13F HOLDINGS REPORT
Focused Wealth Management, Inc
Quarter ended Q3 2024 · Filed October 30, 2024 · Accession 0001586052-24-000004
Total Value
$768.6M
Positions
239
Other Managers
0
Confidential Omitted
No
Holdings (239)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SPDR SER TR | 78464A409 | 1,424,945 | $118.2M | 15.38% |
| 2 | VANGUARD INDEX FDS | 922908744 | 525,043 | $91.7M | 11.92% |
| 3 | INVESCO QQQ TR | IVZ | 134,251 | $65.5M | 8.52% |
| 4 | ISHARES TR | 46436E718 | 364,732 | $36.7M | 4.78% |
| 5 | VANGUARD SCOTTSDALE FDS | 92206C870 | 372,533 | $31.2M | 4.06% |
| 6 | VANGUARD WHITEHALL FDS | 921946406 | 205,097 | $26.3M | 3.42% |
| 7 | VANGUARD BD INDEX FDS | 921937835 | 329,863 | $24.8M | 3.22% |
| 8 | APPLE INC | AAPL | 104,572 | $24.4M | 3.17% |
| 9 | VANGUARD INTL EQUITY INDEX F | 922042858 | 457,403 | $21.9M | 2.85% |
| 10 | VANGUARD WHITEHALL FDS | 921946810 | 237,014 | $20.9M | 2.72% |
| 11 | SELECT SECTOR SPDR TR | 81369Y605 | 437,399 | $19.8M | 2.58% |
| 12 | SPDR SER TR | 78468R663 | 155,931 | $14.3M | 1.86% |
| 13 | INVESCO EXCHANGE TRADED FD T | IVZ | 72,628 | $13.0M | 1.69% |
| 14 | SELECT SECTOR SPDR TR | 81369Y209 | 76,682 | $11.8M | 1.54% |
| 15 | VANGUARD WORLD FD | 921910816 | 36,655 | $11.8M | 1.54% |
| 16 | VANGUARD INDEX FDS | 922908751 | 44,091 | $10.5M | 1.36% |
| 17 | BLACKROCK TAX MUNICPAL BD TR | BLK | 578,650 | $10.3M | 1.34% |
| 18 | VANGUARD WORLD FD | 92204A702 | 16,225 | $9.5M | 1.24% |
| 19 | BLACKSTONE INC | BX | 48,942 | $7.5M | 0.98% |
| 20 | VANGUARD INDEX FDS | 922908595 | 27,883 | $7.5M | 0.97% |
| 21 | META PLATFORMS INC | META | 11,269 | $6.5M | 0.84% |
| 22 | AMAZON COM INC | AMZN | 32,029 | $6.0M | 0.78% |
| 23 | TESLA INC | TSLA | 22,335 | $5.8M | 0.76% |
| 24 | ALPHABET INC | GOOG | 33,887 | $5.6M | 0.73% |
| 25 | BANK AMERICA CORP | 060505104 | 137,565 | $5.5M | 0.71% |
| 26 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 10,454 | $4.8M | 0.63% |
| 27 | MICROSOFT CORP | MSFT | 10,206 | $4.4M | 0.57% |
| 28 | J P MORGAN EXCHANGE TRADED F | 46641Q332 | 73,699 | $4.4M | 0.57% |
| 29 | EATON VANCE TAX-MANAGED GLOB | ETN | 467,520 | $4.1M | 0.53% |
| 30 | SALESFORCE INC | CRM | 14,000 | $3.8M | 0.50% |
| 31 | ISHARES TR | 464287671 | 502 | $3.8M | 0.50% |
| 32 | NUVEEN S&P 500 BUY-WRITE INC | NU | 278,067 | $3.8M | 0.50% |
| 33 | WABTEC | 929740108 | 468 | $3.5M | 0.46% |
| 34 | COSTCO WHSL CORP NEW | 22160K105 | 4,000 | $3.5M | 0.46% |
| 35 | NASDAQ INC | NDAQ | 473 | $3.5M | 0.46% |
