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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

Warberg Asset Management LLC

Quarter ended Q2 2023 · Filed May 15, 2023 · Accession 0001597506-23-000002

Total Value
$507.5M
Positions
249
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (249)

#IssuerTicker / CUSIPSharesValue% of Filing
1SPDR S&P 500 ETF TRSPY288,000$117.9M23.23%
2ON SEMICONDUCTOR CORPON13,070,000$51.8M10.21%
3OCCIDENTAL PETE CORP6745991621,022,594$41.7M8.23%
4DICKS SPORTING GOODS INC253393AD48,062,000$36.0M7.09%
5TERADYNE INCTER7,423,000$25.3M4.98%
6INVESCO QQQ TRIVZ67,000$21.5M4.24%
7PALO ALTO NETWORKS INCPANW6,339,000$14.2M2.80%
8MICROCHIP TECHNOLOGY INC.MCHPP3,179,000$12.0M2.36%
9CHART INDS INC16115QAE05,000,000$10.9M2.15%
10FTI CONSULTING INCFCN5,056,000$9.9M1.94%
11PIONEER NAT RES CO723787AP24,542,000$9.8M1.92%
12SEA LTDSE5,000,000$8.8M1.73%
13ETSY INCETSY5,450,000$7.8M1.54%
14ALLEGHENY TECHNOLOGIES INCATI3,000,000$7.8M1.53%
15ENVISTA HOLDINGS CORPORATIONNVST3,209,000$6.4M1.27%
16ALLSCRIPTS HEALTHCARE SOLUTI01988PAF55,500,000$6.2M1.22%
17PLUG PWR INC72919PAD52,535,000$6.0M1.18%
18HERTZ GLOBAL HLDGS INCHTZWW567,060$5.0M0.99%
19ISHARES TR46428795526,000$4.6M0.91%
20SILICON LABORATORIES INCSLAB2,749,000$4.1M0.81%
21BOX INCBXCAP3,500,000$4.1M0.81%
22INVESCO QQQ TRIVZ12,000$3.9M0.76%
23PARSONS CORP DELPSN3,473,000$3.8M0.76%
24PEABODY ENGR CORP704551AD22,500,000$3.8M0.75%
25RHRH2,907,000$3.8M0.74%
26SPDR GOLD TRGLD20,000$3.7M0.72%
27COLLIERS INTL GROUP INC194693AB31,950,000$3.7M0.72%
28MICROCHIP TECHNOLOGY INC.MCHPP1,446,000$3.4M0.68%
29CLOROX CO DELCLX20,000$3.2M0.62%
30APPLE INCAAPL18,900$3.1M0.61%
31MIDDLEBY CORPMIDD2,501,000$3.1M0.61%
32NICE SYS INC65366HAB91,054,000$2.9M0.57%
33AKAMAI TECHNOLOGIES INCAKAM2,390,000$2.4M0.47%
34BARCLAYS BANK PLCVXZ53,000$2.4M0.47%
35HARMONIC INCHLIT1,375,000$2.4M0.47%
36VANECK ETF TRUST92189F90665,000$2.1M0.41%
37TESLA INCTSLA10,000$2.1M0.41%
38RHRH1,575,000$2.0M0.39%
39REPLIGEN CORPRGEN1,015,000$1.6M0.31%
40ISHARES TR46434V87830,744$1.5M0.30%
41INSIGHT ENTERPRISES INCNSIT727,000$1.5M0.30%
42TESLA INCTSLA144,000$1.4M0.28%
43SURGEPAYS INCSURG1,211,492$1.4M0.28%
44MCDONALDS CORPMCD5,000$1.4M0.28%
45CONMED CORPCNMD1,066,000$1.3M0.26%
46FISKER INC33813J956204,300$1.3M0.25%
47APTIV PLCAPTV9,127$1.1M0.22%
48KBR INCKBR464,000$1.0M0.20%
49FIRST REP BK SAN FRANCISCO C33616C95065,700$919,1430.18%
50NEW ENGLAND RLTY ASSOC LTD P64420610412,557$909,1470.18%
