13F HOLDINGS REPORT

Fernwood Investment Management, LLC

Quarter ended Q1 2023 · Filed February 7, 2023 · Accession 0001570296-23-000002

Total Value

$241.8M

Positions

182

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (182)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	TEXAS PACIFIC LAND CORPORATION COM	TPL	7,720	$18.1M	7.48%
2	ISHARES S&P 500 INDEX	464287200	21,839	$8.4M	3.47%
3	APPLE INC	AAPL	64,239	$8.3M	3.45%
4	PLIANT THERAPEUTICS INC	PLRX	304,573	$5.9M	2.44%
5	VANGUARD MEGA CAP GROWTH ETF	921910816	32,784	$5.6M	2.33%
6	ISHARES DOW JONES US CONSUMER GOODS	464287812	27,725	$5.6M	2.33%
7	LILLY ELI & CO COM	LLY	14,233	$5.2M	2.15%
8	CVS HEALTH CORP COM	CVS	54,376	$5.1M	2.10%
9	MONGODB INC CL A	MDB	23,457	$4.6M	1.91%
10	ARES CAPITAL CORP COM	ARCC	242,986	$4.5M	1.86%
11	ISHARES CORE DIVIDEND GROWTH ETF	46434V621	89,325	$4.5M	1.85%
12	MSCI INC COM	MSCI	8,720	$4.1M	1.68%
13	AMAZON.COM INC	AMZN	44,578	$3.7M	1.55%
14	ALPHABET INC CLASS A	GOOG	41,985	$3.7M	1.53%
15	JOHNSON & JOHNSON COM	JNJ	20,225	$3.6M	1.48%
16	PHILIP MORRIS INTL INC	718172109	31,802	$3.2M	1.33%
17	UNION PAC CORP COM	UNP	14,968	$3.1M	1.28%
18	ALTRIA GROUP INC COM	MO	67,192	$3.1M	1.27%
19	VISA INC	V	13,879	$2.9M	1.19%
20	IRIDIUM COMMUNICATIONS INC COM	IRDM	55,872	$2.9M	1.19%
21	RELAY THERAPEUTICS INC COM	RLAY	185,063	$2.8M	1.14%
22	ISHARES CORE S&P MID-CAP ETF	464287507	10,896	$2.6M	1.09%
23	ISHARES RUSSELL 1000 ETF	464287622	12,473	$2.6M	1.09%
24	META PLATFORMS INC CL A	META	21,807	$2.6M	1.09%
25	ISHARES RUSSELL 2000 ETF	464287655	14,012	$2.4M	1.01%
26	AXON ENTERPRISE INC COM	AXON	13,740	$2.3M	0.94%
27	EXXON MOBIL CORP COM	XOM	19,092	$2.1M	0.87%
28	ISHARES DJ SELECT DIVIDEND	464287168	17,213	$2.1M	0.86%
29	FIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUND	33738D101	75,470	$2.0M	0.83%
30	ABBVIE INC COM	ABBV	12,405	$2.0M	0.83%
31	GILEAD SCIENCES INC	GILD	22,967	$2.0M	0.82%
32	MARVELL TECHNOLOGY INC COM	MRVL	52,962	$2.0M	0.81%
33	AMERISOURCEBERGEN CORP COM	COR	11,800	$2.0M	0.81%
34	CONSTELLATION BRANDS INC CL A	STZ	8,378	$1.9M	0.80%
35	ALPHABET INC CAP STK CL C	GOOG	21,260	$1.9M	0.78%
36	YUM CHINA HLDGS INC COM	YUMC	34,000	$1.9M	0.77%
37	MICROSOFT	MSFT	7,740	$1.9M	0.77%
38	GOLAR LNG LTD SHS ISIN BMG9456A1009	GLNG	80,600	$1.8M	0.76%
39	PHILLIPS 66	PSX	17,630	$1.8M	0.76%
40	CHIPOTLE MEXICAN GRILL INC COM	CMG	1,289	$1.8M	0.74%
41	CERIDIAN HCM HLDG INC COM	15677J108	26,590	$1.7M	0.71%
42	CONOCOPHILLIPS COM	COP	14,411	$1.7M	0.70%
43	HEALTH CARE SELECT SECTOR SPDR	81369Y209	12,374	$1.7M	0.70%
44	O REILLY AUTOMOTIVE INC	67103H107	1,970	$1.7M	0.69%
45	SPDR SER TR LEHMAN 1-3 MONTH T-BILL ETF	78468R663	17,635	$1.6M	0.67%
