13F HOLDINGS REPORT
Focused Wealth Management, Inc
Quarter ended Q1 2024 · Filed May 8, 2024 · Accession 0001586052-24-000002
Total Value
$651.1M
Positions
205
Other Managers
0
Confidential Omitted
No
Holdings (205)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SPDR SER TR | 78464A409 | 1,398,968 | $102.3M | 15.72% |
| 2 | VANGUARD INDEX FDS | 922908744 | 500,138 | $81.5M | 12.51% |
| 3 | INVESCO QQQ TR | IVZ | 118,743 | $52.7M | 8.10% |
| 4 | ISHARES TR | 46436E718 | 306,368 | $30.9M | 4.74% |
| 5 | VANGUARD SCOTTSDALE FDS | 92206C870 | 333,110 | $26.8M | 4.12% |
| 6 | VANGUARD WHITEHALL FDS | 921946406 | 200,292 | $24.2M | 3.72% |
| 7 | VANGUARD BD INDEX FDS | 921937835 | 296,705 | $21.5M | 3.31% |
| 8 | APPLE INC | AAPL | 109,213 | $18.7M | 2.88% |
| 9 | VANGUARD INTL EQUITY INDEX F | 922042858 | 427,999 | $17.9M | 2.75% |
| 10 | SELECT SECTOR SPDR TR | 81369Y605 | 422,543 | $17.8M | 2.73% |
| 11 | VANGUARD WHITEHALL FDS | 921946810 | 217,763 | $17.8M | 2.73% |
| 12 | SPDR SER TR | 78468R663 | 139,043 | $12.8M | 1.96% |
| 13 | INVESCO EXCHANGE TRADED FD T | IVZ | 65,990 | $11.2M | 1.72% |
| 14 | VANGUARD WORLD FD | 921910816 | 37,353 | $10.7M | 1.64% |
| 15 | SELECT SECTOR SPDR TR | 81369Y209 | 71,898 | $10.6M | 1.63% |
| 16 | VANGUARD INDEX FDS | 922908751 | 41,149 | $9.4M | 1.44% |
| 17 | BLACKROCK TAX MUNICPAL BD TR | BLK | 535,410 | $8.7M | 1.34% |
| 18 | VANGUARD WORLD FD | 92204A702 | 16,359 | $8.6M | 1.32% |
| 19 | VANGUARD INDEX FDS | 922908595 | 25,654 | $6.7M | 1.03% |
| 20 | ISHARES TR | 464287515 | 77,471 | $6.6M | 1.01% |
| 21 | BLACKSTONE INC | BX | 48,492 | $6.4M | 0.98% |
| 22 | AMAZON COM INC | AMZN | 32,039 | $5.8M | 0.89% |
| 23 | META PLATFORMS INC | META | 11,448 | $5.6M | 0.85% |
| 24 | BANK AMERICA CORP | 060505104 | 138,648 | $5.3M | 0.81% |
| 25 | ALPHABET INC | GOOG | 34,701 | $5.2M | 0.80% |
| 26 | TESLA INC | TSLA | 25,888 | $4.6M | 0.70% |
| 27 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 10,542 | $4.4M | 0.68% |
| 28 | DISNEY WALT CO | 254687106 | 33,585 | $4.1M | 0.63% |
| 29 | J P MORGAN EXCHANGE TRADED F | 46641Q332 | 68,898 | $4.0M | 0.61% |
| 30 | MICROSOFT CORP | MSFT | 9,414 | $4.0M | 0.61% |
| 31 | EATON VANCE TAX-MANAGED GLOB | ETN | 440,201 | $3.6M | 0.55% |
| 32 | NUVEEN S&P 500 BUY-WRITE INC | NU | 260,869 | $3.5M | 0.53% |
| 33 | PFIZER INC | PFE | 118,683 | $3.3M | 0.51% |
| 34 | STARWOOD PPTY TR INC | STHO | 145,221 | $3.0M | 0.45% |
| 35 | EXXON MOBIL CORP | XOM | 24,738 | $2.9M | 0.44% |
| 36 | CITIGROUP INC | C-PR | 44,504 | $2.8M | 0.43% |
| 37 | CATERPILLAR INC | CAT | 7,572 | $2.8M | 0.43% |
