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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

Warberg Asset Management LLC

Quarter ended Q1 2023 · Filed February 13, 2023 · Accession 0001597506-23-000001

Total Value
$638.4M
Positions
271
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (271)

#IssuerTicker / CUSIPSharesValue% of Filing
1SPDR S&P 500 ETF TRSPY741,900$283.7M44.44%
2OCCIDENTAL PETE CORP6745991621,115,447$45.9M7.19%
3PIONEER NAT RES CO723787AP217,638,000$41.1M6.44%
4ON SEMICONDUCTOR CORPON10,659,000$32.1M5.03%
5TERADYNE INCTER7,179,000$19.9M3.11%
6DICKS SPORTING GOODS INC253393AD44,664,000$17.5M2.74%
7ATLAS AIR WORLDWIDE HLDGS IN049164BJ46,651,000$11.1M1.74%
8SOUTH JERSEY INDS INC838518306155,100$10.7M1.68%
9MICROCHIP TECHNOLOGY INC.MCHPP3,179,000$9.9M1.54%
10PALO ALTO NETWORKS INCPANW6,053,000$9.6M1.50%
11PLUG PWR INC72919PAD53,535,000$8.9M1.39%
12FTI CONSULTING INCFCN5,024,000$7.9M1.24%
13ALLSCRIPTS HEALTHCARE SOLUTI01988PAF55,011,000$7.2M1.12%
14LIBERTY MEDIA CORP DELFWONB4,368,000$7.1M1.11%
15ALLEGHENY TECHNOLOGIES INCATI3,000,000$6.0M0.95%
16PURE STORAGE INC74624MAB85,000,000$5.4M0.85%
17ENVISTA HOLDINGS CORPORATIONNVST3,206,000$5.4M0.85%
18HERTZ GLOBAL HLDGS INCHTZWW687,436$5.1M0.80%
19GFL ENVIRONMENTAL INCGFL76,002$4.9M0.77%
20LIVE NATION ENTERTAINMENT INLYV4,533,000$4.8M0.76%
21ETSY INCETSY2,939,000$4.5M0.71%
22MIDDLEBY CORPMIDD3,761,000$4.4M0.69%
23ANTHEM INCELV556,000$4.1M0.64%
24INVESCO QQQ TRIVZ15,000$4.0M0.63%
25PARSONS CORP DELPSN3,126,000$3.6M0.56%
26COLLIERS INTL GROUP INC194693AB32,000,000$3.3M0.52%
27ACTIVISION BLIZZARD INC00507V90943,700$3.3M0.52%
28APPLE INCAAPL25,000$3.2M0.51%
29SURGEPAYS INCSURG1,147,091$2.7M0.42%
30AKAMAI TECHNOLOGIES INCAKAM2,320,000$2.5M0.38%
31HARMONIC INCHLIT1,375,000$2.2M0.34%
32LUMENTUM HLDGS INCLITE2,000,000$2.1M0.33%
33SILICON LABORATORIES INCSLAB1,545,000$1.9M0.30%
34EXXON MOBIL CORPXOM17,000$1.9M0.29%
35NICE SYS INC65366HAB9804,000$1.9M0.29%
36NEW ENGLAND RLTY ASSOC LTD P64420610425,264$1.8M0.28%
37RAMBUS INC DELRMBS946,000$1.8M0.28%
38VANECK ETF TRUST92189F90661,500$1.8M0.28%
39JANUS DETROIT STR TR47103U88634,175$1.6M0.25%
40FISKER INC33813J956204,300$1.5M0.23%
41INVESCO QQQ TRIVZ5,500$1.5M0.23%
42MCDONALDS CORPMCD5,000$1.3M0.21%
43APPLE INCAAPL10,000$1.3M0.20%
44ISHARES TR46428795213,000$1.3M0.20%
45SPDR S&P 500 ETF TRSPY3,000$1.1M0.18%
46GENERAC HLDGS INCGNRC11,000$1.1M0.17%
47INSIGHT ENTERPRISES INCNSIT679,000$1.0M0.16%
48STARBUCKS CORPSBUX10,000$992,0000.16%
49ROGERS CORPROG8,000$954,7200.15%
50MICROCHIP TECHNOLOGY INC.MCHPP476,000$950,3640.15%
51INVESCO EXCH TRD SLF IDX FDIVZ39,950$883,6940.14%
52TESLA INCTSLA139,000$827,3980.13%
