13F HOLDINGS REPORT
AWM Investment Company, Inc.
Quarter ended Q3 2023 · Filed August 11, 2023 · Accession 0001535264-23-000071
Total Value
$736.9M
Positions
127
Other Managers
0
Confidential Omitted
No
Holdings (127)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | Aehr Test Systems | AEHR | 1,286,628 | $53.1M | 7.20% |
| 2 | Destination XL Group, Inc. | DXLG | 9,399,297 | $46.1M | 6.25% |
| 3 | Impinj, Inc. | PI | 333,872 | $29.9M | 4.06% |
| 4 | Arbe Robotics, Ltd.(Israel) | ARBEW | 7,713,175 | $22.3M | 3.02% |
| 5 | ADMA Biologics, Inc. | ADMA | 6,017,572 | $22.2M | 3.01% |
| 6 | Ooma, Inc. | OOMA | 1,409,948 | $21.1M | 2.86% |
| 7 | Infusystem Holdings, Inc. | INFU | 2,000,000 | $19.3M | 2.61% |
| 8 | Everspin Technology, Inc. | MRAM | 2,006,241 | $18.5M | 2.51% |
| 9 | Kopin Corporation | KOPN | 8,546,746 | $18.4M | 2.49% |
| 10 | OrthoPediatrics Corporation | KIDS | 413,730 | $18.1M | 2.46% |
| 11 | argenx SE - ADR (Netherlands) | ARGX | 45,000 | $17.5M | 2.38% |
| 12 | LeMaitre Vascular, Inc. | LMAT | 230,000 | $15.5M | 2.10% |
| 13 | Leonardo DRS, Inc. | DRS | 856,088 | $14.8M | 2.01% |
| 14 | Repligen Corporation | RGEN | 100,000 | $14.1M | 1.92% |
| 15 | American Superconductor Corp | AMSC | 2,228,301 | $13.9M | 1.89% |
| 16 | Lovesac Company, The | LOVE | 516,696 | $13.9M | 1.89% |
| 17 | Avid Bioservices, Inc. | 05368M106 | 982,826 | $13.7M | 1.86% |
| 18 | Aspen Aerogels, Inc. | ASPN | 1,661,580 | $13.1M | 1.78% |
| 19 | Kopin Corporation pre-funded @ | IPWR | 6,000,000 | $12.8M | 1.74% |
| 20 | Century Casinos, Inc. | CNTY | 1,644,037 | $11.7M | 1.58% |
| 21 | CEVA, Inc. | CEVA | 447,342 | $11.4M | 1.55% |
| 22 | Genasys, Inc. | GNSS | 4,349,544 | $11.3M | 1.53% |
| 23 | Societal CDMO, Inc. | 75629F109 | 10,126,144 | $11.1M | 1.51% |
| 24 | Gambling.com Group Ltd. | GAMB | 1,038,354 | $10.6M | 1.44% |
| 25 | LivePerson, Inc. | LPSN | 2,084,476 | $9.4M | 1.28% |
| 26 | Tactile Systems Technology, In | 87357P100 | 361,489 | $9.0M | 1.22% |
| 27 | PowerFleet, Inc. | AIOT | 2,827,538 | $8.5M | 1.15% |
| 28 | Viemed Healthcare, Inc. (Canad | VMD | 854,875 | $8.4M | 1.14% |
| 29 | Universal Technical Institute, | UTI | 1,123,053 | $7.8M | 1.05% |
| 30 | Natural Gas Services Group, In | 63886Q109 | 769,233 | $7.6M | 1.03% |
| 31 | nLight, Inc. | LASR | 490,882 | $7.6M | 1.03% |
| 32 | Vicor Corporation | VICR | 132,434 | $7.2M | 0.97% |
| 33 | Pfsweb, Inc. | 717098206 | 1,525,000 | $6.9M | 0.94% |
| 34 | Turtle Beach Corporation | TBCH | 577,386 | $6.7M | 0.91% |
| 35 | Aerovironment, Inc. | AVAV | 65,208 | $6.7M | 0.91% |
| 36 | RADCOM, Ltd. (Israel) | RDCM | 690,307 | $6.5M | 0.89% |
| 37 | Sequans Communications S.A. AD | SQNS | 2,927,420 | $6.5M | 0.89% |
| 38 | Turtle Beach Corp. @0 pre-fund | IPWR | 550,000 | $6.4M | 0.87% |
| 39 | OptimizeRx Corporation | OPRX | 445,268 | $6.4M | 0.86% |
| 40 | OneWater Marine, Inc. - CL A | ONEW | 175,000 | $6.3M | 0.86% |
| 41 | NeoGames S.A. (Luxembourg) | L6673X107 | 239,533 | $6.3M | 0.85% |