| 38 | INTEL CORP | INTC | 53,347 | $2.4M | 0.36% |
| 39 | SUPER MICRO COMPUTER INC | SMCI | 2,258 | $2.3M | 0.35% |
| 40 | INTERNATIONAL BUSINESS MACHS | INTR | 11,305 | $2.2M | 0.33% |
| 41 | NVIDIA CORPORATION | NVDA | 2,323 | $2.1M | 0.32% |
| 42 | JPMORGAN CHASE & CO | VYLD | 10,134 | $2.0M | 0.31% |
| 43 | GOLDMAN SACHS GROUP INC | GSCE | 4,697 | $2.0M | 0.30% |
| 44 | NUCOR CORP | NUE | 9,647 | $1.9M | 0.29% |
| 45 | GENERAL ELECTRIC CO | 369604301 | 10,808 | $1.9M | 0.29% |
| 46 | JOHNSON & JOHNSON | JNJ | 10,637 | $1.7M | 0.26% |
| 47 | BIOMARIN PHARMACEUTICAL INC | BMRN | 18,000 | $1.6M | 0.24% |
| 48 | VANGUARD INDEX FDS | 922908769 | 5,674 | $1.5M | 0.23% |
| 49 | WALMART INC | WMT | 23,884 | $1.4M | 0.22% |
| 50 | VANGUARD WORLD FD | 92204A504 | 5,269 | $1.4M | 0.22% |
| 51 | HONEYWELL INTL INC | 438516106 | 6,498 | $1.3M | 0.20% |
| 52 | APPLIED MATLS INC | 038222105 | 6,127 | $1.3M | 0.19% |
| 53 | ALPHABET INC | GOOG | 8,234 | $1.3M | 0.19% |
| 54 | BLACKROCK N Y MUN INCOME TRU | BLK | 117,638 | $1.2M | 0.19% |
| 55 | APPLE INC | AAPL | 7,200 | $1.2M | 0.19% |
| 56 | ISHARES TR | 464287200 | 2,198 | $1.2M | 0.18% |
| 57 | ABBVIE INC | ABBV | 6,305 | $1.1M | 0.18% |
| 58 | ALTRIA GROUP INC | MO | 26,204 | $1.1M | 0.18% |
| 59 | AT&T INC | T-PC | 63,074 | $1.1M | 0.17% |
| 60 | KINDER MORGAN INC DEL | EP-PC | 54,778 | $1.0M | 0.15% |
| 61 | ISHARES TR | 46432F396 | 5,308 | $994,373 | 0.15% |
| 62 | ISHARES TR | 464287309 | 11,710 | $988,819 | 0.15% |
| 63 | MERCK & CO INC | MRK | 7,338 | $968,236 | 0.15% |
| 64 | BLACKROCK MUNIHLDGS NY QLTY | BLK | 85,120 | $901,422 | 0.14% |
| 65 | 3M CO | MMM | 8,417 | $892,762 | 0.14% |
| 66 | VANGUARD INDEX FDS | 922908736 | 2,525 | $869,122 | 0.13% |
| 67 | ISHARES TR | 464287440 | 9,092 | $860,661 | 0.13% |
| 68 | PINTEREST INC | PINS | 23,386 | $810,793 | 0.12% |
| 69 | ZILLOW GROUP INC | Z | 16,800 | $804,048 | 0.12% |
| 70 | ABBOTT LABS | ABLZF | 7,000 | $795,620 | 0.12% |
| 71 | ROYCE VALUE TR INC | RVT | 50,039 | $759,088 | 0.12% |
| 72 | CHEVRON CORP NEW | CVX | 4,800 | $757,152 | 0.12% |
| 73 | ALIBABA GROUP HLDG LTD | BBAAY | 10,169 | $735,825 | 0.11% |
| 74 | ISHARES TR | 46436E866 | 31,616 | $734,445 | 0.11% |
| 75 | PIMCO ETF TR | 72201R775 | 7,605 | $698,577 | 0.11% |
| 76 | NOVO-NORDISK A S | NONOF | 4,978 | $639,179 | 0.10% |
| 77 | SPDR SER TR | 78468R788 | 15,163 | $617,292 | 0.09% |
| 78 | VERIZON COMMUNICATIONS INC | VZ | 14,477 | $607,437 | 0.09% |
| 79 | CISCO SYS INC | CSCO | 12,107 | $604,271 | 0.09% |
| 80 | KIMBERLY-CLARK CORP | KMB | 4,638 | $599,884 | 0.09% |
| 81 | NEXTERA ENERGY INC | NEE-PW | 9,271 | $592,528 | 0.09% |
