13F HOLDINGS REPORT
AWM Investment Company, Inc.
Quarter ended Q4 2023 · Filed November 14, 2023 · Accession 0001535264-23-000080
Total Value
$677.5M
Positions
126
Other Managers
0
Confidential Omitted
No
Holdings (126)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | Aehr Test Systems | AEHR | 1,197,883 | $54.7M | 8.08% |
| 2 | Destination XL Group, Inc. | DXLG | 9,399,297 | $42.1M | 6.22% |
| 3 | ADMA Biologics, Inc. | ADMA | 5,999,872 | $21.5M | 3.17% |
| 4 | Impinj, Inc. | PI | 365,428 | $20.1M | 2.97% |
| 5 | Everspin Technology, Inc. | MRAM | 2,006,241 | $19.7M | 2.91% |
| 6 | Infusystem Holdings, Inc. | INFU | 2,000,000 | $19.3M | 2.85% |
| 7 | Ooma, Inc. | OOMA | 1,409,948 | $18.3M | 2.71% |
| 8 | Arbe Robotics, Ltd.(Israel) | ARBEW | 7,713,175 | $18.0M | 2.65% |
| 9 | Repligen Corporation | RGEN | 100,000 | $15.9M | 2.35% |
| 10 | argenx SE - ADR (Netherlands) | ARGX | 30,000 | $14.7M | 2.18% |
| 11 | Leonardo DRS, Inc. | DRS | 856,088 | $14.3M | 2.11% |
| 12 | Aspen Aerogels, Inc. | ASPN | 1,661,580 | $14.3M | 2.11% |
| 13 | American Superconductor Corp | AMSC | 1,854,241 | $14.0M | 2.07% |
| 14 | Gambling.com Group Ltd. | GAMB | 1,038,354 | $13.6M | 2.00% |
| 15 | LeMaitre Vascular, Inc. | LMAT | 230,000 | $12.5M | 1.85% |
| 16 | OrthoPediatrics Corporation | KIDS | 377,276 | $12.1M | 1.78% |
| 17 | Vicor Corporation | VICR | 204,960 | $12.1M | 1.78% |
| 18 | Genasys, Inc. | GNSS | 5,749,544 | $11.6M | 1.71% |
| 19 | Pfsweb, Inc. | 717098206 | 1,545,203 | $11.5M | 1.70% |
| 20 | Natural Gas Services Group,Inc | 63886Q109 | 769,233 | $11.2M | 1.65% |
| 21 | Kopin Corporation | KOPN | 8,546,746 | $10.4M | 1.54% |
| 22 | Lovesac Company, The | LOVE | 516,696 | $10.3M | 1.52% |
| 23 | Avid Bioservices, Inc. | 05368M106 | 999,926 | $9.4M | 1.39% |
| 24 | Universal Technical Institute | UTI | 1,123,053 | $9.4M | 1.39% |
| 25 | CEVA, Inc. | CEVA | 457,342 | $8.9M | 1.31% |
| 26 | Century Casinos, Inc. | CNTY | 1,644,037 | $8.4M | 1.24% |
| 27 | LivePerson, Inc. | LPSN | 2,084,476 | $8.1M | 1.20% |
| 28 | Orthofix Medical Inc. | OFIX | 598,463 | $7.7M | 1.14% |
| 29 | Sequans Communications S.A. AD | SQNS | 2,591,075 | $7.3M | 1.08% |
| 30 | Aerovironment, Inc. | AVAV | 65,208 | $7.3M | 1.07% |
| 31 | Kopin Corporation pre-funded @ | IPWR | 6,000,000 | $7.3M | 1.07% |
| 32 | Profire Energy, Inc. | 74316X101 | 2,596,156 | $7.2M | 1.07% |
| 33 | RADCOM, Ltd. (Israel) | RDCM | 753,929 | $6.6M | 0.97% |
| 34 | NeoGames S.A. (Luxembourg) | L6673X107 | 239,533 | $6.5M | 0.95% |
| 35 | PowerFleet, Inc. | AIOT | 2,974,946 | $6.2M | 0.91% |
| 36 | OptimizeRx Corporation | OPRX | 782,571 | $6.1M | 0.90% |
| 37 | Citi Trends, Inc. | CTRN | 265,768 | $5.9M | 0.87% |
| 38 | Backblaze, Inc. | BLZE | 1,067,370 | $5.9M | 0.87% |
| 39 | Viemed Healthcare, Inc. (Canad | VMD | 854,875 | $5.7M | 0.85% |
| 40 | Turtle Beach Corporation | TBCH | 577,386 | $5.2M | 0.77% |
| 41 | nLight, Inc. | LASR | 490,882 | $5.1M | 0.75% |
