13F HOLDINGS REPORT
ALETHEA CAPITAL MANAGEMENT, LLC
Quarter ended Q4 2023 · Filed November 15, 2023 · Accession 0001549408-23-000005
Total Value
$81.4M
Positions
51
Other Managers
0
Confidential Omitted
No
Holdings (51)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | AXSOME THERAPEUTICS INC | AXSM | 758,794 | $53.0M | 65.14% |
| 2 | AVIDITY BIOSCIENCES INC | 05370A108 | 854,651 | $5.5M | 6.70% |
| 3 | KURA ONCOLOGY INC | KURA | 350,445 | $3.2M | 3.93% |
| 4 | ISHARES TR | 464287432 | 23,278 | $2.1M | 2.54% |
| 5 | CIDARA THERAPEUTICS INC | 171757107 | 1,627,670 | $1.5M | 1.88% |
| 6 | MERCK & CO INC | MRK | 5,703 | $587,124 | 0.72% |
| 7 | ABBVIE INC | ABBV | 3,470 | $517,238 | 0.64% |
| 8 | CME GROUP INC | CME | 2,524 | $505,355 | 0.62% |
| 9 | GARMIN LTD | GRMN | 4,486 | $471,927 | 0.58% |
| 10 | GILEAD SCIENCES INC | GILD | 6,069 | $454,811 | 0.56% |
| 11 | KROGER CO | KR | 9,952 | $445,352 | 0.55% |
| 12 | CONSOLIDATED EDISON INC | ED | 5,174 | $442,532 | 0.54% |
| 13 | AT&T INC | T-PC | 29,326 | $440,477 | 0.54% |
| 14 | SOUTHERN CO | SOMN | 6,658 | $430,906 | 0.53% |
| 15 | XCEL ENERGY INC | XELLL | 7,524 | $430,523 | 0.53% |
| 16 | WEC ENERGY GROUP INC | WEC | 5,300 | $426,915 | 0.52% |
| 17 | BRISTOL-MYERS SQUIBB CO | CELG-RI | 7,315 | $424,563 | 0.52% |
| 18 | CAMPBELL SOUP CO | CPB | 10,232 | $420,331 | 0.52% |
| 19 | LOCKHEED MARTIN CORP | LMT | 1,015 | $415,094 | 0.51% |
| 20 | NEWMONT CORP | NEMCL | 10,965 | $405,157 | 0.50% |
| 21 | APPLE INC | AAPL | 2,351 | $402,507 | 0.49% |
| 22 | DARDEN RESTAURANTS INC | DRI | 2,800 | $401,016 | 0.49% |
| 23 | GENERAL MLS INC | 370334104 | 6,099 | $390,275 | 0.48% |
| 24 | CLOROX CO DEL | CLX | 2,942 | $385,579 | 0.47% |
| 25 | JPMORGAN CHASE & CO | VYLD | 2,500 | $362,550 | 0.45% |
| 26 | HOME DEPOT INC | HD | 1,150 | $347,484 | 0.43% |
| 27 | HONEYWELL INTL INC | 438516106 | 1,862 | $343,911 | 0.42% |
| 28 | CUMMINS INC | CMI | 1,500 | $342,690 | 0.42% |
| 29 | ASSERTIO HOLDINGS INC | ASRT | 133,793 | $342,510 | 0.42% |
| 30 | ALPHABET INC | GOOG | 2,550 | $336,218 | 0.41% |
| 31 | WASTE MGMT INC DEL | 94106L109 | 2,200 | $335,368 | 0.41% |
| 32 | PROCTER AND GAMBLE CO | 742718109 | 2,200 | $320,892 | 0.39% |
| 33 | WISDOMTREE TR | WT | 8,020 | $316,790 | 0.39% |
| 34 | EXXON MOBIL CORP | XOM | 2,600 | $305,708 | 0.38% |
| 35 | ILLINOIS TOOL WKS INC | 452308109 | 1,325 | $305,161 | 0.37% |
| 36 | PEPSICO INC | PEP | 1,800 | $304,992 | 0.37% |
| 37 | COCA COLA CO | KO | 5,350 | $299,493 | 0.37% |
| 38 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 850 | $297,755 | 0.37% |
| 39 | MICROSOFT CORP | MSFT | 925 | $292,069 | 0.36% |
| 40 | BANK AMERICA CORP | 060505104 | 10,608 | $290,443 | 0.36% |
| 41 | EATON CORP PLC | ETN | 1,350 | $287,928 | 0.35% |
| 42 | KIMBERLY-CLARK CORP | KMB | 2,350 | $283,998 | 0.35% |
| 43 | BLACKROCK INC | BLK | 425 | $274,758 | 0.34% |
| 44 | MEDTRONIC PLC | MDT | 3,500 | $274,260 | 0.34% |
| 45 | C H ROBINSON WORLDWIDE INC | CHRW | 3,180 | $273,893 | 0.34% |
| 46 | DOW INC | DOW | 5,300 | $273,268 | 0.34% |
| 47 | DUKE ENERGY CORP NEW | DUKB | 3,000 | $264,780 | 0.33% |
| 48 | INTEL CORP | INTC | 7,000 | $248,850 | 0.31% |
| 49 | CVS HEALTH CORP | CVS | 3,300 | $230,406 | 0.28% |
| 50 | OPEN LENDING CORP | LPRO | 12,000 | $87,840 | 0.11% |
| 51 | EATON VANCE CALIF MUN BD FD | ETN | 10,658 | $86,543 | 0.11% |