13F HOLDINGS REPORT
Fernwood Investment Management, LLC
Quarter ended Q3 2023 · Filed August 9, 2023 · Accession 0001570296-23-000006
Total Value
$282.0M
Positions
191
Other Managers
0
Confidential Omitted
No
Holdings (191)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 84,081 | $15.8M | 5.59% |
| 2 | TEXAS PACIFIC LAND CORPORATION COM | TPL | 8,051 | $10.6M | 3.76% |
| 3 | ISHARES S&P 500 INDEX | 464287200 | 22,372 | $10.0M | 3.54% |
| 4 | MONGODB INC CL A | MDB | 23,640 | $9.7M | 3.43% |
| 5 | VANGUARD MEGA CAP GROWTH ETF | 921910816 | 32,537 | $7.7M | 2.71% |
| 6 | PLIANT THERAPEUTICS INC | PLRX | 380,727 | $6.9M | 2.45% |
| 7 | META PLATFORMS INC CL A | META | 21,515 | $6.2M | 2.19% |
| 8 | AMAZON.COM INC | AMZN | 47,545 | $6.1M | 2.17% |
| 9 | ELI LILLY & CO COM | LLY | 12,263 | $5.8M | 2.04% |
| 10 | ALPHABET INC CLASS A | GOOG | 48,386 | $5.7M | 2.02% |
| 11 | MICROSOFT | MSFT | 17,704 | $5.6M | 1.99% |
| 12 | ISHARES DOW JONES US CONSUMER GOODS | 464287812 | 26,307 | $5.3M | 1.87% |
| 13 | ISHARES CORE DIVIDEND GROWTH ETF | 46434V621 | 96,808 | $5.0M | 1.77% |
| 14 | ARES CAPITAL CORP COM | ARCC | 250,200 | $4.7M | 1.67% |
| 15 | NVIDIA CORPORATION COM | NVDA | 10,968 | $4.6M | 1.63% |
| 16 | MSCI INC COM | MSCI | 9,662 | $4.5M | 1.61% |
| 17 | BRIDGEBIO PHARMA INC COM | BBIO | 239,895 | $4.1M | 1.46% |
| 18 | VISA INC | V | 16,928 | $4.0M | 1.41% |
| 19 | CVS HEALTH CORP COM | CVS | 53,860 | $3.7M | 1.32% |
| 20 | JOHNSON & JOHNSON COM | JNJ | 22,592 | $3.7M | 1.31% |
| 21 | ALPHABET INC CAP STK CL C | GOOG | 28,186 | $3.3M | 1.16% |
| 22 | MARVELL TECHNOLOGY INC COM | MRVL | 54,495 | $3.3M | 1.16% |
| 23 | PHILIP MORRIS INTL INC | 718172109 | 31,654 | $3.1M | 1.10% |
| 24 | ISHARES RUSSELL 1000 ETF | 464287622 | 12,473 | $3.0M | 1.08% |
| 25 | UNION PAC CORP COM | UNP | 14,739 | $3.0M | 1.07% |
| 26 | ALTRIA GROUP INC COM | MO | 65,602 | $3.0M | 1.05% |
| 27 | CHIPOTLE MEXICAN GRILL INC COM | CMG | 1,363 | $2.9M | 1.03% |
| 28 | ISHARES CORE S&P MID-CAP ETF | 464287507 | 11,221 | $2.9M | 1.01% |
| 29 | ISHARES RUSSELL 2000 ETF | 464287655 | 14,000 | $2.6M | 0.92% |
| 30 | ACCENTURE PLC IRELAND SHS CLASS A | ACN | 8,525 | $2.6M | 0.91% |
| 31 | IMMUNOGEN INC COM | 45253H101 | 128,680 | $2.4M | 0.86% |
| 32 | AXON ENTERPRISE INC COM | AXON | 12,375 | $2.4M | 0.86% |
| 33 | RELAY THERAPEUTICS INC COM | RLAY | 185,063 | $2.3M | 0.82% |
| 34 | AMERISOURCEBERGEN CORP COM | COR | 11,650 | $2.2M | 0.79% |
| 35 | EXXON MOBIL CORP COM | XOM | 19,421 | $2.1M | 0.74% |
| 36 | CONSTELLATION BRANDS INC CL A | STZ | 8,410 | $2.1M | 0.73% |
| 37 | ABBVIE INC COM | ABBV | 14,720 | $2.0M | 0.72% |
| 38 | SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF | 78464A805 | 35,999 | $2.0M | 0.69% |