| 82 | ELI LILLY & CO | LLY | 717 | $557,797 | 0.09% |
| 83 | ORACLE CORP | ORCL-PD | 4,221 | $530,246 | 0.08% |
| 84 | PROCTER AND GAMBLE CO | 742718109 | 3,241 | $525,860 | 0.08% |
| 85 | NETFLIX INC | NFLX | 842 | $511,372 | 0.08% |
| 86 | PGIM ETF TR | 69344A107 | 10,281 | $510,972 | 0.08% |
| 87 | SHOPIFY INC | SHOP | 6,338 | $489,103 | 0.08% |
| 88 | SCHWAB STRATEGIC TR | 808524862 | 10,123 | $488,025 | 0.07% |
| 89 | UNION PAC CORP | UNP | 1,933 | $475,361 | 0.07% |
| 90 | HOME DEPOT INC | HD | 1,183 | $453,880 | 0.07% |
| 91 | ISHARES TR | 46436E874 | 18,494 | $442,751 | 0.07% |
| 92 | COMCAST CORP NEW | CCZ | 10,000 | $433,500 | 0.07% |
| 93 | VANGUARD SPECIALIZED FUNDS | 921908844 | 2,361 | $431,170 | 0.07% |
| 94 | PEPSICO INC | PEP | 2,456 | $429,802 | 0.07% |
| 95 | COLGATE PALMOLIVE CO | CL | 4,752 | $427,879 | 0.07% |
| 96 | THE TRADE DESK INC | 88339J105 | 4,782 | $418,042 | 0.06% |
| 97 | WYNN RESORTS LTD | WYNN | 4,000 | $408,920 | 0.06% |
| 98 | VANGUARD WORLD FD | 92204A405 | 3,963 | $405,761 | 0.06% |
| 99 | INNOVATIVE INDL PPTYS INC | INHD | 3,860 | $399,686 | 0.06% |
| 100 | EATON CORP PLC | ETN | 1,278 | $399,605 | 0.06% |
| 101 | ROKU INC | ROKU | 6,014 | $391,932 | 0.06% |
| 102 | REGENERON PHARMACEUTICALS | REGN | 400 | $384,996 | 0.06% |
| 103 | SPDR S&P 500 ETF TR | SPY | 732 | $383,025 | 0.06% |
| 104 | VANECK ETF TRUST | 92189H409 | 7,288 | $380,880 | 0.06% |
| 105 | CURIS INC | CRIS | 33,158 | $360,427 | 0.06% |
| 106 | FREEPORT-MCMORAN INC | FCX | 7,577 | $356,278 | 0.05% |
| 107 | CONSOLIDATED EDISON INC | ED | 3,826 | $347,426 | 0.05% |
| 108 | DIGITALOCEAN HLDGS INC | DOCN | 9,038 | $345,071 | 0.05% |
| 109 | SPDR SER TR | 78464A359 | 4,651 | $339,688 | 0.05% |
| 110 | ISHARES TR | 46436E858 | 14,955 | $339,617 | 0.05% |
| 111 | SCHWAB STRATEGIC TR | 808524300 | 3,648 | $338,266 | 0.05% |
| 112 | NEXTRACKER INC | NXT | 6,000 | $337,620 | 0.05% |
| 113 | ISHARES TR | 464287101 | 1,354 | $334,937 | 0.05% |
| 114 | SPDR SER TR | 78464A508 | 6,598 | $330,570 | 0.05% |
| 115 | COMERICA INC | 200340107 | 6,000 | $329,940 | 0.05% |
| 116 | M & T BK CORP | 55261F104 | 2,246 | $326,728 | 0.05% |
| 117 | REALTY INCOME CORP | O | 6,012 | $325,235 | 0.05% |
| 118 | ARCHER DANIELS MIDLAND CO | ADM | 5,169 | $324,665 | 0.05% |
| 119 | BRISTOL-MYERS SQUIBB CO | CELG-RI | 5,746 | $311,619 | 0.05% |
| 120 | GE HEALTHCARE TECHNOLOGIES I | GEHC | 3,400 | $309,094 | 0.05% |
| 121 | C3 AI INC | AI | 11,250 | $304,538 | 0.05% |
| 122 | SPDR DOW JONES INDL AVERAGE | 78467X109 | 750 | $298,318 | 0.05% |
