13F HOLDINGS REPORT
AWM Investment Company, Inc.
Quarter ended Q2 2024 · Filed August 14, 2024 · Accession 0001535264-24-000050
Total Value
$740.2M
Positions
114
Other Managers
0
Confidential Omitted
No
Holdings (114)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | ADMA Biologics, Inc. | ADMA | 5,097,625 | $57.0M | 7.70% |
| 2 | American Superconductor Corp | AMSC | 2,153,855 | $50.4M | 6.81% |
| 3 | Impinj, Inc. | PI | 291,552 | $45.7M | 6.17% |
| 4 | Destination XL Group, Inc. | DXLG | 9,399,297 | $34.2M | 4.62% |
| 5 | Aspen Aerogels, Inc. | ASPN | 1,188,202 | $28.3M | 3.83% |
| 6 | Aerovironment, Inc. | AVAV | 102,625 | $18.7M | 2.53% |
| 7 | LeMaitre Vascular, Inc. | LMAT | 200,000 | $16.5M | 2.22% |
| 8 | PowerFleet, Inc. | AIOT | 3,426,402 | $15.7M | 2.12% |
| 9 | Arbe Robotics, Ltd.(Israel) | ARBEW | 7,713,175 | $14.7M | 1.99% |
| 10 | Natural Gas Services Group Inc | 63886Q109 | 711,652 | $14.3M | 1.93% |
| 11 | Aehr Test Systems | AEHR | 1,254,743 | $14.0M | 1.89% |
| 12 | OrthoPediatrics Corporation | KIDS | 452,115 | $13.0M | 1.76% |
| 13 | Infusystem Holdings, Inc. | INFU | 1,900,000 | $13.0M | 1.75% |
| 14 | Ooma, Inc. | OOMA | 1,291,468 | $12.8M | 1.73% |
| 15 | Genasys, Inc. | GNSS | 5,749,544 | $12.2M | 1.64% |
| 16 | Vicor Corporation | VICR | 364,794 | $12.1M | 1.63% |
| 17 | Everspin Technology, Inc. | MRAM | 2,006,241 | $12.0M | 1.62% |
| 18 | The Lovesac Company | LOVE | 516,696 | $11.7M | 1.58% |
| 19 | Gambling.com Group Ltd. | GAMB | 1,350,943 | $11.1M | 1.50% |
| 20 | argenx SE - ADR (Netherlands) | ARGX | 25,000 | $10.8M | 1.45% |
| 21 | OptimizeRx Corporation | OPRX | 1,002,364 | $10.0M | 1.35% |
| 22 | CEVA, Inc. | CEVA | 507,104 | $9.8M | 1.32% |
| 23 | Gilat Satellite Networks, Ltd. | GILT | 2,143,655 | $9.6M | 1.29% |
| 24 | Repligen Corporation | RGEN | 75,000 | $9.5M | 1.28% |
| 25 | The Real Brokerage, Inc.(Canad | 75585H206 | 2,290,428 | $9.3M | 1.26% |
| 26 | Universal Technical Institute, | UTI | 579,900 | $9.1M | 1.23% |
| 27 | Blade Air Mobility, Inc. | SRTAW | 2,591,114 | $9.0M | 1.22% |
| 28 | Viemed Healthcare, Inc. (Canad | VMD | 1,290,000 | $8.4M | 1.14% |
| 29 | Proficient Auto Logistic,Inc. | PAL | 522,453 | $8.4M | 1.13% |
| 30 | RADCOM, Ltd. (Israel) | RDCM | 892,625 | $8.3M | 1.13% |
| 31 | nLight, Inc. | LASR | 741,405 | $8.1M | 1.09% |
| 32 | Turtle Beach Corp. @0 pre-fund | IPWR | 550,000 | $7.9M | 1.07% |
| 33 | Turtle Beach Corporation | TBCH | 547,402 | $7.8M | 1.06% |
| 34 | Gaia, Inc. | GAIA | 1,738,257 | $7.7M | 1.04% |
| 35 | Citi Trends, Inc. | CTRN | 359,163 | $7.6M | 1.03% |
| 36 | Talkspace, Inc. | TALKW | 3,308,280 | $7.6M | 1.03% |