| 42 | Turtle Beach Corp. @0 pre-fund | IPWR | 550,000 | $5.0M | 0.74% |
| 43 | Societal CDMO, Inc. | 75629F109 | 10,266,144 | $4.8M | 0.71% |
| 44 | Talkspace, Inc. | TALKW | 2,287,724 | $4.5M | 0.66% |
| 45 | Gen Restaurant Group, Inc. | 36870C104 | 379,299 | $4.4M | 0.65% |
| 46 | Beam Global | BEEM | 592,363 | $4.4M | 0.65% |
| 47 | Reservoir Media, Inc. | RSVRW | 701,662 | $4.3M | 0.63% |
| 48 | Synchronoss Technologies, Inc. | 87157B103 | 4,403,591 | $4.2M | 0.62% |
| 49 | Ultra Clean Holdings, Inc. | UCTT | 132,248 | $3.9M | 0.58% |
| 50 | Aviat Networks, Inc. | AVNW | 123,639 | $3.9M | 0.57% |
| 51 | 908 Devices, Inc. | MASS | 561,506 | $3.7M | 0.55% |
| 52 | QuickLogic Corporation | QUIK | 415,230 | $3.6M | 0.53% |
| 53 | Lantronix, Inc. | LTRX | 761,933 | $3.4M | 0.50% |
| 54 | ElectroCore, Inc. | ECOR | 550,364 | $3.3M | 0.49% |
| 55 | Ideal Power @2.32 11/13/24 9.9 | IPWR | 439,180 | $3.3M | 0.49% |
| 56 | Tela Bio, Inc. | TELA | 408,346 | $3.3M | 0.48% |
| 57 | BlackSky Technology, Inc. | BKSY-WT | 2,785,671 | $3.3M | 0.48% |
| 58 | ElectroCore, Inc. Pre-funded @ | IPWR | 500,000 | $3.0M | 0.45% |
| 59 | Gaia, Inc. | GAIA | 1,097,865 | $3.0M | 0.44% |
| 60 | The Real Good Food Company,Inc | 75601G109 | 877,353 | $2.9M | 0.43% |
| 61 | LightPath Technologies, Inc. | LPTH | 1,825,000 | $2.6M | 0.39% |
| 62 | EMCORE Corporation | 290846203 | 5,262,296 | $2.5M | 0.37% |
| 63 | Ideal Power @.001 (pre-funded) | IPWR | 253,830 | $2.5M | 0.37% |
| 64 | GrowGeneration Corp. | GRWG | 850,692 | $2.5M | 0.37% |
| 65 | Clene Inc. | CLNN | 5,000,000 | $2.5M | 0.37% |
| 66 | Bitcoin Depot,Inc. | BTMWW | 937,002 | $2.5M | 0.36% |
| 67 | Outbrain, Inc. | TEAD | 503,436 | $2.5M | 0.36% |
| 68 | OncoCyte Corporation | 68235C107 | 719,282 | $2.4M | 0.35% |
| 69 | eMagin Corp @.78 10/9/19-10/9/ | IPWR | 1,947,491 | $2.4M | 0.35% |
| 70 | Viemed Healthcare, Inc. (US) | VMD | 344,350 | $2.3M | 0.34% |
| 71 | Westport Fuel Systems, Inc. | WPRT | 383,202 | $2.3M | 0.34% |
| 72 | Societal CDMO pre-funded @.000 | IPWR | 4,860,000 | $2.3M | 0.34% |
| 73 | Usio,Inc. | USIO | 1,270,628 | $2.2M | 0.33% |
| 74 | Tactile Systems Technology,Inc | 87357P100 | 145,000 | $2.0M | 0.30% |
| 75 | Immunovant, Inc. | IMVT | 50,000 | $1.9M | 0.28% |
| 76 | Nuvation Bio, Inc. | NUVB | 1,425,000 | $1.9M | 0.28% |
| 77 | Emcore Corp. pre-funded @.0000 | IPWR | 4,000,000 | $1.9M | 0.28% |
| 78 | Nano Dimension, Ltd. ADR (Isra | NNDM | 663,126 | $1.8M | 0.27% |
| 79 | DHI Group, Inc. | DHX | 581,000 | $1.8M | 0.26% |
| 80 | Progyny, Inc. | PGNY | 50,000 | $1.7M | 0.25% |
| 81 | PureTech Health PLC-ADR (Brita | PTCHF | 70,000 | $1.6M | 0.24% |
| 82 | Lilium N.V. (Germany) | LILMF | 2,256,225 | $1.6M | 0.24% |
| 83 | OPKO Health, Inc. | OPK | 1,000,000 | $1.6M | 0.24% |
| 84 | Ideal Power, Inc. | 451622203 | 163,281 | $1.6M | 0.24% |
| 85 | urban-gro, Inc. | UGRO | 1,138,861 | $1.5M | 0.23% |
| 86 | Quipt Home Medical Corp. | 74880P104 | 294,600 | $1.5M | 0.22% |