51MICROSOFT CORPMSFT3,000$864,9000.17%
52PYXIS TANKERS INCPXS28,627$694,2050.14%
53OAK WOODS ACQUISITION CORP67190B20365,000$663,0000.13%
54SELECT SECTOR SPDR TR81369Y95520,000$643,0000.13%
55ISHARES SILVER TRSLV29,000$641,4800.13%
56GOLDENSTONE ACQUISITION LTDGDSTW60,096$623,4960.12%
57CHESAPEAKE ENERGY CORPEXE10,512$607,9620.12%
58MAQUIA CAPITAL ACQUISITION C56564V10156,407$600,1700.12%
59OXBRIDGE ACQUISITION CORPG6855L10955,002$589,0660.12%
60CHESAPEAKE ENERGY CORPEXE9,152$588,1080.12%
61ACRI CAPITAL ACQUISITION COR00501A10155,000$577,5000.11%
62DEXCOM INCDXCM194,000$548,9230.11%
63HNR ACQUISITION CORPEONR-WT51,102$533,5050.11%
64ISHARES TR46429B65510,581$533,3880.11%
65MONTEREY BIO ACQUISITION COR61240F10849,894$533,1170.11%
66ACTIVISION BLIZZARD INC00507V9096,200$530,6580.10%
6726 CAPITAL ACQUISITION CORP90138P10051,236$529,7800.10%
68AMC ENTMT HLDGS INC00165C954103,400$518,0340.10%
69MONTEREY CAP ACQUISITION COR61244M10949,440$507,2540.10%
70UNITED STS NAT GAS FD LPUNTCW73,000$506,6200.10%
71INTEGRATED RAIL AND RES ACQ45827R10644,323$467,1640.09%
72PYXIS TANKERS INCPXS286,281$458,0210.09%
73INVESCO ACTIVELY MANAGED ETFIVZ9,163$454,4850.09%
74GLOBAL BLOCKCHAIN ACQUI CORP37961B10442,800$439,9840.09%
75GENERAC HLDGS INCGNRC4,000$432,0400.09%
76VISION SENSING ACQUISITION C92838J10340,043$421,6530.08%
77PRIME NO ACQUISITION I CORP74168P10740,421$419,1660.08%
78BANK HAWAII CORP0625409597,300$380,1840.07%
79VALUENCE MERGER CORP IVMCWF35,041$369,8580.07%
80EF HUTTON ACQUISITION CORP I28201D10934,410$353,3910.07%
81CASSAVA SCIENCES INC14817C95714,000$337,6800.07%
82INTL GNRL INSURANCE HLDNGS LG4809J114610,133$335,5730.07%
83ALAMOS GOLD INC NEWAGI25,000$305,7500.06%
84FINANCIAL STRATEGIES ACQUISI31772T10729,000$305,6600.06%
85COMPOSECURE INC20459V113249,900$294,8820.06%
86MICROSTRATEGY INCSTRK1,000$292,3200.06%
87BEYOND MEAT INCBYND18,000$292,1400.06%
88BLOCKCHAIN MOON ACQUISITN COBSQKZ27,379$290,2170.06%
89AMPRIUS TECHNOLOGIES INCAMPX-WT544,216$272,1080.05%
90FEUTUNE LIGHT ACQUISITION COAIEV25,900$269,8780.05%
91ENPHASE ENERGY INCENPH100,000$265,6730.05%
92SCHWAB CHARLES CORPSCHW-PJ5,000$261,9000.05%
93AURA FAT PROJS ACQUISITION CG0636210025,000$261,0000.05%
94PONO CAP THREE INCG7170412925,300$259,5780.05%
95SELECT SECTOR SPDR TR81369Y6058,000$257,1200.05%
96PROGRESS ACQUISITION CORPPRG23,570$248,6640.05%
97SPREE ACQUISITION CORP 1 LTDG8374510223,494$244,8070.05%
98MOBIV ACQUISITION CORP60742N10622,750$237,1690.05%
99FG MERGER CORP30324Y10122,159$230,8970.05%
