13F HOLDINGS REPORT
AWM Investment Company, Inc.
Quarter ended Q2 2023 · Filed May 12, 2023 · Accession 0001535264-23-000060
Total Value
$738.9M
Positions
132
Other Managers
0
Confidential Omitted
No
Holdings (135)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | Destination XL Group, Inc. | DXLG | 9,399,297 | $51.8M | 7.01% |
| 2 | TravelCenters of America LLC | 89421B109 | 586,047 | $50.7M | 6.86% |
| 3 | Impinj, Inc. | PI | 339,714 | $46.0M | 6.23% |
| 4 | Aehr Test Systems | AEHR | 1,328,713 | $41.2M | 5.58% |
| 5 | ADMA Biologics, Inc. | ADMA | 6,015,000 | $19.9M | 2.69% |
| 6 | argenx SE - ADR (Netherlands) | ARGX | 50,000 | $18.6M | 2.52% |
| 7 | Avid Bioservices, Inc. | 05368M106 | 982,826 | $18.4M | 2.50% |
| 8 | Ooma, Inc. | OOMA | 1,409,948 | $17.6M | 2.39% |
| 9 | OrthoPediatrics Corporation | KIDS | 395,658 | $17.5M | 2.37% |
| 10 | Repligen Corporation | RGEN | 100,000 | $16.8M | 2.28% |
| 11 | Infusystem Holdings, Inc. | INFU | 2,000,000 | $15.5M | 2.10% |
| 12 | Everspin Technology, Inc. | MRAM | 2,006,241 | $13.7M | 1.85% |
| 13 | Lovesac Company, The | LOVE | 452,096 | $13.1M | 1.77% |
| 14 | CEVA, Inc. | CEVA | 429,192 | $13.1M | 1.77% |
| 15 | Genasys, Inc. (F4) | GNSS | 4,349,544 | $12.8M | 1.74% |
| 16 | American Superconductor Corp | AMSC | 2,536,283 | $12.5M | 1.69% |
| 17 | Aspen Aerogels, Inc. | ASPN | 1,620,856 | $12.1M | 1.63% |
| 18 | Century Casinos, Inc. | CNTY | 1,644,037 | $12.1M | 1.63% |
| 19 | LeMaitre Vascular, Inc. | LMAT | 230,000 | $11.8M | 1.60% |
| 20 | Leonardo DRS, Inc. | DRS | 856,188 | $11.1M | 1.50% |
| 21 | Societal CDMO, Inc. | 75629F109 | 8,846,052 | $10.5M | 1.42% |
| 22 | Gambling.com Group Ltd. | GAMB | 1,037,064 | $10.3M | 1.39% |
| 23 | Kopin Corporation | KOPN | 8,286,124 | $9.0M | 1.22% |
| 24 | DZS, Inc. | 268211109 | 1,102,550 | $8.7M | 1.18% |
| 25 | Viemed Healthcare, Inc. (Canad | VMD | 854,875 | $8.3M | 1.12% |
| 26 | Universal Technical Institute | UTI | 1,115,688 | $8.2M | 1.11% |
| 27 | Natural Gas Services Group Inc | 63886Q109 | 769,233 | $7.9M | 1.07% |
| 28 | Sequans Communications S.A. AD | SQNS | 3,849,940 | $7.7M | 1.04% |
| 29 | Orthofix Medical Inc. | OFIX | 458,823 | $7.7M | 1.04% |
| 30 | EMCORE Corporation (F4) | 290846203 | 6,539,988 | $7.5M | 1.02% |
| 31 | Tactile Systems Technology, In | 87357P100 | 400,000 | $6.6M | 0.89% |
| 32 | Kopin Corporation pre-funded @ | IPWR | 6,000,000 | $6.5M | 0.88% |
| 33 | RADCOM, Ltd. (Israel) | RDCM | 642,406 | $6.5M | 0.88% |
| 34 | Pfsweb, Inc. | 717098206 | 1,525,000 | $6.5M | 0.88% |
| 35 | Turtle Beach Corporation | TBCH | 633,455 | $6.3M | 0.86% |
| 36 | OptimizeRx Corporation | OPRX | 398,243 | $5.8M | 0.79% |
| 37 | Backblaze, Inc. | BLZE | 1,091,753 | $5.5M | 0.75% |
| 38 | Turtle Beach Corp. @0 pre-fund | IPWR | 550,000 | $5.5M | 0.75% |
| 39 | PowerFleet, Inc. | AIOT | 1,579,956 | $5.4M | 0.73% |
| 40 | LivePerson, Inc. | LPSN | 1,208,818 | $5.3M | 0.72% |
| 41 | Vicor Corporation | VICR | 113,356 | $5.3M | 0.72% |
| 42 | nLight, Inc. | LASR | 490,882 | $5.0M | 0.68% |
| 43 | OneWater Marine, Inc. - CL A | ONEW | 175,000 | $4.9M | 0.66% |
| 44 | Apollo Endosurgery, Inc. | 03767D108 | 486,761 | $4.8M | 0.65% |