53PYXIS TANKERS INCPXS29,910$721,5790.11%
54ELANCO ANIMAL HEALTH INCELAN35,430$691,9480.11%
55ISHARES SILVER TRSLV30,000$660,6000.10%
56KBR INCKBR266,000$561,9290.09%
5726 CAPITAL ACQUISITION CORP90138P10055,429$561,7730.09%
58IG ACQUISITION CORP44953410654,800$550,7400.09%
59PEABODY ENGR CORPBTU19,000$501,9800.08%
60ACRI CAPITAL ACQUISITION COR00501A10144,200$451,7240.07%
61PYXIS TANKERS INCPXS333,126$446,3890.07%
62TESLA INCTSLA3,600$443,4480.07%
63SELECT SECTOR SPDR TR81369Y9565,000$437,3500.07%
64INTL GNRL INSURANCE HLDNGS LG4809J114751,800$432,2850.07%
65MICROSTRATEGY INCSTRK3,000$424,7100.07%
66ARIES I ACQUISITION CORPG0542N10741,237$423,9160.07%
67UNITED STS NAT GAS FD LPUNTCW30,000$423,0000.07%
68VISION SENSING ACQUISITION C92838J10340,043$413,8440.06%
69PRIME NO ACQUISITION I CORP74168P10740,421$410,6770.06%
70HNR ACQUISITION CORPEONR-WT40,002$409,2200.06%
71G SQUARED ASCEND I INCG4204R10940,000$404,2000.06%
72GLOBAL BLOCKCHAIN ACQUI CORP37961B10440,000$403,6000.06%
73FREEPORT-MCMORAN INCFCX10,000$380,0000.06%
74VALUENCE MERGER CORP IVMCWF35,205$365,2520.06%
75OPTIMUMBANK HLDGS INCOPHC88,608$362,4070.06%
76MONTEREY CAP ACQUISITION COR61244M10935,740$357,7570.06%
77CASSAVA SCIENCES INC14817C95712,000$354,4800.06%
78AESTHER HEALTHCARE ACQSTN COAES33,809$351,6140.06%
79RHRH250,000$346,7510.05%
80PONO CAPITAL CORPPONOU31,919$334,8300.05%
81CHESAPEAKE ENERGY CORPEXE4,328$334,8140.05%
82AMPRIUS TECHNOLOGIES INCAMPX-WT40,000$317,2000.05%
83MALACCA STRAITS ACQUISITIONG5859B11730,889$315,5310.05%
84PIMCO ETF TR72201R8333,100$305,8150.05%
85DEXCOM INCDXCM109,000$300,6900.05%
86ISHARES TR4642874323,000$298,7100.05%
87INVESCO ACTIVELY MANAGED ETFIVZ11,998$296,2910.05%
88HUBSPOT INCHUBS237,000$293,1690.05%
89GOLDENSTONE ACQUISITION LTDGDSTW27,823$284,3510.04%
90INSULET CORPPODD198,000$280,0960.04%
91AURA FAT PROJS ACQUISITION CG0636210025,000$256,3750.04%
92FEUTUNE LIGHT ACQUISITION COAIEV24,900$253,2330.04%
93ALAMOS GOLD INC NEWAGI25,000$252,7500.04%
94VANECK ETF TRUST92189F48610,046$249,9440.04%
95J P MORGAN EXCHANGE-TRADED F46641Q8374,752$238,2180.04%
96MOBIV ACQUISITION CORP60742N10622,750$233,8700.04%
97SPDR SER TR78468R2007,600$230,9640.04%
98BANNIX ACQUISITION CORP06664410522,500$228,8250.04%
99FG MERGER CORP30324Y10122,068$225,4250.04%
100EAST RES ACQUISITION CO27468110521,809$221,5790.03%
101SOUTHWESTERN ENERGY CO84546790937,600$219,9600.03%
102SAB BIOTHERAPEUTICS INCSABSW370,370$218,5180.03%
103ALPHA STAR ACQUISITION CORPALSWF21,103$216,4110.03%
104NOBLE ROCK ACQUISITION CORPNE-WT21,324$215,3720.03%
105EVERGREEN CORPORATIONEVEX-WT20,636$212,1380.03%
106BEYOND MEAT INCBYND17,000$209,2700.03%
107OXBRIDGE ACQUISITION CORPG6855L10920,000$209,0000.03%