100HCM ACQUISITION COG4365A10122,000$230,4500.05%
101ALPHA STAR ACQUISITION CORPALSWF21,103$221,3700.04%
102MALACCA STRAITS ACQUISITIONG5859B11720,862$220,5110.04%
103CIIG CAPITAL PARTNERS II INC12561U10920,000$208,0000.04%
104SPDR SER TR78468R2006,775$206,1630.04%
105AIMFINITY INVESTMENT CORP IAIMWF20,000$201,6000.04%
106JAWS HURRICANE ACQUISITN COR47201B10319,821$201,5800.04%
107NEUROCRINE BIOSCIENCES INCNBIX147,000$197,9720.04%
108FINTECH ECOSYSTEM DEVE31813610818,401$193,9470.04%
109SOUTHWESTERN ENERGY CO84546790937,600$188,0000.04%
110DENALI CAPITAL ACQUISITN CORG6256B10617,500$183,2250.04%
111GLOBAL STAR ACQUISITION INC37962G10217,456$179,7970.04%
112AMPRIUS TECHNOLOGIES INCAMPX-WT20,000$174,2000.03%
113PONO CAP TWO INC73245B10715,750$164,4300.03%
114NORDSTROM INC65566490010,000$162,7000.03%
115PLUTONIAN ACQUISITION CORPPLUN15,800$162,0290.03%
116PALO ALTO NETWORKS INCPANW79,000$159,4970.03%
117FIRST REP BK SAN FRANCISCO C33616C90010,000$139,9000.03%
118SURGEPAYS INCSURG30,400$136,4960.03%
119AVALON ACQUISITION INCAWX12,874$134,2110.03%
120PROOF ACQUISITION CORP I74349W10412,671$131,5880.03%
121BANYAN ACQUISITION CORPORATI06690B10711,715$121,8360.02%
122ATLANTIC COASTAL AQSTN CORP04845A10811,656$120,9890.02%
123AIB ACQUISITION CORPORATIONG0R45S10911,295$118,8230.02%
124ISRAEL ACQUISITIONS CORPISLWF10,850$110,9960.02%
125FISKER INC33813J10618,000$110,2500.02%
126BROAD CAPITAL ACQUISITION CO11125B10210,308$109,1620.02%
127BEAMR IMAGING LTDBMR53,713$106,8890.02%
128PHP VENTURES ACQUISITION COR69291C10610,027$106,3860.02%
129PETVIVO HLDGS INCPETVW258,208$103,2830.02%
130KHOSLA VENTURES ACQUISITION48250410710,000$101,4000.02%
131DIRECT DIGITAL HOLDINGS INCDRCT133,382$100,0370.02%
132TIVIC HEALTH SYSTEMS INCTIVC541,618$81,5680.02%
133SAB BIOTHERAPEUTICS INCSABSW177,659$78,1700.02%
1341847 GOEDEKER INC28252C117773,118$76,4610.02%
135SPLASH BEVERAGE GROUP INCSBEVW271,493$76,0180.01%
136BULLFROG AI HLDGS INCBFRGW128,193$72,5980.01%
137KWESST MICRO SYSTEMS INC501506133137,190$65,8510.01%
138ZIVO BIOSCIENCE INCZIVOW112,163$65,3460.01%
139SAVERONE 2014 LTDSVREW199,497$65,2750.01%
140NEXTPLAT CORPNXPLW104,119$61,4300.01%
141TWIN VEE POWERCATS COVEEE35,800$60,6810.01%
142RENEW ENERGY GLOBAL PLCRNWWW69,614$59,8260.01%
143HEARTBEAM INCBEATW107,300$53,6500.01%
144PROSHARES TR II74347Y87013,500$48,7350.01%
145MIRION TECHNOLOGIES INCMIR30,096$48,4550.01%
146SURGEPAYS INCSURG10,000$44,9000.01%
147TIDEWATER INC NEWTDGMW37,100$44,8910.01%