46	MEDTRONIC PLC SHS	MDT	20,646	$1.6M	0.66%
47	SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF	78464A805	33,052	$1.6M	0.65%
48	BRIDGEBIO PHARMA INC COM	BBIO	203,000	$1.5M	0.64%
49	MCDONALDS CORP COM	MCD	5,851	$1.5M	0.64%
50	SBA COMMUNICATIONS CP	SBAC	5,375	$1.5M	0.62%
51	ACCENTURE PLC IRELAND SHS CLASS A	ACN	5,631	$1.5M	0.62%
52	NVIDIA CORPORATION COM	NVDA	9,862	$1.4M	0.60%
53	YUM BRANDS INC COM	YUM	11,100	$1.4M	0.59%
54	BERKSHIRE HATHAWAY INC DEL CL A	BRK-A	3	$1.4M	0.58%
55	KELLOGG CO COM	BEKE	19,468	$1.4M	0.57%
56	SPDR PORTFOLIO S&P 500 VALUE ETF	78464A508	34,837	$1.4M	0.56%
57	EMQQ THE EMERGING MARKETS INTERNET & ECOMMERCE ETF	301505889	43,965	$1.3M	0.54%
58	ALPHATEC HLDGS INC COM NEW	ATEC	105,747	$1.3M	0.54%
59	SPDR PORTFOLIO S&P 500 GROWTH ETF	78464A409	25,201	$1.3M	0.53%
60	SAFETY INSURANCE GROUP IN	78648T100	15,093	$1.3M	0.53%
61	MADISON SQUARE GRDN SPRT CORP CL A	55825T103	6,752	$1.2M	0.51%
62	BIOGEN IDEC INC	BIIB	4,430	$1.2M	0.51%
63	FIRST TRUST US EQUITY OPPORTUNITIES ETF	336920103	15,477	$1.2M	0.50%
64	SPDR BLOOMBERG INVESTMENT GRADE FLOATING RATE ETF	78468R200	40,000	$1.2M	0.50%
65	DISNEY WALT CO COM	254687106	13,012	$1.1M	0.47%
66	CBOE GLOBAL MKTS INC COM	12503M108	8,950	$1.1M	0.46%
67	ENERGY SELECT SECTOR SPDR	81369Y506	12,686	$1.1M	0.46%
68	CERBERUS CYBER SENTINEL CORP COM	15672X102	410,000	$1.0M	0.43%
69	BERKSHIRE HATHAWAY INC DEL CL B NEW	BRK-A	3,335	$1.0M	0.43%
70	BOSTON SCIENTIFIC CORP	BSX	22,124	$1.0M	0.42%
71	VERINT SYS INC COM	92343X100	28,100	$1.0M	0.42%
72	PFIZER INC COM	PFE	19,848	$1.0M	0.42%
73	GOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETF	NVGLF	33,900	$975,642	0.40%
74	PIMCO ENHANCED LOW DURATION ACTIVE ETF	72201R718	10,000	$942,600	0.39%
75	UNIVERSAL DISPLAY CORP	OLED	8,615	$930,765	0.38%
76	GLOBAL X CLOUD COMPUTING ETF	37954Y442	57,500	$921,725	0.38%
77	ILLUMINA INC	ILMN	4,550	$920,010	0.38%
78	SKYWORKS SOLUTIONS INC COM	SWKS	10,075	$918,135	0.38%
79	DANAHER CORP	235851102	3,447	$914,903	0.38%
80	TESLA MOTORS INC	TSLA	7,354	$905,866	0.37%
81	SPDR S&P 500 ETF TRUST	SPY	2,308	$882,588	0.37%
82	UNITED PARCEL SERVICE INC CL B	UPS	5,063	$880,152	0.36%
83	ISHARES SHORT TREASURY BOND ETF	464288679	7,899	$868,258	0.36%
84	MCCORMICK & CO INC COM NON VTG	MKC-V	10,450	$866,201	0.36%
85	ISHARES MSCI USA ESG SELECT ETF	464288802	10,152	$835,713	0.35%
86	CONAGRA BRANDS INC COM	CAG	20,116	$778,489	0.32%
87	CROWDSTRIKE HLDGS INC CL A	CRWD	7,320	$770,723	0.32%
88	ISHARES MSCI USA QUALITY FACTOR ETF	46432F339	6,673	$760,455	0.31%
89	HERSHEY CO COM	HSY	3,225	$746,813	0.31%
90	HOME DEPOT	HD	2,334	$737,217	0.30%
91	IMMUNOGEN INC COM	45253H101	146,180	$725,053	0.30%