| 37 | Vital Farms, Inc. | VITL | 157,301 | $7.4M | 0.99% |
| 38 | Ultra Clean Holdings, Inc. | UCTT | 142,248 | $7.0M | 0.94% |
| 39 | J. Jill Group Inc. | JILL | 190,000 | $6.6M | 0.90% |
| 40 | Leonardo DRS, Inc. | DRS | 240,741 | $6.1M | 0.83% |
| 41 | Mind Medicine (MindMed) Inc. | 60255C885 | 833,000 | $6.0M | 0.81% |
| 42 | Orthofix Medical, Inc. | OFIX | 449,456 | $6.0M | 0.81% |
| 43 | Reservoir Media, Inc. | RSVRW | 716,662 | $5.7M | 0.76% |
| 44 | Cervomed, Inc. | CRVO | 314,040 | $5.4M | 0.73% |
| 45 | 908 Devices, Inc. | MASS | 1,011,456 | $5.2M | 0.70% |
| 46 | Red Cat Holdings, Inc. | RCAT | 4,472,477 | $5.1M | 0.69% |
| 47 | Kopin Corporation pre-funded @ | IPWR | 6,000,000 | $5.0M | 0.67% |
| 48 | Avid Bioservices, Inc. | 05368M106 | 693,679 | $5.0M | 0.67% |
| 49 | Synchronoss Technologies, Inc. | 87157B103 | 531,110 | $4.9M | 0.67% |
| 50 | Century Casinos, Inc. | CNTY | 1,644,037 | $4.6M | 0.62% |
| 51 | Kopin Corporation | KOPN | 5,338,768 | $4.5M | 0.61% |
| 52 | Beam Global | BEEM | 950,235 | $4.4M | 0.59% |
| 53 | Benitec Biopharma, Inc. | BNTC | 625,000 | $4.4M | 0.59% |
| 54 | Profire Energy, Inc. | 74316X101 | 2,815,742 | $4.0M | 0.54% |
| 55 | Nuvation Bio, Inc. | NUVB | 1,350,000 | $3.9M | 0.53% |
| 56 | Aviat Networks, Inc. | AVNW | 130,808 | $3.8M | 0.51% |
| 57 | GrowGeneration Corp. | GRWG | 1,661,007 | $3.6M | 0.48% |
| 58 | Serve Robotics, Inc. | SERV | 1,818,455 | $3.5M | 0.48% |
| 59 | Alto Neuroscience, Inc. | ANRO | 329,231 | $3.5M | 0.48% |
| 60 | ElectroCore, Inc. | ECOR | 541,659 | $3.5M | 0.47% |
| 61 | OncoCyte Corporation | 68235C107 | 1,097,175 | $3.2M | 0.44% |
| 62 | ElectroCore, Inc. Pre-funded @ | IPWR | 500,000 | $3.2M | 0.43% |
| 63 | Sera Prognostics, Inc. | SERA | 521,314 | $3.1M | 0.42% |
| 64 | BlackSky Technology, Inc. | BKSY-WT | 2,785,671 | $3.0M | 0.40% |
| 65 | American Public Education, Inc | 02913V103 | 150,000 | $2.6M | 0.36% |
| 66 | Crinetics Pharmaceuticals, Inc | CRNX | 55,000 | $2.5M | 0.33% |
| 67 | The RealReal, Inc. | 88339P101 | 729,099 | $2.3M | 0.31% |
| 68 | LightPath Technologies, Inc. | LPTH | 1,825,000 | $2.3M | 0.31% |
| 69 | Ideal Power @2.32 11/13/24 9.9 | IPWR | 439,180 | $2.1M | 0.28% |
| 70 | Usio,Inc. | USIO | 1,269,866 | $1.9M | 0.26% |
| 71 | urban-gro, Inc. | UGRO | 1,444,037 | $1.9M | 0.26% |
| 72 | Ideal Power @.001 (pre-funded) | IPWR | 266,666 | $1.9M | 0.25% |
| 73 | Ideal Power @.001 (pre-funded) | IPWR | 253,830 | $1.8M | 0.24% |
| 74 | Abacus Life, Inc. | 00258Y104 | 200,000 | $1.7M | 0.23% |
| 75 | Bitcoin Depot, Inc. | BTMWW | 937,002 | $1.7M | 0.23% |
| 76 | OPKO Health, Inc. | OPK | 1,300,000 | $1.6M | 0.22% |
