13F HOLDINGS REPORT
ALETHEA CAPITAL MANAGEMENT, LLC
Quarter ended Q2 2023 · Filed May 16, 2023 · Accession 0001549408-23-000003
Total Value
$94.7M
Positions
58
Other Managers
0
Confidential Omitted
No
Holdings (58)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | AXSOME THERAPEUTICS INC | AXSM | 785,683 | $48.5M | 51.17% |
| 2 | AVIDITY BIOSCIENCES INC | 05370A108 | 849,651 | $13.0M | 13.77% |
| 3 | KURA ONCOLOGY INC | KURA | 363,773 | $4.4M | 4.70% |
| 4 | ISHARES TR | 464287432 | 24,200 | $2.6M | 2.72% |
| 5 | CIDARA THERAPEUTICS INC | 171757107 | 1,677,194 | $2.1M | 2.25% |
| 6 | PEPSICO INC | PEP | 5,768 | $1.1M | 1.11% |
| 7 | SPDR SER TR | 78468R663 | 11,000 | $1.0M | 1.07% |
| 8 | CVS HEALTH CORP | CVS | 10,220 | $759,448 | 0.80% |
| 9 | FASTENAL CO | FAST | 13,628 | $735,094 | 0.78% |
| 10 | FORD MTR CO DEL | 345370860 | 55,457 | $698,758 | 0.74% |
| 11 | PUBLIC STORAGE | PSA-PS | 2,301 | $695,224 | 0.73% |
| 12 | NRG ENERGY INC | NRG | 20,269 | $695,024 | 0.73% |
| 13 | NETAPP INC | NTAP | 10,739 | $685,685 | 0.72% |
| 14 | INVITATION HOMES INC | INVH | 21,757 | $679,471 | 0.72% |
| 15 | HOST HOTELS & RESORTS INC | HST | 40,183 | $662,618 | 0.70% |
| 16 | ABBVIE INC | ABBV | 3,990 | $635,886 | 0.67% |
| 17 | BRISTOL-MYERS SQUIBB CO | CELG-RI | 8,965 | $621,364 | 0.66% |
| 18 | SPECTRUM PHARMACEUTICALS INC | 84763A108 | 787,973 | $590,980 | 0.62% |
| 19 | WELLS FARGO CO NEW | 949746101 | 15,620 | $583,876 | 0.62% |
| 20 | DEVON ENERGY CORP NEW | 25179M103 | 11,284 | $571,083 | 0.60% |
| 21 | HORMEL FOODS CORP | HRL | 14,161 | $564,741 | 0.60% |
| 22 | ADVANCE AUTO PARTS INC | AAP | 4,386 | $533,381 | 0.56% |
| 23 | M & T BK CORP | 55261F104 | 4,445 | $531,489 | 0.56% |
| 24 | GEN DIGITAL INC | GENVR | 30,095 | $516,430 | 0.55% |
| 25 | BAXTER INTL INC | 071813109 | 12,654 | $513,246 | 0.54% |
| 26 | LINCOLN NATL CORP IND | 534187109 | 20,993 | $471,713 | 0.50% |
| 27 | EXXON MOBIL CORP | XOM | 4,000 | $438,640 | 0.46% |
| 28 | EXTRA SPACE STORAGE INC | EXR | 2,691 | $438,445 | 0.46% |
| 29 | ILLINOIS TOOL WKS INC | 452308109 | 1,750 | $426,038 | 0.45% |
| 30 | MERCK & CO INC | MRK | 4,000 | $425,560 | 0.45% |
| 31 | EATON CORP PLC | ETN | 2,450 | $419,783 | 0.44% |
| 32 | KIMBERLY-CLARK CORP | KMB | 3,100 | $416,082 | 0.44% |
| 33 | HONEYWELL INTL INC | 438516106 | 2,111 | $403,519 | 0.43% |
| 34 | APPLE INC | AAPL | 2,351 | $387,604 | 0.41% |
| 35 | WASTE MGMT INC DEL | 94106L109 | 2,200 | $358,974 | 0.38% |
| 36 | CUMMINS INC | CMI | 1,500 | $358,320 | 0.38% |
| 37 | ALPHABET INC | GOOG | 3,400 | $353,600 | 0.37% |
| 38 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 1,100 | $339,647 | 0.36% |
| 39 | HOME DEPOT INC | HD | 1,150 | $339,388 | 0.36% |
| 40 | MEDTRONIC PLC | MDT | 4,150 | $334,573 | 0.35% |
| 41 | COCA COLA CO | KO | 5,350 | $331,861 | 0.35% |
| 42 | WISDOMTREE TR | WT | 4,010 | $329,662 | 0.35% |
| 43 | PROCTER AND GAMBLE CO | 742718109 | 2,200 | $327,118 | 0.35% |
| 44 | JPMORGAN CHASE & CO | VYLD | 2,500 | $325,775 | 0.34% |
| 45 | MICROSOFT CORP | MSFT | 1,075 | $309,923 | 0.33% |
| 46 | BANK AMERICA CORP | 060505104 | 10,607 | $303,346 | 0.32% |
| 47 | DOW INC | DOW | 5,300 | $290,546 | 0.31% |
| 48 | DISNEY WALT CO | 254687106 | 2,901 | $290,477 | 0.31% |
| 49 | DUKE ENERGY CORP NEW | DUKB | 3,000 | $289,410 | 0.31% |
| 50 | BLACKROCK INC | BLK | 425 | $284,376 | 0.30% |
| 51 | AMGEN INC | AMGN | 1,175 | $284,056 | 0.30% |
| 52 | INTEL CORP | INTC | 8,550 | $279,329 | 0.29% |
| 53 | SPDR GOLD TR | GLD | 1,500 | $274,830 | 0.29% |
| 54 | EQUITY RESIDENTIAL | EQR | 4,220 | $253,200 | 0.27% |
| 55 | PFIZER INC | PFE | 5,500 | $224,400 | 0.24% |
| 56 | QUALCOMM INC | QCOM | 1,600 | $204,128 | 0.22% |
| 57 | EATON VANCE CALIF MUN BD FD | ETN | 13,129 | $118,424 | 0.13% |
| 58 | OPEN LENDING CORP | LPRO | 12,000 | $84,480 | 0.09% |