92	NEOGENOMICS INC COM NEW	NEO	76,200	$704,088	0.29%
93	WILLIAMS COS INC COM	969457100	21,324	$701,560	0.29%
94	WATERS CP	941848103	2,025	$693,725	0.29%
95	CORTEVA INC COM	CTVA	11,726	$689,254	0.29%
96	SL GREEN RLTY CORP COM	78440X887	20,159	$679,755	0.28%
97	TECHNOLOGY SELECT SECTOR SPDR	81369Y803	5,420	$674,465	0.28%
98	HARLEY DAVIDSON INC COM	HOG	16,200	$673,920	0.28%
99	Horizon Kinetics Inflation Beneficiaries ETF	53656F623	21,172	$666,498	0.28%
100	UNITEDHEALTH GROUP	UNH	1,246	$660,604	0.27%
101	CATERPILLAR INC COM	CAT	2,697	$646,093	0.27%
102	GENTHERM INC COM	THRM	9,885	$645,392	0.27%
103	AMERICAN AIRLS GROUP INC COM	02376R102	50,204	$638,595	0.26%
104	ISHARES BIOTECHNOLOGY ETF	464287556	4,676	$613,912	0.25%
105	WELLS FARGO CO NEW PERP PFD CNV A	949746804	484	$573,540	0.24%
106	ABBOTT LABS COM	ABLZF	5,167	$567,285	0.23%
107	SPDR PORTFOLIO S&P 400 MID CAP ETF	78464A847	13,177	$560,023	0.23%
108	ISHARES RUSSELL 1000 GROWTH ETF	464287614	2,492	$533,886	0.22%
109	HONEYWELL INTL INC COM	438516106	2,480	$531,464	0.22%
110	ALIBABA GROUP HLDG LTD SPONSORED ADS	BBAAY	6,003	$528,804	0.22%
111	MADISON SQUARE GRDN ENTERTNMNT CL A	SPHR	11,525	$518,279	0.21%
112	WEYERHAEUSER CO MTN BE COM NEW	WY	16,620	$515,220	0.21%
113	KAR AUCTION SVCS INC COM	OPLN	39,200	$511,560	0.21%
114	ISHARES S&P 500 GROWTH ETF	464287309	8,666	$506,961	0.21%
115	WISDOMTREE EMERGING MARKETS EQUITY INCOME ETF	WT	14,123	$503,344	0.21%
116	PAYPAL HLDGS INC COM	PYPL	6,914	$492,415	0.20%
117	JOHN HANCOCK MULTIFACTOR LARGE CAP ETF	47804J107	9,871	$486,147	0.20%
118	TRUPANION INC COM	TRUP	10,000	$475,300	0.20%
119	ISHARES RUSSELL 1000 VALUE ETF	464287598	3,098	$469,812	0.19%
120	CYTOKINETICS INC COM NEW	CYTK	10,000	$458,200	0.19%
121	METTLER TOLEDO INTL INCF	MTD	310	$448,090	0.19%
122	SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF	78467V848	11,170	$447,261	0.18%
123	CIVITAS RESOURCES INC COM NEW	17888H103	7,459	$432,100	0.18%
124	LYONDELLBASELL	LYB	5,175	$429,680	0.18%
125	COCA COLA CO COM	KO	6,584	$418,808	0.17%
126	DUPONT DE NEMOURS INC COM	DD	6,011	$412,535	0.17%
127	HANCOCK JOHN TAX-ADVANTAGED DI COM	41013V100	17,930	$409,880	0.17%
128	CONSUMER DISCRETIONARY SEL SECTOR SPDR FD	81369Y407	3,163	$408,533	0.17%
129	RAYTHEON TECHNOLOGIES CORP COM	RTX	3,979	$401,542	0.17%
130	TRANE TECHNOLOGIES PLC SHS	TT	2,316	$389,296	0.16%
131	INVESCO SENIOR LOAN ETF	IVZ	18,800	$385,964	0.16%
132	COUPA SOFTWARE INC COM	22266L106	4,875	$385,954	0.16%
133	DOLLAR TREE STORES INC	DLTR	2,700	$381,888	0.16%
134	MASTERCARD INC	MA	1,079	$375,201	0.16%
135	NUCOR CORP COM	NUE	2,810	$370,386	0.15%
136	SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF	78463X889	12,380	$367,562	0.15%