148FGI INDUSTRIES LTDFGIWW121,074$42,3760.01%
149ONFOLIO HOLDINGS INCONFOW299,946$42,1270.01%
150VICARIOUS SURGICAL INCRBOTW112,000$41,1940.01%
151TALKSPACE INCTALKW520,540$40,6370.01%
152TARGET HOSPITALITY CORPTH10,325$39,4420.01%
153OPTIMUMBANK HLDGS INCOPHC11,796$39,0450.01%
154NUSCALE PWR CORPNU22,257$36,7240.01%
155NEOVOLTA INCNEOVW38,425$34,5830.01%
156SEASTAR MEDICAL HOLDING CORPICUCW366,011$30,9810.01%
157APOLLOMICS INCAPLMW281,850$30,3100.01%
158NEUROSENSE THERAPEUTICS LTDNRSNW77,765$30,2660.01%
159LUCY SCIENTIFIC DISCOVERY IN54960E10427,300$30,0300.01%
160MARIS TECH LTDMTEKW224,553$29,1920.01%
161APPTECH PMTS CORP03834B127101,428$28,9480.01%
162VIRIOS THERAPEUTICS INC92829J10474,750$27,4710.01%
163THE LION ELECTRIC COMPANY53622112039,298$23,2210.00%
164MOBILICOM LTDMOBBW127,366$22,9260.00%
165G MED INNOVATIONS HLDGS LTDG3946214125,000$22,7500.00%
166BT BRANDS INCBTBDW132,808$22,5840.00%
167LANDOS BIOPHARMA INC51506910273,504$21,9040.00%
168CEA INDUSTRIES INCBNCWZ268,016$21,2540.00%
169REPUBLIC FIRST BANCORP INC76041610715,000$20,4000.00%
170SHARPS TECHNOLOGY INCSTSSW151,799$19,7340.00%
171SELINA HOSPITALITY PLCG8059B119183,376$19,5250.00%
172ICZOOM GROUP INC.IZM11,000$19,0300.00%
173SILVERGATE CAP CORP82837P95811,500$18,6300.00%
174STRAN & COMPANY INCSWAGW181,724$18,5060.00%
175MICROCLOUD HOLOGRAM INCHOLOW154,049$18,4860.00%
176CINGULATE INCCINGW105,151$18,3910.00%
177BIGBEAR AI HLDGS INCBBAI-WT67,000$17,9360.00%
178SNAIL INCSNAL13,000$17,2900.00%
179NEXALIN TECHNOLOGY INCNXL166,483$15,8160.00%
180SIENTRA INC82621J20410,000$15,4000.00%
181AURORA INNOVATION INCAUROW70,009$13,8700.00%
182COMERA LIFE SCIENCES HLDGS I20037C116300,000$13,6800.00%
183VIRPAX PHARMACEUTICALS INC92825110717,012$13,3540.00%
184SEMANTIX INCG6332A11495,600$12,8820.00%
185HUB CYBER SECURITY LTDHUBCZ100,000$12,5000.00%
186ASP ISOTOPES INCASPI14,848$12,4720.00%
187T2 BIOSYSTEMS INC89853L20325,955$11,9390.00%
188IVEDA SOLUTIONS INCIVDAW29,513$11,5570.00%
189ENPHASE ENERGY INCENPH11,000$11,4800.00%
190WEARABLE DEVICES LTDWLDSW95,965$11,0360.00%
191KALEYRA INC48337911183,899$10,5590.00%
192PAGAYA TECHNOLOGIES LTDPGYWW128,138$10,5070.00%
193NETCAPITAL INCNCPLW105,000$10,5000.00%
194AINOS INCAIMDW30,595$9,6070.00%
195EDIBLE GARDEN AG INCEDBLW52,661$9,4260.00%
196PANBELA THERAPEUTICS INC69833W20620,000$8,8000.00%
197PASITHEA THERAPEUTICS CORPKTTAW289,968$8,6990.00%
198VERSUS SYSTEMS INCVS223,352$8,3200.00%
199DATA STORAGE CORPDTSTW73,624$8,0990.00%