| 45 | Westport Fuel Systems, Inc. | WPRT | 4,582,047 | $4.4M | 0.59% |
| 46 | Shotspotter, Inc. | SSTI | 107,438 | $4.2M | 0.57% |
| 47 | Reservoir Media, Inc. | RSVRW | 609,894 | $4.0M | 0.54% |
| 48 | eMagin Corp @.78 10/9/19-10/9/ | IPWR | 2,919,402 | $4.0M | 0.54% |
| 49 | Ultra Clean Holdings, Inc. | UCTT | 119,188 | $4.0M | 0.53% |
| 50 | PureTech Health PLC (Britain) | IPWR | 1,350,014 | $3.7M | 0.50% |
| 51 | Aerovironment, Inc. | AVAV | 40,208 | $3.7M | 0.50% |
| 52 | voxeljet AG, ADR (Germany) | 92912L106 | 1,716,903 | $3.6M | 0.49% |
| 53 | Ideal Power @2.32 11/13/24 9.9 | IPWR | 439,180 | $3.6M | 0.49% |
| 54 | NeoGames S.A. (Luxembourg) | L6673X107 | 226,500 | $3.4M | 0.47% |
| 55 | The Real Good Food Company, In | 75601G109 | 794,262 | $3.4M | 0.45% |
| 56 | Synchronoss Technologies, Inc. | 87157B103 | 3,549,180 | $3.3M | 0.45% |
| 57 | Lantronix, Inc. | LTRX | 761,933 | $3.3M | 0.45% |
| 58 | Noodles & Co. | NDLS | 661,444 | $3.2M | 0.43% |
| 59 | Franchise Group, Inc. | 35180X105 | 117,595 | $3.2M | 0.43% |
| 60 | Citi Trends, Inc. | CTRN | 167,328 | $3.2M | 0.43% |
| 61 | BlackSky Technology, Inc. (Res | BKSY-WT | 2,785,671 | $3.1M | 0.42% |
| 62 | Bellus Health, Inc. (Canada) | 07987C204 | 380,000 | $2.7M | 0.37% |
| 63 | Ideal Power @.001 (pre-funded) | IPWR | 253,830 | $2.7M | 0.36% |
| 64 | Profire Energy, Inc. | 74316X101 | 2,084,714 | $2.6M | 0.35% |
| 65 | LightPath Technologies, Inc. - | LPTH | 1,825,000 | $2.6M | 0.35% |
| 66 | AirSculpt Technologies, Inc. | AIRS | 505,515 | $2.5M | 0.34% |
| 67 | Nuvation Bio, Inc. | NUVB | 1,525,000 | $2.5M | 0.34% |
| 68 | AppHarvest, Inc. | 03783T103 | 4,121,619 | $2.5M | 0.34% |
| 69 | MaxCyte, Inc. | MXCT | 500,000 | $2.5M | 0.33% |
| 70 | QuickLogic Corporation | QUIK | 415,230 | $2.5M | 0.33% |
| 71 | ElectroCore, Inc. | ECOR | 449,663 | $2.5M | 0.33% |
| 72 | Gaia, Inc. | GAIA | 879,375 | $2.4M | 0.33% |
| 73 | OncoCyte Corporation | 68235C107 | 6,773,051 | $2.4M | 0.32% |
| 74 | urban-gro, Inc. | UGRO | 842,855 | $2.3M | 0.31% |
| 75 | DHI Group, Inc. | DHX | 581,000 | $2.3M | 0.31% |
| 76 | Usio,Inc. | USIO | 1,285,552 | $2.2M | 0.30% |
| 77 | Quipt Home Medical Corp. | 74880P104 | 294,600 | $2.1M | 0.28% |
| 78 | PureTech Health PLC-ADR (Brita | PTCHF | 70,000 | $2.0M | 0.27% |
| 79 | Movano, Inc. | 62459M107 | 1,614,286 | $2.0M | 0.27% |
| 80 | Nano Dimension, Ltd. ADR (Isra | NNDM | 663,126 | $1.9M | 0.26% |
| 81 | MediWound Ltd. | MDWD | 142,857 | $1.9M | 0.26% |
| 82 | Biolase, Inc. Wts pre-funded @ | IPWR | 6,975,000 | $1.9M | 0.26% |
| 83 | Spero Therapeutics, Inc. | SPRO | 1,300,400 | $1.9M | 0.26% |
| 84 | Legacy Housing Corp. | LEGH | 81,846 | $1.9M | 0.25% |
| 85 | Ideal Power, Inc. | 451622203 | 163,281 | $1.7M | 0.23% |
| 86 | Twin Vee PowerCats Co. | VEEE | 949,062 | $1.6M | 0.22% |
| 87 | Viemed Healthcare, Inc. (US) | VMD | 157,151 | $1.5M | 0.21% |
| 88 | OPKO Health, Inc. | OPK | 1,000,000 | $1.5M | 0.20% |
| 89 | Summit Therapeutics, Inc. | SMMT | 800,001 | $1.4M | 0.19% |
| 90 | Akoustis Technologies, Inc. | 00973N102 | 390,000 | $1.2M | 0.16% |
| 91 | LiqTech International, Inc. | LIQT | 2,430,141 | $1.1M | 0.15% |
| 92 | Atomera Incorporated | ATOM | 177,034 | $1.1M | 0.15% |
