13F HOLDINGS REPORT
ALETHEA CAPITAL MANAGEMENT, LLC
Quarter ended Q1 2023 · Filed February 14, 2023 · Accession 0001549408-23-000002
Total Value
$104.3M
Positions
43
Other Managers
0
Confidential Omitted
No
Holdings (43)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | AXSOME THERAPEUTICS INC | AXSM | 785,683 | $60.6M | 58.09% |
| 2 | AVIDITY BIOSCIENCES INC | 05370A108 | 825,473 | $18.3M | 17.56% |
| 3 | SPDR SER TR | 78468R663 | 63,166 | $5.8M | 5.54% |
| 4 | KURA ONCOLOGY INC | KURA | 363,773 | $4.5M | 4.33% |
| 5 | ISHARES TR | 464287432 | 24,700 | $2.5M | 2.36% |
| 6 | CIDARA THERAPEUTICS INC | 171757107 | 1,677,194 | $1.3M | 1.22% |
| 7 | KIMBERLY-CLARK CORP | KMB | 3,751 | $509,198 | 0.49% |
| 8 | HONEYWELL INTL INC | 438516106 | 2,110 | $452,173 | 0.43% |
| 9 | MERCK & CO INC | MRK | 4,000 | $443,800 | 0.43% |
| 10 | EXXON MOBIL CORP | XOM | 4,000 | $441,200 | 0.42% |
| 11 | PROCTER AND GAMBLE CO | 742718109 | 2,700 | $409,212 | 0.39% |
| 12 | PEPSICO INC | PEP | 2,200 | $397,452 | 0.38% |
| 13 | ILLINOIS TOOL WKS INC | 452308109 | 1,750 | $385,525 | 0.37% |
| 14 | EATON CORP PLC | ETN | 2,450 | $384,528 | 0.37% |
| 15 | PFIZER INC | PFE | 7,189 | $368,364 | 0.35% |
| 16 | CUMMINS INC | CMI | 1,500 | $363,435 | 0.35% |
| 17 | HOME DEPOT INC | HD | 1,150 | $363,239 | 0.35% |
| 18 | BANK AMERICA CORP | 060505104 | 10,600 | $351,072 | 0.34% |
| 19 | WASTE MGMT INC DEL | 94106L109 | 2,200 | $345,136 | 0.33% |
| 20 | COCA COLA CO | KO | 5,350 | $340,314 | 0.33% |
| 21 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 1,100 | $339,790 | 0.33% |
| 22 | JPMORGAN CHASE & CO | VYLD | 2,500 | $335,250 | 0.32% |
| 23 | ALPHABET INC | GOOG | 3,500 | $310,555 | 0.30% |
| 24 | DUKE ENERGY CORP NEW | DUKB | 3,000 | $308,970 | 0.30% |
| 25 | AMGEN INC | AMGN | 1,175 | $308,602 | 0.30% |
| 26 | CVS HEALTH CORP | CVS | 3,300 | $307,527 | 0.29% |
| 27 | APPLE INC | AAPL | 2,350 | $305,376 | 0.29% |
| 28 | BLACKROCK INC | BLK | 425 | $301,168 | 0.29% |
| 29 | SPECTRUM PHARMACEUTICALS INC | 84763A108 | 787,973 | $290,368 | 0.28% |
| 30 | NATIONAL FUEL GAS CO | NFG | 4,500 | $284,850 | 0.27% |
| 31 | WISDOMTREE TR | WT | 4,010 | $280,540 | 0.27% |
| 32 | MEDTRONIC PLC | MDT | 3,500 | $272,020 | 0.26% |
| 33 | DOW INC | DOW | 5,300 | $267,067 | 0.26% |
| 34 | MICROSOFT CORP | MSFT | 1,075 | $257,807 | 0.25% |
| 35 | DISNEY WALT CO | 254687106 | 2,901 | $252,039 | 0.24% |
| 36 | QUALCOMM INC | QCOM | 2,231 | $245,276 | 0.24% |
| 37 | INTEL CORP | INTC | 8,200 | $216,726 | 0.21% |
| 38 | VERIZON COMMUNICATIONS INC | VZ | 5,489 | $216,267 | 0.21% |
| 39 | BLACKSTONE INC | BX | 2,900 | $215,151 | 0.21% |
| 40 | SPDR GOLD TR | GLD | 1,200 | $203,568 | 0.20% |
| 41 | EATON VANCE CALIF MUN BD FD | ETN | 13,129 | $113,435 | 0.11% |
| 42 | ROBINHOOD MKTS INC | 770700102 | 13,158 | $107,106 | 0.10% |
| 43 | OPEN LENDING CORP | LPRO | 12,000 | $81,000 | 0.08% |