200BONE BIOLOGICS CORPBBLGW30,000$7,7550.00%
201ENERGEM CORPG3044912190,000$7,4250.00%
202BIOAFFINITY TECHNOLOGIES INCBIAFW24,626$7,3880.00%
203APTOSE BIOSCIENCES INCAPTOF11,500$7,3600.00%
204NAVIDEA BIOPHARMACEUTICALS I63937X20228,026$7,2870.00%
205HARBOR CUSTOM DEVELOPMENT IN41150T124165,000$7,2850.00%
206INFINT ACQUISITION CORPCURR90,100$7,1810.00%
207FORAFRIC GLOBAL PLCAFRIW10,500$7,0340.00%
208SIYATA MOBILE INC83013Q50944,825$6,8310.00%
209TRANSCODE THERAPEUTICS INCRNAZ20,000$6,7700.00%
210ALPHA TAU MEDICAL LTDDRTSW22,900$6,6390.00%
211KAIROUS ACQUISITION CORP LTDKACLF80,677$6,4540.00%
212MEDICENNA THERAPEUTICS CORPMDNAF10,000$6,2960.00%
213NORTHVIEW ACQUISITION CORP66718N11177,770$6,2220.00%
214SYSTEM1 INCSSTPW15,224$5,7900.00%
215AGRIFORCE GROWING SYSTEMS LTC0094811458,159$5,7170.00%
216AROGO CAPITAL ACQUISITION CO04264411290,000$5,4000.00%
217FAT PROJECTS ACQUISITION CORG3400W11085,000$5,1000.00%
218GORILLA TECHNOLOGY GROUP INCGRRRW20,000$4,8000.00%
219AMERICAN REBEL HOLDINGS INCAREBW123,521$4,7560.00%
220LIXTE BIOTECHNOLOGY HLDGS INLIXT53,181$4,5790.00%
221ALLEGO N VN0796A11822,500$4,5000.00%
222INSPIRA TECHNOLOGIES OXY BHNM5363711819,000$4,3640.00%
223PROTAGENIC THERAPEUTICS INCPTIXW177,196$4,2880.00%
224BUZZFEED INCBZFDW40,000$4,0000.00%
225CANOO INC13803R11042,000$3,7800.00%
226FINANCIAL STRATEGIES ACQUISI31772T11593,000$3,2550.00%
227RAIL VISION LTDRVSNW52,192$3,1780.00%
228ACCRETION ACQUISITION CORP00438Y11587,348$3,0570.00%
229ANGHAMI INCANGHW40,409$3,0290.00%
230SEQLL INC81734C11456,000$2,8110.00%
231CANNA GLOBAL ACQUISITION COR13767K11990,100$2,6760.00%
232AUDDIA INCAUUD12,768$2,4260.00%
233INCEPTION GROWTH ACQUSTN LTD45333D11290,000$2,2590.00%
234BANNIX ACQUISITION CORP06664411385,700$2,1510.00%
235ACLARION INCACONW28,647$2,1500.00%
236BONE BIOLOGICS CORPBBLGW38,690$1,9730.00%
237BRUUSH ORAL CARE INC11750K12015,000$1,8000.00%
238NEXGEL INCNXGLW10,000$1,5500.00%
239MOBIQUITY TECHNOLOGIES INCMOBQW50,368$1,5060.00%
240SPREE ACQUISITION CORP 1 LTDG8374512847,154$1,4240.00%
241FEUTUNE LIGHT ACQUISITION COAIEV20,796$1,3730.00%
242FG MERGER CORP30324Y11916,546$1,3280.00%
243DERMATA THERAPEUTICS INCDRMAW38,069$1,3190.00%
244CLEVER LEAVES HOLDINGS INC18676011225,000$1,2500.00%
245ALPHA STAR ACQUISITION CORPALSWF80,000$1,1040.00%
246CELULARITY INCCELUW18,200$1,0920.00%
247SMX SEC MATTERS PLCG8267K11721,700$1,0850.00%
248EMBRACE CHANGE ACQUISITN COREMCWF12,500$5000.00%
249SHAPEWAYS HOLDINGS INC81947T11014,668$3230.00%