108NEWBURY STREET ACQUISITN COR65101L10420,730$207,5070.03%
109CIIG CAPITAL PARTNERS II INC12561U10920,000$203,8000.03%
110CHESAPEAKE ENERGY CORPEXE2,402$202,2480.03%
111AIMFINITY INVESTMENT CORP IAIMWF20,000$200,8000.03%
112MACONDRAY CAP ACQUISITN CORPG5853A10719,700$200,7430.03%
113PONO CAP TWO INC73245B10718,250$186,1500.03%
114SPREE ACQUISITION CORP 1 LTDG8374510217,713$181,7350.03%
115DENALI CAPITAL ACQUISITN CORG6256B10617,500$179,5500.03%
116GLOBAL STAR ACQUISITION INC37962G10217,456$176,8290.03%
117PINE TECHNOLOGY ACQUISITN CO72285010417,502$175,5450.03%
118GENESIS UNICORN CAPITAL CORP37187C10017,043$173,9240.03%
119PROGRESS ACQUISITION CORPPRG16,970$171,9060.03%
120MAXPRO CAPITAL ACQUISITN COR57778T10616,502$170,9610.03%
121FINTECH ECOSYSTEM DEVE31813610816,608$170,2320.03%
122FISKER INC33813J10622,400$162,8480.03%
123PLUTONIAN ACQUISITION CORPPLUN15,800$159,2640.02%
124BANYAN ACQUISITION CORPORATI06690B10715,000$153,1500.02%
125COLISEUM ACQUISITION CORPG2263T12315,000$150,6000.02%
126GIGCAPITAL 5 INC37519U10914,401$146,8900.02%
127PEPPERLIME HEALTH ACQUSTN COG7002110314,136$144,3290.02%
128SEABRIDGE GOLD INCSA11,000$138,3800.02%
129PALISADE BIO INCPALI26,316$136,8430.02%
130EF HUTTON ACQUISITION CORP I28201D10913,303$133,2960.02%
131INTEGRATED RAIL AND RES ACQ45827R10612,843$131,3200.02%
132HEARTBEAM INCBEATW117,500$128,0750.02%
133NUSCALE PWR CORPNU75,656$120,2930.02%
134CALLAWAY GOLF COMPANY131193AE489,000$116,1880.02%
135KIORA PHARMACEUTICALS INCKPHMW33,000$113,1900.02%
136GLADSTONE ACQUISITION CORP37653T10810,922$112,8240.02%
137MARATHON DIGITAL HOLDINGS INMARA32,500$111,1500.02%
138JAWS HURRICANE ACQUISITN COR47201B10311,076$110,4280.02%
139JATT ACQUISITION CORPZURA10,000$102,1000.02%
140ELLIOTT OPPORTUNITY II CORPG3009210310,000$100,8000.02%
141AMPRIUS TECHNOLOGIES INCAMPX-WT319,068$93,8610.01%
142ENPHASE ENERGY INCENPH77,000$90,1200.01%
143NEXTPLAT CORPNXPLW120,289$74,5550.01%
144SPLASH BEVERAGE GROUP INCSBEVW453,974$68,0960.01%
145ONFOLIO HOLDINGS INCONFOW282,128$67,7110.01%
146NEUROCRINE BIOSCIENCES INCNBIX41,000$64,8930.01%
1471847 GOEDEKER INC28252C117773,118$61,8490.01%
148PETVIVO HLDGS INCPETVW221,977$60,7360.01%
149KWESST MICRO SYSTEMS INC50150613364,000$57,6000.01%
150MARATHON DIGITAL HOLDINGS INMARA15,900$54,3780.01%
151FGI INDUSTRIES LTDFGIWW121,074$52,0620.01%
152DIRECT DIGITAL HOLDINGS INCDRCT62,616$48,8400.01%
153KWESST MICRO SYSTEMS INC50150660413,865$47,5570.01%
154THE LION ELECTRIC COMPANY53622112060,667$41,8600.01%
155ZIVO BIOSCIENCE INCZIVOW86,508$41,0910.01%
156MARATHON DIGITAL HOLDINGS INMARA12,000$41,0400.01%
157TALKSPACE INCTALKW521,442$38,0130.01%
158TWIN VEE POWERCATS COVEEE20,700$37,8810.01%
