTCW54,000$400,6800.07%
78AIMFINITY INVESTMENT CORP IAIMWF29,700$311,8500.05%
79BANK HAWAII CORP0625409597,500$309,2250.05%
80SIRIUSPOINT LTDSPNT32,700$295,2810.05%
81INTL GNRL INSURANCE HLDNGS LG4809J114480,509$293,8310.05%
82ISHARES TR46432F9562,000$288,5000.05%
83FIRST TR EXCHANGE-TRADED FD33739Q2005,813$277,1060.05%
84PONO CAP THREE INCG7170410325,300$262,9940.04%
85JOBY AVIATION INCJOBY-WT98,000$259,7000.04%
86CHESAPEAKE ENERGY CORPEXE3,611$253,3840.04%
87CHART INDS INC16115QAE085,000$233,1800.04%
88TRAILBLAZER MERGER CORP ITBMC22,690$231,2110.04%
89PLUTONIAN ACQUISITION CORPPLUN22,196$230,5050.04%
90RIVIAN AUTOMOTIVE INCRIVN13,600$226,5760.04%
91ALPHA STAR ACQUISITION CORPALSWF21,103$226,4350.04%
92RENEW ENERGY GLOBAL PLCRNWWW278,111$222,4890.04%
93AURA FAT PROJS ACQUISITION CG0636210020,361$215,4190.04%
94ENPHASE ENERGY INCENPH100,000$214,7560.04%
95COMPOSECURE INC20459V113203,563$213,7410.04%
96AMPRIUS TECHNOLOGIES INCAMPX-WT442,910$212,5970.04%
97NOBLE CORP PLCNE-WT8,422$210,2550.03%
98ESH ACQUISITION CORPESHAR20,455$207,4140.03%
99VISION SENSING ACQUISITION C92838J10317,677$189,2320.03%
100M3 BRIGADE ACQUISITION III55407R10317,735$185,4190.03%
101GLOBAL STAR ACQUISITION INC37962G10217,456$182,7640.03%
102SOUTHWESTERN ENERGY CO84546790930,000$180,3000.03%
103RF ACQUISITION CORP74954L10417,001$177,9150.03%
104SURGEPAYS INCSURG22,400$163,7440.03%
105FUTURETECH II ACQUISITION COFUTU14,654$156,6510.03%
106ROIVANT SCIENCES LTDROIV59,772$148,2350.02%
107LIVENT CORPLIVG45,000$144,1200.02%
108HUBSPOT INCHUBS71,000$135,8050.02%
109BEYOND MEAT INCBYND10,000$129,8000.02%
110GOAL ACQUISITIONS CORP38021H10712,414$128,8570.02%
111NEOVOLTA INCNEOVW229,125$126,0190.02%
112AIB ACQUISITION CORPORATIONG0R45S10911,424$123,8360.02%
113ISRAEL ACQUISITIONS CORPISLWF10,850$113,0050.02%
114NEUROCRINE BIOSCIENCES INCNBIX86,000$109,6670.02%
115CANTALOUPE INCCTLPP13,600$108,2560.02%
116AZITRA INCAZTR29,000$105,5600.02%
117REDWOODS ACQUISITION CORPRWTQ10,065$105,3810.02%
118FG FINANCIAL GROUP INC30329Y10656,582$104,6770.02%
119FISKER INC33813J10618,000$101,5200.02%
120PYXIS TANKERS INCPXS89,264$99,0830.02%
121TINGO GROUP INC55328R95981,400$98,4940.02%
122KWESST MICRO SYSTEMS INC501506133189,146$85,1160.01%
123DIRECT DIGITAL HOLDINGS INCDRCT130,740$84,9810.01%
124ALLIANCE ENTERTAINMENT HOLDIAENTW30,000$80,7000.01%
125PETVIVO HLDGS INCPETVW253,127$68,6230.01%
126NEXTPLAT CORPNXPLW71,308$65,8390.01%
127ZIVO BIOSCIENCE INCZIVOW107,463$64,4670.01%
128TINGO GROUP INC55328R90950,800$61,4680.01%
129AMC ENTMT HLDGS INC00165C90413,000$57,2000.01%