| 93 | BioLife Solutions, Inc. | BLFS | 50,000 | $1.1M | 0.15% |
| 94 | American Public Education, Inc | 02913V103 | 200,070 | $1.1M | 0.15% |
| 95 | Outbrain, Inc. | TEAD | 258,913 | $1.1M | 0.14% |
| 96 | Karat Packaging, Inc. | KRT | 75,359 | $1.0M | 0.14% |
| 97 | Gee Group, Inc. | JOB | 2,285,192 | $948,355 | 0.13% |
| 98 | G Medical Innovations Holdings | G39946214 | 1,000,000 | $910,000 | 0.12% |
| 99 | NeuroOne Medical Technologies | NMTC | 550,000 | $885,499 | 0.12% |
| 100 | BlackSky Tech R/R @2.2002 9/8/ | IPWR | 2,785,671 | $863,558 | 0.12% |
| 101 | Applied DNA Sciences, Inc. | 03815U300 | 751,780 | $849,511 | 0.11% |
| 102 | Rocket Lab USA, Inc. | RKLB | 202,000 | $816,080 | 0.11% |
| 103 | Aurinia Pharmaceuticals Inc. | AUPH | 73,500 | $805,560 | 0.11% |
| 104 | Shapeways Holdings, Inc. | 81947T102 | 2,329,913 | $799,626 | 0.11% |
| 105 | Edgio, Inc. | 53261M104 | 930,735 | $736,304 | 0.10% |
| 106 | Quantum Corp. | 747906501 | 584,518 | $672,196 | 0.09% |
| 107 | Medicenna Therapeutics Corp. | MDNAF | 1,000,000 | $650,000 | 0.09% |
| 108 | VIQ Solutions, Inc. (Canada) | VQSSF | 1,709,531 | $624,834 | 0.08% |
| 109 | Eton Pharmaceuticals, Inc. | ETON | 158,676 | $610,903 | 0.08% |
| 110 | Mobilicom Limited (Australia) | MOBBW | 426,656 | $601,585 | 0.08% |
| 111 | Biolase, Inc. | 090911405 | 1,938,571 | $545,126 | 0.07% |
| 112 | Enthusiast Gaming Holdings, In | 29385B109 | 897,100 | $530,986 | 0.07% |
| 113 | OncoCyte Corp. @1.53 4/19/27 4 | IPWR | 3,752,345 | $525,328 | 0.07% |
| 114 | Minerva Surgical, Inc. | 60343F106 | 2,319,660 | $509,165 | 0.07% |
| 115 | Eco Wave Power Global AB (Swe | WAVE | 170,821 | $478,299 | 0.06% |
| 116 | eMagin Corporation | 29076N206 | 216,565 | $450,455 | 0.06% |
| 117 | INVO Bioscience, Inc. | 44984F302 | 623,860 | $398,647 | 0.05% |
| 118 | Fennec Pharmaceuticals, Inc. | FENC | 47,600 | $396,032 | 0.05% |
| 119 | Lulu's Fashion Lounge Holdings | 55003A108 | 150,232 | $357,552 | 0.05% |
| 120 | Sigma Labs, Inc. | 826598500 | 697,785 | $307,025 | 0.04% |
| 121 | Accelerate Diagnostics, Inc. | 00430H102 | 400,944 | $280,661 | 0.04% |
| 122 | DoubleDown Interactive Co Ltd | DDI | 27,203 | $217,624 | 0.03% |
| 123 | VIQ Solutions @1.39 1/21/23-7/ | IPWR | 1,700,000 | $204,000 | 0.03% |
| 124 | SeqLL,Inc | 81734C106 | 507,903 | $203,161 | 0.03% |
| 125 | Bitfarms, Ltd. (Canada) - U.S. | BITF | 192,989 | $187,199 | 0.03% |
| 126 | ReShape Lifesc @8=1.5cs or $0= | IPWR | 90,000 | $173,700 | 0.02% |
| 127 | Polished.com, Inc. 5/26/22-6/2 | 28252C117 | 1,689,700 | $167,111 | 0.02% |
| 128 | Medicenna Therapeutics, Corp.@ | IPWR | 1,330,000 | $159,600 | 0.02% |
| 129 | Movano, Inc. wts @ 1.57 exp. 1 | IPWR | 357,143 | $139,286 | 0.02% |
| 130 | Applied DNA Sciences, Inc. @4 | IPWR | 500,000 | $125,000 | 0.02% |
| 131 | Ideal Power @8.90 8/5/25 9.99 | IPWR | 39,366 | $116,523 | 0.02% |
| 132 | LiveVox Holdings, Inc. | 538384009 | 27,552 | $85,136 | 0.01% |
| 133 | Mobilicom Ltd. @5.00 8/31/27 A | MOBBW | 363,100 | $65,358 | 0.01% |
| 134 | Applied DNA Sciences, Inc. @4 | IPWR | 475,000 | $2,090 | 0.00% |
| 135 | Qualtek Services, Inc.-A Wt @1 | 74760R113 | 50,000 | $1,900 | 0.00% |