| 36 | COSTCO WHSL CORP NEW | 22160K105 | 4,000 | $3.5M | 0.46% |
| 37 | STARWOOD PPTY TR INC | STHO | 159,551 | $3.3M | 0.42% |
| 38 | PFIZER INC | PFE | 104,696 | $3.0M | 0.39% |
| 39 | CATERPILLAR INC | CAT | 7,668 | $3.0M | 0.39% |
| 40 | NVIDIA CORPORATION | NVDA | 24,214 | $2.9M | 0.38% |
| 41 | EXXON MOBIL CORP | XOM | 23,988 | $2.8M | 0.37% |
| 42 | CITIGROUP INC | C-PR | 43,049 | $2.7M | 0.35% |
| 43 | INTERNATIONAL BUSINESS MACHS | INTR | 11,327 | $2.5M | 0.33% |
| 44 | GOLDMAN SACHS GROUP INC | GSCE | 4,772 | $2.4M | 0.31% |
| 45 | JPMORGAN CHASE & CO. | VYLD | 10,078 | $2.1M | 0.28% |
| 46 | DISNEY WALT CO | 254687106 | 21,391 | $2.1M | 0.27% |
| 47 | GE AEROSPACE | 369604301 | 10,735 | $2.0M | 0.26% |
| 48 | AMERICAN BATTERY TECHNOLOGY | ABAT | 507 | $1.9M | 0.25% |
| 49 | DISNEY WALT CO | 254687106 | 20,000 | $1.9M | 0.25% |
| 50 | WALMART INC | WMT | 23,590 | $1.9M | 0.25% |
| 51 | INTEL CORP | INTC | 75,448 | $1.8M | 0.23% |
| 52 | JOHNSON & JOHNSON | JNJ | 10,057 | $1.6M | 0.21% |
| 53 | VANGUARD INDEX FDS | 922908769 | 5,501 | $1.6M | 0.20% |
| 54 | ALPHABET INC | GOOG | 8,624 | $1.4M | 0.19% |
| 55 | NUCOR CORP | NUE | 9,553 | $1.4M | 0.19% |
| 56 | VANGUARD WORLD FD | 92204A504 | 5,050 | $1.4M | 0.19% |
| 57 | AT&T INC | T-PC | 64,083 | $1.4M | 0.18% |
| 58 | ALTRIA GROUP INC | MO | 27,507 | $1.4M | 0.18% |
| 59 | HONEYWELL INTL INC | 438516106 | 6,582 | $1.4M | 0.18% |
| 60 | ISHARES TR | 464287440 | 13,689 | $1.3M | 0.17% |
| 61 | BLACKROCK N Y MUN INCOME TRU | BLK | 118,483 | $1.3M | 0.17% |
| 62 | KINDER MORGAN INC DEL | EP-PC | 58,219 | $1.3M | 0.17% |
| 63 | ISHARES TR | 464287200 | 2,200 | $1.3M | 0.17% |
| 64 | OWENS CORNING NEW | OC | 7,000 | $1.2M | 0.16% |
| 65 | KIMCO RLTY CORP | 49446R109 | 498 | $1.2M | 0.16% |
| 66 | ABBVIE INC | ABBV | 6,241 | $1.2M | 0.16% |
| 67 | APPLIED MATLS INC | 038222105 | 5,742 | $1.2M | 0.15% |
| 68 | 3M CO | MMM | 8,388 | $1.1M | 0.15% |
| 69 | WELLS FARGO CO NEW | 949746101 | 20,000 | $1.1M | 0.15% |
| 70 | ORGANON & CO | OGN | 509 | $1.1M | 0.15% |
| 71 | ISHARES TR | 46432F396 | 5,307 | $1.1M | 0.14% |
| 72 | ISHARES TR | 464287309 | 11,083 | $1.1M | 0.14% |
| 73 | VANGUARD INDEX FDS | 922908736 | 2,545 | $977,149 | 0.13% |
| 74 | BLACKROCK MUNIHLDGS NY QLTY | BLK | 80,779 | $901,489 | 0.12% |
| 75 | SUPER MICRO COMPUTER INC | SMCI | 2,092 | $871,109 | 0.11% |
| 76 | ROYCE SMALL CAP TRUST INC | RVT | 53,674 | $842,680 | 0.11% |
| 77 | MERCK & CO INC | MRK | 7,392 | $839,429 | 0.11% |
| 78 | NEXTERA ENERGY INC | NEE-PW | 9,327 | $788,430 | 0.10% |