| 39 | FIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUND | 33738D101 | 71,370 | $1.9M | 0.68% |
| 40 | ISHARES DJ SELECT DIVIDEND | 464287168 | 16,807 | $1.9M | 0.68% |
| 41 | O REILLY AUTOMOTIVE INC | 67103H107 | 1,970 | $1.9M | 0.67% |
| 42 | YUM CHINA HLDGS INC COM | YUMC | 33,000 | $1.9M | 0.66% |
| 43 | MCDONALDS CORP COM | MCD | 6,185 | $1.8M | 0.65% |
| 44 | MEDTRONIC PLC SHS | MDT | 20,146 | $1.8M | 0.63% |
| 45 | TESLA MOTORS INC | TSLA | 6,719 | $1.8M | 0.62% |
| 46 | CERIDIAN HCM HLDG INC COM | 15677J108 | 25,590 | $1.7M | 0.61% |
| 47 | PHILLIPS 66 | PSX | 17,480 | $1.7M | 0.59% |
| 48 | HEALTH CARE SELECT SECTOR SPDR | 81369Y209 | 12,400 | $1.6M | 0.58% |
| 49 | GILEAD SCIENCES INC | GILD | 20,767 | $1.6M | 0.57% |
| 50 | GOLAR LNG LTD SHS ISIN BMG9456A1009 | GLNG | 78,600 | $1.6M | 0.56% |
| 51 | BERKSHIRE HATHAWAY INC DEL CL A | BRK-A | 3 | $1.6M | 0.55% |
| 52 | SPDR PORTFOLIO S&P 500 VALUE ETF | 78464A508 | 35,797 | $1.5M | 0.55% |
| 53 | SPDR S&P 500 ETF TRUST | SPY | 197,890 | $1.5M | 0.55% |
| 54 | SPDR PORTFOLIO S&P 500 GROWTH ETF | 78464A409 | 25,047 | $1.5M | 0.54% |
| 55 | WALMART INC COM | WMT | 9,861 | $1.5M | 0.52% |
| 56 | ALPHATEC HLDGS INC COM NEW | ATEC | 81,987 | $1.5M | 0.52% |
| 57 | CONOCOPHILLIPS COM | COP | 14,211 | $1.5M | 0.52% |
| 58 | YUM BRANDS INC COM | YUM | 10,600 | $1.5M | 0.52% |
| 59 | FIRST TRUST US EQUITY OPPORTUNITIES ETF | 336920103 | 15,632 | $1.4M | 0.49% |
| 60 | KELLOGG CO COM | BEKE | 20,411 | $1.4M | 0.49% |
| 61 | NEOGENOMICS INC COM NEW | NEO | 79,100 | $1.3M | 0.45% |
| 62 | MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | 6,752 | $1.3M | 0.45% |
| 63 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK-A | 3,689 | $1.3M | 0.44% |
| 64 | SAFETY INSURANCE GROUP IN | 78648T100 | 17,118 | $1.2M | 0.44% |
| 65 | SPDR BLOOMBERG INVESTMENT GRADE FLOATING RATE ETF | 78468R200 | 40,000 | $1.2M | 0.44% |
| 66 | SBA COMMUNICATIONS CP | SBAC | 5,275 | $1.2M | 0.43% |
| 67 | DISNEY WALT CO COM | 254687106 | 13,706 | $1.2M | 0.43% |
| 68 | PFIZER INC COM | PFE | 31,352 | $1.2M | 0.42% |
| 69 | GOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETF | NVGLF | 37,750 | $1.2M | 0.42% |
| 70 | ENERGY SELECT SECTOR SPDR | 81369Y506 | 14,534 | $1.2M | 0.42% |
| 71 | BOSTON SCIENTIFIC CORP | BSX | 21,624 | $1.2M | 0.41% |
| 72 | MDU RES GROUP INC COM | 552690109 | 55,650 | $1.2M | 0.41% |
| 73 | GLOBAL X CLOUD COMPUTING ETF | 37954Y442 | 57,150 | $1.1M | 0.40% |
| 74 | UNIVERSAL DISPLAY CORP | OLED | 7,865 | $1.1M | 0.40% |
| 75 | EMQQ THE EMERGING MARKETS INTERNET & ECOMMERCE ETF | 301505889 | 38,338 | $1.1M | 0.40% |
| 76 | CBOE GLOBAL MKTS INC COM | 12503M108 | 8,150 | $1.1M | 0.40% |
| 77 | SKYWORKS SOLUTIONS INC COM | SWKS | 9,775 | $1.1M | 0.38% |