159VIRIOS THERAPEUTICS INC92829J104160,000$37,7600.01%
160NEOVOLTA INCNEOVW38,527$34,4820.01%
161NAVIDEA BIOPHARMACEUTICALS I63937X202161,250$33,8630.01%
162MIRION TECHNOLOGIES INCMIR30,096$33,7080.01%
163NEXALIN TECHNOLOGY INCNXL166,483$33,2970.01%
164RHRH24,000$33,1140.01%
165GROM SOCIAL ENTRPRISES INC39878L40721,000$32,3400.01%
166REPUBLIC FIRST BANCORP INC76041610715,000$32,2500.01%
167SEASTAR MEDICAL HOLDING CORPICUCW351,211$31,6090.00%
168NETCAPITAL INCNCPLW105,000$31,2900.00%
169APPTECH PMTS CORP03834B127205,831$29,5980.00%
170NRG ENERGY INCNRG27,000$26,8090.00%
171CINGULATE INCCINGW110,032$26,4190.00%
172CASTELLUM INCCTM20,000$25,2000.00%
173CEA INDUSTRIES INCBNCWZ264,095$23,7690.00%
174ASP ISOTOPES INCASPI14,848$23,4600.00%
175MARIS TECH LTDMTEKW223,236$22,3240.00%
176IBIO INCIBIO50,000$22,2000.00%
177MICROCLOUD HOLOGRAM INCHOLOW315,673$22,0970.00%
178STEREOTAXIS INCSTXS10,000$20,6000.00%
179PEAK BIO INC70470P116101,345$20,5220.00%
180STRAN & COMPANY INCSWAGW168,494$19,4530.00%
181SAVERONE 2014 LTDSVREW194,497$19,4110.00%
182SNAIL INCSNAL13,000$19,1100.00%
183VICARIOUS SURGICAL INCRBOTW112,000$19,0400.00%
184GCM GROSVENOR INCGCMG43,042$18,9380.00%
185HYCROFT MINING HOLDING CORPHYMCW250,000$18,6750.00%
186INVITAE CORP46185L90310,000$18,6000.00%
187EVGO INCEVGOW25,500$17,3370.00%
188DATA STORAGE CORPDTSTW105,312$16,7970.00%
189SELINA HOSPITALITY PLCG8059B119183,376$14,6700.00%
190COMERA LIFE SCIENCES HLDGS I20037C116305,440$14,5690.00%
191NEUROSENSE THERAPEUTICS LTDNRSNW79,668$14,3800.00%
192ATHERSYS INC NEW04744L20516,780$14,0950.00%
193MOBILICOM LTDMOBBW127,366$14,0100.00%
194AMPCO-PITTSBURG CORPAP84,200$13,2620.00%
195VERSUS SYSTEMS INCVS443,244$12,7210.00%
196ARQIT QUANTUM INCARQQW24,355$12,4210.00%
197PAGAYA TECHNOLOGIES LTDPGYWW124,231$11,7900.00%
198WEARABLE DEVICES LTDWLDSW95,965$11,6310.00%
199HARBOR CUSTOM DEVELOPMENT IN41150T124165,000$11,5170.00%
200BT BRANDS INCBTBDW74,786$11,2180.00%
201TC BIOPHARM HOLDINGS PLC87807D11186,667$10,9370.00%
202LIVEONE INCLVO16,981$10,9270.00%
203ESPORTS ENTMT GROUP INC29667K306135,756$10,6570.00%
204VIRPAX PHARMACEUTICALS INC92825110717,012$10,5610.00%
205CANOO INC13803R11042,000$9,6600.00%
206PASITHEA THERAPEUTICS CORPKTTAW289,968$9,5540.00%
207MEDICENNA THERAPEUTICS CORPMDNAF20,000$9,1600.00%
208AURORA INNOVATION INCAUROW70,109$9,1140.00%
209AINOS INCAIMDW34,695$8,6700.00%
210INNOVATIVE EYEWEAR INCLUCYW67,265$8,3810.00%
211BIOAFFINITY TECHNOLOGIES INCBIAFW19,426$8,1590.00%
212SYSTEM1 INCSSTPW17,400$8,0700.00%
213PROTAGENIC THERAPEUTICS INCPTIXW20,000$8,0000.00%
214AMESITE INCAMST44,348$7,7650.00%
215LIXTE BIOTECHNOLOGY HLDGS INLIXT14,500$7,3590.00%
216PROTAGENIC THERAPEUTICS INCPTIXW177,196$7,2650.00%