| 79 | ISHARES TR | 46436E866 | 32,611 | $763,757 | 0.10% |
| 80 | ORACLE CORP | ORCL-PD | 3,958 | $674,448 | 0.09% |
| 81 | GE VERNOVA INC | GEV | 2,641 | $673,402 | 0.09% |
| 82 | KIMBERLY-CLARK CORP | KMB | 4,644 | $660,817 | 0.09% |
| 83 | PINTEREST INC | PINS | 19,940 | $645,458 | 0.08% |
| 84 | VERIZON COMMUNICATIONS INC | VZ | 14,366 | $645,172 | 0.08% |
| 85 | NOVO-NORDISK A S | NONOF | 5,336 | $635,361 | 0.08% |
| 86 | SPDR SER TR | 78468R788 | 13,852 | $632,346 | 0.08% |
| 87 | ELI LILLY & CO | LLY | 702 | $622,178 | 0.08% |
| 88 | AMERICAN HEALTHCARE REIT INC | AHR | 23,789 | $620,893 | 0.08% |
| 89 | HONEYWELL INTL INC | 438516106 | 3,000 | $620,130 | 0.08% |
| 90 | DECKERS OUTDOOR CORP | DECK | 444 | $620,130 | 0.08% |
| 91 | VANGUARD INDEX FDS | 922908363 | 444 | $592,440 | 0.08% |
| 92 | ABBVIE INC | ABBV | 3,000 | $592,440 | 0.08% |
| 93 | SHOPIFY INC | SHOP | 7,273 | $582,858 | 0.08% |
| 94 | PROCTER AND GAMBLE CO | 742718109 | 3,276 | $567,432 | 0.07% |
| 95 | NETFLIX INC | NFLX | 790 | $560,323 | 0.07% |
| 96 | CSX CORP | CSX | 479 | $547,450 | 0.07% |
| 97 | LIVE NATION ENTERTAINMENT IN | LYV | 5,000 | $547,450 | 0.07% |
| 98 | SALESFORCE INC | CRM | 1,966 | $538,096 | 0.07% |
| 99 | THE TRADE DESK INC | 88339J105 | 4,815 | $527,965 | 0.07% |
| 100 | CISCO SYS INC | CSCO | 9,907 | $527,243 | 0.07% |
| 101 | PGIM ETF TR | 69344A107 | 10,578 | $526,566 | 0.07% |
| 102 | REALTY INCOME CORP | O | 8,301 | $526,430 | 0.07% |
| 103 | PIMCO ETF TR | 72201R775 | 5,538 | $523,973 | 0.07% |
| 104 | INNOVATIVE INDL PPTYS INC | INHD | 3,842 | $517,152 | 0.07% |
| 105 | SCHWAB STRATEGIC TR | 808524862 | 10,352 | $507,037 | 0.07% |
| 106 | ISHARES TR | 46436E569 | 481 | $504,168 | 0.07% |
| 107 | MEDTRONIC PLC | MDT | 5,600 | $504,168 | 0.07% |
| 108 | C3 AI INC | AI | 20,750 | $502,773 | 0.07% |
| 109 | COLGATE PALMOLIVE CO | CL | 4,760 | $494,114 | 0.06% |
| 110 | UNION PAC CORP | UNP | 1,956 | $482,057 | 0.06% |
| 111 | TAPESTRY INC | TPR | 10,000 | $469,800 | 0.06% |
| 112 | HIGH TIDE INC | HITI | 500 | $469,800 | 0.06% |
| 113 | VANGUARD SPECIALIZED FUNDS | 921908844 | 2,370 | $469,444 | 0.06% |
| 114 | BOEING CO | BA-PA | 3,031 | $460,786 | 0.06% |
| 115 | SNOWFLAKE INC | SNOW | 4,000 | $459,440 | 0.06% |
| 116 | UNDER ARMOUR INC | UA | 474 | $459,440 | 0.06% |
| 117 | ROKU INC | ROKU | 5,865 | $437,881 | 0.06% |
| 118 | AON PLC | AON | 1,238 | $428,336 | 0.06% |
| 119 | HOME DEPOT INC | HD | 1,057 | $428,119 | 0.06% |