137	WORKDAY INC COM	WDAY	2,180	$364,779	0.15%
138	GOLDMAN SACHS GROUP INC	GSCE	997	$342,376	0.14%
139	STARBUCKS CORP	SBUX	3,440	$341,248	0.14%
140	TRACTOR SUPPLY CO	TSCO	1,500	$337,455	0.14%
141	REVOLUTION MEDICINES INC COM	RVMDW	14,125	$336,458	0.14%
142	DOW INC COM	DOW	6,643	$334,741	0.14%
143	NETFLIX COM INC	NFLX	1,112	$327,759	0.14%
144	WALMART INC COM	WMT	2,303	$326,613	0.14%
145	SPDR PORTFOLIO S&P 600 SMALL CAP ETF	78468R853	8,706	$321,861	0.13%
146	IPG PHOTONICS CORP COM	IPGP	3,335	$315,724	0.13%
147	CTRIP.COM INTL LTD AMERICAN DEP SHS	TRPCF	9,070	$312,008	0.13%
148	JACKSON FINANCIAL INC COM CL A	JXN-PA	8,775	$305,282	0.13%
149	MDU RES GROUP INC COM	552690109	10,000	$303,400	0.13%
150	ISHARES TR HIGH DIVID EQUITY FD	46429B663	2,801	$291,976	0.12%
151	HEALTH CARE PPTY INVS INC	DOC	11,026	$276,422	0.11%
152	VANGUARD HIGH DIVIDEND YIELD	921946406	2,548	$275,771	0.11%
153	VANGUARD REAL ESTATE ETF	922908553	3,108	$256,317	0.11%
154	CHEVRON CORP NEW COM	CVX	1,406	$252,363	0.10%
155	COLGATE PALMOLIVE CO COM	CL	3,200	$252,128	0.10%
156	SPDR GOLD ETF	GLD	1,460	$247,674	0.10%
157	NORFOLK SOUTHERN CRP	655844108	1,000	$246,420	0.10%
158	SCOTTS MIRACLE-GRO CO CL A	SMG	5,055	$245,622	0.10%
159	CISCO SYS INC	CSCO	5,015	$238,915	0.10%
160	DEVON ENERGY CORP	25179M103	3,875	$238,351	0.10%
161	ALIGN TECHNOLOGY INC	ALGN	1,125	$237,263	0.10%
162	ISHARES MSCI INDIA ETF	46429B598	5,615	$234,370	0.10%
163	ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF	464287150	2,713	$230,072	0.10%
164	PROCTER AND GAMBLE CO COM	742718109	1,502	$227,643	0.09%
165	FIRST TRUST CLOUD COMPUTING ETF	33734X192	3,945	$227,259	0.09%
166	ISHARES RUSSELL MIDCAP GROWTH ETF	464287481	2,640	$220,704	0.09%
167	JASPER THERAPEURITC, INC.	JSPRW	454,706	$219,578	0.09%
168	ISHARES AGGREGATE BOND ETF	464287226	2,226	$215,945	0.09%
169	JPMORGAN CHASE & CO COM	VYLD	1,608	$215,633	0.09%
170	WISDOMTREE EMERGING MARKETS EX-STATE-OWNED ENTERPRISES FUND	WT	7,783	$207,650	0.09%
171	BOEING CO COM	BA-PA	1,072	$204,205	0.08%
172	WISDOMTREE U.S. MIDCAP DIVIDEND FUND	WT	4,949	$203,584	0.08%
173	FORD MOTOR COMPANY	345370860	13,941	$162,136	0.07%
174	N-ABLE INC COMMON STOCK	NABL	15,100	$155,228	0.06%
175	PALANTIR TECHNOLOGIES INC CL A	PLTR	13,000	$83,460	0.03%
176	VAN KAMPEN SENIOR INCOME TRUST	IVZ	17,143	$65,658	0.03%
177	COGNYTE SOFTWARE LTD ORD SHS	CGNT	20,950	$65,155	0.03%
178	JOUNCE THERAPEUTICS INC COM	481116101	32,259	$35,807	0.01%
179	DREYFUS HI YIELD STRATEGIC FD	DHF	16,400	$35,424	0.01%
180	QURATE RETAIL INC COM SER A	74915M100	20,000	$32,600	0.01%
181	LEXINFINTECH HLDGS LTD ADR	LX	11,500	$21,850	0.01%
182	ASPIRA WOMENS HEALTH INC COM	04537Y109	10,000	$3,326	0.00%