| 78 | CROWDSTRIKE HLDGS INC CL A | CRWD | 7,320 | $1.1M | 0.38% |
| 79 | ISHARES MSCI USA ESG SELECT ETF | 464288802 | 10,090 | $944,828 | 0.34% |
| 80 | TECHNOLOGY SELECT SECTOR SPDR | 81369Y803 | 5,420 | $942,321 | 0.33% |
| 81 | PIMCO ENHANCED LOW DURATION ACTIVE ETF | 72201R718 | 10,000 | $937,410 | 0.33% |
| 82 | MCCORMICK & CO INC COM NON VTG | MKC-V | 10,450 | $911,554 | 0.32% |
| 83 | ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | 6,712 | $905,247 | 0.32% |
| 84 | AMERICAN AIRLS GROUP INC COM | 02376R102 | 50,204 | $900,660 | 0.32% |
| 85 | UNITED PARCEL SERVICE INC CL B | UPS | 4,963 | $889,618 | 0.32% |
| 86 | VERINT SYS INC COM | 92343X100 | 25,200 | $883,512 | 0.31% |
| 87 | BIOGEN IDEC INC | BIIB | 3,080 | $877,338 | 0.31% |
| 88 | ISHARES SHORT TREASURY BOND ETF | 464288679 | 7,899 | $872,445 | 0.31% |
| 89 | ILLUMINA INC | ILMN | 4,550 | $853,080 | 0.30% |
| 90 | DANAHER CORP | 235851102 | 3,896 | $827,729 | 0.29% |
| 91 | HERSHEY CO COM | HSY | 3,125 | $780,313 | 0.28% |
| 92 | HOME DEPOT | HD | 2,802 | $740,984 | 0.26% |
| 93 | CONAGRA BRANDS INC COM | CAG | 20,116 | $678,312 | 0.24% |
| 94 | CORTEVA INC COM | CTVA | 11,749 | $673,218 | 0.24% |
| 95 | INVESCO SENIOR LOAN ETF | IVZ | 31,902 | $671,218 | 0.24% |
| 96 | CATERPILLAR INC COM | CAT | 2,683 | $660,152 | 0.23% |
| 97 | Horizon Kinetics Inflation Beneficiaries ETF | 53656F623 | 20,791 | $635,594 | 0.23% |
| 98 | ISHARES RUSSELL 1000 GROWTH ETF | 464287614 | 2,292 | $630,713 | 0.22% |
| 99 | JASPER THERAPEURITC, INC. | JSPRW | 454,706 | $622,947 | 0.22% |
| 100 | WILLIAMS COS INC COM | 969457100 | 18,949 | $618,306 | 0.22% |
| 101 | UNITEDHEALTH GROUP | UNH | 1,277 | $613,777 | 0.22% |
| 102 | ISHARES S&P 500 GROWTH ETF | 464287309 | 8,666 | $610,780 | 0.22% |
| 103 | SPDR PORTFOLIO S&P 400 MID CAP ETF | 78464A847 | 13,177 | $604,693 | 0.21% |
| 104 | OPENLANE INC COM | OPLN | 39,232 | $596,656 | 0.21% |
| 105 | HARLEY DAVIDSON INC COM | HOG | 16,200 | $570,402 | 0.20% |
| 106 | ABBOTT LABS COM | ABLZF | 5,237 | $570,395 | 0.20% |
| 107 | GENTHERM INC COM | THRM | 9,885 | $558,601 | 0.20% |
| 108 | WELLS FARGO CO NEW PERP PFD CNV A | 949746804 | 484 | $557,568 | 0.20% |
| 109 | JOHN HANCOCK MULTIFACTOR LARGE CAP ETF | 47804J107 | 9,871 | $541,819 | 0.19% |
| 110 | WATERS CP | 941848103 | 2,025 | $539,744 | 0.19% |
| 111 | CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 81369Y407 | 3,163 | $537,109 | 0.19% |
| 112 | ISHARES BIOTECHNOLOGY ETF | 464287556 | 4,223 | $536,152 | 0.19% |
| 113 | WEYERHAEUSER CO MTN BE COM NEW | WY | 15,820 | $530,128 | 0.19% |
| 114 | WISDOMTREE EMERGING MARKETS EQUITY INCOME ETF | WT | 13,723 | $525,179 | 0.19% |
| 115 | SL GREEN RLTY CORP COM | 78440X887 | 17,345 | $521,217 | 0.18% |