130STRONG GLOBAL ENTMT INC86335G10918,759$55,9020.01%
131ON SEMICONDUCTOR CORPON30,000$55,1620.01%
132MIRION TECHNOLOGIES INCMIR30,096$54,7750.01%
133HAMMERHEAD ENERGY INC40830211538,000$53,5800.01%
134TOUGHBUILT INDS INC89157G884167,939$50,1470.01%
135BULLFROG AI HLDGS INCBFRGW69,086$49,3960.01%
136SAVERONE 2014 LTDSVREW201,104$44,3330.01%
137BRANCHOUT FOOD INCBOF13,000$42,2500.01%
138BIOSIG TECHNOLOGIES INC09073N20132,928$41,1600.01%
139UPEXI INCUPXI17,699$39,8230.01%
140BONE BIOLOGICS CORPBBLGW27,000$38,3400.01%
141NEPTUNE WELLNESS SOLUTIONS I64079L204250,000$36,7500.01%
142TWIN VEE POWERCATS COVEEE17,294$36,6630.01%
143TARGET HOSPITALITY CORPTH10,325$35,7250.01%
144ONFOLIO HOLDINGS INCONFOW200,753$35,3330.01%
145POLISHED COM INC28252C117526,228$34,1520.01%
146TENON MEDICAL INCTNONW320,500$33,4920.01%
147HILLSTREAM BIOPHARMA INC43270510186,597$31,5910.01%
148ASP ISOTOPES INCASPI55,218$31,3530.01%
149TALKSPACE INCTALKW520,540$31,2840.01%
150INUVO INCINUV140,000$31,0800.01%
151MOBILICOM LTDMOBBW126,366$29,0640.00%
152CISO GLOBAL INC15672X102160,000$28,8800.00%
153CINEVERSE CORPCNVS15,000$28,5750.00%
154PAGAYA TECHNOLOGIES LTDPGYWW20,000$28,0000.00%
155APOLLOMICS INCAPLMW337,150$27,8320.00%
156FGI INDUSTRIES LTDFGIWW121,074$27,6050.00%
157TENON MEDICAL INCTNONW97,500$26,8320.00%
158SPLASH BEVERAGE GROUP INCSBEVW198,666$26,8040.00%
159BT BRANDS INCBTBDW137,708$25,5450.00%
160HEARTBEAM INCBEATW62,838$25,1350.00%
161WEARABLE DEVICES LTDWLDSW125,500$25,1000.00%
162VICARIOUS SURGICAL INCRBOTW112,000$24,6400.00%
163SHARPS TECHNOLOGY INCSTSSW164,882$22,8200.00%
164SNAIL INCSNAL13,000$20,6670.00%
165NEXALIN TECHNOLOGY INCNXL166,483$18,3130.00%
166THE LION ELECTRIC COMPANY53622112039,298$18,2810.00%
167VOLCON INC92864V10332,000$18,2300.00%
168MARIS TECH LTDMTEKW223,596$15,6520.00%
169NEUROSENSE THERAPEUTICS LTDNRSNW77,709$15,3900.00%
170BIGBEAR AI HLDGS INCBBAI-WT66,700$15,3410.00%
171NETCAPITAL INCNCPLW148,578$15,3410.00%
172NOGIN INC65528N20411,500$15,0650.00%
173STRAN & COMPANY INCSWAGW181,824$13,6820.00%
174SEASTAR MEDICAL HOLDING CORPICUCW366,010$13,3590.00%
175PAGAYA TECHNOLOGIES LTDPGYWW49,680$12,9170.00%
176G MED INNOVATIONS HLDGS LTDG3946214133,000$12,5530.00%
177CEA INDUSTRIES INCBNCWZ230,836$12,1770.00%
178IVEDA SOLUTIONS INCIVDAW49,413$10,7100.00%
179DATA STORAGE CORPDTSTW57,764$10,3920.00%
180GLUCOTRACK INCGCTK30,000$10,3530.00%
181AURORA INNOVATION INCAUROW20,000$10,0000.00%
182SELINA HOSPITALITY PLCG8059B119209,776$9,5450.00%
183ZURA BIO LTDZURA25,818$9,0360.00%
184MICROCLOUD HOLOGRAM INCHOLOW75,775$9,0020.00%
185WHOLE EARTH BRANDS INC96684W12644,902$8,9850.00%