| 42 | BlackSky Technology, Inc. | BKSY-WT | 2,785,671 | $6.2M | 0.84% |
| 43 | Orthofix Medical Inc. | OFIX | 337,382 | $6.1M | 0.83% |
| 44 | Gen Restaurant Group, Inc. | 36870C104 | 300,000 | $5.1M | 0.69% |
| 45 | Backblaze, Inc. | BLZE | 1,100,095 | $4.8M | 0.65% |
| 46 | Ultra Clean Holdings, Inc. | UCTT | 119,188 | $4.6M | 0.62% |
| 47 | Citi Trends, Inc. | CTRN | 257,108 | $4.5M | 0.62% |
| 48 | Clene Inc. | CLNN | 5,000,000 | $4.4M | 0.60% |
| 49 | Beam Global | BEEM | 425,000 | $4.4M | 0.60% |
| 50 | Ideal Power @2.32 11/13/24 9.9 | IPWR | 439,180 | $4.2M | 0.57% |
| 51 | EMCORE Corporation | 290846203 | 5,262,296 | $4.0M | 0.54% |
| 52 | QuickLogic Corporation | QUIK | 415,230 | $3.8M | 0.52% |
| 53 | Tela Bio, Inc. | TELA | 375,000 | $3.8M | 0.52% |
| 54 | Reservoir Media, Inc. | RSVRW | 609,894 | $3.7M | 0.50% |
| 55 | Franchise Group, Inc. | 35180X105 | 117,595 | $3.4M | 0.46% |
| 56 | Synchronoss Technologies, Inc. | 87157B103 | 3,549,180 | $3.3M | 0.45% |
| 57 | OncoCyte Corporation | 68235C107 | 14,185,664 | $3.3M | 0.44% |
| 58 | Lantronix, Inc. | LTRX | 761,933 | $3.2M | 0.44% |
| 59 | Noodles & Co. | NDLS | 900,444 | $3.0M | 0.41% |
| 60 | Ideal Power @.001 (pre-funded) | IPWR | 253,830 | $3.0M | 0.41% |
| 61 | Westport Fuel Systems, Inc. (C | WPRT | 383,202 | $3.0M | 0.40% |
| 62 | Profire Energy, Inc. | 74316X101 | 2,240,158 | $2.8M | 0.37% |
| 63 | Nuvation Bio, Inc. | NUVB | 1,425,000 | $2.6M | 0.35% |
| 64 | eMagin Corp @.78 10/9/19-10/9/ | IPWR | 1,947,491 | $2.5M | 0.34% |
| 65 | LightPath Technologies, Inc. - | LPTH | 1,825,000 | $2.5M | 0.33% |
| 66 | The Real Good Food Company, In | 75601G109 | 702,145 | $2.4M | 0.33% |
| 67 | voxeljet AG, ADR (Germany) | 92912L106 | 1,361,393 | $2.4M | 0.32% |
| 68 | Usio,Inc. | USIO | 1,270,628 | $2.4M | 0.32% |
| 69 | Viemed Healthcare, Inc. (US) | VMD | 240,844 | $2.4M | 0.32% |
| 70 | DHI Group, Inc. | DHX | 581,000 | $2.2M | 0.30% |
| 71 | OPKO Health, Inc. | OPK | 1,000,000 | $2.2M | 0.29% |
| 72 | PureTech Health PLC-ADR (Brita | PTCHF | 70,000 | $2.1M | 0.29% |
| 73 | BlackSky Tech R/R @2.2002 9/8/ | IPWR | 2,785,671 | $2.1M | 0.28% |
| 74 | Twin Vee PowerCats Co. | VEEE | 949,062 | $2.0M | 0.27% |
| 75 | Progyny, Inc. | PGNY | 50,000 | $2.0M | 0.27% |
| 76 | Ideal Power, Inc. | 451622203 | 163,281 | $1.9M | 0.26% |
| 77 | Nano Dimension, Ltd. ADR (Isra | NNDM | 663,126 | $1.9M | 0.26% |
| 78 | Legacy Housing Corp. | LEGH | 81,846 | $1.9M | 0.26% |
| 79 | Gaia, Inc. | GAIA | 739,720 | $1.7M | 0.23% |
| 80 | Aviat Networks, Inc. | AVNW | 50,186 | $1.7M | 0.23% |
| 81 | Zynex, Inc. | 98986M103 | 170,882 | $1.6M | 0.22% |
| 82 | Quipt Home Medical Corp. | 74880P104 | 294,600 | $1.6M | 0.21% |
| 83 | MediWound Ltd. | MDWD | 142,857 | $1.5M | 0.20% |
| 84 | Talkspace, Inc. | TALKW | 1,177,848 | $1.5M | 0.20% |
| 85 | Movano, Inc. | 62459M107 | 1,364,286 | $1.5M | 0.20% |
| 86 | Outbrain, Inc. | TEAD | 301,155 | $1.5M | 0.20% |
