13F HOLDINGS REPORT
ALETHEA CAPITAL MANAGEMENT, LLC
Quarter ended Q3 2025 · Filed November 14, 2025 · Accession 0001549408-25-000009
Total Value
$155.7M
Positions
34
Other Managers
0
Confidential Omitted
No
Holdings (34)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | AXSOME THERAPEUTICS INC | AXSM | 670,883 | $81.5M | 52.34% |
| 2 | SPDR SERIES TRUST | 78468R663 | 311,974 | $28.6M | 18.39% |
| 3 | AVIDITY BIOSCIENCES INC | 05370A108 | 446,127 | $19.4M | 12.49% |
| 4 | KURA ONCOLOGY INC | KURA | 1,388,794 | $12.3M | 7.90% |
| 5 | ISHARES TR | 464287432 | 23,123 | $2.1M | 1.33% |
| 6 | JOHNSON & JOHNSON | JNJ | 3,323 | $616,151 | 0.40% |
| 7 | CIDARA THERAPEUTICS INC | 171757206 | 5,957 | $570,442 | 0.37% |
| 8 | VENTAS INC | VTR | 8,040 | $562,720 | 0.36% |
| 9 | UNITEDHEALTH GROUP INC | UNH | 1,627 | $561,803 | 0.36% |
| 10 | SMUCKER J M CO | 832696405 | 5,170 | $561,462 | 0.36% |
| 11 | CENTERPOINT ENERGY INC | CNP | 13,820 | $536,216 | 0.34% |
| 12 | MCDONALDS CORP | MCD | 1,739 | $528,465 | 0.34% |
| 13 | EXELON CORP | EXC | 11,693 | $526,302 | 0.34% |
| 14 | VERIZON COMMUNICATIONS INC | VZ | 11,732 | $515,621 | 0.33% |
| 15 | BROWN FORMAN CORP | BF-B | 18,864 | $510,837 | 0.33% |
| 16 | CONSOLIDATED EDISON INC | ED | 5,058 | $508,430 | 0.33% |
| 17 | AMERICAN WTR WKS CO INC NEW | 030420103 | 3,648 | $507,765 | 0.33% |
| 18 | MID-AMER APT CMNTYS INC | 59522J103 | 3,430 | $479,274 | 0.31% |
| 19 | MOLSON COORS BEVERAGE CO | TAP-A | 10,557 | $477,704 | 0.31% |
| 20 | CROWN CASTLE INC | CCI | 4,941 | $476,757 | 0.31% |
| 21 | INVITATION HOMES INC | INVH | 15,478 | $453,970 | 0.29% |
| 22 | PAYCHEX INC | PAYX | 3,493 | $442,773 | 0.28% |
| 23 | LKQ CORP | LKQ | 13,716 | $418,887 | 0.27% |
| 24 | WISDOMTREE TR | WT | 7,925 | $399,420 | 0.26% |
| 25 | AT&T INC | T-PC | 12,782 | $360,964 | 0.23% |
| 26 | LOCKHEED MARTIN CORP | LMT | 663 | $330,976 | 0.21% |
| 27 | CONSTELLATION BRANDS INC | STZ | 2,362 | $318,091 | 0.20% |
| 28 | KURA ONCOLOGY INC | KURA | 150,000 | $277,500 | 0.18% |
| 29 | EXXON MOBIL CORP | XOM | 2,379 | $268,232 | 0.17% |
| 30 | INVESCO EXCHANGE TRADED FD T | IVZ | 2,872 | $220,168 | 0.14% |
| 31 | IMMUNEERING CORP | IMRX | 22,935 | $160,545 | 0.10% |
| 32 | EATON VANCE CALIF MUN BD FD | ETN | 10,658 | $101,144 | 0.06% |
| 33 | TASEKO MINES LTD | TGB | 10,000 | $42,300 | 0.03% |
| 34 | OPEN LENDING CORP | LPRO | 12,000 | $25,320 | 0.02% |