| 116 | HONEYWELL INTL INC COM | 438516106 | 2,480 | $514,600 | 0.18% |
| 117 | NETFLIX COM INC | NFLX | 1,106 | $486,962 | 0.17% |
| 118 | REVOLUTION MEDICINES INC COM | RVMDW | 18,088 | $483,854 | 0.17% |
| 119 | CIVITAS RESOURCES INC COM NEW | 17888H103 | 6,862 | $476,017 | 0.17% |
| 120 | ISHARES RUSSELL 1000 VALUE ETF | 464287598 | 2,968 | $468,439 | 0.17% |
| 121 | PAYPAL HLDGS INC COM | PYPL | 6,939 | $463,039 | 0.16% |
| 122 | NUCOR CORP COM | NUE | 2,810 | $460,784 | 0.16% |
| 123 | LYONDELLBASELL | LYB | 4,975 | $456,854 | 0.16% |
| 124 | ALIBABA GROUP HLDG LTD SPONSORED ADS | BBAAY | 5,358 | $446,589 | 0.16% |
| 125 | MASTERCARD INC | MA | 1,139 | $446,175 | 0.16% |
| 126 | SPDR SER TR LEHMAN 1-3 MONTH T-BILL ETF | 78468R663 | 4,778 | $438,716 | 0.16% |
| 127 | DUPONT DE NEMOURS INC COM | DD | 6,011 | $429,426 | 0.15% |
| 128 | RTX CORPORATION COM | RTX | 4,358 | $426,918 | 0.15% |
| 129 | DOLLAR TREE STORES INC | DLTR | 2,940 | $421,890 | 0.15% |
| 130 | TRANE TECHNOLOGIES PLC SHS | TT | 2,196 | $420,007 | 0.15% |
| 131 | IPG PHOTONICS CORP COM | IPGP | 3,035 | $412,214 | 0.15% |
| 132 | SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF | 78463X889 | 12,380 | $402,845 | 0.14% |
| 133 | ALIGN TECHNOLOGY INC | ALGN | 1,125 | $397,845 | 0.14% |
| 134 | WORKDAY INC COM | WDAY | 1,790 | $396,472 | 0.14% |
| 135 | METTLER TOLEDO INTL INCF | MTD | 300 | $393,492 | 0.14% |
| 136 | MADISON SQUARE GARDEN ENTMT COM CL A | 558256103 | 11,700 | $393,354 | 0.14% |
| 137 | COCA COLA CO COM | KO | 6,184 | $372,400 | 0.13% |
| 138 | CISCO SYS INC | CSCO | 7,005 | $363,503 | 0.13% |
| 139 | DOW INC COM | DOW | 6,643 | $353,806 | 0.13% |
| 140 | JACKSON FINANCIAL INC COM CL A | JXN-PA | 11,375 | $348,189 | 0.12% |
| 141 | STARBUCKS CORP | SBUX | 3,480 | $345,439 | 0.12% |
| 142 | SPDR PORTFOLIO S&P 600 SMALL CAP ETF | 78468R853 | 8,856 | $343,967 | 0.12% |
| 143 | TRACTOR SUPPLY CO | TSCO | 1,500 | $331,650 | 0.12% |
| 144 | CYTOKINETICS INC COM NEW | CYTK | 10,000 | $326,200 | 0.12% |
| 145 | SCOTTS MIRACLE-GRO CO CL A | SMG | 5,171 | $324,170 | 0.11% |
| 146 | SPHERE ENTERTAINMENT CO CL A | SPHR | 11,525 | $315,670 | 0.11% |
| 147 | ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF | 464287150 | 3,057 | $299,138 | 0.11% |
| 148 | TRUPANION INC COM | TRUP | 15,000 | $295,200 | 0.10% |
| 149 | ISHARES TR HIGH DIVID EQUITY FD | 46429B663 | 2,801 | $282,313 | 0.10% |
| 150 | SPDR BLOOMBERG HIGH YIELD BOND ETF | 78468R622 | 3,062 | $281,796 | 0.10% |
| 151 | CTRIP.COM INTL LTD AMERICAN DEP SHS | TRPCF | 7,970 | $278,950 | 0.10% |
| 152 | GOLDMAN SACHS GROUP INC | GSCE | 857 | $276,441 | 0.10% |
| 153 | SPDR BLOOMBERG CONVERTIBLE SECURITIES ETF | 78464A359 | 3,891 | $272,175 | 0.10% |