| 87 | Movano, Inc. | 62459M107 | 1,364,286 | $1.5M | 0.22% |
| 88 | voxeljet AG, ADR (Germany) | 92912L106 | 1,361,393 | $1.4M | 0.21% |
| 89 | NeuroOne Medical Technologies | NMTC | 1,550,000 | $1.4M | 0.20% |
| 90 | eMagin Corporation | 29076N206 | 689,665 | $1.4M | 0.20% |
| 91 | Zynex, Inc. | 98986M103 | 170,882 | $1.4M | 0.20% |
| 92 | Twin Vee PowerCats Co. | VEEE | 939,176 | $1.3M | 0.20% |
| 93 | ElectroCore Inc. @4.35 2/1/24 | IPWR | 396,600 | $1.3M | 0.18% |
| 94 | Achieve Life Sciences, Inc. | ACHV | 272,500 | $1.2M | 0.17% |
| 95 | Altisource Portfolio Solutions | L0175J104 | 280,800 | $1.1M | 0.17% |
| 96 | Aqua Metals, Inc. | AQMS | 900,000 | $1.0M | 0.15% |
| 97 | Applied DNA Sciences, Inc. | 03815U300 | 808,805 | $994,830 | 0.15% |
| 98 | Shapeways Holdings, Inc. | 81947T102 | 310,037 | $992,118 | 0.15% |
| 99 | LiqTech International, Inc. | LIQT | 250,000 | $967,500 | 0.14% |
| 100 | Gee Group, Inc. | JOB | 1,600,096 | $946,777 | 0.14% |
| 101 | Rocket Lab USA, Inc. | RKLB | 202,000 | $884,760 | 0.13% |
| 102 | American Public Education, Inc | 02913V103 | 169,370 | $843,463 | 0.12% |
| 103 | BlackSky Tech R/R @2.2002 9/8/ | IPWR | 2,785,671 | $752,131 | 0.11% |
| 104 | Clene Inc @1.50 6/16/30 (60day | IPWR | 5,000,000 | $650,000 | 0.10% |
| 105 | Xtant Medical Holdings, Inc. | 98420P308 | 468,680 | $515,548 | 0.08% |
| 106 | Gossamer Bio, Inc. | GOSS | 613,028 | $510,530 | 0.08% |
| 107 | Crinetics Pharmaceuticals, Inc | CRNX | 15,000 | $446,100 | 0.07% |
| 108 | Mobilicom Limited (Australia) | MOBBW | 326,656 | $424,653 | 0.06% |
| 109 | Spero Therapeutics, Inc. | SPRO | 333,400 | $403,414 | 0.06% |
| 110 | Lulu's Fashion Lounge Holdings | 55003A108 | 200,000 | $402,000 | 0.06% |
| 111 | Purple Innovation, Inc. | PRPL | 230,000 | $393,300 | 0.06% |
| 112 | Clene Inc. @1.10 6/16/26 (60da | IPWR | 5,000,000 | $350,000 | 0.05% |
| 113 | Enthusiast Gaming Holdings,Inc | 29385B109 | 897,100 | $307,339 | 0.05% |
| 114 | Akoustis Technologies, Inc. | 00973N102 | 390,000 | $293,631 | 0.04% |
| 115 | Forza X1,Inc. | 34988N104 | 334,410 | $267,695 | 0.04% |
| 116 | Bitfarms, Ltd. (Canada) - U.S. | BITF | 192,989 | $206,498 | 0.03% |
| 117 | Applied DNA Sciences, Inc. @4 | IPWR | 500,000 | $125,000 | 0.02% |
| 118 | Movano, Inc. wts @ 1.57 exp. 1 | IPWR | 357,143 | $107,143 | 0.02% |
| 119 | Ideal Power @8.90 8/5/25 9.99 | IPWR | 39,366 | $80,700 | 0.01% |
| 120 | VIQ Solutions @1.39 1/21/23-7/ | IPWR | 1,700,000 | $68,000 | 0.01% |
| 121 | Sigma Additive Solutions, Inc. | 826598500 | 19,999 | $61,197 | 0.01% |
| 122 | Mobilicom Ltd. @5.00 8/31/27 A | MOBBW | 363,100 | $58,060 | 0.01% |
| 123 | Medicenna Therapeutics, Corp.@ | MDNAF | 1,330,000 | $39,900 | 0.01% |
| 124 | INVO Bioscience, Inc. | 44984F302 | 32,000 | $25,286 | 0.00% |
| 125 | ReShape Lifesc @8=1.5cs or $0 | IPWR | 90,000 | $22,860 | 0.00% |
| 126 | OncoCyte Corp @1.53 4/19/27 4 | IPWR | 3,752,345 | $7,880 | 0.00% |