| 120 | PALANTIR TECHNOLOGIES INC | PLTR | 11,450 | $425,940 | 0.06% |
| 121 | EATON CORP PLC | ETN | 1,278 | $423,580 | 0.06% |
| 122 | SPDR S&P 500 ETF TR | SPY | 734 | $421,321 | 0.05% |
| 123 | VANGUARD WORLD FD | 92204A405 | 3,782 | $415,686 | 0.05% |
| 124 | M & T BK CORP | 55261F104 | 2,271 | $404,565 | 0.05% |
| 125 | CONSOLIDATED EDISON INC | ED | 3,827 | $398,552 | 0.05% |
| 126 | J P MORGAN EXCHANGE TRADED F | 46654Q203 | 7,240 | $397,688 | 0.05% |
| 127 | SCHWAB STRATEGIC TR | 808524300 | 3,664 | $381,714 | 0.05% |
| 128 | VANECK ETF TRUST | 92189H409 | 7,111 | $377,380 | 0.05% |
| 129 | ISHARES TR | 46436E858 | 16,331 | $376,680 | 0.05% |
| 130 | ISHARES TR | 464287101 | 1,350 | $373,642 | 0.05% |
| 131 | PEPSICO INC | PEP | 2,184 | $371,369 | 0.05% |
| 132 | ISHARES TR | 464287234 | 437 | $365,280 | 0.05% |
| 133 | HYATT HOTELS CORP | H | 2,400 | $365,280 | 0.05% |
| 134 | PHILIP MORRIS INTL INC | 718172109 | 2,922 | $354,729 | 0.05% |
| 135 | INVESCO EXCHANGE TRADED FD T | IVZ | 462 | $354,416 | 0.05% |
| 136 | MORGAN STANLEY | MS-PQ | 3,400 | $354,416 | 0.05% |
| 137 | FIDELITY COMWLTH TR | 315912808 | 4,941 | $353,741 | 0.05% |
| 138 | FREEPORT-MCMORAN INC | FCX | 6,987 | $348,790 | 0.05% |
| 139 | DIGITALOCEAN HLDGS INC | DOCN | 8,523 | $344,244 | 0.04% |
| 140 | UNITEDHEALTH GROUP INC | UNH | 577 | $337,187 | 0.04% |
| 141 | SPDR SER TR | 78464A508 | 6,216 | $328,586 | 0.04% |
| 142 | AMERICAN WTR WKS CO INC NEW | 030420103 | 2,245 | $328,272 | 0.04% |
| 143 | TERADYNE INC | TER | 2,435 | $326,120 | 0.04% |
| 144 | PROGRESSIVE CORP | 743315103 | 511 | $325,780 | 0.04% |
| 145 | REDFIN CORP | 75737F108 | 26,000 | $325,780 | 0.04% |
| 146 | CHEVRON CORP NEW | CVX | 2,200 | $323,994 | 0.04% |
| 147 | MARATHON PETE CORP | MARA | 436 | $323,994 | 0.04% |
| 148 | SPDR SER TR | 78464A359 | 4,169 | $319,321 | 0.04% |
| 149 | ARCHER DANIELS MIDLAND CO | ADM | 5,340 | $319,001 | 0.04% |
| 150 | ISHARES TR | 46436E841 | 13,891 | $314,429 | 0.04% |
| 151 | VISA INC | V | 1,132 | $311,224 | 0.04% |
| 152 | DIMENSIONAL ETF TRUST | 25434V401 | 4,967 | $308,961 | 0.04% |
| 153 | SPDR SER TR | 78464A805 | 4,371 | $306,212 | 0.04% |
| 154 | NUVEEN TAXABLE MUNICPAL INM | NU | 17,938 | $297,954 | 0.04% |
| 155 | GE HEALTHCARE TECHNOLOGIES I | GEHC | 3,156 | $296,197 | 0.04% |
| 156 | ONEOK INC NEW | OKE | 3,201 | $291,725 | 0.04% |
| 157 | CURIS INC | CRIS | 54,066 | $291,416 | 0.04% |
| 158 | THE CIGNA GROUP | 125523100 | 808 | $279,952 | 0.04% |
| 159 | SPDR DOW JONES INDL AVERAGE | 78467X109 | 661 | $279,855 | 0.04% |