186BIOAFFINITY TECHNOLOGIES INCBIAFW24,626$8,9020.00%
187AINOS INCAIMDW30,295$8,6950.00%
188COMERA LIFE SCIENCES HLDGS I20037C116300,000$8,1600.00%
189SEMANTIX INCG6332A114102,119$7,7870.00%
190SOLIGENIX INCSNGX10,000$7,0380.00%
191CINGULATE INCCINGW30,555$6,4170.00%
192ALLEGO N VN0796A11821,800$6,3220.00%
193PASITHEA THERAPEUTICS CORPKTTAW289,968$6,2340.00%
194PROTAGENIC THERAPEUTICS INCPTIXW177,196$5,9360.00%
195ENERGEM CORPG3044912190,000$5,9220.00%
196BENEFICIENTBENFW110,000$5,2250.00%
197BRIDGER AEROSPACE GRP HLDGS96812F11025,200$5,1410.00%
198MEDICENNA THERAPEUTICS CORPMDNAF10,000$4,8170.00%
199HUB CYBER SECURITY LTDHUBCZ10,000$4,7310.00%
200INFINT ACQUISITION CORPCURR90,100$4,7030.00%
201SEQLL INC81734C11456,000$4,3960.00%
202NEXGEL INCNXGLW10,000$4,3500.00%
203ACCRETION ACQUISITION CORP00438Y11587,348$4,0880.00%
204FAT PROJECTS ACQUISITION CORG3400W11085,000$4,0380.00%
205AROGO CAPITAL ACQUISITION CO04264411290,000$3,9240.00%
206HUB CYBER SECURITY LTDHUBCZ100,000$3,9100.00%
207INCEPTION GROWTH ACQUSTN LTD45333D11290,000$3,7080.00%
208LIXTE BIOTECHNOLOGY HLDGS INLIXT53,181$3,7070.00%
209BANNIX ACQUISITION CORP06664411385,700$3,4280.00%
210ACLARION INCACONW42,957$3,3170.00%
211AMERICAN REBEL HOLDINGS INCAREBW112,721$2,7730.00%
212GORILLA TECHNOLOGY GROUP INCGRRRW20,000$2,7000.00%
213BANYAN ACQUISITION CORPORATI06690B11512,200$2,6840.00%
214RAIL VISION LTDRVSNW52,192$2,5990.00%
215CANOO INC13803R11027,000$2,4570.00%
216AGRIFORCE GROWING SYSTEMS LTC0094811457,628$2,2330.00%
217NORTHVIEW ACQUISITION CORP66718N11177,770$2,2280.00%
218OCEAN BIOMEDICAL INCOCEA10,000$2,1250.00%
219CANNA GLOBAL ACQUISITION COR13767K11990,100$2,0990.00%
220VERSUS SYSTEMS INCVS105,470$2,0510.00%
221HARBOR CUSTOM DEVELOPMENT IN41150T124165,000$1,7160.00%
222SPREE ACQUISITION CORP 1 LTDG8374512847,154$1,5040.00%
223OAK WOODS ACQUISITION CORP67190B11245,200$1,4640.00%
224T2 BIOSYSTEMS INC89853L20320,000$1,4120.00%
225ANGHAMI INCANGHW40,409$1,4000.00%
226BRUUSH ORAL CARE INC11750K12015,000$1,2000.00%
227BUZZFEED INCBZFDW19,778$1,1870.00%
228SMX SEC MATTERS PLCG8267K11753,261$1,1720.00%
229KAIROUS ACQUISITION CORP LTDKACLF80,677$1,1340.00%
230EDIBLE GARDEN AG INCEDBLW52,661$9900.00%
231MOBIQUITY TECHNOLOGIES INCMOBQW38,468$9810.00%
232FG MERGER CORP30324Y11916,502$9620.00%
233DUNE ACQUISITION CORPIPODW19,500$8250.00%
234CLEVER LEAVES HOLDINGS INC18676011222,705$7490.00%
235DERMATA THERAPEUTICS INCDRMAW30,000$5750.00%
236FEUTUNE LIGHT ACQUISITION COAIEV20,796$5720.00%
237EMBRACE CHANGE ACQUISITN COREMCWF12,500$2340.00%
238SHAPEWAYS HOLDINGS INC81947T11014,668$1480.00%