| 123 | THE CIGNA GROUP | 125523100 | 820 | $297,727 | 0.05% |
| 124 | AMERICAN WTR WKS CO INC NEW | 030420103 | 2,421 | $295,905 | 0.05% |
| 125 | SALESFORCE INC | CRM | 977 | $294,253 | 0.05% |
| 126 | GE HEALTHCARE TECHNOLOGIES I | GEHC | 3,217 | $292,492 | 0.04% |
| 127 | SPDR SER TR | 78464A805 | 4,558 | $292,365 | 0.04% |
| 128 | CHEVRON CORP NEW | CVX | 1,845 | $290,992 | 0.04% |
| 129 | DIMENSIONAL ETF TRUST | 25434V401 | 4,976 | $283,545 | 0.04% |
| 130 | VISA INC | V | 1,001 | $279,241 | 0.04% |
| 131 | EXPEDIA GROUP INC | EXPE | 2,000 | $275,500 | 0.04% |
| 132 | ISHARES SILVER TR | SLV | 12,000 | $273,000 | 0.04% |
| 133 | NUVEEN TAXABLE MUNICPAL INM | NU | 17,779 | $272,372 | 0.04% |
| 134 | ONEOK INC NEW | OKE | 3,311 | $265,474 | 0.04% |
| 135 | EMERSON ELEC CO | EMR | 2,338 | $265,186 | 0.04% |
| 136 | SCHLUMBERGER LTD | SLB | 4,800 | $263,088 | 0.04% |
| 137 | PHILIP MORRIS INTL INC | 718172109 | 2,863 | $262,307 | 0.04% |
| 138 | PALANTIR TECHNOLOGIES INC | PLTR | 11,380 | $261,854 | 0.04% |
| 139 | ROKU INC | ROKU | 4,000 | $260,680 | 0.04% |
| 140 | UNITEDHEALTH GROUP INC | UNH | 527 | $260,499 | 0.04% |
| 141 | PROTHENA CORP PLC | PRTA | 10,129 | $250,895 | 0.04% |
| 142 | ADVANCED MICRO DEVICES INC | AMD | 1,389 | $250,701 | 0.04% |
| 143 | HUBSPOT INC | HUBS | 400 | $250,624 | 0.04% |
| 144 | STRYKER CORPORATION | SYK | 698 | $249,888 | 0.04% |
| 145 | ISHARES TR | 464288414 | 2,290 | $246,404 | 0.04% |
| 146 | NIKE INC | NKE | 2,600 | $244,348 | 0.04% |
| 147 | ISHARES TR | 464287507 | 3,976 | $241,507 | 0.04% |
| 148 | LITHIA MTRS INC | 536797103 | 800 | $240,688 | 0.04% |
| 149 | VANGUARD SCOTTSDALE FDS | 92206C706 | 3,917 | $229,363 | 0.04% |
| 150 | ISHARES TR | 464287226 | 2,299 | $225,140 | 0.03% |
| 151 | EDISON INTL | 281020107 | 3,139 | $222,046 | 0.03% |
| 152 | EATON VANCE TAX-MANAGED DIVE | ETN | 16,579 | $221,499 | 0.03% |
| 153 | US BANCORP DEL | USB-PS | 4,952 | $221,367 | 0.03% |
| 154 | FASTLY INC | FSLY | 17,054 | $221,190 | 0.03% |
| 155 | MATCH GROUP INC NEW | MTCH | 6,000 | $217,680 | 0.03% |
| 156 | TRAVELERS COMPANIES INC | TRV | 934 | $214,840 | 0.03% |
| 157 | MAIN STR CAP CORP | 56035L104 | 4,533 | $214,434 | 0.03% |
| 158 | SCHWAB STRATEGIC TR | 808524409 | 2,806 | $213,216 | 0.03% |
| 159 | VANGUARD INDEX FDS | 922908363 | 438 | $210,722 | 0.03% |
| 160 | UBER TECHNOLOGIES INC | UBER | 2,692 | $207,257 | 0.03% |
| 161 | SCHWAB STRATEGIC TR | 808524870 | 3,838 | $200,168 | 0.03% |
| 162 | ATLASSIAN CORPORATION | TEAM | 1,000 | $195,110 | 0.03% |
| 163 | CROWDSTRIKE HLDGS INC | CRWD | 600 | $192,354 | 0.03% |