217INFINT ACQUISITION CORPCURR90,100$7,2080.00%
218FORAFRIC GLOBAL PLCAFRIW10,500$7,1400.00%
219ENERGEM CORPG3044912190,000$7,1100.00%
220APTOSE BIOSCIENCES INCAPTOF11,500$6,6700.00%
221KAIROUS ACQUISITION CORP LTDKACLF80,677$6,6560.00%
222BONE BIOLOGICS CORPBBLGW30,000$6,2910.00%
223ALPHA TAU MEDICAL LTDDRTSW22,900$5,7270.00%
224AGRIFORCE GROWING SYSTEMS LTC0094811460,401$5,4960.00%
225TROIKA MEDIA GROUP INC89689F30544,999$5,2330.00%
226ASSURE HLDGS CORP04625J20420,000$5,2060.00%
227AROGO CAPITAL ACQUISITION CO04264411290,000$5,1750.00%
228ASPIRA WOMENS HEALTH INC04537Y10915,000$5,1000.00%
229SHARPS TECHNOLOGY INCSTSSW38,847$5,0540.00%
230AMERICAN REBEL HOLDINGS INCAREBW130,921$4,5170.00%
231INSPIRA TECHNOLOGIES OXY BHNM5363711824,000$4,4450.00%
232ACLARION INCACONW28,647$4,4400.00%
233IVEDA SOLUTIONS INCIVDAW36,286$4,3540.00%
234WINDTREE THERAPEUTICS INCWINT25,000$4,2630.00%
235RAIL VISION LTDRVSNW59,563$4,1630.00%
236GORILLA TECHNOLOGY GROUP INCGRRRW20,000$4,1000.00%
237MOBIQUITY TECHNOLOGIES INCMOBQW50,368$4,0290.00%
238AGILE THERAPEUTICS INCAGBK17,500$3,9730.00%
239NEXTNAV INCNXNVW10,000$3,7250.00%
240NORTHVIEW ACQUISITION CORP66718N11177,770$3,3250.00%
241KALEYRA INC48337911186,316$3,2500.00%
242PLUS THERAPEUTICS INCPSTV10,000$3,1700.00%
243INCEPTION GROWTH ACQUSTN LTD45333D11290,000$2,9250.00%
244BOXED INCBXCAP71,618$2,7930.00%
245ALLEGO N VN0796A11822,500$2,2500.00%
246AUDDIA INCAUUD12,768$2,2310.00%
247FAT PROJECTS ACQUISITION CORG3400W11085,000$2,1250.00%
248WORKSPORT LTDWKSP14,960$2,0940.00%
249SPREE ACQUISITION CORP 1 LTDG8374512847,154$1,9000.00%
250BUZZFEED INCBZFDW44,284$1,7710.00%
251EF HUTTON ACQUISITION CORP I28201D12513,246$1,6560.00%
252ACCRETION ACQUISITION CORP00438Y11587,348$1,6330.00%
253CANNA GLOBAL ACQUISITION COR13767K11990,100$1,5770.00%
254NEXGEL INCNXGLW10,000$1,5000.00%
255BANNIX ACQUISITION CORP06664411385,700$1,5000.00%
256EDIBLE GARDEN AG INCEDBLW103,861$1,4640.00%
257CELULARITY INCCELUW18,200$1,4560.00%
258FG MERGER CORP30324Y11916,546$1,4480.00%
259BONE BIOLOGICS CORPBBLGW41,100$1,2150.00%
260DERMATA THERAPEUTICS INCDRMAW60,711$1,2140.00%
261FINANCIAL STRATEGIES ACQUISI31772T11580,000$1,2000.00%
262ALPHA STAR ACQUISITION CORPALSWF80,000$1,1920.00%
263ANGHAMI INCANGHW40,409$1,0630.00%
264PRIME NO ACQUISITION I CORP74168P11513,658$8880.00%
265BRUUSH ORAL CARE INC11750K12015,000$8760.00%
266CLEVER LEAVES HOLDINGS INC18676011225,000$8730.00%
267GELESIS HLDGS INC36850R11389,400$7960.00%
268FEUTUNE LIGHT ACQUISITION COAIEV20,796$6240.00%
269EMBRACE CHANGE ACQUISITN COREMCWF12,500$4060.00%
270SHAPEWAYS HOLDINGS INC81947T11014,668$2480.00%
271EF HUTTON ACQUISITION CORP I28201D11710,000$1600.00%