| 87 | Purple Innovation, Inc. | PRPL | 525,000 | $1.5M | 0.20% |
| 88 | Achieve Life Sciences, Inc. | ACHV | 272,500 | $1.4M | 0.19% |
| 89 | eMagin Corporation | 29076N206 | 689,665 | $1.4M | 0.19% |
| 90 | Clene Inc @1.50 6/16/30 (60day | IPWR | 5,000,000 | $1.4M | 0.18% |
| 91 | Akoustis Technologies, Inc. | 00973N102 | 390,000 | $1.2M | 0.17% |
| 92 | Rocket Lab USA, Inc. | RKLB | 202,000 | $1.2M | 0.16% |
| 93 | ElectroCore, Inc. | ECOR | 247,163 | $1.2M | 0.16% |
| 94 | Gee Group, Inc. | JOB | 2,285,192 | $1.2M | 0.16% |
| 95 | Shapeways Holdings, Inc. | 81947T102 | 310,037 | $1.2M | 0.16% |
| 96 | BioLife Solutions, Inc. | BLFS | 50,000 | $1.1M | 0.15% |
| 97 | Applied DNA Sciences, Inc. | 03815U300 | 809,805 | $1.0M | 0.14% |
| 98 | Clene Inc. @1.10 6/16/26 (60da | IPWR | 5,000,000 | $950,000 | 0.13% |
| 99 | LiqTech International, Inc. | LIQT | 250,000 | $810,000 | 0.11% |
| 100 | urban-gro, Inc. | UGRO | 674,080 | $795,414 | 0.11% |
| 101 | American Public Education, Inc | 02913V103 | 149,370 | $708,014 | 0.10% |
| 102 | GrowGeneration Corp. | GRWG | 200,000 | $680,000 | 0.09% |
| 103 | NeuroOne Medical Technologies | NMTC | 550,000 | $660,000 | 0.09% |
| 104 | Mobilicom Limited (Australia) | MOBBW | 426,656 | $652,784 | 0.09% |
| 105 | Quotient Technology, Inc. | 749119103 | 150,000 | $576,000 | 0.08% |
| 106 | Spero Therapeutics, Inc. | SPRO | 383,400 | $555,930 | 0.08% |
| 107 | Eton Pharmaceuticals, Inc. | ETON | 158,676 | $553,779 | 0.08% |
| 108 | DZS, Inc. | 268211109 | 130,158 | $516,727 | 0.07% |
| 109 | Lulu's Fashion Lounge Holdings | 55003A108 | 200,000 | $506,000 | 0.07% |
| 110 | Forza X1,Inc. | 34988N104 | 334,410 | $491,583 | 0.07% |
| 111 | Atomera Incorporated | ATOM | 55,000 | $482,350 | 0.07% |
| 112 | Medicenna Therapeutics Corp. | MDNAF | 1,000,000 | $479,000 | 0.06% |
| 113 | Enthusiast Gaming Holdings, In | 29385B109 | 897,100 | $446,959 | 0.06% |
| 114 | Bitfarms, Ltd. (Canada) - U.S. | BITF | 192,989 | $283,694 | 0.04% |
| 115 | OncoCyte Corp. @1.53 4/19/27 4 | IPWR | 3,752,345 | $262,664 | 0.04% |
| 116 | DoubleDown Interactive Co Ltd | DDI | 26,427 | $253,963 | 0.03% |
| 117 | Sigma Labs, Inc. | 826598500 | 697,785 | $243,527 | 0.03% |
| 118 | X4 Pharmaceuticals, Inc. | XFOR | 100,000 | $194,000 | 0.03% |
| 119 | VIQ Solutions @1.39 1/21/23-7/ | IPWR | 1,700,000 | $187,000 | 0.03% |
| 120 | Ideal Power @8.90 8/5/25 9.99 | IPWR | 39,366 | $157,464 | 0.02% |
| 121 | INVO Bioscience, Inc. | 44984F302 | 623,860 | $127,267 | 0.02% |
| 122 | Medicenna Therapeutics, Corp.@ | MDNAF | 1,330,000 | $119,700 | 0.02% |
| 123 | Movano, Inc. wts @ 1.57 exp. 1 | IPWR | 357,143 | $107,143 | 0.01% |
| 124 | ReShape Lifesc @8=1.5cs or $0 | IPWR | 90,000 | $99,900 | 0.01% |
| 125 | Applied DNA Sciences, Inc. @4 | IPWR | 500,000 | $95,000 | 0.01% |
| 126 | Polished.com, Inc. 5/26/22-6/2 | 28252C117 | 1,223,700 | $79,418 | 0.01% |
| 127 | Mobilicom Ltd. @5.00 8/31/27 A | MOBBW | 363,100 | $72,620 | 0.01% |