| 160 | EDISON INTL | 281020107 | 3,142 | $273,663 | 0.04% |
| 161 | PALO ALTO NETWORKS INC | PANW | 800 | $273,440 | 0.04% |
| 162 | ISHARES TR | 46435U663 | 403 | $273,440 | 0.04% |
| 163 | CHEVRON CORP NEW | CVX | 1,856 | $273,402 | 0.04% |
| 164 | ADVANCED MICRO DEVICES INC | AMD | 1,614 | $264,825 | 0.03% |
| 165 | SOLITARIO RESOURCES CORP | XPL | 370,900 | $259,630 | 0.03% |
| 166 | ENBRIDGE INC | ENNPF | 497 | $258,496 | 0.03% |
| 167 | DIGITALOCEAN HLDGS INC | DOCN | 6,400 | $258,496 | 0.03% |
| 168 | STRYKER CORPORATION | SYK | 701 | $253,231 | 0.03% |
| 169 | SCHLUMBERGER LTD | SLB | 6,000 | $251,700 | 0.03% |
| 170 | ILLUMINA INC | ILMN | 485 | $251,700 | 0.03% |
| 171 | ISHARES TR | 464288414 | 2,290 | $248,763 | 0.03% |
| 172 | VANGUARD TAX-MANAGED FDS | 921943858 | 427 | $245,936 | 0.03% |
| 173 | TAKE-TWO INTERACTIVE SOFTWAR | TTWO | 1,600 | $245,936 | 0.03% |
| 174 | ISHARES TR | 464287507 | 3,869 | $241,122 | 0.03% |
| 175 | ALIBABA GROUP HLDG LTD | BBAAY | 2,235 | $237,178 | 0.03% |
| 176 | BRISTOL-MYERS SQUIBB CO | CELG-RI | 4,491 | $232,388 | 0.03% |
| 177 | MAIN STR CAP CORP | 56035L104 | 4,604 | $230,863 | 0.03% |
| 178 | MARVELL TECHNOLOGY INC | MRVL | 3,200 | $230,784 | 0.03% |
| 179 | BORGWARNER INC | BWA | 456 | $230,784 | 0.03% |
| 180 | SPDR GOLD TR | GLD | 941 | $228,780 | 0.03% |
| 181 | US BANCORP DEL | USB-PS | 4,972 | $227,353 | 0.03% |
| 182 | FIRST TR EXCHANGE TRADED FD | 33734X150 | 464 | $225,360 | 0.03% |
| 183 | CITIGROUP INC | C-PR | 3,600 | $225,360 | 0.03% |
| 184 | SCHWAB STRATEGIC TR | 808524409 | 2,788 | $224,033 | 0.03% |
| 185 | TRAVELERS COMPANIES INC | TRV | 947 | $221,626 | 0.03% |
| 186 | NCINO INC | NCNO | 7,000 | $221,130 | 0.03% |
| 187 | TAIWAN SEMICONDUCTOR MFG LTD | 874039100 | 500 | $221,130 | 0.03% |
| 188 | NBT BANCORP INC | NBTB | 4,897 | $216,590 | 0.03% |
| 189 | DXC TECHNOLOGY CO | DXC | 10,093 | $209,430 | 0.03% |
| 190 | VANGUARD SCOTTSDALE FDS | 92206C706 | 3,433 | $207,400 | 0.03% |
| 191 | ISHARES TR | 464287614 | 552 | $207,054 | 0.03% |
| 192 | SYSCO CORP | SYY | 475 | $206,160 | 0.03% |
| 193 | GITLAB INC | GTLB | 4,000 | $206,160 | 0.03% |
| 194 | ISHARES TR | 464288521 | 485 | $204,840 | 0.03% |
| 195 | APPIAN CORP | APPN | 6,000 | $204,840 | 0.03% |
| 196 | CONSTELLATION ENERGY CORP | CEG | 785 | $204,020 | 0.03% |
| 197 | WP CAREY INC | 92936U109 | 3,269 | $203,676 | 0.03% |
| 198 | RH | RH | 608 | $203,333 | 0.03% |
| 199 | ANAVEX LIFE SCIENCES CORP | AVXL | 500 | $203,280 | 0.03% |