| 164 | KEYCORP | 493267108 | 12,000 | $189,720 | 0.03% |
| 165 | ARCHER AVIATION INC | ACHR-WT | 40,000 | $184,800 | 0.03% |
| 166 | HESS CORP | HESM | 1,200 | $183,168 | 0.03% |
| 167 | EATON VANCE TAX-MANAGED BUY- | ETN | 14,097 | $182,270 | 0.03% |
| 168 | WYNN RESORTS LTD | WYNN | 1,665 | $170,213 | 0.03% |
| 169 | SHOPIFY INC | SHOP | 2,200 | $169,774 | 0.03% |
| 170 | SCHLUMBERGER LTD | SLB | 2,937 | $160,966 | 0.02% |
| 171 | TOAST INC | TOST | 6,400 | $159,488 | 0.02% |
| 172 | FRONTIER COMMUNICATIONS PARE | 35909D109 | 6,000 | $147,000 | 0.02% |
| 173 | BLACKROCK DEBT STRATEGIES FD | BLK | 13,279 | $146,860 | 0.02% |
| 174 | NIKE INC | NKE | 1,539 | $144,590 | 0.02% |
| 175 | TOAST INC | TOST | 5,321 | $132,599 | 0.02% |
| 176 | BLACKROCK CORPOR HI YLD FD I | BLK | 11,719 | $114,732 | 0.02% |
| 177 | REGENERON PHARMACEUTICALS | REGN | 112 | $107,558 | 0.02% |
| 178 | SOLITARIO RESOURCES CORP | XPL | 175,900 | $105,505 | 0.02% |
| 179 | WARNER BROS DISCOVERY INC | WBD | 11,855 | $103,494 | 0.02% |
| 180 | MATCH GROUP INC NEW | MTCH | 2,800 | $101,584 | 0.02% |
| 181 | EXPEDIA GROUP INC | EXPE | 673 | $92,706 | 0.01% |
| 182 | RHINEBECK BANCORP INC | RBKB | 10,000 | $84,500 | 0.01% |
| 183 | PURECYCLE TECHNOLOGIES INC | PCTTW | 13,285 | $82,633 | 0.01% |
| 184 | HUBSPOT INC | HUBS | 130 | $81,453 | 0.01% |
| 185 | NEW YORK CMNTY BANCORP INC | 649445103 | 25,000 | $80,500 | 0.01% |
| 186 | COMCAST CORP NEW | CCZ | 1,834 | $79,510 | 0.01% |
| 187 | ABBOTT LABS | ABLZF | 688 | $78,204 | 0.01% |
| 188 | DIGITALOCEAN HLDGS INC | DOCN | 2,000 | $76,360 | 0.01% |
| 189 | SUNOPTA INC | STKL | 10,890 | $74,814 | 0.01% |
| 190 | NEXTRACKER INC | NXT | 1,200 | $67,524 | 0.01% |
| 191 | FRONTIER COMMUNICATIONS PARE | 35909D109 | 2,600 | $63,700 | 0.01% |
| 192 | CROWDSTRIKE HLDGS INC | CRWD | 196 | $62,836 | 0.01% |
| 193 | ISHARES SILVER TR | SLV | 2,709 | $61,630 | 0.01% |
| 194 | SONO TEK CORP | SOTK | 12,343 | $60,357 | 0.01% |
| 195 | BIOMARIN PHARMACEUTICAL INC | BMRN | 600 | $52,404 | 0.01% |
| 196 | PURPLE INNOVATION INC | PRPL | 30,000 | $52,200 | 0.01% |
| 197 | ATLASSIAN CORPORATION | TEAM | 228 | $44,485 | 0.01% |
| 198 | BANK AMERICA CORP | 060505104 | 1,000 | $37,920 | 0.01% |
| 199 | UP FINTECH HLDG LTD | TIGR | 11,000 | $37,840 | 0.01% |
| 200 | HESS CORP | HESM | 170 | $25,980 | 0.00% |
| 201 | KEYCORP | 493267108 | 1,387 | $21,922 | 0.00% |
| 202 | ZHIHU INC | ZHIHF | 22,000 | $15,046 | 0.00% |
| 203 | PALANTIR TECHNOLOGIES INC | PLTR | 5,000 | $11,550 | 0.00% |
| 204 | JAGUAR HEALTH INC | JAGX | 74,077 | $6,660 | 0.00% |
| 205 | LITHIA MTRS INC | 536797103 | 3 | $917 | 0.00% |