| 154 | ARES MGMT L P | ARES-PB | 2,800 | $269,780 | 0.10% |
| 155 | VANGUARD REAL ESTATE ETF | 922908553 | 3,224 | $261,953 | 0.09% |
| 156 | SPDR GOLD ETF | GLD | 1,460 | $260,274 | 0.09% |
| 157 | NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | NSA-PB | 6,236 | $258,914 | 0.09% |
| 158 | HANCOCK JOHN TAX-ADVANTAGED DI COM | 41013V100 | 12,515 | $255,296 | 0.09% |
| 159 | ISHARES RUSSELL MIDCAP GROWTH ETF | 464287481 | 2,640 | $255,103 | 0.09% |
| 160 | VONTIER CORPORATION COM | VNT | 7,667 | $246,954 | 0.09% |
| 161 | COLGATE PALMOLIVE CO COM | CL | 3,200 | $246,528 | 0.09% |
| 162 | ORACLE CORPORATION | ORCL-PD | 2,065 | $245,921 | 0.09% |
| 163 | FIRST TRUST CLOUD COMPUTING ETF | 33734X192 | 3,125 | $237,295 | 0.08% |
| 164 | ZOETIS INC COM CL A | ZTS | 1,352 | $232,828 | 0.08% |
| 165 | PROCTER AND GAMBLE CO COM | 742718109 | 1,523 | $231,032 | 0.08% |
| 166 | NORFOLK SOUTHERN CRP | 655844108 | 1,000 | $226,760 | 0.08% |
| 167 | ISHARES MSCI INDIA ETF | 46429B598 | 5,165 | $225,711 | 0.08% |
| 168 | MARSH & MCLENNAN COS INC COM | 571748102 | 1,200 | $225,696 | 0.08% |
| 169 | BRUNSWICK CORP COM | BC-PC | 2,600 | $225,264 | 0.08% |
| 170 | CHEVRON CORP NEW COM | CVX | 1,419 | $223,320 | 0.08% |
| 171 | VANGUARD SMALL CAP ETF | 922908751 | 1,118 | $222,359 | 0.08% |
| 172 | KNIFE RIVER CORP COMMON STOCK | KNF | 5,087 | $221,285 | 0.08% |
| 173 | HORIZON KINETICS ENERGY AND REMEDIATION ETF | 53656G514 | 8,735 | $219,671 | 0.08% |
| 174 | VANGUARD HIGH DIVIDEND YIELD | 921946406 | 2,064 | $218,949 | 0.08% |
| 175 | N-ABLE INC COMMON STOCK | NABL | 15,100 | $217,591 | 0.08% |
| 176 | ISHARES RUSSELL MIDCAP ETF | 464287499 | 2,920 | $213,248 | 0.08% |
| 177 | CARRIER GLOBAL CORPORATION COM | CARR | 4,250 | $211,268 | 0.07% |
| 178 | GOLDMAN SACHS ACTIVEBETA U.S. SMALL CAP EQUITY ETF | NVGLF | 3,650 | $210,751 | 0.07% |
| 179 | ISHARES SEMICONDUCTOR ETF | 464287523 | 415 | $210,513 | 0.07% |
| 180 | SPDR S&P 400 MID CAP GROWTH ETF | 78464A821 | 2,866 | $205,349 | 0.07% |
| 181 | BOEING CO COM | BA-PA | 957 | $202,105 | 0.07% |
| 182 | TWILIO INC CL A | TWLO | 3,160 | $201,039 | 0.07% |
| 183 | VANGUARD VALUE ETF | 922908744 | 1,414 | $200,929 | 0.07% |
| 184 | PALANTIR TECHNOLOGIES INC CL A | PLTR | 13,150 | $200,556 | 0.07% |
| 185 | FORD MOTOR COMPANY | 345370860 | 12,585 | $190,387 | 0.07% |
| 186 | COGNYTE SOFTWARE LTD ORD SHS | CGNT | 19,250 | $117,233 | 0.04% |
| 187 | CISO GLOBAL INC COM | 15672X102 | 410,000 | $72,980 | 0.03% |
| 188 | VAN KAMPEN SENIOR INCOME TRUST | IVZ | 16,400 | $63,140 | 0.02% |
| 189 | DREYFUS HI YIELD STRATEGIC FD | DHF | 16,400 | $36,408 | 0.01% |
| 190 | LEXINFINTECH HLDGS LTD ADR | LX | 11,500 | $26,335 | 0.01% |
| 191 | QURATE RETAIL INC COM SER A | 74915M100 | 20,000 | $19,796 | 0.01% |