| 77 | Lilium N.V. (Germany) | LILMF | 2,000,000 | $1.6M | 0.21% |
| 78 | Silynxcom, Ltd. (Israel) | SYNX | 546,997 | $1.6M | 0.21% |
| 79 | Outbrain, Inc. | TEAD | 301,155 | $1.5M | 0.20% |
| 80 | Lantronix, Inc. | LTRX | 417,241 | $1.5M | 0.20% |
| 81 | Nano Dimension, Ltd. ADR (Isra | NNDM | 663,126 | $1.5M | 0.20% |
| 82 | ElectroCore Inc Pre-funded @.0 | IPWR | 225,000 | $1.4M | 0.20% |
| 83 | Immunovant, Inc. | IMVT | 50,000 | $1.3M | 0.18% |
| 84 | DHI Group, Inc. | DHX | 581,000 | $1.2M | 0.16% |
| 85 | ElectroCore Inc. @4.35 2/1/24- | IPWR | 396,600 | $1.2M | 0.16% |
| 86 | Modular Medical, Inc. | MODD | 750,000 | $1.2M | 0.16% |
| 87 | Structure Therapeutics, Inc. | GPCR | 30,000 | $1.2M | 0.16% |
| 88 | Ideal Power, Inc. | 451622203 | 162,351 | $1.1M | 0.15% |
| 89 | LivePerson, Inc. | LPSN | 1,900,000 | $1.1M | 0.15% |
| 90 | Cognition Therapeutics, Inc. | CGTX | 650,000 | $1.1M | 0.15% |
| 91 | OncoCyte Corp (Pre-fund) @.000 | IPWR | 342,888 | $1.0M | 0.14% |
| 92 | Rocket Lab USA, Inc. | RKLB | 202,000 | $969,600 | 0.13% |
| 93 | Quipt Home Medical Corp. | 74880P104 | 294,600 | $948,612 | 0.13% |
| 94 | NeuroOne Medical Technologies | NMTC | 950,000 | $760,000 | 0.10% |
| 95 | LiqTech International, Inc. | LIQT | 250,000 | $585,000 | 0.08% |
| 96 | AVITA Medical, Inc. | AVHHL | 73,173 | $579,530 | 0.08% |
| 97 | Bitfarms, Ltd. (Canada)(U.S.) | BITF | 192,989 | $495,982 | 0.07% |
| 98 | XCel Brands, Inc. | XELB | 769,230 | $453,846 | 0.06% |
| 99 | Clene Inc @1.50 6/16/30 (60day | IPWR | 5,000,000 | $450,000 | 0.06% |
| 100 | Spero Therapeutics, Inc. | SPRO | 333,400 | $433,420 | 0.06% |
| 101 | Twin Vee PowerCats Co. | VEEE | 793,844 | $432,645 | 0.06% |
| 102 | Movano, Inc. | 62459M107 | 1,546,447 | $425,273 | 0.06% |
| 103 | Savara, Inc. | SVRA | 90,500 | $364,715 | 0.05% |
| 104 | Lilium N.V. (Germany) @1.50 5/ | IPWR | 2,000,000 | $340,000 | 0.05% |
| 105 | Lightbridge Corporation | LTBR | 100,000 | $337,000 | 0.05% |
| 106 | Markforged Holding Corp. | 236759156 | 613,310 | $251,457 | 0.03% |
| 107 | Lakeside Holding, LTD | LSH | 50,000 | $200,500 | 0.03% |
| 108 | ElectroCore Inc. @6.43 6/5/29 | IPWR | 112,500 | $172,125 | 0.02% |
| 109 | UroGen Pharma Ltd. | URGN | 10,000 | $167,800 | 0.02% |
| 110 | Clene Inc. @1.10 6/16/26 (60da | IPWR | 5,000,000 | $150,000 | 0.02% |
| 111 | Mobilicom Ltd. @5.00 8/31/27 A | MOBBW | 363,100 | $47,203 | 0.01% |
| 112 | Ideal Power @8.90 8/5/25 9.99 | IPWR | 39,366 | $33,461 | 0.00% |
| 113 | NeuroOne Medical @1.75 1/14/26 | IPWR | 3,000,000 | $9,000 | 0.00% |
| 114 | OncoCyte Corp @1.53 4/19/27 4. | IPWR | 3,752,345 | $750 | 0.00% |