| 200 | JFROG LTD | FROG | 7,000 | $203,280 | 0.03% |
| 201 | HUBSPOT INC | HUBS | 381 | $202,540 | 0.03% |
| 202 | PAN AMERN SILVER CORP | 697900108 | 7,000 | $197,680 | 0.03% |
| 203 | EATON VANCE TAX-MANAGED BUY- | ETN | 14,134 | $195,051 | 0.03% |
| 204 | EATON VANCE TAX-MANAGED DIVE | ETN | 13,042 | $191,063 | 0.02% |
| 205 | SOFI TECHNOLOGIES INC | SOFI | 24,000 | $188,640 | 0.02% |
| 206 | BLOCK INC | BSQKZ | 2,600 | $174,538 | 0.02% |
| 207 | GOLUB CAP BDC INC | 38173M102 | 10,348 | $156,361 | 0.02% |
| 208 | APPLE INC | AAPL | 600 | $139,800 | 0.02% |
| 209 | BLACKROCK DEBT STRATEGIES FD | BLK | 12,377 | $136,514 | 0.02% |
| 210 | DEXCOM INC | DXCM | 2,000 | $134,080 | 0.02% |
| 211 | FASTLY INC | FSLY | 16,695 | $126,381 | 0.02% |
| 212 | PURECYCLE TECHNOLOGIES INC | PCTTW | 12,985 | $123,358 | 0.02% |
| 213 | ARCHER AVIATION INC | ACHR-WT | 40,000 | $121,200 | 0.02% |
| 214 | COSTCO WHSL CORP NEW | 22160K105 | 135 | $120,024 | 0.02% |
| 215 | CION INVT CORP | 17259U204 | 10,059 | $119,704 | 0.02% |
| 216 | BLACKROCK CORPOR HI YLD FD I | BLK | 11,838 | $119,094 | 0.02% |
| 217 | FORD MTR CO | 345370860 | 10,733 | $113,344 | 0.01% |
| 218 | BLOCK INC | BSQKZ | 1,430 | $95,996 | 0.01% |
| 219 | RHINEBECK BANCORP INC | RBKB | 10,000 | $92,500 | 0.01% |
| 220 | MEDTRONIC PLC | MDT | 976 | $87,840 | 0.01% |
| 221 | DEXCOM INC | DXCM | 1,308 | $87,688 | 0.01% |
| 222 | MEDICAL PPTYS TRUST INC | 58463J304 | 14,702 | $86,009 | 0.01% |
| 223 | WELLS FARGO CO NEW | 949746101 | 1,415 | $79,932 | 0.01% |
| 224 | GITLAB INC | GTLB | 1,300 | $67,002 | 0.01% |
| 225 | SUNOPTA INC | STKL | 10,290 | $65,650 | 0.01% |
| 226 | JFROG LTD | FROG | 2,200 | $63,888 | 0.01% |
| 227 | PAN AMERN SILVER CORP | 697900108 | 3,000 | $62,610 | 0.01% |
| 228 | PALO ALTO NETWORKS INC | PANW | 175 | $59,815 | 0.01% |
| 229 | SONO TEK CORP | SOTK | 12,343 | $49,742 | 0.01% |
| 230 | EOS ENERGY ENTERPRISES INC | EOSE | 15,500 | $46,035 | 0.01% |
| 231 | BANK AMERICA CORP | 060505104 | 1,000 | $39,680 | 0.01% |
| 232 | SCHLUMBERGER LTD | SLB | 788 | $33,064 | 0.00% |
| 233 | PURPLE INNOVATION INC | PRPL | 30,000 | $29,661 | 0.00% |
| 234 | MARVELL TECHNOLOGY INC | MRVL | 368 | $26,536 | 0.00% |
| 235 | MORGAN STANLEY | MS-PQ | 103 | $10,713 | 0.00% |
| 236 | SOFI TECHNOLOGIES INC | SOFI | 1,194 | $9,385 | 0.00% |
| 237 | SNOWFLAKE INC | SNOW | 80 | $9,189 | 0.00% |
| 238 | NCINO INC | NCNO | 50 | $1,580 | 0.00% |
| 239 | TAKE-TWO INTERACTIVE SOFTWAR | TTWO | 8 | $1,230 | 0.00% |